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Structured Products Calendar
ABN AMRO BANK NV
• 9.75% reverse convertible notes due Dec. 27, 2007 linked to Caterpillar, Inc. common stock; via LaSalle; pricing Dec. 21; Settlement Dec. 27
• 10% reverse convertible notes due Dec. 27, 2007 linked to Merrill Lynch Market Oil Services Holdrs Trust common stock; via LaSalle; pricing Dec. 21; Settlement Dec. 27
• 20.5% reverse convertible securities due June 27, 2007 linked to Silver Wheaton Corp. common stock; via LaSalle Financial Services, Inc; pricing Dec. 21; settlement Dec. 27
• 13% reverse convertible securities due June 27, 2007 linked to Titanium Metals Corp. common stock; via LaSalle Financial Services, Inc; pricing Dec. 21; settlement Dec. 27
• 9.5% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Alcoa Inc. stock; 85% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 9.5% Knock-In Reverse Exchangeable Securities due June 29, 2007 linked to Allergan, Inc. stock; 90% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 13% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Apple Computer, Inc. stock; 80% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 9% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Boston Properties, Inc. stock; 85% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 11% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Freeport-McMoRan Copper & Gold Inc. stock; 75% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 14% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to General Motors Corp. stock; 70% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 9% Knock-In Reverse Exchangeable Securities due June 29, 2007 linked to Morgan Stanley stock; 90% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 14% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to The Nasdaq Stock Market, Inc. stock; 70% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 9.25% Knock-In Reverse Exchangeable Securities due June 29, 2007 linked to Pfizer Inc. stock; 90% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 12% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Reliance Steel & Aluminum Co. stock; 70% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 11% Knock-In Reverse Exchangeable Securities due June 29, 2007 linked to Sears Holding Corp. stock; 80% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 9% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Sony Corp. stock; 85% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 12% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Valero Energy Corp. stock; 80% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 11% Knock-In Reverse Exchangeable Securities due Dec. 31, 2007 linked to Xilinx, Inc. stock; 75% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
• 13% Knock-In Reverse Exchangeable Securities due June 29, 2007 linked to Yahoo! Inc. stock; 80% trigger; via ABN Amro; pricing Dec. 26; settlement Dec. 29
BANK OF AMERICA
• 0% senior notes due Dec. 29, 2008 in the Strategic Equity Exposure Performance Linked Securities (Steepls) structure linked to the Dow Jones Euro Stoxx 50 index; via Banc of America Securities LLC, Banc of America Investment Services, Inc.; settlement in December
• 0% senior notes due 2011 linked to the S&P 500, Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via Banc of America Securities LLC, Banc of America Investment Services, Inc.; settlement in December
• Minimum Return Equity Appreciation Growth Linked Securities (Index Eagles) due Dec. 27, 2011 linked to the performance of the Dow Jones Industrial Average; via Banc of America Securities LLC , Banc of America Investment Services Inc.; settlement in December
BARCLAYS BANK PLC
• 13.5% reverse convertible notes due June 20, 2007 linked to the common stock of Advanced Micro Devices, Inc.; 65% trigger; via Barclays Capital; pricing Dec. 15, settlement Dec. 20
• 8.85% reverse convertibles due June 20, 2007 linked to Canadian Natural Resources Ltd. stock; via Barclays Capital; pricing Dec. 15; settlement Dec.
20
• 10% reverse convertibles due Dec. 19, 2007 linked to Chesapeake Energy Corp. stock; via Barclays Capital; pricing Dec. 15; settlement Dec. 20
• 12.1% reverse convertibles due June 20, 2007 linked to the common stock of Texas Instruments Inc.; via Barclays Capital; pricing Dec. 15; settlement Dec. 20
• 10% reverse convertibles due Dec. 21, 2007 linked to Halliburton Co. stock; via Barclays Capital; pricing Dec. 19; settlement Dec. 22
• 8% reverse convertibles due Dec. 27, 2007 linked to Biogen Idec Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 8.5% reverse convertibles due Dec. 27, 2007 linked to BJ's Wholesale Club, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 100% principal-protected digital plus notes due June 30, 2008 linked to equally weighted basket of currencies consisting of the U.S. dollar, Brazilian real, Russian ruble, Indian rupee and Chinese yuan; via Barclays Capital; pricing Dec. 21; settlement Dec. 28
• 0% principal-protected notes due Dec. 27, 2008 linked to equal weights of the dollar/Brazilian real, dollar/Russian ruble, dollar/Indian rupee and dollar/Chinese yuan currency exchange rates; via Barclays Capital; pricing Dec. 21; settlement Dec. 27
• 11% reverse convertibles due Dec. 27, 2007 linked to Celgene Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 27
• 10.75% reverse convertible notes due Dec. 27, 2007 linked to Chiquita Brands International, Inc.; via Barclays Capital; pricing Dec. 21; settlement Dec. 27
• 10% reverse convertibles due Dec. 27, 2007 linked to Chiquita Brands International, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 10.25% reverse convertibles due Dec. 27, 2007 linked to Citrix Systems, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 13.25% reverse convertibles due Dec. 27, 2007 linked to Continental Airlines Class B stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 9.25% reverse convertibles due Dec. 27, 2007 linked to Countrywide Financial Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 8% reverse convertibles due Dec. 27, 2007 linked to Daimler Chrysler AG ordinary stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 9.75% reverse convertibles due Dec. 27, 2007 linked to EOG Resources, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 11.5% reverse convertibles due Dec. 27, 2007 linked to Frontier Oil Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 13.1% reverse convertibles due Dec. 27, 2007 linked to General Motors Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 8.5% reverse convertibles due Dec. 27, 2007 linked to Gilead Sciences, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 8.55% reverse convertibles due Dec. 27, 2007 linked to Intel Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 27
• 18.5% reverse convertible securities due March 26, 2007 linked to Joy Global Inc. common stock; via LaSalle Financial Services, Inc.; pricing Dec. 21; settlement Dec. 27
• 9% reverse convertibles due Dec. 27, 2007 linked to Legg Mason Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 10.05% reverse convertibles due Dec. 27, 2007 linked to Motorola, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 27
• 0% principal-protected digital plus notes due June 24, 2010 linked to a basket of equal weights of natural gas, nickel and zinc; via Barclays Capital Inc.; pricing Dec. 21; settlement Dec. 27
• 9% reverse convertibles due Dec. 27, 2007 linked to Nordstrom, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 9% reverse convertibles due Dec. 27, 2007 linked to Norfolk Southern Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 11.25% reverse convertibles due Dec. 27, 2007 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 9.75% reverse convertibles due Dec. 27, 2007 linked to Rowan Cos. Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 19.25% reverse convertible securities due March 26, 2007 linked to SanDisk Corp. common stock; via LaSalle Financial Services, Inc; pricing Dec. 21; settlement Dec. 27
• 9.5% reverse convertibles due Dec. 27, 2007 linked to Smith International, Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 10% reverse convertible notes due June 26, 2007 linked to Starbucks Corp. common stock; via Barclays Capital Inc.; pricing Dec. 21; settlement Dec. 27
• 9.25% reverse convertible notes due June 26, 2007 linked to St. Jude Medical, Inc. common stock; via Barclays Capital Inc.; pricing Dec. 21; settlement Dec. 27
• 9.5% reverse convertible notes due June 26, 2007 linked to Symantec Corp. common stock; via Barclays Capital Inc.; pricing Dec. 21; settlement Dec. 27
• 8% reverse convertibles due Dec. 27, 2007 linked to Teva Pharmaceutical Industries Ltd. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 15% reverse convertibles due Dec. 27, 2007 linked to Titanium Metals Corp. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 9.75% reverse convertibles due Dec. 27, 2007 linked to Transocean Inc. stock; via Barclays Capital; pricing Dec. 21; settlement Dec. 29
• 12.25% reverse convertible notes due June 26, 2007 linked to Valero Energy Corp. common stock; via Barclays Capital Inc.; pricing Dec. 21; settlement Dec. 27
• 0% iPath exchange-traded notes due 2036 linked to the CBOE S&P 500 BuyWrite index; via Barclays Capital
• 0% iPath exchange-traded notes due May 22, 2007 linked to the dollar/yen exchange rate; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the euro/dollar exchange rate; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Agriculture Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Commodity Index Total Return; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Energy Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG ExEnergy Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Grains Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Industrial Metals Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Livestock Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Petroleum Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Precious Metals Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the Dow Jones - AIG Softs Total Return Sub-Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the MSCI India Total Return Index; via Barclays Capital
• 0% iPath exchange-traded notes due 2036 linked to the pound/dollar exchange rate; via Barclays Capital
THE BEAR STEARNS COS. INC.
• 0% four-year notes linked to the Russell 2000 index; via Bear, Stearns & Co. Inc.; pricing in December
• 0% four-year notes linked to the S&P MidCap 400 index; via Bear, Stearns & Co. Inc.; pricing in December
• 0% notes due Dec. 28, 2011 linked to the performance of the U.S. Adagio Strategy index; via Bear, Stearns & Co. Inc.; pricing in December
• 15.5% reverse convertible note securities linked to Sotheby's common stock; via Bear, Stearns & Co. Inc.
• 17% reverse convertible note securities linked to United States Steel Corp. common stock; via Bear, Stearns & Co. Inc.
• 14% reverse convertible note securities linked to Whole Foods Market, Inc. common stock; via Bear, Stearns & Co. Inc.
CITIGROUP FUNDING INC.
• 12% to 13% notes due 2008 in the Equity LinKed Securities (ELKS) structure linked to the common stock of Advanced Micro Devices, Inc.; via Citigroup Global Markets; pricing in December
• 10% to 11% one-year Equity Linked Securities (ELKS) linked to the common stock of Best Buy Co., Inc.; 75% trigger; via Citigroup Global Markets; pricing in December
• 12.5% to 13.5% six-month Equity Linked Securities (ELKS) linked to the common stock of Yahoo! Inc.; 80% trigger; via Citigroup Global Markets; pricing in December
• 9% to 10% Equity Linked Securities (ELKS) structure linked to the common stock of Archer-Daniels-Midland Co.; 80% trigger; via Citigroup Global Markets
• 0% principal-protected notes due 2008 linked to an equally weighted basket containing the Australian dollar, Canadian dollar, Mexican peso and Brazilian real; via Citigroup Global Markets Inc.
• 0% principal-protected trust certificates linked to the Dow Jones Industrial Average and the Nikkei 225 with a maturity of between 3.5 and 3.65 years; via Citigroup
CREDIT SUISSE (USA) INC.
• 13.25% reverse convertible securities due Dec. 28, 2007 linked to Arch Coal, Inc. stock; 70% trigger; via Credit Suisse; pricing in December
• 0% securities due June 30, 2008 linked to the Chinese yuan/dollar (25% weight), Thai baht/dollar (25% weight), Singapore dollar/dollar (25% weight), South African rand/dollar (25% weight), Swiss franc/dollar (negative 25% weight), Canadian dollar/dollar (negative 25% weight), euro/dollar (negative 25% weight) and Czech koruna/dollar (negative 25% weight) spot exchange rates; via Credit Suisse Securities (USA) LCC; pricing in December
• 0% ProNotes due Jan. 14, 2011 linked to the Dow Jones Euro Stoxx 50 (40% weight), FTSE 100 (25%), Nikkei 225 (25% weight) and S&P/ASX 200 (10% weight) indexes; via Credit Suisse Securities (USA) LLC; pricing in December
• 9% reverse convertible securities due Dec. 28, 2007 linked to Electronic Arts, Inc. stock; 80% trigger; via Credit Suisse; pricing in December
• 13% reverse convertible securities due Dec. 28, 2007 linked to Gymboree, Corp. stock; 75% trigger; via Credit Suisse; pricing in December
• 14% reverse convertible securities due June 29, 2007 linked to JDS Uniphase Corp. stock; 75% trigger; via Credit Suisse; pricing in December
• 12% reverse convertible securities due June 29, 2007 linked to Mastercard Inc. stock; 75% trigger; via Credit Suisse; pricing in December
• 17.25% reverse convertible securities due June 29, 2007 linked to Palm, Inc. stock; 75% trigger; via Credit Suisse; pricing in December
• 17.5% reverse convertible securities due June 29, 2007 linked to SanDisk Corp. stock; 75% trigger; via Credit Suisse; pricing in December
• 15.5% reverse convertible securities due Dec. 28, 2007 linked to Southern Copper Corp. stock; 80% trigger; via Credit Suisse; pricing in December
• 17.15% reverse convertible securities due May 31, 2007 linked to Red Hat, Inc. common stock; via Credit Suisse (USA), Ltd.
DEUTSCHE BANK AG
• 0% principal protection absolute return barrier notes due June 30, 2008 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 20; settlement Dec. 28
• 0% performance securities with partial protection due Dec. 31, 2010 linked to the S&P 500 (33.34% weight), Dow Jones Euro Stoxx 50 (33.33% weight) and Nikkei 225 (33.33% weight) indexes; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 20; settlement Dec. 28
EKSPORTFINANS ASA
• 13.8% knock-in reverse convertible securities due June 27, 2007 linked to American Eagle Outfitters, Inc. stock; via IXIS Securities North America Inc.; pricing Dec. 20; settlement Dec. 27
• 11% knock-in reverse convertible securities due June 27, 2007 linked to Toll Brothers Inc. stock; via IXIS Securities North America Inc.; pricing Dec. 20; settlement Dec. 27
• 0% five-year Buffered Underlying Securities (Buys) linked to the S&P 500 index; via Deutsche Bank Securities Inc.
• 18-month issue index+ notes linked to the iShares Dow Jones U.S. Real Estate Index Fund; via Deutsche Bank Securities Inc.
HSBC BANK USA NA
• 14% reverse convertible notes due June 26, 2007 linked to Arch Coal, Inc. common stock; 75% trigger; via HBCS Securities (USA) Inc.; pricing Dec. 20; settlement Dec. 26
• 14.4% reverse convertible notes due June 26, 2007 linked to Goldcorp, Inc. common stock; 75% trigger; via HBCS Securities (USA) Inc.; pricing Dec. 20; settlement Dec. 26
• 25.8% reverse convertible notes due March 26, 2007 linked to Rambus, Inc. common stock; 65% trigger; via HBCS Securities (USA) Inc.; pricing Dec. 20; settlement Dec. 26
• 16% reverse convertible notes due June 26, 2007 linked to Research In Motion, Ltd. common stock; 80% trigger; via HBCS Securities (USA) Inc.; pricing Dec. 20; settlement Dec. 26
• 9.5% reverse convertible notes due June 26, 2007 linked to Archer-Daniels-Midland Co. common stock; via HSBC Securities; pricing Dec. 21; settlement Dec. 27
• 9.5% reverse convertible notes due Dec. 26, 2007 linked to Archer-Daniels-Midland Co. common stock; via HSBC Securities; pricing Dec. 21; settlement Dec. 27
• 0% Far East opportunity point-to-point certificates of deposit due Dec. 28, 2011 linked to equal weights of the Hong Kong Hang Seng China Enterprises, Morgan Stanley Capital International Singapore Free, Morgan Stanley Capital International Taiwan and Nikkei 225 indexes; via LaSalle ABN Amro; pricing Dec. 21; settlement Dec. 28
• 9.8% reverse convertible notes due Dec. 26, 2007 linked to Nordstrom, Inc. common stock; via HSBC Securities; pricing Dec. 21; settlement Dec. 27
• 10.2% reverse convertible notes due June 26, 2007 linked to Sunoco, Inc. common stock; via HSBC Securities; pricing Dec. 21; settlement Dec. 27
• 13% reverse convertible notes due Dec. 26, 2007 linked to Western Digital Corp. common stock; via HSBC Securities; pricing Dec. 21; settlement Dec. 27
JPMORGAN CHASE & CO.
• 0% return-enhanced notes due Jan. 24, 2008 linked to the S&P 500; via J.P. Morgan Securities Inc.; pricing Dec. 15; settlement Dec. 20
• 0% buffered return enhanced notes due Jan. 24, 2008 linked to the Korea Stock Price 200 with a 32.1% weight, the MSCI Taiwan with a 23.4% weight, the Amex Hong Kong 30 with an 18% weight, the FTSE/Xinhua China 25 with a 17.4% weight and the MSCI Singapore with a 9.1% weight; via J.P. Morgan Securities Inc.; pricing Dec. 16; settlement Dec. 20
• 0% return enhanced senior unsecured notes due Dec. 22, 2008 linked to the Commodity Investable Global Asset Rotator Excess Return; via J.P. Morgan Securities Inc.; pricing Dec. 19; settlement Dec. 22
• 0% principal-protected notes due June 30, 2008 linked to equal weights of the Brazilian real, Indian rupee, Mexican peso and New Turkish lire; via J.P. Morgan Securities; pricing Dec. 22; settlement Dec. 29
• 0% principal protected notes due Dec. 30, 2011 linked to Dow Jones - AIG Commodity index; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% buffered return enhanced notes due Dec. 29, 2008 linked to equal weights of the Dow Jones Euro Stoxx 50, FTSE 100, Nikkei 225 and S&P 500; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% principal protected senior unsecured notes due Dec. 31, 2009 linked to an equally weighted basket of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% principal protected notes due May 31, 2010 linked to an equally weighted basket consisting of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% bearish principal-protected notes due June 29, 2012 linked to the PHLX Housing Sector index; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% principal protected senior unsecured notes due June 28, 2013 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% principal-protected notes due May 30, 2014 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 0% principal protected senior unsecured notes due Dec. 31, 2008 linked to the U.S. Dollar index; via J.P. Morgan Securities Inc.; pricing Dec. 22; settlement Dec. 29
• 10.5% auto callable reverse exchangeable notes due Dec. 31, 2007 linked to Best Buy stock; 70% trigger; via J.P. Morgan Securities; pricing Dec. 26; settlement Dec. 29
• 11.45% auto callable reverse exchangeable notes due Dec. 31, 2007 linked to Corning stock; 70% trigger; via J.P. Morgan Securities; pricing Dec. 26; settlement Dec. 29
• 18.5% reverse exchangeable notes due Dec. 31, 2007 linked to the least-performing common stock in the Dow Jones Industrial Average during the life of the notes; via J.P. Morgan Securities Inc.; pricing Dec. 26; settlement Dec. 29
• 13.8% reverse exchangeable notes due Dec. 31, 2007 linked to Lam Research Corp.; via J.P. Morgan Securities Inc.; pricing Dec. 26; settlement Dec. 29
• 10.7% reverse exchangeables due June 29, 2007 linked to Micron Technology stock; via J.P. Morgan Securities Inc.; pricing Dec. 26; settlement Dec. 29
• 10.4% reverse exchangeables due Dec. 31, 2007 linked to Sun Microsystems stock; via J.P. Morgan Securities Inc.; pricing Dec. 26; settlement Dec. 29
• 13% reverse exchangeable notes due Dec. 31, 2007 linked to Titanium Metals Corp.; via J.P. Morgan Securities Inc.; pricing Dec. 26; settlement Dec. 29
LEHMAN BROTHERS HOLDINGS INC.
• 0% one-year bullish principal-protected notes linked to the price of copper; via Lehman Brothers; pricing Dec. 15; settlement Jan. 5
• Six-month Double Conditional Range Notes linked to the euro/dollar spot exchange rate and the Mexican peso/dollar spot exchange rate; via Lehman Brothers Inc.
• Warrants due June 2008 linked to the Japanese yen; via Lehman Brothers Inc. and Oppenheimer & Co.; pricing in December
• 0% one-year bullish principal-protected notes linked to the price of gold; via Lehman Brothers Inc.
• 0% 18-month autocallable notes linked to the Lehman Brothers Commodity Index Natural Gas Excess Return; via Lehman Brothers Inc.
MERRILL LYNCH & CO., INC.
• 0% annual review notes due Jan. 7, 2010 linked to the Nikkei 225 index; via J.P. Morgan Chase Bank NA and J.P. Morgan Securities Inc.; pricing Dec. 15; settlement Dec. 20
• 0% annual review notes due Feb. 18, 2010 linked to the S&P 500 index; via J.P. Morgan Securities; pricing Dec. 15; settlement Dec. 20
• 0% Strategic Return Notes due January 2012 linked to the Dow Jones BRIC 50 Total Return index; via Merrill Lynch, Pierce, Fenner & Smith; settlement in December
• 0% Market Index Target-Term Securities (Mitts) senior medium-term notes due June 2010 linked to the Dow Jones Euro Stoxx 50 index; via Merrill Lynch & Co.; settlement expected in December
• 0% accelerated return notes due February 2008 linked to Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith; settlement expected in December
• 0% accelerated return notes due February 2008 linked to gold spot price; via Merrill Lynch & Co.; settlement expected in December
• 0% accelerated return notes due June 2008 linked to Nikkei 225 index; via Merrill Lynch, Pierce Fenner & Smith; settlement expected in December
• Protected Covered Call Enhanced Income Notes (Proceeds) linked to the U.S. Select Foreign Access 25 Proceeds index; via Merrill Lynch, Pierce Fenner & Smith; settlement expected in December
MORGAN STANLEY
• 0% return-enhanced notes due Jan. 16, 2008 linked to the Russell 2000 index; via JPMorgan Chase Bank NA and J.P. Morgan Securities Inc.; pricing Dec. 15; settlement Dec. 22
• 0% currency corridor capital-protected notes due March 29, 2007 linked to the euro/dollar exchange rate; via Morgan Stanley & Co. Inc.; pricing in December
• 8.5% to 9.5% High Income Trigger Securities (HITS) due Jan. 20, 2008 linked to the common stock of Archer-Daniels-Midland Co.; 80% trigger; via Morgan Stanley; pricing in December
• 7.5% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Jan. 20, 2008 mandatorily exchangeable for Coach, Inc. stock; via Morgan Stanley; pricing in December
• 10% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Jan. 20, 2008 mandatorily exchangeable for Circuit City Stores, Inc. stock; via Morgan Stanley; pricing in December
• 0% notes due Jan. 20, 2008 in the Performance Leveraged Upside Securities (PLUS) structure linked to the Nasdaq 100 index; via Morgan Stanley; pricing in December
• 0% notes due Jan. 20, 2008 in the Bear Market PLUS (Performance Leveraged Upside Securities) structure inversely linked to the Nasdaq 100 index; via Morgan Stanley; pricing in December
• 0% notes due Jan. 20, 2008 in the Performance Leveraged Upside Securities (PLUS) structure linked to the Nikkei 225 index; via Morgan Stanley; pricing in December
• Protected buy-write securities due Dec. 23, 2011 linked to the performance of the 2006-4 dynamic reference index; via Morgan Stanley
RABO FINANCIAL PRODUCTS BV
• 15% reverse convertible notes due Dec. 27, 2007 linked to Advanced Micro Devices, Inc. common stock; via LaSalle; pricing Dec. 21; settlement Dec. 27
• 10.2% reverse convertible notes due Dec. 27, 2007 linked to ConocoPhillips common stock; via LaSalle; pricing Dec. 21; settlement Dec. 27
• 15.25% reverse convertible notes due Dec. 27, 2007 linked to Elan plc common stock; via LaSalle Financial Services, Inc.; pricing Dec. 21; settlement Dec. 27
• 14.25% reverse convertible securities due June 27, 2007 linked to Intercontinental Exchange Inc. common stock; via LaSalle Financial Services, Inc; pricing Dec. 21; settlement Dec. 27
• 9.1% reverse convertible notes due Dec. 27, 2007 linked to iShares MSCI Emerging Markets Index Fund; via LaSalle Financial Services, Inc.; pricing Dec. 21; settlement Dec. 27
• 19% reverse convertible securities due March 27, 2007 linked to JetBlue Airways Corp. common stock; via LaSalle Financial Services, Inc; pricing Dec. 21; settlement Dec. 27
• 15% reverse convertible notes due Dec. 27, 2007 linked to NYSE Group Inc. common stock; via LaSalle; pricing Dec. 21; settlement Dec. 27
• 0% principal-protected certificates of deposit due March 27, 2014 linked to equal weights of the Dow Jones Euro Stoxx 50, MSCI Singapore Free and Nikkei 225 indexes; via LaSalle ABN Amro; pricing Dec. 22; settlement Dec. 27
ROYAL BANK OF CANADA
• 0% principal-protected notes due Dec. 29, 2009 linked to an equally weighted basket containing aluminum, copper, nickel and zinc and an equally weighted basket containing the Chinese renminbi (yuan), Indian rupee and South Korean won; via RBC Capital Markets Corp.; pricing Dec. 22; settlement Dec. 28
• 0% principal-protected notes due Dec. 28, 2009 linked to equal weights of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via RBC Capital Markets Corp.; pricing Dec. 22; settlement Dec. 28
SOCIETE GENERALE, NEW YORK BRANCH
• 10.5% ReConvs Dec. 27, 2007 linked to Apple Computer Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.75% ReConvs due Dec. 27, 2007 linked to Avaya Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 11% ReConvs due Dec. 27, 2007 linked to Banco Bradesco American depositary receipts; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 12.4% ReConvs due June 27, 2007 linked to BJ Services Co. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 11% ReConvs due June 27, 2007 linked to Autodesk Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 12.6% ReConvs due June 27, 2007 linked to Canadian Natural Resources common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 9.5% ReConvs due Dec. 27, 2007 linked to Cemex SAB de DV American depositary receipts; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 12% ReConvs Dec. 27, 2007 linked to Citrix Systems Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.5% ReConvs Dec. 27, 2007 linked to Corning Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 11% ReConvs Dec. 27, 2007 linked to Consol Energy Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 4% ReConvs due Dec. 27, 2007 linked to Google class A common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.5% ReConvs due Dec. 27, 2007 linked to Halliburton Co. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 9% ReConvs due Dec. 27, 2007 linked to Intel Corp. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 14.25% ReConvs Dec. 27, 2007 linked to IntercontinentalExchange Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 14% ReConvs Dec. 27, 2007 linked to JDS Uniphase Corp. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.5% ReConvs due Dec. 27, 2007 linked to Network Appliance Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 14.5% ReConvs Dec. 27, 2007 linked to Palm Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 12% ReConvs Dec. 27, 2007 linked to Qualcomm Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.25% ReConvs Dec. 27, 2007 linked Rowan Cos. Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 4% ReConvs due Dec. 27, 2007 linked to Titanium Metals Corp. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
• 10.75% ReConvs due Dec. 27, 2007 linked to Whole Foods Market Inc. common stock; via Societe Generale; distributed by Countrywide Securities Corp.; pricing Dec. 26; settlement Dec. 27
UBS AG
• 0% principal-protected notes due Dec. 26, 2008 linked to equal weights of the dollar/Brazilian real spot rate, dollar/Russian ruble spot rate, dollar/Indian rupee spot rate and dollar/Chinese renminbi spot exchange rate; via UBS Investment Bank, UBS Financial Services Inc.; pricing on Dec. 20
• 0% return optimization securities due June 30, 2008 linked to the Rogers International Commodity Index Excess Return; via UBS Investment Bank, UBS Financial Services Inc.; pricing on Dec. 20
• 0% principal-protected notes due Dec. 31, 2010 linked to the S&P 500 (33.34% weight), Dow Jones Euro Stoxx 50 index (33.33%) and Nikkei 225 (33.33% weight) indexes; pricing Dec. 20; settlement Dec. 28
• 0% return optimization securities due Feb. 28, 2008 linked to the S&P 500 index; via UBS Investment Bank, UBS Financial Services Inc.; pricing on Dec. 21
• 0% one-year appearing reverse convertible securities linked to the price of gold, expressed as the number of dollars per one fine troy ounce of 0.995 gold; via UBS Investment Bank
WACHOVIA CORP.
• Three-year 0% enhanced growth securities linked to the Goldman Sachs Gold Excess Return index; via Wachovia Securities; settlement expected in December
• 9% enhanced yield securities due Jan. 10, 2008 linked to Arch Coal, Inc. stock; via Wachovia Securities; pricing in December; settlement in January
• 0% enhanced growth securities due July 1, 2008 linked to the Nikkei 225 index; via Wachovia Securities; pricing in December; settlement in January
• 8% to 9% enhanced yield securities due Jan. 10, 2008 linked to Newmont Mining Corp. common stock; via Wachovia Securities
• 10% to 11% enhanced yield securities due Jan. 10, 2008 linked to Under Armour, Inc. common stock; via Wachovia Securities
• 12% to 13% enhanced yield securities due Jan. 10, 2008 linked to XM Satellite Radio Holdings Inc. common stock; via Wachovia Securities
WELLS FARGO BANK NA
• Certificates of deposit with a maturity of June 28, 2011 linked to a basket of equal weights of aluminum, copper, nickel and zinc; via Wells Fargo Securities, LLC; pricing Dec. 22; settlement Dec. 29
• 0% notes linked to Dow Jones Euro Stoxx 50 index with a 40% weight and the Nikkei 225, FTSE/Xinhua China 25 and FTSE 100 indexes, all with 20% weights; via Wells Fargo Securities, LLC
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