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Structured Products Calendar
ABN AMRO BANK NV
• 9% Knock-in Reverse Exchangeable Securities due July 30, 2008 linked to the common stock of ConocoPhillips; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 9.25% Knock-in Reverse Exchangeable Securities due July 30, 2008 linked to the common stock of Exelon Corp.; LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 15.5% annualized Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the common stock of Joy Global Inc.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 14% annualized Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the common stock of Micron Technology; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 10% Knock-in Reverse Exchangeable Securities due July 30, 2008 linked to the common stock of the Nasdaq Stock Market, Inc.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 14.5% annualized Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the common stock of Nucor Corp.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 9.3% Knock-in Reverse Exchangeable Securities due July 30, 2008 linked to the common stock of Pfizer Inc.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 11.6% annualized Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the common stock of Sun Microsystems, Inc.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 14.5% Knock-in Reverse Exchangeable Securities due July 30, 2008 linked to the common stock of Titanium Metals Corp.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 20.30% annualized Knock-in Reverse Exchangeable Securities due Jan. 31, 2008 linked to the common stock of Vertex Pharmaceuticals Inc.; via LaSalle Financial Services, Inc.; pricing July 25; settlement July 30
• 11% knock-in reverse convertible securities due July 30, 2008 linked to a basket consisting of the common stock of BJ Services Co.; ConocoPhillips; Ensco International Inc.; Marathon Oil Corp.; Noble Corp.; Rowan Cos., Inc.; Schlumberger Ltd.; Suncor Energy, Inc.; and Valero Energy Corp. and American Depositary Shares representing the common stock of Tenaris SA; 80% trigger; via ABN Amro Inc.; pricing July 26; settlement July 31
• 10.25% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of Countrywide Financial Corp.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 15.75% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of Crocs, Inc.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 11.6% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of CSX Corp.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 14.9% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the American Depositary Shares of Elan Corp., plc.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 10.75% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of Ford Motor Co.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 10.5% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 19.5% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of IndyMac Bancorp, Inc.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 15.5% annualized Knock-in Reverse Exchangeable Securities due Oct. 31, 2007 linked to JetBlue Airways Corp. stock; 80% trigger; via ABN Amro Inc.; pricing July 26; settlement July 31
• 11.75% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of Las Vegas Sands Corp.; via ABN Amro Inc.; pricing July 26; settlement July 31
• 10.5% Knock-in Reverse Exchangeable Securities due July 31, 2008 linked to the common stock of McDermott International, Inc.; via ABN Amro Inc.; pricing July 26; settlement July 31
BANK OF AMERICA
• Minimum Return Equity Appreciation Growth Linked Securities (Index Eagles) due July 28, 2011 linked to equal weights of the Dow Jones Euro Stoxx 50 and S&P 500 indexes; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing July 24
• 0% return-linked notes due 2012 linked to a basket of equal weights of the S&P 500 index, the Dow Jones Euro Stoxx 50 index and the Nikkei 225 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing and settlement in July
BARCLAYS BANK PLC
• 14.75% reverse convertible notes due Oct. 31, 2007 linked to Arch Coal, Inc.; via Barclays Capital; pricing July 25; settlement Aug. 6
• 12% annualized reverse convertible notes due Jan. 31, 2008 linked to The Bear Stearns Cos. Inc. common stock; 80% trigger; via Barclays Capital; pricing July 25; settlement Aug. 6
• 14% reverse convertible notes due Oct. 31, 2007 linked to Boston Scientific Corp.; via Barclays Capital; pricing July 25; settlement Aug. 6
• 13.5% reverse convertible notes due Oct. 31, 2007 linked to JetBlue Airways Corp.; via Barclays Capital; pricing July 25; settlement Aug. 6
• 14.25% annualized reverse convertible notes due Jan. 31, 2008 linked to Peabody Energy Corp. common stock; 80% trigger; via Barclays Capital; pricing July 25; settlement Aug. 6
• Automatically redeemable notes in the Smores structure due Oct. 25, 2029 linked to a reference pool of Fannie Mae mortgage-backed securities; via Barclays Capital Inc.; settlement Aug. 3
• 15.50% reverse convertible notes due Nov. 7, 2007 linked to Cameco Corp. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• 17.50% reverse convertible notes due Nov. 7, 2007 linked to Countrywide Financial Corp. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• 13.5% reverse convertible notes due Nov. 7, 2007 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• 15% reverse convertible notes due Nov. 7, 2007 linked to Parker Drilling Co. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• 12.75% reverse convertible notes due Feb. 6, 2008 linked to Teck Cominco Ltd. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• 11.50% reverse convertible notes due Feb. 6, 2008 linked to The Bear Stearns Cos. Inc. common stock; via Barclays Capital; pricing Aug. 3; settlement Aug. 8
• ETF Plus variable coupon notes due August 2008 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital; pricing and settlement in August
• 0% iPath exchange-traded notes due 2037 linked to the Dow Jones - AIG Agriculture Total Return Sub-index; via Barclays Capital Inc.
• 0% iPath exchange-traded notes due 2037 linked to the Dow Jones - AIG Copper Total Return Sub-index; via Barclays Capital Inc.
• 0% iPath exchange-traded notes due 2037 linked to the Dow Jones - AIG Grains Total Return Sub-index; via Barclays Capital Inc.
• 0% iPath exchange-traded notes due 2037 linked to the Dow Jones - AIG Nickel Total Return Sub-index; via Barclays Capital Inc.
THE BEAR STEARNS COS. INC.
• Zero-coupon 100% principal-protected "bronze medal" notes due December 2008 linked to the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via Bear, Stearns & Co. Inc.; pricing and settlement in July
CITIGROUP FUNDING INC.
• 10.5% to 11.5% six-month Equity LinKed Securities (ELKS) linked to Apple Inc. stock; 75% trigger; via Citigroup Global Markets Inc.; pricing in July
• 8% to 9% Equity LinKed Securities (ELKS) due 2008 linked to the American Depositary Receipts representing the ordinary participation certificates of Cemex SA de CV; via Citigroup Global Markets Inc.; pricing in July
• Zero-coupon 95% principal-protected notes due in July 2008 linked to a basket that contains equal weights (25%) of the Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via Citigroup Financial Products Inc.; pricing and settlement in July
• 12% to 13% Equity LinKed Securities (ELKS) due 2008 linked to the common stock of Countrywide Financial Corp. 80% trigger; via Citigroup Global Markets Inc.; pricing in July
• 6.75% to 7.25% callable Libor range accrual notes due 2014 with interest based upon the six-month Libor; via Citigroup Global Markets Inc.; pricing and settlement in July
• 9% to 10% Equity LinKed Securities (ELKS) due 2008 linked to the common stock of Caterpillar Inc.; 82.5% trigger; via Citigroup Global Markets Inc.; pricing in August
• 8.5% to 9.5% Equity LinKed Securities (ELKS) due 2008 linked to the common stock of Halliburton Co.; 80% trigger; via Citigroup Global Markets Inc.; pricing in August
• 0% Stock Market Upturn Notes due 2008 linked to the Nikkei 225 index; via Citigroup Global Markets Inc.; pricing in August
• Callable Libor range accrual notes due 2022; Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• 0% Buffered Accelerated Return Equity Securities (Bares) due July 29, 2011 linked to the Tokyo Stock Price index with a 28% weight, Dow Jones Euro Stoxx 50 index with a 25% weight, FTSE 100 index with a 25% weight, S&P/ASX 200 index with a 10% weight, Swiss Market index with a 6% weight and the FTSE/Xinhua China 25 index with a 6% weight; via Credit Suisse Securities (USA) LLC; pricing and settlement in July
• 0% Accelerated Return Equity Securities (ARES) due Feb. 10, 2009 linked to the Credit Suisse Global Alternative Energy Synthetic Price index; via Credit Suisse Securities (USA) LLC; pricing and settlement in August
CREDIT SUISSE (USA), INC.
• 0% Accelerated Return Equity Securities (ARES) due Jan. 29, 2010 linked to the Credit Suisse Global Alternative Energy index; via Credit Suisse Securities; pricing and settlement in July
DEUTSCHE BANK AG, LONDON BRANCH
• Buffered Underlying Securities (BUyS) due July 29, 2010 linked to the Deutsche Bank Liquid Commodity Index - Optimum Yield Balanced Excess Return; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co.; pricing July 24; settlement July 27
• CMS spread range notes due July 30, 2022 linked to the 30-year and two-year Constant Maturity Swap rates; base interest rate of 7.5% to 8%; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing July 25; settlement July 30
• CMS spread range notes due July 30, 2022 linked to the 30-year and two-year Constant Maturity Swap rates; base interest rate of 7.15% to 7.65%; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing July 25; settlement July 30
• Zero-coupon principal-protected notes due Jan. 30, 2009 linked to the Deutsche Bank Balanced Currency Harvest index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; settlement July 31
• Zero-coupon principal-protected notes due July 31, 2009 linked to the Deutsche Bank Balanced Currency Harvest Index; Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing July 26; settlement July 31
• Bearish return optimization securities with partial protection due Sept. 30, 2008 linked to the Hang Seng China Enterprises index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; settlement July 31
• 0% Efficient Allocation Return Notes (EARNs) due Oct. 30, 2009 linked to the S&P 500, Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing July 26; settlement July 31
• Zero-coupon principal-protection notes due July 29, 2011 linked to the S&P 500 index with a 33.34% weight, the Dow Jones Euro Stoxx 50 index with a 33.33% weight and the Nikkei 225 index with a 33.33% weight; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; settlement July 31
• Zero-coupon principal-protected absolute return barrier notes due Jan. 30, 2009 linked to the MSCI EAFE index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; settlement July 31
• Zero-coupon principal-protected notes due July 30, 2010 linked to the Deutsche Bank Balanced Currency Harvest Index; via Deutsche Bank Securities Inc.; pricing July 27; settlement July 31
EKSPORTFINANS ASA
• 14.75% reverse convertible notes due Jan. 30, 2008 linked to AirTran Holdings, Inc. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 11.7% reverse convertible notes due Jan. 30, 2008 linked to Boston Scientific Corp. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 10.65% reverse convertible notes due July 30, 2008 linked to Corning, Inc. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 27.25% reverse convertible notes due Oct. 30, 2007 linked to Flamel Technologies, SA stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 13.05% reverse convertible notes due Jan. 30, 2008 linked to Focus Media, Holding Ltd. stock; via Natixis Securities North America Inc.; 65% trigger; pricing July 24; settlement July 27
• 40.1% reverse convertible notes due Oct. 30, 2007 linked to Force Protection, Inc. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 14% reverse convertible notes due Jan. 30, 2008 linked to Frontier Oil, Corp. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 14.45% reverse convertible notes due Jan. 30, 2008 linked to Hansen Natural, Corp. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 11.1% reverse convertible notes due July 30, 2008 linked to iShares MSCI Emerging Markets index fund; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 22.4% reverse convertible notes due Oct. 30, 2007 linked to JA Solar, Holdings Co. Ltd. stock; via Natixis Securities North America Inc.; 70% trigger; pricing July 24; settlement July 27
• 20.25% reverse convertible notes due Oct. 30, 2007 linked to Jones Soda, Co. stock; via Natixis Securities North America Inc.; 70% trigger; pricing July 24; settlement July 27
• 12.65% reverse convertible notes due Jan. 30, 2008 linked to NYSE Euronext stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 17.35% reverse convertible notes due Oct 30, 2007 linked to NutriSystem, Inc. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 25.25% reverse convertible notes due Oct. 30, 2007 linked to OmniVision Technologies, Inc. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 23.3% reverse convertible notes due Oct. 30, 2007 linked to Overstock.com, Inc. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 11.1% reverse convertible notes due July 30, 2008 linked to Peabody Energy, Corp. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 17.3% reverse convertible notes due Jan. 30, 2008 linked to Rambus, Inc. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 15.35% reverse convertible notes due Jan. 30, 2008 linked to Red Hat, Inc. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 19% reverse convertible notes due Jan. 30, 2008 linked to ValueClick, Inc. stock; via Natixis Securities North America Inc.; 75% trigger; pricing July 24; settlement July 27
• 13.15% reverse convertible notes due July 30, 2008 linked to Western Refining, Inc. stock; via Natixis Securities North America Inc.; 70% trigger; pricing July 24; settlement July 27
• 18.25% reverse convertible notes due Jan. 30, 2008 linked to XM Satellite Radio Holdings, Inc. stock; via Natixis Securities North America Inc.; 80% trigger; pricing July 24; settlement July 27
• 13% to 14% enhanced yield securities due Feb. 5, 2008 linked to the common stock of Las Vegas Sands Corp.; 80% trigger; via Wachovia Capital Markets, LLC; pricing in July; settlement in August
• 0% commodity-linked notes due 2012 linked to the Dow Jones - AIG Commodity index; via Banc of America Securities LLC
FORTIS BANK, CAYMAN ISLANDS BRANCH
• 14.5% annualized knock-in reverse convertible securities due Jan. 31, 2008 linked to Allegheny Technologies, Inc. stock; 80% trigger; via Fortis Bank and distributor Incapital LLC; pricing July 26; settlement July 31
• 15.5% annualized knock-in reverse convertible securities due Jan. 31, 2008 linked to Apple, Inc. stock; 80% trigger; via Fortis Bank and distributor Incapital LLC; pricing July 26; settlement July 31
• 20% annualized knock-in reverse convertible securities due Oct. 31, 2007 linked to the American Depositary Receipts representing Elan Corp plc. stock; 80% trigger; via Fortis Bank and distributor Incapital LLC; pricing July 26; settlement July 31
• 10.5% annualized knock-in reverse convertible securities due Jan. 31, 2008 linked to Sunoco, Inc. stock; 80% trigger; via Fortis Bank and distributor Incapital LLC; pricing July 26; settlement July 31
• 12% annualized knock-in reverse convertible securities due Jan. 31, 2008 linked to Whole Foods Market, Inc. stock; 80% trigger; via Fortis Bank and distributor Incapital LLC; pricing July 26; settlement July 31
THE GOLDMAN SACHS GROUP INC.
• Basket-linked notes due 2008 linked to the S&P 500 with a 60% weight, the MSCI EAFE with a 25% weight, the iShares MSCI Emerging Markets index fund with a 10% weight and the Topix with a 5% weight; via Goldman, Sachs & Co.
HARTFORD LIFE INSURANCE CO.
• Principal-protected medium-term notes due Aug. 13, 2014 linked to the S&P 500 index; via lead agent Bear, Stearns & Co. Inc.; pricing Aug. 8; settlement Aug. 13
HSBC BANK USA NA
• Far East opportunity point-to-point certificates of deposit due July 31, 2012 linked to equal weights of the Hong Kong Hang Seng China Enterprises, Morgan Stanley Capital International Taiwan, Morgan Stanley Capital International Singapore Cash and Nikkei 225 indexes; via LaSalle Bank NA; pricing July 26; settlement July 31
HSBC USA INC
• 16% annualized reverse convertible notes due Jan. 29, 2008 linked to the common stock of XM Satellite Radio Holdings Inc.; 70% trigger; via HSBC Securities (USA) Inc.; pricing July 24; settlement July 27
• 22.5% annualized down & in worst of reverse convertible notes due Jan. 30, 2008 linked to the stocks of Archer-Daniels-Midland Co., SunPower Corp. and VeraSun Energy Corp.; 75% trigger; via HSBC Securities (USA) Inc.; pricing July 25; settlement July 30
• 17.5% down & in worst of reverse convertible notes due July 30, 2008 linked to the common stocks of AT&T Inc.; Altria Group, Inc.; Citigroup Inc.; E.I. du Pont de Nemours and Co.; General Electric Co.; General Motors Corp.; JPMorgan Chase & Co.; Merck & Co, Inc.: Pfizer Inc.; and Verizon Communications Inc.; 65% trigger; via HSBC Securities (USA) Inc.; pricing July 25; settlement July 30
• 32% annualized down & in worst of reverse convertible notes due Jan. 30, 2008 linked to the stocks of Smith & Wesson Holding Corp., Force Protection, Inc., Ceradyne, Inc. and Teledyne Technologies Inc.; 70% trigger; via HSBC Securities (USA) Inc.; pricing July 25; settlement July 30
• 0% performance securities with partial protection due Aug. 31, 2010 linked to the S&P 500 index (33.34% weight), the Dow Jones Euro Stoxx 50 index (33.33% weight) and the Nikkei 225 index (33.33% weight); via UBS Financial Services Inc.; pricing Aug. 28; settlement Aug. 31
JPMORGAN CHASE & CO.
• 13.10% reverse exchangeable notes due Jan. 31, 2008 linked to Apple Inc. stock; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 0% buffered return enhanced notes due July 29, 2010 linked to equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 13% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Celgene Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 10% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of ConocoPhillips; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 20% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of Continental Airlines, Inc.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 18% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of Crocs, Inc.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 14% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Countrywide Financial Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 14% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of Hovnanian Enterprises, Inc.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 16.25% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Jet Blue Airways Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• Zero-coupon return notes due July 30, 2009 linked to the JPMorgan Income Strategy; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 13% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Las Vegas Sands Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 14% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Peabody Energy Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 11.5% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Rite Aid Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• Contingent payment dual-directional knock-out certificates of deposit due July 30, 2009 linked to the S&P 500, Nikkei 225 and Dow Jones Euro Stoxx 50 indexes; via J.P. Morgan Securities Inc. and distributor Incapital LLC; pricing July 26; settlement July 31
• Zero-coupon principal-protected notes due July 29, 2011 linked to the S&P 500 (60% weight), MSCI EAFE index (30% weight) and iShares MSCI Emerging Markets Index Fund (10% weight); via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 15% reverse exchangeable notes due Jan. 31, 2008 linked to the common stock of Silver Wheaton Corp.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 15% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of Trump Entertainment Resorts, Inc.; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 0% lesser index return enhanced notes due Aug. 31, 2008 linked to the Topix and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing July 26; settlement July 31
• 0% return enhanced notes due Aug. 8, 2008 linked to basket consisting of the Amex Hong Kong 30 (16.5% weight), FTSE/Xinhua China 25 (22% weight), Korea Stock Price Index 200 (29.65% weight), the MSCI Singapore (10.10% weight) and the MSCI Taiwan (21.75% weight); via J.P. Morgan Securities Inc.; pricing July 27; settlement Aug. 1
• 10% reverse exchangeable notes due Dec. 28, 2007 linked to Pfizer Inc. stock; via J.P. Morgan Securities Inc.; pricing July 27; settlement July 29
• 0% buffered return enhanced notes due Oct. 2, 2008 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing July 27; settlement Aug. 1
• 29.5% (exact coupon determined at pricing) reverse exchangeable notes due Aug. 14, 2008 linked to the least-performing common stock in the Dow Jones Industrial Average; via J.P. Morgan Securities Inc.; pricing Aug. 10; settlement Aug. 15
• Reverse exchangeable notes due Feb. 14, 2008 linked to the least-performing common stock in the Dow 10 index; Coupon will be set at pricing and no less than 23%; via J.P. Morgan Securities Inc.; pricing Aug. 10; settlement Aug. 15
• Zero-coupon 100% principal-protected notes due Feb. 25, 2009 linked to a basket with equal weights (25%) of the Brazilian real, Indian rupee, Mexican peso and Turkish lira; via J.P. Morgan Securities Inc.; pricing Aug. 17; settlement Aug. 22
• Zero-coupon 100% principal-protected notes due Aug. 22, 2011 linked to a basket with equal weights of the Dow Jones Euro Stoxx 50 and the Nikkei 225; via J.P. Morgan Securities Inc.; pricing Aug. 17; settlement Aug. 22
• Zero-coupon 100% principal-protected notes due Aug. 22, 2011 linked to a basket with equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500; via J.P. Morgan Securities Inc.; pricing Aug. 17; settlement Aug. 22
• Zero-coupon 100% principal-protected notes due Feb. 22, 2013 linked to the Dow Jones - AIG Commodity index; via J.P. Morgan Securities Inc.; pricing Aug. 17; settlement Aug. 22
• 100% principal-protected notes due Aug. 26, 2008 linked to a basket of equal weights (25%) of the Brazilian real, Indian rupee, Mexican peso and Turkish lira, all versus the dollar; via J.P. Morgan Securities Inc.; pricing Aug. 24; settlement Aug. 29
LEHMAN BROTHERS HOLDINGS INC.
• Five-year non-inversion notes due July 31, 2012, non-callable for three months; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 21% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of Advanced Micro Devices, Inc.; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• Foreign Exchange Digital Plus Notes expected to mature Sept. 26, 2008 linked to equal weights (16.67%) of long positions in the Brazilian real, Hungarian forint, Indian rupee, Indonesia rupiah, Mexican peso and Turkish lira, all versus short positions in the dollar; via Lehman Brothers Inc.; pricing expected July 26; settlement July 31
• 12.6% principal-protected foreign exchange notes due Jan. 30, 2009 linked to equal weights (25%) of the Brazilian real, Malaysian ringgit, Indonesian rupiah and Philippine peso, all versus the dollar; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• Two-year non-principal protected enhanced participation notes linked to equal weights (50%) of copper - grade A and special high grade zinc; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 5.85% to 6.15% (determined at pricing) two-year CMS (constant maturity swap) spread daily accrual notes due July 31, 2009; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 15.8% reverse exchangeable notes due Jan. 31, 2008 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 100% principal-protected notes with enhanced participation due Jan. 30, 2009 linked to a currency basket including equal weights (25%) of the performance against the U.S. dollar of the Indonesia rupiah, Indian rupee, Malaysian ringgit and Singapore dollar; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 25% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of IndyMac Bancorp, Inc.; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 44.2% reverse exchangeable notes due Oct. 31, 2007 linked to the common stock of InterOil Corp.; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• Bearish return enhanced notes with partial protection due Jan. 30, 2009 linked to the iShares Dow Jones U.S. Real Estate Index Fund; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 14.4% reverse exchangeable notes due Oct. 31, 2007 linked to NYSE Euronext stock; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• 15% reverse exchangeable notes due Jan. 31, 2008 linked to NYSE Euronext stock; via Lehman Brothers Inc.; pricing July 26; settlement July 31
• Variable-rate notes due July 16, 2010 linked to the Consumer Price index; via Lehman Brothers Inc.; pricing and settlement in July
• 100% principal protection notes due July 2009 linked to the FTSE/Xinhua China Index, the Russian Depositary Receipts Index and iShares MSCI Brazil Index Fund; via Lehman Brothers Inc.; pricing and settlement in July
• 100% principal protection notes due Aug. 31, 2011 linked to a basket consisting of the S&P 500 index (33.34% weight), Dow Jones Euro Stoxx 50 index (33.33% weight) and the Nikkei 225 index (33.33% weight); via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Aug. 28; settlement Aug. 31
• Three-year 100% principal protection income notes due linked to equal weights (10%) of Brent crude oil, No. 2 heating oil, copper - grade A, primary nickel, special high grade zinc, gold, No. 11 world sugar, coffee robusta, class III milk and lean hogs; via Lehman Brothers Inc.
• Three-year principal protection enhanced participation notes linked to equal weights (10%) of Brent crude oil, No. 2 heating oil, copper - grade A, primary nickel, special high grade zinc, gold, No. 11 world sugar, coffee robusta, class III milk and lean hogs; via Lehman Brothers Inc.
• Three-year 0% buffered return enhanced notes linked to equal weights (10%) of Brent crude oil, No. 2 fuel heating oil, grade A copper, primary nickel, special high-grade zinc, gold, No. 11 world sugar, coffee robusta, class III milk and lean hogs; via Lehman Brothers Inc.
• 100% principal-protected two-month Foreign Exchange Range Notes linked to the euro/dollar spot exchange rate; via Lehman Brothers Inc.
• 0% three-year notes linked to the LBCI Agriculture Index Total Return; via Lehman Brothers Inc.
• 0% single-barrier synthetic bearish reverse convertible notes due three months after issue linked to the price of light sweet crude oil; via Lehman Brothers Inc.
MERRILL LYNCH & CO., INC.
• 0% buffered return enhanced notes due Aug. 8, 2008 linked to an Asian index basket consisting of the Amex Hong Kong 30 (16.5% weight), FTSE/Xinhua China 25 (22% weight), Korea Stock Price Index 200 (29.65% weight), MSCI Taiwan index (21.75% weight) and MSCI Singapore (10.10% weight); via J.P. Morgan Securities Inc.; pricing July 27; settlement Aug. 1
• 0% buffered return enhanced notes due Aug. 8, 2008 linked to the FTSE 100 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing July 27; settlement Aug. 1
• 0% lesser index annual review notes due Aug. 10, 2010 linked to the S&P 500 and Dow Jones Euro Stoxx 50 indexes; via J.P. Morgan Securities Inc.; pricing July 27; settlement Aug. 1
• 0% buffered return notes due July 2012 linked to the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes, all equally weighted; via Merrill Lynch & Co.; pricing and settlement in July
• 14-month 0% Accelerated Return Bear Notes expected to mature in September 2008 linked to the PHLX Housing Sector index; via Merrill Lynch & Co.; pricing expected in July
• Medium-term notes due July 2014 linked to Libor; via Merrill Lynch & Co.; pricing and settlement in July
• 100% principal-protected dual range notes due July 2022 linked to the Sifma Municipal Swap index and three-month Libor rate; via Merrill Lynch & Co.; pricing and settlement in July
• Principal-protected callable notes due August 2012 linked to three-month Libor; via Merrill Lynch & Co.; pricing in July
• 0% Market Index Target-Term Securities (Mitts) linked to equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via Merrill Lynch & Co.; pricing and settlement in July or August
• 14-month 0% Accelerated Return Bear Notes due in September or October 2008 linked to the Russell 2000 index; via Merrill Lynch & Co.; pricing and settlement in July or August
• 0% Leveraged Index Return Notes due February 2010 linked to the Rogers International Commodity Index - Agriculture Excess Return; via Merrill Lynch & Co. Inc.; pricing in July or August; settlement in August
• Zero-coupon principal-protected notes due February 2009 linked to equal weights of the Korean won, Russian ruble, Singapore dollar and Chinese renminbi, all against the dollar; via Merrill Lynch & Co.; settlement in August
• 0% Accelerated Return Notes due August 2008 linked to the Nasdaq-100 index; via Merrill Lynch & Co.; pricing and settlement in August
• 0% Accelerated Return Notes due October 2008 linked to the PHLX Oil Service Sector index; via Merrill Lynch & Co.; pricing and settlement in August
• 0% Accelerated Return Notes due August 2008 linked to the S&P MidCap 400 index; via Merrill Lynch & Co.; pricing and settlement in August
• 0% Accelerated Return Notes due October 2008 linked to the Utilities Select Sector index; via Merrill Lynch & Co.; pricing and settlement in August
MORGAN STANLEY
• 8% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Aug. 20, 2008 linked to the American Depositary Shares of Cemex, SA de CV; via Morgan Stanley & Co. Inc.; pricing and settlement in July
• Principal-protected notes due July 2017 linked to three-month Libor and the Sifma Municipal Swap index; via Morgan Stanley & Co. Inc.; pricing and settlement July
• Zero-coupon protected absolute return barrier notes due Dec. 22, 2008 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.
• 0% bear market auto-callable securities due Feb. 10, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.
RABO FINANCIAL PRODUCTS BV
• 15.3% annualized knock-in reverse convertible notes due Jan. 31, 2008 linked to Arch Coal, Inc. common stock; 80% trigger; via LaSalle Financial Services, Inc.; pricing July 26; settlement July 31
• 19.9% annualized knock-in reverse convertible notes due Oct. 31, 2007 linked to Continental Airlines, Inc. common stock; 80% trigger; via LaSalle Financial Services, Inc.; pricing July 26; settlement July 31
• 10.2% annualized knock-in reverse convertible notes due Jan. 31, 2008 linked to Goldman Sachs Group, Inc. common stock; 85% trigger; via LaSalle Financial Services, Inc.; pricing July 26; settlement July 31
• 23.9% annualized knock-in reverse convertible notes due Oct. 31, 2007 linked to ImClone Systems Inc. common stock; 80% trigger; via LaSalle Financial Services, Inc.; pricing July 26; settlement July 31
• 10.2% annualized knock-in reverse convertible notes due Jan. 31, 2008 linked to Intel Corp. common stock; 90% trigger; via LaSalle Financial Services, Inc.; pricing July 26; settlement July 31
ROYAL BANK OF CANADA
• Zero-coupon enhanced return leveraged notes due Jan. 30, 2009 linked to the Nikkei 225 Stock Average; via RBC Capital Markets Corp.; pricing July 26; settlement July 31
• 0% enhanced return notes due Jan. 30, 2009 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing July 26; settlement July 31
• 0% principal-protected notes due July 30, 2010 linked to the positive performance of the Canadian dollar relative to the U.S. dollar; via RBC Capital Markets Corp.; July 31
• Variable-rate notes due Aug. 31, 2017 linked to the Sifma Municipal Swap index and one-month Libor; via RBC Capital Markets Corp.; pricing Aug. 28; settlement Aug. 31
SG STRUCTURED PRODUCTS, INC.
• Multi-booster notes due July 31, 2012 linked to equal weights of the light sweet crude oil, grade A copper, primary nickel, special high-grade zinc and primary aluminum; via LaSalle Bank NA; pricing July 26; settlement July 31
SOCIETE GENERALE, NEW YORK BRANCH
• 20.2% annualized Tempo ReConvs due Jan. 31, 2008 linked to Advanced Micro Devices, Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 17.6% annualized ReConvs due Oct. 31, 2007 linked to Amazon.com, Inc. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 20% annualized ReConvs due Jan. 31, 2008 linked to AMR Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 26% annualized Worst-of ReConvs due Jan. 31, 2008 linked to the common stocks of AMR Corp., Consol Energy Inc. and General Motors Corp.; 70% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 21.25% annualized ReConvs due Oct. 31, 2007 linked to Apple Inc. common stock; 90% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 30% annualized Worst-of ReConvs due Oct. 31, 2007 linked to the common stocks of Apple Inc., Amazon.com, Inc. and Yahoo! Inc.; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 16.2% annualized Tempo ReConvs due Jan. 31, 2008 linked to Arch Coal, Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 10% ReConvs due July 31, 2008 linked to Archer-Daniels-Midland Co. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 12.1% annualized ReConvs due Jan. 31, 2008 linked to The Bear Stearns Cos. Inc. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 12.75% annualized ReConvs due Jan. 31, 2008 linked to The Blackstone Group LP common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 14% annualized Tempo ReConvs due Jan. 31, 2008 linked to Boston Scientific Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 13.75% annualized ReConvs due Jan. 31, 2008 linked to Consol Energy Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 10% ReConvs due July 31, 2008 linked to Deere & Co. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 10.3% ReConvs due July 31, 2008 linked to E*Trade Financial Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 17.85% annualized ReConvs due Oct. 31, 2007 linked to Freeport-McMoRan Copper & Gold Inc. class B common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 16% annualized ReConvs due Jan. 31, 2008 linked to General Motors Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 19.35% annualized ReConvs due Jan. 31, 2008 linked to ImClone Systems Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 24% annualized ReConvs due Jan. 31, 2008 linked to IndyMac Bancorp, Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 15.85% annualized ReConvs due Jan. 31, 2008 linked to Joy Global Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 16.5% annualized ReConvs due Oct. 31, 2007 linked to Las Vegas Sands Corp. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 12.05% annualized ReConvs due Jan. 31, 2008 linked to Lehman Brothers Holdings Inc. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 11.75% ReConvs due July 31, 2008 linked to Lennar Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 18.15% annualized ReConvs due Jan. 31, 2008 linked to Netflix, Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 14% annualized ReConvs due Jan. 31, 2008 linked to NYSE Euronext common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 10.3% ReConvs due July 31, 2008 linked to Schlumberger Ltd. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• Notes due Aug. 2, 2012 linked to the SGI Fed Model US index; via LaSalle Bank NA; pricing July 26; settlement July 31
• 14% Tempo ReConvs due July 31, 2008 linked to Southern Copper Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 17% annualized Tempo ReConvs due Jan. 31, 2008 linked to Southwest Energy Co. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 13% annualized ReConvs due Jan. 31, 2008 linked to Sunoco, Inc. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 16.4% annualized Tempo ReConvs due Jan. 31, 2008 linked to TD Ameritrade Holding Corp. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 22.2% annualized ReConvs due Oct. 31, 2007 linked to Titanium Metals Corp. common stock; 85% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 20.75% annualized ReConvs due Jan. 31, 2008 linked to XM Satellite Radio Holdings Inc. common stock; 80% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
• 18.25% annualized ReConvs due Oct. 31, 2007 linked to Yahoo! Inc. common stock; 90% trigger; via Societe Generale and distributor Countrywide Securities Corp.; pricing July 26; settlement July 31
AB SVENSK EXPORTKREDIT
• Zero-coupon foreign-exchange basket notes due July 27, 2009 linked to the Canadian dollar, Australian dollar and New Zealand dollar, equally weighted; via Banc of America Securities LLC; settlement on July 27
• 0% Elements due 2022 linked to the Rogers International Commodity index - Total Return; via Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Agriculture Total Return; via Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Energy Total Return; via agents Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Rogers International Commodity index - Metals Total Return; via agents Nuveen Investments and Merrill Lynch & Co.
• 0% Elements due 2022 linked to the Spectrum Large Cap U.S. Sector Momentum index; via Nuveen Investments and Merrill Lynch & Co.
UBS AG
• 8.75% to 9.75% yield optimization notes with contingent protection due July 31, 2008 linked to Applied Materials Inc. stock; 75% trigger; via UBS Securities Investment Bank and UBS Financial Services, Inc.; pricing July 25
• 11.5% to 12.5% yield optimization notes with contingent protection due July 31, 2008 linked to Las Vegas Sands Corp. stock; 75% trigger; via UBS Securities Investment Bank and UBS Financial Services, Inc.; pricing July 25
• 8.3% to 9.3% yield optimization notes with contingent protection due July 31, 2008 linked to Merck Co. Inc. stock; 75% trigger; via UBS Securities Investment Bank and UBS Financial Services, Inc.; pricing July 25
• 8.75% to 9.75% yield optimization notes with contingent protection due July 31, 2008 linked to Sprint Nextel Corp. stock; 75% trigger; via UBS Securities Investment Bank and UBS Financial Services, Inc.; pricing July 25
• 0% performance securities with partial protection due July 30, 2010 linked to the Dow Jones Euro Stoxx 50 (35% weight), FTSE 100 (25% weight), Nikkei 225 (25% weight), Swiss Market (5% weight), S&P/ASX 200 (5% weight) and MSCI Emerging Markets (5% weight) indexes; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26
• 0% performance securities with contingent protection due July 31, 2012 linked to the Dow Jones Euro Stoxx 50 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• 0% return optimization securities due Jan. 30, 2009 linked to the Dow Jones Euro Stoxx 50 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing July 26; settlement July 31
• 0% return optimization securities due Jan. 30, 2009 linked to the Nikkei 225 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing July 26; settlement July 31
• 0% performance securities with contingent protection due July 31, 2012 linked to the Nikkei 225 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• 0% bearish return optimization securities with partial protection due Sept. 30, 2008 linked to the PHLX Housing Sector index; via UBS Investment Bank and UBS Financial Services; pricing July 26
• 0% bearish return optimization securities with partial protection due Sept. 30, 2008 linked to the PHLX Housing Sector index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• Zero-coupon principal-protected absolute return barrier notes due Jan. 30, 2009 linked to the Russell 2000 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• Zero-coupon principal-protected absolute return barrier notes due Jan. 30, 2009 linked to the S&P 500 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• 0% performance securities with contingent protection due July 31, 2012 linked to the S&P 500 index; via UBS Financial Services, Inc. and UBS Investment Bank; pricing July 26; settlement July 31
• 0% return optimization securities due Jan. 30, 2009 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing July 26; settlement July 31
• 0% performance securities with partial protection due July 30, 2010 linked to the UBS Bloomberg Constant Maturity Commodity index Excess Return; via UBS Investment Bank and UBS Financial Services Inc.; pricing July 26; settlement July 31
• 0% principal-protected notes due Dec. 31, 2010 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Investment Bank; pricing July 31
• Zero-coupon 100% principal protection absolute return barrier notes due Feb. 27, 2009 linked to the Russell 2000 index; via UBS Investment Bank and UBS Financial Services, Inc.; pricing Aug. 28; settlement Aug. 31
• Zero-coupon 100% principal protection absolute return barrier notes due Feb. 27, 2009 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services, Inc.; pricing Aug. 28; settlement Aug. 31
• Performance securities with partial protection due Aug. 31, 2010 linked to the Dow Jones Euro Stoxx 50 index with a 35% weight, the FTSE 100 index with a 25% weight, the Nikkei 225 index with a 25% weight, the Swiss Market index with a 5% weight, the S&P/ASX 200 index with a 5% weight and the MSCI Emerging Markets index with a 5% weight; via UBS Investment Bank and UBS Financial Services Inc.; pricing in August
WACHOVIA CORP.
• 0% notes due Feb. 10, 2009 in the Enhanced Growth Securities structure linked to the Amex Gold BUGS index; via Wachovia Securities
• 0% enhanced growth securities due Jan. 5, 2011 linked to equal weights of the Dow Jones Euro Stoxx 50, FTSE 100, MSCI Taiwan, Nikkei 225 and S&P/ASX 200 indexes; via Wachovia Securities
• 10% to 11% enhanced yield securities due Aug. 5, 2008 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 80% trigger; via Wachovia Securities
• 90% principal-protected notes due July 15, 2011 linked to equal weights of the FTSE/Xinhua China 25 and S&P CNX Nifty indexes; via Wachovia Securities
• 0% absolute return range notes due Dec. 30, 2008 linked to the S&P 500 index; via Wachovia Securities
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