Convertibles Calendar

ON THE HORIZON

GOODYEAR TIRE & RUBBER CO. (Symbol: GT): at least $250 million of debt securities and at least $75 million of equity or equity-linked securities by Dec. 31, plus refinance its term loan and revolving credit facilities due April 2005 by Dec. 1, 2004; per a new master contract with the United Steelworkers of America.

KOMAG INC. (Symbol: KOMG): $70 million of 20-year convertible notes, with $10.5 million greenshoe, and 6 million shares of common stock; the notes will be noncallable for 7 years, with puts in years 7, 10 and 15; via bookrunner Bear Stearns & Co. Inc.; joint lead manager is U.S. Bancorp Piper Jaffray Inc. and co-managers are Needham & Co. Inc. and Thomas Weisel Partners LLC; proceeds to redeem $114 million outstanding senior secured notes due 2007, and general corporate purposes; pricing will be scheduled once registrations clear the Securities and Exchange Commission.

ROPER INDUSTRIES INC. (Symbol: ROP): $150 million in proceeds of cash-to-zero convertible bonds; proceeds, in addition to new $650 million senior secured credit facility and planned $200 million common stock issue, will be used to finance the acquisition of Neptune Technology Group Holdings Inc. and general corporate purposes, including working capital.

RECENT SHELF FILINGS WITH THE SEC:

ADVANCED ENERGY INDUSTRIES, INC. (Symbol: AEIS): $250 million shelf filed Nov. 17 for common stock and debt securities; debt may be issued as convertibles; Fort Collins, Colo. manufacturer of components for vacuum process systems will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/927003/000095013403015505/d10592sv3.htm

EMERSON ELECTRIC CO. (Symbol: EMR): $2.5 billion shelf filed Nov. 17 for debt securities, preferred stock, common stock, warrants, share purchase contracts and share purchase units; securities may be issued as convertibles; includes $500 million previously registered but unsold; St. Louis maker of electrical, electromechanical and electronic products and systems will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/32604/000095013403015564/c81021sv3.txt

ROWAN COS., INC. (Symbol: RDC): $500 million shelf filed Nov. 19 for debt securities, common stock, preferred stock, warrants and units; securities may be issued as convertibles; Houston contract drilling and aviation services company will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/85408/000008540803000053/mainbody.htm

TSAKOS ENERGY NAVIGATION LTD. (Symbol: TNP): $150 million shelf filed Nov. 14 for common shares, preferred shares, warrants, debt securities, purchase contracts and units; securities may be issued as convertibles; Athens tanker operator will use proceeds for general corporate purposes.

http://www.sec.gov/Archives/edgar/data/1166663/000119312503081481/df3.htm

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