New Issue: Goldman sells $1 million notes tied to basket of Russell 3000 stocks

By Sarah Lizee

Olympia, Wash., May 9 – GS Finance Corp. priced $1 million of 0% notes due June 10, 2020 linked to a basket of unequally-weighted stocks of 66 of the 3,000 companies included in the Russell 3000 index, according to a 424B2 filing with the Securities and Exchange Commission.

The notes are guaranteed by Goldman Sachs Group, Inc.

The stocks include Align Technology, Inc. (1.95% weight), Alexion Pharmaceuticals, Inc. (1.78% weight), Amazon.com, Inc. (2.27% weight), Broadcom Inc. (2.11% weight), Alteryx, Inc. (1.15% weight), BioMarin Pharmaceutical Inc. (1.25% weight), Box, Inc. (0.87% weight), Centene Corp. (1.9% weight), Coupa Software Inc. (1.57% weight), Callon Petroleum Co. (0.83% weight), salesforce.com, inc. (2.13% weight), CoStar Group, Inc. (1.2% weight), Carvana Co. (1.29% weight), Dell Technologies Inc. (1.55% weight), DocuSign, Inc. (1.48% weight), DexCom, Inc. (1.71% weight), EPAM Systems, Inc. (0.92% weight), Etsy, Inc. (1.74% weight), Expedia Group, Inc. (1.76% weight), Facebook, Inc. (2.25% weight), Five Below, Inc. (1.5% weight), Five9, Inc. (0.85% weight), Fortinet, Inc. (1.62% weight), Alphabet Inc. (2.18% weight), Grubhub Inc. (1.81% weight), HealthEquity, Inc. (0.97% weight), HubSpot, Inc. (1.36% weight), Incyte Corp. (weight 1.41%), iRhythm Technologies, Inc. (0.78% weight), Ligand Pharmaceuticals Inc. (1.11% weight), Lumentum Holdings, Inc. (1.18% weight), LogMeIn, Inc. (1.06% weight), lululemon athletica inc. (1.99% weight), Monolithic Power Systems, Inc. (0.76%), Match Group, Inc. (1.34% weight), Norwegian Cruise Line Holdings Ltd. (1.43% weight), New Relic, Inc. (1.13% weight), Netflix, Inc. (2.23% weight), ServiceNow, Inc. (2.02% weight), Okta, Inc. (1.67% weight), Ollie’s Bargain Outlet Holdings, Inc. (1.04% weight), Palo Alto Networks, Inc. (1.92% weight), Paycom Software, Inc. (1.39% weight), PDC Energy, Inc. (0.8% weight), Penumbra, Inc. (0.94% weight), Proofpoint, Inc. (1.08% weight), Planet Fitness, Inc. (1.27% weight), PRA Health Sciences, Inc. (0.9% weight), Pure Storage, Inc. (1.01% weight), PayPal Holdings, Inc. (2.06% weight), RingCentral, Inc. (1.22% weight), Roku, Inc. (2.09% weight), Splunk Inc. (1.83% weight), Square, Inc. (2.16% weight), Teladoc Health, Inc. (1.32% weight), Atlassian Corp. plc (1.69% weight), Tandem Diabetes Care, Inc. (1.46% weight), Tesla, Inc. (2.2% weight), Trade Desk, Inc. (1.88% weight), Twilio Inc. (2.04% weight), Tyler Technologies, Inc. (0.99% weight), Ulta Beauty, Inc. (1.85% weight), Veeva Systems Inc. (1.64% weight), Workday, Inc. (1.97% weight), Zendesk, Inc. (1.6% weight) and Zscaler, Inc. (1.53% weight).

If the basket return is positive, the payout at maturity will be par plus the basket return.

Investors will be exposed to any losses.

Goldman Sachs & Co. LLC is the agent.

Issuer:	GS Finance Corp.
Guarantor:	Goldman Sachs Group, Inc.
Issue:	Basket-linked notes
Underlying stocks:	Align Technology, Inc. (1.95% weight), Alexion Pharmaceuticals, Inc. (1.78% weight), Amazon.com, Inc. (2.27% weight), Broadcom Inc. (2.11% weight), Alteryx, Inc. (1.15% weight), BioMarin Pharmaceutical Inc. (1.25% weight), Box, Inc. (0.87% weight), Centene Corp. (1.9% weight), Coupa Software Inc. (1.57% weight), Callon Petroleum Co. (0.83% weight), salesforce.com, inc. (2.13% weight), CoStar Group, Inc. (1.2% weight), Carvana Co. (1.29% weight), Dell Technologies Inc. (1.55% weight), DocuSign, Inc. (1.48% weight), DexCom, Inc. (1.71% weight), EPAM Systems, Inc. (0.92% weight), Etsy, Inc. (1.74% weight), Expedia Group, Inc. (1.76% weight), Facebook, Inc. (2.25% weight), Five Below, Inc. (1.5% weight), Five9, Inc. (0.85% weight), Fortinet, Inc. (1.62% weight), Alphabet Inc. (2.18% weight), Grubhub Inc. (1.81% weight), HealthEquity, Inc. (0.97% weight), HubSpot, Inc. (1.36% weight), Incyte Corp. (weight 1.41%), iRhythm Technologies, Inc. (0.78% weight), Ligand Pharmaceuticals Inc. (1.11% weight), Lumentum Holdings, Inc. (1.18% weight), LogMeIn, Inc. (1.06% weight), lululemon athletica inc. (1.99% weight), Monolithic Power Systems, Inc. (0.76%), Match Group, Inc. (1.34% weight), Norwegian Cruise Line Holdings Ltd. (1.43% weight), New Relic, Inc. (1.13% weight), Netflix, Inc. (2.23% weight), ServiceNow, Inc. (2.02% weight), Okta, Inc. (1.67% weight), Ollie’s Bargain Outlet Holdings, Inc. (1.04% weight), Palo Alto Networks, Inc. (1.92% weight), Paycom Software, Inc. (1.39% weight), PDC Energy, Inc. (0.8% weight), Penumbra, Inc. (0.94% weight), Proofpoint, Inc. (1.08% weight), Planet Fitness, Inc. (1.27% weight), PRA Health Sciences, Inc. (0.9% weight), Pure Storage, Inc. (1.01% weight), PayPal Holdings, Inc. (2.06% weight), RingCentral, Inc. (1.22% weight), Roku, Inc. (2.09% weight), Splunk Inc. (1.83% weight), Square, Inc. (2.16% weight), Teladoc Health, Inc. (1.32% weight), Atlassian Corp. plc (1.69% weight), Tandem Diabetes Care, Inc. (1.46% weight), Tesla, Inc. (2.2% weight), Trade Desk, Inc. (1.88% weight), Twilio Inc. (2.04% weight), Tyler Technologies, Inc. (0.99% weight), Ulta Beauty, Inc. (1.85% weight), Veeva Systems Inc. (1.64% weight), Workday, Inc. (1.97% weight), Zendesk, Inc. (1.6% weight) and Zscaler, Inc. (1.53% weight)
Amount:	$1 million
Maturity:	June 10, 2020
Coupon:	0%
Price:	101.06
Payout at maturity:	If the basket return is positive, par plus the basket return; if the basket finishes declines, full exposure to decline
Initial prices:	$329.46 for Align, $136.96 for Alexion, $1,950.55 for Amazon, $311.57 for Broadcom, $92.36 for Alteryx, $83.47 for BioMarin, $20.79 for Box, $56.04 for Centene, $104.95 for Coupa, $7.56 for Callon, $162.50 for salesforce, $506.22 for CoStar, $72.04 for Carvana, $68.19 for Dell, $55.89 for DocuSign, $122.21 for DexCom, $176.79 for EPAM, $69.03 for Etsy, $124.09 for Expedia, $193.88 for Facebook, $142.34 for Five Below, $51.00 for Five9, $85.01 for Fortinet, $1,193.46 for Alphabet, $71.10 for Grubhub, $70.30 for HealthEquity, $186.10 for HubSpot, $85.00 for Incyte, $78.56 for iRhythm, $123.86 for Ligand, $61.39 for Lumentum, $82.74 for LogMein, $177.69 for lululemon, $141.21 for Monolithic, $62.55 for Match, $58.29 for Norwegian Cruise, $108.45 for New Relic, $378.67 for Netflix, $269.75 for ServiceNow, $107.79 for Okta, $96.91 for Ollie’s, $247.84 for Palo Alto, $207.46 for Paycom, $38.22 for PDC, $131.31 for Penumbra, $123.85 for Proofpoint, $73.11 for Planet Fitness, $93.53 for PRA Health, $22.67 for Pure Storage, $110.85 for PayPal, $121.06 for RingCentral, $65.75 for Roku, $135.10 for Splunk, $70.14 for Square, $62.55 for Teladoc, $110.57 for Atlassian, $67.39 for Tandem, $255.34 for Tesla, $225.59 for Trade Desk, $131.80 for Twilio, $222.22 for Tyler, $346.68 for Ulta, $142.94 fir Veeva, $202.98 for Workday, $87.81 for Zendesk, $69.50 for Zscaler
Pricing date:	May 6
Settlement date:	May 13
Agent:	Goldman Sachs & Co. LLC
Fees:	0.81%
Cusip:	40056FBG9

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