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Structured Products Calendar
ABN AMRO BANK NV
• 10% Knock-in Reverse Exchangeable Securities due Sept. 26, 2008 linked to the common stock of AT&T Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 10% Knock-in Reverse Exchangeable Securities due Sept. 26, 2008 linked to the common stock of Cisco Systems, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 24.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Delta Airlines, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 16% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Goldcorp Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 11% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the Goldman Sachs Group, Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 24; settlement Sept. 27
• 9% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the Home Depot, Inc. common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 24; settlement Sept. 27
• 9.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to Intel Corp. common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 24; settlement Sept. 27
• 19.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of IntercontinentalExchange, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 20% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Joy Global Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 19.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Lehman Brothers Holdings, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 14% Knock-in Reverse Exchangeable Securities due Dec. 27, 2007 linked to Merrill Lynch & Co., Inc. common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 24; settlement Sept. 27
• 10.7% Knock-in Reverse Exchangeable Securities due Sept. 26, 2008 linked to the common stock of Monsanto Co.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 20% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Moody's Corp.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 19.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Nucor Corp.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 27% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of NutriSystem, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 15.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of NYSE Euronext, Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 14.5% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Qualcomm Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 13% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of SLM Corp.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 18% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to Smith & Wesson Holding Corp. common stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 24; settlement Sept. 27
• 16% Knock-in Reverse Exchangeable Securities due March 27, 2008 linked to the common stock of Yahoo! Inc.; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 24; settlement Sept. 27
• 20.5% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of AK Steel Holding Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 16.2% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Alaska Air Group, Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 13.5% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of American Express Co.; 90% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 17% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Apple, Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 14% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Arch Coal, Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 17.1% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Bristol-Myers Squibb Co.; 90% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 14% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Caterpillar Inc.; 90% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 12.7% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of CSX Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 12% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Deere & Co.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 18.5% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 10% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of JPMorgan Chase & Co.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 13.2% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Motorola, Inc.; 90% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 14% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of National Oilwell Varco, Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 11.2% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Norfolk Southern Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 11.75% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Peabody Energy Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 13% Knock-in Reverse Exchangeable Securities due March 31, 2008 linked to the common stock of Rowan Cos., Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 16.1% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Target Corp.; 85% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
• 14% Knock-in Reverse Exchangeable Securities due Dec. 31, 2007 linked to the common stock of Whole Foods Market, Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25; settlement Sept. 28
BANK OF AMERICA
• 0% unsecured senior notes due Dec. 29, 2008 structured as Strategic Equity Exposure Performance Linked Securities (Steepls) linked to equal weights of the S&P 500 index, the Dow Jones Euro Stoxx 50 index and the Nikkei 225 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing and settlement in September
BARCLAYS BANK PLC
• 19% reverse convertible notes due March 19, 2008 linked to AMR Corp. common stock; 70% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 10.4% reverse convertible notes due Sept. 17, 2008 linked to Deere & Co. common stock; 80% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19f
• 10% reverse convertible notes due March 19, 2008 linked to Morgan Stanley common stock; 80% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 10.5% reverse convertible notes due Sept. 17, 2008 linked to the Nasdaq Stock Market, Inc. common stock; 80% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 14.5% reverse convertible notes due March 19, 2008 linked to Nucor Corp. common stock; 75% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 13.75% reverse convertible notes due March 19, 2008 linked to Peabody Energy Corp. common stock; 80% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 0% return enhanced notes due Sept. 26, 2008 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and JPMorgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 13.25% reverse convertible notes due Sept. 17, 2008 linked to Titanium Metals Corp. common stock; 70% trigger; via Barclays Capital; pricing Sept. 14; settlement Sept. 19
• 9.6% reverse convertible notes due Sept. 26, 2008 linked to Citigroup Inc. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 10.25% reverse convertible notes due Sept. 26, 2008 linked to eBay Inc. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 17.75% reverse convertible notes due Dec. 26, 2007 linked to Massey Energy Corp. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 17% reverse convertible notes due Dec. 26, 2007 linked to Noble Energy, Inc. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 11.50% reverse convertible notes due Dec. 26, 2007 linked to Norfolk Southern Corp. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 10.50% reverse convertible notes due Dec. 26, 2007 linked to Sunoco, Inc. common stock; via Barclays Capital; pricing Sept. 21; settlement Sept. 26
• 20% reverse convertible notes due March 28, 2008 linked to Advanced Micro Devices, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal-protected notes due March 28, 2013 linked to a basket consisting of equal weights (25%) of aluminum, copper, zinc and the FTSE/Xinhua China 25 index; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.5% reverse convertible notes due March 28, 2008 linked to Ann Taylor Stores Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 19.5% reverse convertible notes due Dec. 28, 2007 linked to Apple Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 15.25% reverse convertible notes due March 28, 2008 linked to Apple Inc. common stock; 70% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 15.5% reverse convertible notes due March 28, 2008 linked to Arch Coal, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 9.5% reverse convertible notes due March 28, 2008 linked to the Bank of New York Co., Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12.25% reverse convertible notes due March 28, 2008 linked to bebe stores, inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 14.5% reverse convertible notes due March 28, 2008 linked to Boston Scientific Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 100% principal-protected digital plus notes due Sept. 28, 2009 linked to equal weights of the Brazilian real, Indian rupee, Iceland krone, Turkish new lira and Hungarian forint; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 20% reverse convertible notes due March 28, 2008 linked to CB Richard Ellis Group, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11% reverse convertible notes due March 28, 2008 linked to Celgene Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.75% reverse convertible notes due March 28, 2008 linked to Chico's FAS, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 13.25% reverse convertible notes due March 28, 2008 linked to Ciena Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 13.25% reverse convertible notes due March 28, 2008 linked to Circuit City Stores, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10.25% reverse convertible notes due Sept. 26, 2008 linked to the common stock of Cisco Systems, Inc.; 80% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.25% reverse convertible notes due March 28, 2008 linked to Coach, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.6% reverse convertible notes due Sept. 26, 2008 linked to the common stock of Corning Inc.; 75% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 18% reverse convertible notes due March 28, 2008 linked to Coldwater Creek Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 9.5% reverse convertible notes due March 28, 2008 linked to Comcast Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.25% reverse convertible notes due March 28, 2008 linked to ConocoPhillips common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 18.5% reverse convertible notes due Sept. 26, 2008 linked to the common stock of Delta Petroleum Corp.; 70% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12% reverse convertible notes due March 28, 2008 linked to Diamond Offshore Drilling, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 17.5% reverse convertible notes due March 28, 2008 linked to Energy Conversion Devices, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 9.75% reverse convertible notes due March 28, 2008 linked to EchoStar Communications Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10.15% reverse convertible notes due March 28, 2008 linked to Exxon Mobile Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 19.5% reverse convertible notes due March 28, 2008 linked to Ford Motor Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 16% reverse convertible notes due March 28, 2008 linked to Frontier Oil Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 17.5% reverse convertible notes due Sept. 26, 2008 linked to Ford Motor Co. common stock; via Barclays Capital; 70% trigger; pricing Sept. 25; settlement Sept. 28
• 14.25% reverse convertible notes due March 28, 2008 linked to Grant Prideco, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10.5% reverse convertible notes due March 28, 2008 linked to the Home Depot, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10% reverse convertible notes due March 28, 2008 linked to Intel Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12.4% reverse convertible notes due March 28, 2008 linked to JPMorgan Chase & Co. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 9.25% reverse convertible notes due March 28, 2008 linked to Lowe's Cos. Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.75% reverse convertible notes due March 28, 2008 linked to Merrill Lynch & Co., Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12.25% reverse convertible notes due March 28, 2008 linked to Micron Technology, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 14.5% reverse convertible notes due March 28, 2008 linked to Moody's Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10.25% reverse convertible notes due March 28, 2008 linked to Nabors Industries Ltd. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 16.25% reverse convertible notes due March 28, 2008 linked to Netflix, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 18% reverse convertible notes due March 28, 2008 linked to NutriSystem Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12% reverse convertible notes due Sept. 26, 2008 linked to the common stock of NYSE Euronext, Inc.; 75% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.5% reverse convertible notes due March 28, 2008 linked to Qualcomm Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 11.25% reverse convertible notes due March 28, 2008 linked to Saks Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 18.25% reverse convertible notes due March 28, 2008 linked to SanDisk Corp. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12.5% reverse convertible notes due March 28, 2008 linked to Schlumberger NV common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 17.5% reverse convertible notes due Dec. 28, 2007 linked to SunPower Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 12.55% reverse convertible notes due March 19, 2008 linked to Target Corp stock; 75% trigger; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 10.25% reverse convertible notes due March 28, 2008 linked to Tellabs, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• 16% reverse convertible notes due March 28, 2008 linked to Washington Mutual, Inc. common stock; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal-protected notes due March 28, 2012 linked to WTI crude oil; via Barclays Capital; pricing Sept. 25; settlement Sept. 28
CAYLON
• 15% reverse convertible notes due March 24, 2008 linked to Advanced Micro Devices, Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 14.4% reverse convertible notes due March 24, 2008 linked to Alcoa Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 9.6% reverse convertible notes due Sept. 19, 2008 linked to American Express Co. shares via LaSalle Financial Services Inc.; 85% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 10.2% reverse convertible notes due Sept. 19, 2008 linked to Caterpillar, Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 16.6% reverse convertible notes due Sept. 19, 2008 linked to Ford Motor Co. shares; 70% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 10% reverse convertible notes due Sept. 19, 2008 linked to Home Depot, Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 11.75% reverse convertible notes due Sept. 19, 2008 linked to Schlumberger NV shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 17.4% reverse convertible notes due March 24, 2008 linked to United States Steel Corp. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
• 11.25% reverse convertible notes due March 24, 2008 linked to Whole Foods Market, Inc. shares; 80% trigger; via LaSalle Financial Services Inc.; pricing Sept. 18; settlement Sept. 21
CITIGROUP FUNDING INC.
• Six-month Equity-LinKed Securities (ELKS) linked to General Electric Co. stock; 85% trigger; via Citigroup Global Markets Inc.; pricing in September
• Between 9% and 10% one-year Equity LinKed Securities (ELKS) linked to Texas Instruments Inc. stock; via Citigroup Global Markets Inc.; pricing in September
• Zero-coupon 100% principal-protected notes due in October 2009 linked to a basket that contains equal weights (20%) of the Turkish lira, Hungarian forint, Icelandic krona, Indonesia rupiah and Norwegian krone; via Citigroup Financial Products Inc.; pricing in October; settlement in October
• Callable Libor range accrual notes due 2022; via Citigroup Global Markets Inc.
• Zero-coupon principal-protected notes due September 2009 linked to the euro/dollar exchange rate; via Citigroup Global Markets Inc.
DEUTSCHE BANK AG, LONDON BRANCH
• 0% market contribution securities due Sept. 26, 2012 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Total Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 21; settlement Sept. 26
• 100% principal-protected CMS slope steepener notes due Sept. 28, 2022; via Deutsche Bank Securities, Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25; settlement Sept. 28
• 0% autocallable securities due Sept. 30, 2010 linked to the Nasdaq 100 index; via Deutsche Bank Securities, Inc. and Deutsche bank Trust Co. Americas; pricing Sept. 25; settlement Sept. 28
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2009 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal-protection notes due between June 28, 2013 and Dec. 31, 2013 linked to the S&P 500 index with a 33.34% weight, the Dow Jones Euro Stoxx 50 index with a 33.33% weight and the Nikkei 225 index with a 33.33% weight; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; settlement Sept.. 28
• 0% performance tracking securities due Sept. 28, 2012 linked to the UBS Seasonal Exposure Total Return index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; settlement Sept. 28
EKSPORTFINANS ASA
• 8.5% to 10.5% reverse convertible notes due March 19, 2008 linked to the Charles Schwab Corp. stock; 80% trigger; via Morgan Stanley & Co. Inc.; pricing Sept. 14; settlement Sept. 19
• 20% reverse convertible notes due March 19, 2008 linked to General Motors Corp.; 75% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 18.15% reverse convertible notes due March 19, 2008 linked to Goodyear Tire & Rubber Co.; 75% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 11.3% reverse convertible notes due March 19, 2008 linked to Goldman Sachs Group, Inc.; 80% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 13.2% reverse convertible notes due March 19, 2008 linked to Hertz Global Holdings, Inc.; 80% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 9.25% reverse convertible notes due Sept. 19, 2008 linked to Humana Inc.; 80% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 40.7% reverse convertible notes due Dec. 19, 2007 linked to InterOil Corp.; 60% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 9% to 11% reverse convertible notes due March 19, 2008 linked to Merrill Lynch & Co., Inc. stock; 80% trigger; via Morgan Stanley & Co. Inc.; pricing Sept. 14; settlement Sept. 19
• 24.75% reverse convertible notes due Dec. 19, 2007 linked to MetroPCS Communications, Inc.; 65% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 12.6% reverse convertible notes due Dec. 19, 2007 linked to Under Armour, Inc.; 75% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 14.2% reverse convertible notes due March 19, 2008 linked to United States Steel Corp.; 75% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 10.8% reverse convertible notes due March 19, 2008 linked to Whirlpool Corp.; 80% trigger; via Natixis Securities North America Inc.; pricing Sept. 14; settlement Sept. 19
• 8% to 9% reverse convertible notes due March 19, 2008 linked to the Williams Cos., Inc.. stock; 80% trigger; via Morgan Stanley & Co. Inc.; pricing Sept. 14; settlement Sept. 19
• 0% Accelerated Return Equity Securities (ARES) due March 30, 2012 linked to the Credit Suisse Water index - Powered by HOLT; via Credit Suisse Securities (USA) LLC; pricing Sept. 21; settlement Sept. 28
• Commodity-linked notes due Sept. 28, 2012 linked to the Dow Jones - AIG Commodity index; via Banc of America Securities LLC; pricing Sept. 25; settlement Sept. 28
• 13% to 14% enhanced yield securities with contingent downside protection due April 10, 2008 linked to the common stock of the Alcoa Inc.; via Wachovia Capital Markets, LLC
• Floating-rate strategic access securities due Feb. 10, 2009 linked to the CBOE S&P 500 BuyWrite (BXM) index; via Wachovia Capital Markets, LLC
• 10% to 11% enhanced yield securities with contingent downside protection due April 2, 2008 linked to the common stock of the Morgan Stanley; via Wachovia Capital Markets, LLC
• 15% to 16% enhanced yield securities with contingent downside protection due Jan. 2, 2008 linked to the common stock of the Hess Corp.; via Wachovia Capital Markets, LLC
FORTIS BANK, CAYMAN ISLANDS BRANCH
• 8.5% knock-in reverse convertible securities due Sept. 29, 2008 linked to American International Group, Inc. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 12.75% knock-in reverse convertible securities due Dec. 28, 2007 linked to Apple Inc. stock; 75% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 14.5% knock-in reverse convertible securities due March 28, 2008 linked to Arch Coal, Inc. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 24% knock-in reverse convertible securities due Jan. 31, 2008 linked to Elan plc stock; 70% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 10% knock-in reverse convertible securities due March 28, 2008 linked to Exxon Mobil Corp. stock; 85% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 13% knock-in reverse convertible securities due March 28, 2008 linked to Freeport-McMoRan Copper & Gold stock; 75% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 10.13% knock-in reverse convertible securities due Sept. 29, 2008 linked to Google Inc. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 17.5% knock-in reverse convertible securities due March 28, 2008 linked to JetBlue Airways Corp. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 9.5% knock-in reverse convertible securities due Sept. 29, 2008 linked to Motorola, Inc. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 11% knock-in reverse convertible securities due March 28, 2008 linked to Norfolk Southern Corp. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 8.75% knock-in reverse convertible securities due Sept. 28, 2008 linked to Schering-Plough Corp. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
• 11% knock-in reverse convertible securities due March 28, 2008 linked to Valero Energy Corp. stock; 80% trigger; via Fortis Bank; pricing Sept. 25; settlement Sept. 28
GOLDMAN SACHS GROUP INC.
• 0% enhanced-participation notes linked to the iShares MSCI Emerging Markets Index Fund; via Goldman, Sachs & Co.
• Basket-linked notes due 2008 linked to the S&P 500 with a 60% weight, the MSCI EAFE with a 25% weight, the iShares MSCI Emerging Markets index fund with a 10% weight and the Topix with a 5% weight; via Goldman, Sachs & Co.
HARTFORD LIFE INSURANCE CO.
• Principal-protected medium-term notes due Oct. 9, 2012 linked to the S&P 500 index; via lead agent Bear, Stearns & Co. Inc.; pricing Oct. 3; settlement Oct. 9
HSBC USA INC.
• 21% reverse convertible notes due March 28, 2008 linked to the stock of Countrywide Financial Corp.; 50% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 21% reverse convertible notes due Dec. 31, 2007 linked to the stock of Advanced Micro Devices, Inc.; 75% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 21.5% reverse convertible notes due Dec. 31, 2007 linked to the stock of Blue Nile, Inc.; 70% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 19% reverse convertible notes due Dec. 31, 2007 linked to the of CB Richard Ellis Group, Inc.; 70% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 10.5% reverse convertible notes due March 28, 2008 linked to the stock of Chicago Mercantile Exchange Holdings Inc.; 85% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 17% reverse convertible notes due Dec. 31, 2007 linked to the stock of Freeport-McMoRan Copper & Gold Inc.; 75% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 16% reverse convertible notes due Dec. 31, 2007 linked to the stock of Goldman Sachs Group, Inc.; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 0% enhanced market participation notes due Sept. 30, 2008 linked to the Hang Seng index; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 32.2% reverse convertible notes due Dec. 31, 2007 linked to the stock of Indymac Bancorp, Inc.; 60% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 12.25% reverse convertible notes due Dec. 31, 2007 linked to the stock of JPMorgan Chase & Co.; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 0% enhanced market participation notes due Sept. 30, 2008 linked to the Nasdaq 100 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2009 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• 0% performance securities with contingent protection due Sept. 28, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 15.65% reverse convertible notes due March 28, 2008 linked to the stock of Southwestern Energy Co.; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
• 18.5% reverse convertible notes due Dec. 31, 2007 linked to the common stock of United States Steel Corp. Inc.; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25; settlement Sept. 28
JPMORGAN CHASE & CO.
• Zero-coupon principal-protected notes due March 19, 2009 linked to the performance of an equally weighted basket consisting of equal weights (25%) of the Brazilian real, Indian rupee, Mexican peso and New Turkish lira; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• Lesser index annual review notes due Sept. 27, 2010 linked to the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• Zero-coupon 100% principal-protected notes due March 19, 2013 linked to Dow Jones - AIG Commodity index; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 100% principal-protected notes due Sept. 19, 2012 linked to equal weights of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 100% principal-protected notes due Sept. 19, 2012 linked to equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 13.5% reverse exchangeable notes due March 19, 2008 linked to the common stock of General Motors Corp.; 50% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 0% annual review notes due Sept. 27, 2010 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• 11% reverse exchangeable notes due Dec. 26, 2007 linked Apple Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 21; settlement Sept. 26
• 12% reverse exchangeable notes due Dec. 26, 2007 linked General Motors Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 21; settlement Sept. 26
• 14.5% reverse exchangeable notes due March 27, 2008 linked to the common stock of General Motors Corp.; 55% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 24; settlement Sept. 27
• 13.50% reverse exchangeable notes due Dec. 28, 2007 linked to Alcoa Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 10.50% reverse exchangeable notes due March 28, 2008 linked to American Express Co. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 18.75% reverse exchangeable notes due Dec. 28, 2007 linked to Apple Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 14.50% reverse exchangeable notes due March 28, 2008 linked to Apple Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 10% reverse exchangeable notes due Sept. 29, 2008 linked to AT&T Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 9.5% reverse exchangeable notes due Sept. 29, 2008 linked to Bank of America Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 10.75% reverse exchangeable notes due Sept. 29, 2008 linked to Cemex SAB de CV's American Depositary Shares; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 10.50% reverse exchangeable notes due March 28, 2008 linked to Citigroup Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 28.50% reverse exchangeable notes due Dec. 28, 2007 linked to Crocs, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 13% reverse exchangeable notes due March 28, 2008 linked to Deere & Co. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 0% buffered return enhanced notes due Sept. 30, 2010 linked to a basket consisting of equal weights (33.3333%) of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 100% principal-protected notes due Sept. 28, 2012 linked to a basket consisting of equal weights (33.3333%) of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 100% principal-protected notes due March 28, 2013 linked to a basket consisting of equal weights (33.3333%) of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 30.5% reverse exchangeable notes due March 28, 2008 linked to the least-performing common stock in the Dow Jones Industrial Average index.; 40% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 26; settlement Sept. 28
• Zero-coupon return enhanced notes due Oct. 31, 2008 linked to the FTSE/Xinhua China 25 index; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 16% reverse exchangeable notes due March 28, 2008 linked to General Motors Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 14.1% reverse exchangeable notes due March 28, 2008 linked to General Motors Corp.; 45% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 13.50% reverse exchangeable notes due Dec. 28, 2007 linked to Hansen Natural Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 17.5% reverse exchangeable notes due March 28, 2008 linked JetBlue Airways Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 18% reverse exchangeable notes due March 28, 2008 linked to JetBlue Airways Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 20% reverse exchangeable notes due Dec. 28, 2007 linked to Lehman Brothers Holdings Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 15% reverse exchangeable notes due Dec. 28, 2007 linked to Merrill Lynch & Co., Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• At least 12.50% reverse exchangeable notes due March 28, 2008 linked to the least-performing common stock in a basket of three stocks including Microsoft Corp., Pfizer Inc. and General Electric Co.; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 11.50% reverse exchangeable notes due Sept. 29, 2008 linked to Morgan Stanley common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 16% reverse exchangeable notes due Dec. 28, 2007 linked to NutriSystem, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 15% reverse exchangeable notes due Dec. 28, 2007 linked to Nvidia Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 13.75% reverse exchangeable notes due March 28, 2008 linked to Peabody Energy Corp. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 0% buffered return enhanced notes due March 27, 2009 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Sept. 24; settlement Sept. 27
• 14.25% reverse exchangeable notes due March 28, 2008 linked to Sotheby's common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 10.50% reverse exchangeable notes due Sept. 29, 2008 linked to Transocean Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 18% reverse exchangeable notes due March 28, 2008 linked to US Airways Group, Inc. common stock; via J.P. Morgan Securities Inc.; pricing Sept. 25; settlement Sept. 28
• 100% principal-protected notes due April 18, 2013 linked to the Dow Jones - AIG Commodity index; via J.P. Morgan Securities Inc.; pricing Oct. 15; settlement Oct. 18
• Zero-coupon principal-protected notes due Oct. 18, 2012 linked an equally weighted basket consisting of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Oct. 15; settlement Oct. 18
• Zero-coupon principal-protected notes due April 20, 2009 linked to the performance of a basket consisting of equal weights (25%) of the Brazilian real, Indian rupee, Mexican peso and new Turkish lira; via J.P. Morgan Securities Inc.; pricing Oct. 15; settlement Oct. 18
• Zero-coupon principal-protected notes due April 18, 2013 linked an equally weighted basket consisting of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Oct. 15; settlement Oct. 18
LEHMAN BROTHERS HOLDINGS INC.
• 18% reverse exchangeable notes due March 19, 2008 linked to Diamond Offshore Drilling, Inc. common stock; 80% trigger; via Lehman Brothers Inc.; pricing Sept. 14; settlement Sept. 19
• 11.5% reverse exchangeable notes due March 19, 2008 linked to Oracle Corp. common stock; 80% trigger; via Lehman Brothers Inc.; pricing Sept. 14; settlement Sept. 19
• 13% reverse exchangeable notes due March 19, 2008 linked to Western Digital Corp. common stock; 80% trigger; via Lehman Brothers Inc.; pricing Sept. 14; settlement Sept. 19
• 0% foreign exchange principal-protected notes due Sept. 28, 2009 linked to equal weights of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Lehman Brothers Inc.; pricing on Sept. 21; settlement on Sept. 27
• 0% buffered return enhanced notes due March 28, 2011 linked to a basket consisting of light sweet crude oil (15% weight), Henry Hub natural gas (10% weight), RBOB gasoline (5% weight), No. 2 fuel heating oil (5% weight), high grade primary aluminum (7% weight), copper - grade A (7% weight), primary nickel (6% weight), special high grade zinc (5% weight), standard lead (5% weight), gold (5% weight), S&P GSCI Livestock Index Excess Return (10% weight) and S&P GSCI Agriculture Index Excess Return (20% weight); via Lehman Brothers Inc.; pricing Sept. 21; settlement Sept. 28
• 100% principal-protected return enhanced notes with expected maturity of March 25, 2011 linked to a basket consisting of equal weights (10%) of light sweet crude oil, No. 2 fuel heating oil, copper - grade A, primary nickel, special high grade zinc, No. 11 world sugar, cocoa, coffee robusta, class III milk and No. 2 wheat; via Lehman Brothers Inc.; pricing Sept. 24; settlement Sept. 27
• 10-year non-inversion notes due Sept. 28, 2017, non-callable for two years linked to the 10-year and two-year Constant Maturity Swap rate; via Lehman Brothers Inc.; via Sept. 25; settlement Sept. 28
• 15-year CMS (Constant Maturity Swap) callable spread daily accrual notes due Sept. 28, 2022; via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 0% return optimization securities due March 31, 2009 linked to a basket consisting of Dow Jones Euro Stoxx 50 (35% weight), FTSE 100 (25% weight), Nikkei 225 (25% weight), Swiss Market Index (5% weight), S&P/ASX 200 (5% weight) and MSCI Emerging Markets Index (5% weight); via UBS Investment Bank and Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 10.20% reverse exchangeable notes due March 28, 2008 linked to Exxon Mobil Corp. common stock; via Lehman Brothers Inc.; pricing Sept.25; settlement Sept.28
• 23.75% reverse exchangeable notes due Dec. 28, 2007 linked to Garmin Ltd. common stock; via Lehman Brothers Inc.; pricing Sept.25; settlement Sept.28
• 9% reverse exchangeable notes due March 28, 2008 linked to General Electric Co. common stock; via Lehman Brothers Inc.; pricing Sept.25; settlement Sept.28
• Zero-coupon 100% principal protection capped return notes due Sept. 28, 2010 linked to the Lehman Brothers Commodity Index Excess Return; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 9.65% reverse exchangeable notes due March 28, 2008 linked to Merck & Co., Inc. common stock; via Lehman Brothers Inc.; pricing Sept.25; settlement Sept.28
• Zero-coupon 100% principal protection enhanced participation notes due Sept. 28, 2012 linked to the Nikkei 225 index with a 33.34% weight, the MSCI Singapore Free index with a 33.33% weight and the MSCI Taiwan with a 33.33% weight; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon, 100% Principal Protection Capped Return Notes linked to the S&P 500 index; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal-protected notes due Aug. 3, 2012 linked to a Seasonal Strategy on the S&P 500 index; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 0% performance securities with partial protection due Sept. 30, 2010 linked to a basket consisting of S&P 500 (33.34%), Dow Jones Euro Stoxx 50 (33.33% weight) and Nikkei 225 (33.33% weight); via UBS Financial Services (lead agent) and Lehman Brothers Inc. (co-agent); pricing Sept 25; settlement Sept. 28
• 10% reverse exchangeable notes due March 28, 2008 linked to Starbucks Corp. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 13.2% reverse exchangeable notes due March 28, 2008 linked to Target Corp. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 15.1% reverse exchangeable notes due Dec. 28, 2007 linked to Under Armour, Inc. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 13.15% reverse exchangeable notes due March 28, 2008 linked to Valero Energy Corp. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 14.5% reverse exchangeable notes due March 28, 2008 linked to Washington Mutual, Inc. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 13.5% reverse exchangeable notes due Dec. 28, 2007 linked to Yahoo! Inc. common stock; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal-protected foreign exchange notes due Sept. 28, 2009 linked to the best of three baskets of currencies, all versus the dollar. First basket includes Mexican peso (33.34% weight), Argentine peso (33.33% weight) and Brazilian real (33.33% weight); Second basket includes equal weights (25%) of Israeli shekel, Hungarian forint, Turkish lira and Russian ruble; Third basket includes equal weights (25%) of Indonesian rupiah, Indian rupee, Malaysian ringgit and Singapore dollar; via Lehman Brothers Inc.; pricing Sept. 25; settlement Sept. 28
• 100% principal-protected enhanced participation notes due April 2, 2009 linked to a basket consisting of equal weights (25%) of Indonesia rupiah, Indian rupee, Malaysian ringgit and Singapore dollar, all versus the dollar; via Lehman Brothers Inc.; pricing Sept. 26; settlement Oct. 2
• 100% principal-protected enhanced participation notes due Oct. 4, 2010 linked to a basket consisting of the euro (33.34% weight), British pound sterling (33.33% weight) and Canadian dollar (33.33% weight), all versus the dollar; via Lehman Brothers Inc.; pricing Sept. 26; settlement Oct. 2
• 100% principal-protected enhanced participation notes due Oct. 4, 2010 linked to a basket consisting of crude oil (20% weight) and 10% weights of heating oil, copper, nickel, zinc, gold, platinum, corn and wheat; via Lehman Brothers Inc.; pricing Sept. 26; settlement Oct. 2
• 0% buffered return enhanced notes due September 2008 linked to the Financial Select Sector SPDR Fund; via Lehman Brothers Inc.; pricing and settlement in September
• 0% return enhanced notes with contingent protection due September 2008 linked to the Financial Select Sector SPDR Fund; via Lehman Brothers Inc.; pricing and settlement in September
• 0% return enhanced notes due September 2009 linked to the Nikkei 225 index; via Lehman Brothers Inc.; pricing and settlement in September
• Two-year zero-coupon principal-protected Foreign Exchange notes linked to the best of three baskets of currencies; first basket will include equal weights of the Brazilian real, Argentine peso and Mexican peso; second basket will include equal weights of the Turkish lira, Hungarian forint, Israeli shekel and Russian ruble; third basket will include equal weights of the Indonesian rupiah, Singapore dollar, Malaysian ringgit and Indian rupee; via Lehman Brothers Inc.
• Zero-coupon two-year principal-protected Foreign Exchange notes linked to the performance of four currency baskets versus the dollar; First basket includes long positions in the Brazilian real (33.34% weight), Argentine peso (33.33% weight) and Mexican peso (33.33% weight); Second basket includes equal weights (25%) of long positions in Turkish lira, Hungarian forint, Israeli shekel and Russian ruble; Third basket includes equal weights (25%) of long positions in Indonesian rupiah, Singapore dollar, Malaysian ringgit and Indian rupee; Fourth basket includes long positions in euro (57.6% weight), Japanese yen (13.6% weight), British pound sterling (11.9% weight), Canadian dollar (9.1% weight), Swedish krona (4.2% weight) and Swiss franc (3.6% weight); via Lehman Brothers Inc.
• Three-year zero-coupon equity and currency-linked basket notes linked to the Indian rupee and the S&P CNX Nifty index; via Lehman Brothers Inc.
• 0% three-year notes linked to the Lehman Brothers Commodity Index Equal Weight Excess Return; via Lehman Brothers Holdings Inc.
MERRILL LYNCH & CO., INC.
• 0% buffered return enhanced notes due Sept. 26, 2008 linked to a basket consisting of the Amex Hong Kong 30 (15.30% weight), FTSE/Xinhua China 25 (26.80% weight), the Korea Stock Price Index 200 (28.50% weight), the MSCI Taiwan (21% weight) and MSCI Singapore (8.40% weight); via J.P. Morgan Securities Inc.; pricing Sept. 14; settlement Sept. 19
• Two-year 9% callable Stock Return Income Debt Securities (Strides) payable at maturity with Caterpillar Inc. common stock; via Merrill Lynch & Co.; pricing and settlement in September
• 0% Accelerated Return Bear Market Notes due October 2008 linked to a front-month light sweet crude oil futures contract; via Merrill Lynch & Co.; pricing in September; settlement in October
• Zero-coupon principal-protected notes due in October 2009 linked to the best of three baskets of currencies; First "Americas" basket includes equal weights (33.3333) of the Mexican peso, the Argentine peso and Brazilian real, all versus the dollar; Second "European" basket will include equal weights (33.3333%) of Norwegian krone, Hungarian forint and Russian ruble, all versus the dollar; Third "Asian" basket will include equal weights (33.3333%) of South Korean won, Singapore dollar and Malaysian ringgit, all versus the dollar; via Merrill Lynch & Co. Inc.; pricing in September; settlement in October
• 0% Accelerated Return Notes due December 2008 linked to the Dow Jones BRIC 50 index; via Merrill Lynch & Co.; pricing in September; settlement in October
• 0% Accelerated Return Notes due December 2008 linked to the MSCI EAFE index; via Merrill Lynch & Co.; pricing and settlement in September or October
• 0% leveraged index return notes due December 2009 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Merrill Lynch & Co.; pricing and settlement in September or October
• 0% Accelerated Return Notes due December 2008 linked to the Nasdaq 100 index; via Merrill Lynch & Co.; pricing in September; settlement in October
• 0% Accelerated Return Notes due December 2008 linked to the PHLX Gold & Silver Sector index; via Merrill Lynch & Co.; pricing in September; settlement in October
• 0% Accelerated Return Notes due December 2008 linked to the Russell 1000 Growth index; via Merrill Lynch & Co.; pricing in September; settlement in October
• 0% Accelerated Return Notes due December 2008 linked to the S&P 500 index; via Merrill Lynch & Co.; pricing in September or October; settlement in October or November
MORGAN STANLEY
• 0% Buffered Performance Leveraged Upside Securities (PLUS) due Sept. 27, 2012 linked to a basket consisting of the S&P 500 (25% weight), Dow Jones Euro Stoxx 50 (15% weight), Nikkei 225 (15% weight), FTSE 100 (15% weight), Russell 2000 (10% weight), Dow Jones-AIG Commodity Index (10% weight), MSCI Emerging Markets Index (5% weight) and MSCI World Real Estate Index (5% weight); via Morgan Stanley & Co. Inc.; pricing Sept. 20; settlement Sept. 27
• Zero-coupon 50% principal-protected notes due March 31, 2009 linked to an equally weighted basket of the Australian dollar, British pound, Canadian dollar, euro, New Zealand dollar and Norwegian krone, all versus the dollar; via Morgan Stanley & Co. Inc.; pricing and settlement in September
• 0% Performance Leveraged Upside Securities (PLUS) due Oct. 20, 2008 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing and settlement in September
• 0% participation notes due Oct. 6, 2010 linked to the performance of the Sevens Index; via Morgan Stanley & Co. Inc.; pricing and settlement in September
• 8% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Oct. 20, 2008 linked to Weatherford International Ltd. stock; via Morgan Stanley & Co. Inc.; pricing and settlement in September
• 0% capital-protected notes due June 30, 2011 linked to a basket consisting of West Texas intermediate light sweet crude oil (30% weight), S&P GSCITM Agriculture Index - Excess Return (20% weight), copper - grade A (20% weight), high grade primary aluminum (20% weight) and gold (10% weight); via Morgan Stanley & Co.; pricing and settlement in September
• 0% Performance Leveraged Upside Securities (PLUS) due Oct. 20, 2008 linked to the Financial Select Sector SPDR Fund index
• Zero-coupon protected absolute return barrier notes due March 20, 2009 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. Inc.
• 0% bear market auto-callable securities due April 8, 2009 linked to the KBW Mortgage Finance index; via Morgan Stanley & Co. Inc.
ROYAL BANK OF CANADA
• 24.9% reverse convertible notes due Dec. 28, 2007 linked to Advanced Micro Devices, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 11.8% reverse convertible notes due March 28, 2008 linked to AES Corp. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.4% reverse convertible notes due March 28, 2008 linked to American Express Co. stock; 85% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 8.05% reverse convertible notes due March 28, 2008 linked to American International Group, Inc. stock; 85% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 12.85% reverse convertible notes due March 28, 2008 linked to Apple, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 14% reverse convertible notes due Dec. 28, 2007 linked to Arch Coal, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 18.4% reverse convertible notes due March 28, 2008 linked to Baidu.com, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 28.75% reverse convertible notes due Dec. 28, 2007 linked to Blue Nile, Inc stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 12.35% reverse convertible notes due March 28, 2008 linked to CarMax, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 21.65% reverse convertible notes due Dec. 28, 2007 linked to Ceragon Networks Ltd. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.4% reverse convertible notes due Dec. 28, 2007 linked to Citigroup Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 11% reverse convertible notes due March 28, 2008 linked to Citigroup Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10.0% reverse convertible notes due Mach 28, 2008 linked to Coach, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.3% reverse convertible notes due March 28, 2008 linked to Core Laboratories NV stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10.55% reverse convertible notes due Sept. 30, 2008 linked to Corning, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13.35% reverse convertible notes due March 28, 2008 linked to Cutera, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 21.2% reverse convertible notes due Dec. 28, 2007 linked to Diana Shipping, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon buffered enhanced return notes due March 27, 2009 linked to the negative performance of the Dow Jones Industrial Average index; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 18.6% reverse convertible notes due Dec. 28, 2007 linked to DryShips Inc. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 8.95% reverse convertible notes due Dec. 28, 2007 linked to eBay Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 21.3% reverse convertible notes due Dec. 28, 2007 linked to Elan Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.35% reverse convertible notes due March 28, 2008 linked to Exxon Mobil, Inc. stock; 85% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 8.5% reverse convertible notes due March 28, 2008 linked to General Electric Co. stock; 90% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 18.15% reverse convertible notes due Dec. 28, 2007 linked to General Motors Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 26.4% reverse convertible notes due Dec. 28, 2007 linked to General Motors Corp. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13% reverse convertible notes due March 28, 2008 linked to General Motors Corp. stock; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 17.55% reverse convertible notes due March 28, 2008 linked to General Motors Corp. stock; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 19.85% reverse convertible notes due March 28, 2008 linked to General Motors Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13.3% reverse convertible notes due Dec. 28, 2007 linked to Goldcorp, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 12.35% reverse convertible notes due March 28, 2008 linked to Helix Energy Solutions Group Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10% reverse convertible notes due March 28, 2008 linked to the Home Depot, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 17.85% reverse convertible notes due Dec. 28, 2007 linked to IntercontinentalExchange, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10.7% reverse convertible notes due Dec. 28, 2007 linked to INVESTools, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 15.15% reverse convertible notes due Sept. 30, 2008 linked to JetBlue Airways Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10.25% reverse convertible notes due March 28, 2008 linked to Johnson Controls, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13.7% reverse convertible notes due March 28, 2008 linked to Joy Global Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 12.15% reverse convertible notes due March 28, 2008 linked to JPMorgan Chase & Co. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.35% reverse convertible notes due Sept. 30, 2008 linked to JPMorgan Chase & Co. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13.6% reverse convertible notes due Dec. 28, 2007 linked to Juniper Networks, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.25% reverse convertible notes due March 28, 2008 linked to Kimco Realty, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.1% reverse convertible notes due March 28, 2008 linked to KeyCorp. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 14.2% reverse convertible notes due March 28, 2008 linked to Las Vegas Sands Corp. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 14.95% reverse convertible notes due March 28, 2008 linked to MEMC Electronics Materials, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 10.5% reverse convertible notes due March 28, 2008 linked to Mylan Laboratories, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 22.35% reverse convertible notes due Dec. 28, 2007 linked to NutriSystem, Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 18.1% reverse convertible notes due Sept. 30, 2008 linked to NutriSystem, Inc. stock; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 19.05% reverse convertible notes due Dec. 28, 2007 linked to Nymex, Inc. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 13.6% reverse convertible notes due Dec. 28, 2007 linked to NYSE Euronext stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 18.1% reverse convertible notes due March 28, 2008 linked to Rackable Systems Inc. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon enhanced return leveraged notes due Oct. 9, 2008 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 9.3% reverse convertible notes due Sept. 30, 2008 linked to Schlumberger Ltd. stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 15.5% reverse convertible notes due Dec. 28, 2007 linked to Southwestern Energy Co. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 11.4% reverse convertible notes due Sept. 30, 2008 linked to Southwestern Energy Co. stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• 16.55% reverse convertible notes due Dec. 28, 2007 linked to Titanium Metals Corp. stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon enhanced return leveraged notes due Sept. 28, 2009 linked to the Nikkei 225 Stock Average index; via RBC Capital Markets Corp.; pricing Sept. 26; settlement Sept. 28
• 0% principal-protected notes due Sept. 28, 2009 linked to equal weights of WTI light sweet crude oil, copper and wheat; via RBC Capital Markets Corp.; pricing Sept. 26; settlement Sept. 28
• Zero-coupon principal protected notes due March 2010 linked to the S&P GSCI Agriculture Excess Return index; via Citigroup Global Markets Inc.; settlement in September
SG STRUCTURED PRODUCTS, INC.
• 23.2% ReConvs due Dec. 28, 2007 linked to Ambac Financial Group, Inc. stock; 75% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 18% ReConvs due March 28, 2008 linked to Apple, Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 10% ReConvs due Sept. 26, 2008 linked to AT&T Inc. stock; 90% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 24.5% ReConvs due Dec. 28, 2007 linked to the Bear Stearns Cos., Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 16% ReConvs due Sept. 26, 2008 linked to CIT Group Inc. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 10.3% ReConvs due Sept. 26, 2008 linked to Citigroup Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 10% ReConvs due Sept. 26, 2008 linked to CSX Corp. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 27.6% Worst-of ReConvs due March 28, 2008 linked to common stocks of DaimlerChrysler AG, Ford Motor Co. and General Motors Corp.; via SG Americas Securities, LLC and Countrywide Securities Corp.; 80% trigger; pricing Sept. 25; settlement Sept. 28
• 20% ReConvs due Dec. 28, 2007 linked to Freeport-McMoRan Copper & Gold Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 17.3% ReConvs due Sept. 26, 2008 linked to General Motors Corp. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 14.55% Tempo ReConvs due March 28, 2008 linked to the Goldman Sachs Group, Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 13.7% ReConvs due Sept. 26, 2008 linked to the Goodyear Tire & Rubber Co. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 21.25% ReConvs due Dec. 28, 2007 linked to IndyMac Bancorp, Inc. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 18.25% ReConvs due March 28, 2008 linked to IntercontinentalExchange, Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 23.2% Worst-of ReConvs due March 28, 2008 linked common stocks of IntercontinentalExchange, Inc., Lehman Brothers Holdings Inc. and Moody's Corp.; via SG Americas Securities, LLC and Countrywide Securities Corp.; 80% trigger; pricing Sept. 25; settlement Sept. 28
• 22% ReConvs due Dec. 28, 2007 linked to Lehman Brothers Holdings Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 11.7% ReConvs due March 28, 2008 linked to Moody's Corp. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 18% ReConvs due Dec. 28, 2007 linked to Nucor Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 14.6% Tempo ReConvs due March 28, 2008 linked to Peabody Energy Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 17.75% ReConvs due March 28, 2008 linked to SanDisk Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 11.25% ReConvs due March 28, 2008 linked to Schlumberger Ltd. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 13% ReConvs due March 28, 2008 linked to Sears Holdings Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 13% Tempo ReConvs due March 28, 2008 linked to Target Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 21.5% ReConvs due March 28, 2008 linked to Toll Brothers, Inc. stock; 70% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 17% ReConvs due March 28, 2008 linked to United States Steel Corp. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 21.75% ReConvs due Dec. 28, 2007 linked to Washington Mutual, Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 10% ReConvs due Sept. 26, 2008 linked to Wells Fargo & Co. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
• 12.75% ReConvs due March 28, 2008 linked to Yahoo! Inc. stock; 80% trigger; via SG Americas Securities, LLC and Countrywide Securities Corp.; pricing Sept. 25; settlement Sept. 28
AB SVENSK EXPORTKREDIT
• Zero-coupon 100% principal-protected foreign-exchange basket notes due Sept. 28, 2009 linked to a basket consisting of equal weights of the Korean won, Indian rupee, Indonesia rupiah and Singapore dollar; via Banc of America Securities LLC; pricing in September; settlement Sept. 28
• 0% Elements due 2022 linked to the Rogers International Commodity index - Total Return; via Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Agriculture Total Return; via Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Energy Total Return; via agents Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Metals Total Return; via agents Nuveen Investments and Merrill Lynch & Co.
UBS AG
• 8.3% to 9.3% yield optimization notes with contingent protection due Sept. 30, 2008 linked to the common stock of Bristol-Myers Squibb Co.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 24; settlement Sept. 28
• 9.25% to 10.25% yield optimization notes with contingent protection due Sept. 30, 2008 linked to the common stock of Intel Corp.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 24; settlement Sept. 28
• 10% to 11% yield optimization notes with contingent protection due Sept. 30, 2008 linked to the common stock of JPMorgan Chase & Co.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 24; settlement Sept. 28
• 7.3% to 8.3% yield optimization notes with contingent protection due Sept. 30, 2008 linked to the common stock of McDonald's Corp.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 24; settlement Sept. 28
• 0% return optimization securities due March 31, 2009 linked to the Dow Jones Euro Stoxx 50 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• 0% performance securities with partial protection due March 31, 2011 linked to a basket consisting of Dow Jones Euro Stoxx 50 (35% weight), Nikkei 225 (25% weight), Swiss Market Index (25%weight), FTSE 100 (5% weight), S&P/ASX 200 (5% weight) and MSCI Emerging Markets Index (5% weight); via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; settlement Sept. 28
• Zero-coupon principal protection notes due between March 28, 2013 and Sept. 30, 2013 linked to the Dow Jones Euro Stoxx 50 index with a 35% weight, FTSE 100 with a 25% weight, Nikkei 225 index with a 25% weight and the Swiss Market, S&P/ASX 200 and MSCI Emerging Market indexes, each with a 5% weight; via UBS Investment Bank and UBS Financial Services Inc.; pricing on Sept. 25
• 0% return optimization securities due March 31, 2009 linked to the Nikkei 225 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• 0% return optimization securities due March 31, 2009 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon 100% principal protection absolute return barrier notes due Sept. 30, 2008 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2009 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
• 0% performance tracking securities due Sept. 28, 2012 linked to the UBS Bloomberg Constant Maturity Commodity Index Total Return; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25; settlement Sept. 28
WACHOVIA CORP.
• 0% enhanced growth securities due July 5, 2011 linked to equal weights of the Dow Jones Euro Stoxx 50, FTSE 100, MSCI Taiwan and Nikkei 225 indexes; via Wachovia Securities
• 14% to 15% % enhanced yield securities due June 5, 2008 linked to Ford Motor Co. common stock; via Wachovia Capital Markets, LLC
• 0% absolute return range notes due Jan. 5, 2009 linked to the S&P 500 index; via Wachovia Securities
• 9% to 10% enhanced yield securities linked to equal weights (20%) of the S&P GSCI Brent Crude Oil Excess Return index, the S&P GSCI RBOB Gasoline Excess Return index, the S&P GSCI Wheat Excess Return index, the S&P GSCI Nickel Excess Return index and the S&P GSCI Lead Excess Return index; via Wachovia Securities
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