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Aston/River Road Dividend All Cap Value Fund limits new investors
By Toni Weeks
San Diego, Dec. 2 - The Aston/River Road Dividend All Cap Value Fund announced that, with some exceptions, it will not accept additional investments, according to a 497K filing with the Securities and Exchange Commission.
The new policy goes into effect Dec. 16 and will continue until further notice.
The fund said that the following investors may continue to invest in the fund:
• Existing shareholders of the fund; these investors may add to their accounts, including through reinvestment of dividends and distributions;
• Financial advisers and/or financial consultants with clients currently invested in the fund; they may open new accounts for current or new clients and add to them;
• Financial advisors who have included the fund as an investment option, with the inclusion approved by the fund before Dec. 16;
• Participants in retirement plans that utilize the fund as an investment option as of Dec. 16;
• Trustees of Aston Funds, employees of Aston Asset Management, LP and River Road Asset Management, LLC and their family members; these investors may open new accounts and add to them.
The investment adviser to the fund is Chicago-based Aston Asset Management, LP.
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