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Waddell & Reed files automatic shelf for debt, preferreds and stock
By Devika Patel
Knoxville, Tenn., Jan. 20 - Waddell & Reed Financial, Inc. filed an automatic shelf registration in an S-3-ASR filing with the Securities and Exchange Commission.
The registration covers senior and subordinated debt securities, warrants, class A common stock, preferred stock, depositary shares, stock purchase contracts and stock purchase units.
The securities may be structured as convertibles.
The Overland Park, Kan.-based financial planning company said proceeds from the offerings will be used for general corporate purposes.
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