E-mail us: service@prospectnews.com Or call: 212 374 2800
Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products
 
Add to balance / Manage account  User:  Log out
Prospect News home > News index > List of issuers C > Headlines for Calendar > News item
Published on 8/1/2013 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Capped notes due Aug. 6, 2033 linked to the 30-year and five-year Constant Maturity Swap rates; via BofA Merrill Lynch; settlement Aug. 6; Cusip: 06048WPB0

• Capped notes due Aug. 6, 2033 linked to the 30-year and two-year Constant Maturity Swap rates; via BofA Merrill Lynch; settlement Aug. 6; Cusip: 06048WPC8

• 0% Leveraged Index Return Notes due August 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August

• 8% STEP Income Securities due August 2014 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via BofA Merrill Lynch; pricing in August

• 0% Accelerated Return Notes due September 2015 linked to the spot price of gold; via BofA Merrill Lynch; pricing in August

• 0% Strategic Accelerated Redemption Securities due September 2014 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in August

• 0% Capped Leveraged Index Return Notes due August 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in August

• 0% Accelerated Return Notes due October 2014 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in August

• Capped Leveraged Index Return Notes due August 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August

• 0% autocallable market-linked step-up notes due August 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August

• Capped Leveraged Index Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

• Market-linked step-up notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

• 0% autocallable market-linked step-up notes due August 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

• 0% Accelerated Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

BANK OF MONTREAL

• Autocallable barrier notes with step-up call price due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQK4

• 0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQM0

• 0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQL2

BANK OF NOVA SCOTIA

• Callable step-up rate notes, series A, due Aug. 9, 2028; via Scotia Capital (USA) Inc.; pricing Aug. 6; Cusip: 064159CS3

BARCLAYS BANK PLC

• Phoenix autocallable notes due Aug. 20, 2014 linked to Citigroup, Inc. common stock; via Barclays, JPMorgan Chase Bank, NA and J.P. Morgan Securities; pricing Aug. 2; Cusip: 06741TA80

• Phoenix autocallable notes due Aug. 20, 2014 linked to Expedia, Inc. common stock; via Barclays, JPMorgan Chase Bank, NA and J.P. Morgan Securities; pricing Aug. 2; Cusip: 06741TA72.

• Phoenix autocallable notes due Aug. 20, 2014 linked to PulteGroup, Inc. common stock; via Barclays, JPMorgan Chase Bank, NA and J.P. Morgan Securities; pricing Aug. 2; Cusip: 06741TA64

• 0% market plus notes due Feb. 4, 2015 linked to the S&P 500 index; via Barclays, JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 06741TA98

• 0% dual directional notes due Aug. 13, 2014 linked to the performance of WTI crude; via Barclays; pricing Aug. 2; Cusip: 06741TZZ3

• 12% reverse convertible notes due Nov. 12, 2013 linked to 3D Systems Corp. stock; via Barclays Capital; pricing Aug. 6; Cusip: 06741J3Q0

• 0% notes due Aug. 10, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Aug. 6; Cusip: 06741TYZ4

• Capped callable CMS steepener notes due Aug. 15, 2033; via Barclays; settlement Aug. 15; Cusip: 06741TZW0

• Callable buffered range accrual notes due Aug. 30, 2019 linked to the S&P 500 index; via Barclays; pricing Aug. 27; Cusip: 06741TA23

• 0% leveraged buffered index-linked notes due in 22 to 24 months tied to the Russell 2000 index; via Barclays; Cusip: 06741TZV2

• 0% leveraged buffered index-linked notes due in 14 to 17 months tied to the S&P 500 index; via Barclays; Cusip: 06741TA49

• 0% Accelerated Return Notes due October 2014 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in August

• Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7

CITIGROUP INC.

• Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2

• 0% enhanced barrier digital plus securities due August 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0UM9

CREDIT SUISSE AG

• 0% accelerated barrier notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6Q4

• 0% accelerated barrier notes due Aug. 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7A8

• Contingent coupon yield notes due Aug. 30, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6P6

• Contingent coupon callable yield notes due Aug. 30, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6N1

• 0% Buffered Accelerated Return Equity Securities due March 4, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6E1

• High/low coupon buffered securities due Aug. 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6U5

• 0% digital Bares due Sept. 4, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6J0

• 0% Buffered Accelerated Return Equity Securities due March 5, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6F8

• High/low coupon callable yield notes due Sept. 4, 2015 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6L5

CREDIT SUISSE AG, LONDON BRANCH

• 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547Q6R2

CREDIT SUISSE AG, NASSAU BRANCH

• 0% digital-plus barrier notes due Aug. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6D3

• 0% cert plus securities due Aug. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6C5

• High/low coupon callable yield notes due Feb. 27, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6G6

• 0% Buffered Accelerated Return Equity Securities due Aug. 30, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0

• 0% Buffered Accelerated Return Equity Securities due Aug. 29, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0

• 0% cert plus securities due Sept. 5, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6K7

• High/low coupon callable yield notes due March 4, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6M3

• 45-month 0% Accelerated Return Notes linked to the Euro Stoxx 50 index; via Barclays; pricing in August; Cusip: 22547Q6V3

• 0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

• 0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

• 45-month 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 22547Q6T8

• 0% Accelerated Return Notes due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August

DEUTSCHE BANK AG, LONDON BRANCH

• 0% trigger autocallable optimization securities due Aug. 8, 2018 linked to the common stock of Cisco Systems, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 2; Cusip: 25155L822

• 0% trigger autocallable optimization securities due Aug. 8, 2018 linked to the common stock of Dow Chemical Co.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 2; Cusip: 25155L814

• 0% autocallable securities due Sept. 1, 2016 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Aug. 27; Cusip: 25152REA7

• 0% accelerated return securities due October 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August

GOLDMAN SACHS BANK USA

• Contingent coupon index-linked certificates of deposit due Aug. 27, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38147JKA9

• Variable coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. is the agent. Incapital LLC; pricing Aug. 27; Cusip: 38147JKF8

• Contingent coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147JKE1

• 0% equity index-linked certificates of deposit due Sept. 1, 2020 linked to Euro Stoxx 50 index, the MSCI Taiwan index, the S&P/TSX 60 index and the Dow Jones industrial average; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 27; Cusip: 38147JKD3

GOLDMAN SACHS GROUP, INC.

• 0% notes due Sept. 2, 2020 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QJN7

• 0% leveraged buffered notes due Sept 1, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKA3

• Callable step-up fixed-rate notes due February 2023; via Goldman Sachs & Co. and Incapital LLC; settlement in August; Cusip: 38147QHW9

• Leveraged 30-year CMS-linked notes due in 10 years; via Goldman Sachs & Co.; Cusip: 38141GSH8

• 18-month 0% digital notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.

• 0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.

• 36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0

• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; via Goldman, Sachs & Co.

• 0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.

• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.

• 24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9

• 0% two-year leveraged autocallable buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6

• 53-week 0% trigger notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QJS6

• 0% leveraged index-linked notes tied to the S&P 500 index due in 56 to 65 weeks; via Goldman Sachs & Co.

• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8

• 0% leveraged notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GUD4

• 0% leveraged buffered notes due in five years linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8

• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.

HSBC USA INC.

• 0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJT9

• 0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJS1

• 0% accelerated barrier notes due Aug. 30, 2018 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJQ5

• 0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJR3

• 0% Accelerated Return Notes due October 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August

• 0% Accelerated Return Notes due October 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August

• 0% Accelerated Return Notes due July 2013 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August

• 9.5% STEP Income Securities due August 2014 linked to Whirlpool Corp. common stock; via BofA Merrill Lynch; pricing in August

JPMORGAN CHASE BANK, NA

• Callable variable-rate range accrual certificates of deposit due Aug. 9, 2028 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 6; Cusip: 48124JU63

• Callable variable-rate range accrual certificates of deposit due Aug. 9, 2028 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 6; Cusip: 48124JU89

• Callable variable-rate certificates of deposit due Aug. 12, 2028 linked to six-month Libor; via J.P. Morgan Securities LLC; pricing Aug. 7; Cusip: 48124JU97

• Digital contingent coupon certificates of deposit due Aug. 30, 2019 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV39

• Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV21

JPMORGAN CHASE & CO.

• Range accrual floating-rate notes due Aug. 7, 2023; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126D5Z8

• 0% contingent absolute return autocallable optimization securities due Aug. 8, 2014 linked to Biogen Idec Inc. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126H639

• Autocallable contingent interest notes due Aug. 20, 2014 linked to the common stock of eBay Inc.; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126NLT2

• Autocallable contingent interest notes due Aug. 20, 2014 linked to the common stock of Michael Kors Holdings Ltd.; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126NLU9

• 0% contingent absolute return autocallable optimization securities due Aug. 8, 2014 linked to Ryland Group, Inc. shares; 65% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126H647

• 0% quarterly review notes due Aug. 14, 2014 linked to a WTI crude oil futures contract; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 48126D6A2

• Capped buffered enhanced participation equity notes due Aug. 10, 2015 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing Aug. 5; Cusip: 48126NKE6

• 0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NME4

• 0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMF1

• 0% return notes due Nov. 28, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLV7

• 0% capped buffered return enhanced notes due May 29, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMD6

• 0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMB0

• Contingent income securities due Aug. 30, 2028 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKK4

• 6.5% to 8.5% autocallable yield notes due Sept. 2, 2014 linked to the Russell 2000 index and the iShares MSCI Brazil Capped index fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLQ8

• 0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMA2

• Contingent income securities due Aug. 30, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKE8

• Contingent income buffered securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKF5

• 5% to 7% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLP0

• 6% to 8% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLN5

• Contingent coupon callable yield notes due Aug. 31, 2016 linked to the S&P 500 index, Russell 2000 index and iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMC8

• Capped contingent buffered equity notes due July 30, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC

MORGAN STANLEY

• Fixed-to-floating leveraged CMS curve-linked notes due Aug. 19, 2033; via Morgan Stanley & Co. LLC; settling Aug. 19; Cusip: 61760QDB7

• Fixed-to-floating leveraged CMS curve-linked notes due Aug. 19, 2033; via Morgan Stanley & Co. LLC; settling Aug. 19; Cusip: 61760QDC5

• Leveraged CMS curve and Russell 2000 index-linked notes due Aug. 19, 2028; via Morgan Stanley & Co. LLC; settling Aug. 19; Cusip: 61760QDA9

• 0% market-linked notes due Feb. 26, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKJ7

• Contingent coupon notes due Aug. 30, 2033 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKL2

• 0% buffered Performance Leveraged Upside Securities due Aug. 30, 2018 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKD0

• Contingent income securities due Aug. 30, 2023 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKM0

• 0% Target Optimized Participation Securities due Feb. 26, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKG3

• Contingent income autocallable step-up securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKN8

ROYAL BANK OF CANADA

• 7.85%-9.85% airbag autocallable yield optimization notes due Aug. 8, 2014 linked to Cobalt International Energy, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 2; Cusip: 78009Q125

• 0% contingent barrier enhanced notes due Aug. 20, 2014 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with J.P. Morgan Securities LLC; pricing Aug. 2; Cusip: 78008S7F7

• 7%-9% airbag autocallable yield optimization notes due Aug. 8, 2014 linked to Genworth Financial, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 2; Cusip: 78009Q133

• 7.2%-9.2% airbag autocallable yield optimization notes due Aug. 8, 2014 linked to PulteGroup, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 2; Cusip: 78009Q141

• 0% direct investment notes due Sept. 9, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Aug. 5; Cusip: 78008S5Q5

• Redeemable step-up notes due Aug. 14, 2031; via RBC Capital Markets, LLC; settling Aug. 14; Cusip: 78008SVZ6

• 0% Strategic Accelerated Redemption Securities due August 2014 linked to Citigroup Inc. shares; via BofA Merrill Lynch; pricing in August

• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.

• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.

• 0% leveraged buffered notes due 2015 linked to the S&P 500 index due in 24 to 27 months; 90% trigger; via RBC Capital Markets, LLC; Cusip: 78008S6H4

UBS AG, LONDON BRANCH

• 0% return notes due Aug. 20, 2014 linked to a basket of 15 equally weighted common stocks (American International Group, Inc., Bank of America Corp., Capital One Financial Corp., Citigroup, Inc., HSBC Holdings plc, KeyCorp, Lincoln National Corp., PNC Financial Services Group, Inc., Prudential Financial, Inc., Reinsurance Group of America, Inc., SunTrust Banks, Inc., SVB Financial Group, U.S. Bancorp, Wells Fargo & Co. and Zions Bancorp.; via UBS Investment Bank with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing Aug. 2; Cusip: 90270KAB5

• Trigger phoenix autocallable optimization securities due Aug. 15, 2023 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 9; Cusip: 90271L585

• 0% short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; Cusip: 90269V439

UNION BANK, NA

• Fixed-to-floating market-linked certificates of deposit due Aug. 6, 2018; via UnionBanc Investment Services, LLC; pricing Aug. 2; Cusip: 90521ANJ3

• Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2

• Market-linked certificates of deposit due Aug. 31, 2020 linked to the Dow Jones industrial average; via UnionBanc Investment Services, LLC; pricing Aug. 27; Cusip: 90521ANN4

• 0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the PowerShares QQQ Trust, Series 1; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANQ7

• 0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANP9

• Market-linked certificates of deposit due Aug. 30, 2018 linked to an equally weighted basket of four currencies relative to the dollar (Australian dollar, Brazilian real, Canadian dollar and Norwegian krone); via UnionBanc Investment Services, LLC; pricing Aug. 28; Cusip: 90521ANL8

• 0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the spot price of gold; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 28; Cusip: 90521ANM6

WELLS FARGO & CO.

• 0% market-linked notes with upside participation and averaging due March 6, 2020 linked to the Vanguard Total Stock Market index fund; via Wells Fargo Securities LLC; pricing Aug. 30; Cusip: 94986RQX2


© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.