Year to date, U.S. market

2010 Comparables

	Underwriter	Amount	No.	Share	Rank	Amount	No.	Share
1	JPMorgan	3.664	26	18.56%	1	3.597	21	20.00%
2	Goldman Sachs	3.654	13	18.50%	6	1.165	6	6.48%
3	Citigroup	3.443	13	17.43%	9	0.981	9	5.46%
4	Bank of America	1.967	15	9.96%	2	2.644	15	14.71%
5	Morgan Stanley	1.357	9	6.87%	3	1.860	7	10.35%
6	UBS	0.953	6	4.82%	10	0.943	7	5.24%
7	Barclays	0.867	7	4.39%	7	1.151	7	6.40%
8	Deutsche Bank	0.732	10	3.71%	4	1.493	9	8.30%
9	Credit Suisse	0.605	5	3.06%	8	1.136	8	6.32%
10	RBC	0.432	5	2.19%	15	0.120	1	0.67%
	Total	19.748	60	17.981	47
	Average size:	0.329	0.383
Year to date, global
					2010 Comparables
	Underwriter	Amount	No.	Share	Rank	Amount	No.	Share
1	JPMorgan	5.016	35	12.89%	2	5.154	29	13.20%
2	Goldman Sachs	4.994	18	12.83%	9	1.380	8	3.53%
3	Citigroup	4.098	16	10.53%	7	1.666	14	4.27%
4	Morgan Stanley	2.783	14	7.15%	3	3.943	13	10.10%
5	Bank of America	2.321	17	5.96%	4	3.545	19	9.08%
6	Credit Suisse	1.413	12	3.63%	5	2.420	18	6.20%
7	UBS	1.333	10	3.43%	8	1.553	13	3.98%
8	Barclays	1.297	10	3.33%	10	1.316	9	3.37%
9	Deutsche Bank	1.143	13	2.94%	6	1.760	12	4.51%
10	BNP	1.050	8	2.70%	13	0.479	5	1.23%
	Total	38.921	137	39.040	121
	Average size:	0.284	0.323
Second quarter, U.S. market
					2010 Comparables
	Underwriter	Amount	No.	Share	Rank	Amount	No.	Share
1	JPMorgan	1.728	12	30.13%	1	1.512	7	15.20%
2	Bank of America	1.020	6	17.78%	2	1.380	7	13.87%
3	Goldman Sachs	0.835	5	14.56%	9	0.580	3	5.83%
4	Credit Suisse	0.476	3	8.30%	10	0.410	3	4.12%
5	RBC	0.334	4	5.82%
6	Morgan Stanley	0.284	4	4.95%	3	1.325	2	13.32%
7	Citigroup	0.235	2	4.11%	7	0.661	4	6.64%
8	UBS	0.196	1	3.41%	8	0.619	3	6.22%
9	Barclays	0.150	1	2.62%	6	0.930	4	9.35%
10	Scotia	0.115	1	2.01%
	Total	5.735	23	9.951	21
	Average size:	0.249	0.474
June, U.S. market
					2010 Comparables
	Underwriter	Amount	No.	Share	Rank	Amount	No.	Share
1	JPMorgan	0.403	4	26.05%	1	0.742	4	20.90%
2	Bank of America	0.319	3	20.63%	3	0.605	3	17.05%
3	Goldman Sachs	0.235	2	15.21%	9	0.062	1	1.76%
4	Credit Suisse	0.155	1	10.05%	7	0.230	1	6.48%
5	Morgan Stanley	0.153	2	9.92%	8	0.175	1	4.93%
6	RBC	0.144	2	9.30%
7	Jefferies	0.060	1	3.88%
8	Wells Fargo	0.038	1	2.48%
9	Deutsche Bank	0.038	1	2.48%	6	0.260	1	7.33%
	Total	1.545	7	3.548	6
	Average size:	0.221	0.591
Prospect News Convertibles Underwriter Rankings

Criteria

• The tables include all underwritten dollar-denominated offerings sold in the United States as public or Rule 144A deals reported to Prospect News (for U.S. deals), or all underwritten offerings (global deals).

• Offerings are included in the time period in which they price.

• Amounts are based on the total sales price (face amount multiplied by the offering price). The full amount is credited to the bookrunner (or lead manager if no bookrunners). For multiple bookrunners (or lead managers), the total value is divided equally among all the firms.

• Each tranche is counted as a separate deal.

• Bonds are included that convert into the issuer's or another company's stock or the cash equivalent; bonds that convert into other bonds are excluded.

• Structured products are excluded.

• Units made up of a bond and stock are included; units made up of a bond and warrants are excluded.

• Preferred issues are included using the same criteria as for bonds.

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