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Published on 10/2/2009 in the Prospect News Special Situations Daily.

Gamco buys 147,200 shares of SWS Group, boosts ownership to 6.13%

By Lisa Kerner

Charlotte, N.C., Oct. 2 - SWS Group, Inc. investors led by Gamco Asset Management Inc. bought 147,200 shares of the company's stock between Aug. 13 and Oct. 1 priced from $13.83 to $15.23, according to a schedule 13D/A filed on Friday with the Securities and Exchange Commission.

The investors beneficially own 1,689,000 shares, or 6.13%, of the Dallas securities and banking company.


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