Total: $3.142 billion in 327 deals
Columns are amount in billions of dollars, count of deals, percentage of total in dollars.
Size
| Less than $1 million | 0.009 | 13 | 0.27%
|
| $1-1.99 million | 0.092 | 67 | 2.97%
|
| $2-2.99 million | 0.131 | 54 | 4.18%
|
| $3-4.99 million | 0.222 | 58 | 7.12%
|
| $5-9.99 million | 0.326 | 50 | 10.36%
|
| $10-14.99 million | 0.382 | 34 | 12.18%
|
| $15-$49.99 million | 0.989 | 42 | 31.45%
|
| $50 million and higher | 0.989 | 9 | 31.48%
|
| Total | 3.142 | 327
|
|
|
|
|
| Type
|
|
|
| convertible notes | 0.639 | 88 | 20.35%
|
| convertible preferreds | 0.514 | 51 | 16.35%
|
| equity line of credit | 0.276 | 23 | 8.79%
|
| notes with warrants | 0.043 | 7 | 1.37%
|
| stock | 1.503 | 121 | 47.84%
|
| units of stock and warrants | 0.167 | 37 | 5.30%
|
| Total | 3.142 | 327
|
|
|
|
|
| Warrants
|
|
|
| Yes | 1.336 | 193 | 42.52%
|
| No | 1.806 | 134 | 57.48%
|
| Total | 3.142 | 327
|
|
|
|
|
| Use of proceeds
|
|
|
| Acquisition | 0.449 | 12 | 14.28%
|
| Capex | 0.073 | 11 | 2.33%
|
| GCP | 0.773 | 115 | 24.62%
|
| Repay/refinance debt | 0.159 | 6 | 5.07%
|
| Multiple/Other/NA | 1.687 | 183 | 53.70%
|
| Total | 3.142 | 327
|
|
|
|
|
| Industry sector (by SIC code)
|
|
|
| Agriculture (0xxx) | 0.003 | 1 | 0.10%
|
| Mining (1xxx) | 0.074 | 17 | 2.37%
|
| Oil and gas (13xx) | 0.274 | 21 | 8.73%
|
| Manufacturing (2xxx, 3xxx) | 0.911 | 106 | 29.00%
|
| Pharmaceuticals (2834-6) | 0.246 | 37 | 7.82%
|
| Transportation (4xxx) | 0.022 | 1 | 0.70%
|
| Communications (48xx) | 0.163 | 23 | 5.20%
|
| Electric, gas, sanitary services (49xx) | 0.022 | 2 | 0.70%
|
| Wholesale, retail (5xxx) | 0.692 | 15 | 22.04%
|
| Finance, insurance, real estate (6xxx) | 0.262 | 22 | 8.33%
|
| Services (7xxx) | 0.472 | 82 | 15.02%
|
| Total | 3.142 | 327
|
|
|
|
|
Criteria
* The tables include all dollar-denominated offerings sold as private placements, excluding Rule 144A deals.
* Stock must be listed on a U.S. exchange or trade on the Bulletin Board or Pink Sheets.
* Offerings are included in the time period in which they price, if known, otherwise by settlement date or announcement date.
* Amounts are based on the total sales price (face amount or number of shares multiplied by the offering price).
* Each tranche is counted as a separate deal.
* Includes stock, securities convertible into stock, units of these securities and equity lines of credit.
* Minimum issue size $1 million (all tranches combined).
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