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Published on 11/24/2009 in the Prospect News Convertibles Daily and Prospect News Investment Grade Daily.

Piper Jaffray files automatic shelf covering debt, stock, preferreds

By Devika Patel

Knoxville, Tenn., Nov. 24 - Piper Jaffray Cos. filed an automatic shelf registration in an S-3ASR filing with the Securities and Exchange Commission.

The registration covers common stock, preferred stock, depositary shares, senior and subordinated debt securities, warrants, stock purchase contracts and stock purchase units.

The securities may be structured as convertibles.

Proceeds will be used for general corporate purposes.

Based in Minneapolis, Piper Jaffray is a middle-market investment bank and institutional securities firm.


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