New Issue: UBS prices $4.53 million contingent return notes linked to Russell 2000

By Susanna Moon

Chicago, Nov. 30 - UBS AG, London Branch upsized its issue of 0% contingent return optimization securities due Nov. 28, 2014 linked to the Russell 2000 index, according to a 424B2 filing with the Securities and Exchange Commission.

The deal was upsized to $4,525,070, up from $4.51 million at pricing on Nov. 27.

As noted before, if the index finishes at or above the 70% trigger level, the payout at maturity will be par of $10 plus the greater of the 8% contingent return and any index gain up to a maximum return of 19.11%.

Otherwise, investors will be fully exposed to any losses.

UBS Financial Services Inc. and UBS Investment Bank are the agents.

Issuer:	UBS AG, London Branch
Issue:	Contingent return optimization securities
Underlying index:	Russell 2000
Amount:	$4,525,070, up from $4.51 million
Maturity:	Nov. 28, 2014
Coupon:	0%
Price:	Par
Payout at maturity:	If final level is at or above trigger level, par plus any gain, floor of 8% and capped at 19.11%; otherwise, full exposure to losses
Initial level:	807.74
Trigger level:	565.42, 70% of initial level
Pricing date:	Nov. 27
Upsized:	Nov. 29
Settlement date:	Nov. 30
Agents:	UBS Financial Services Inc. and UBS Investment Bank
Fees:	2%
Cusip:	90269V801

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