Total: $1.010 billion in 86 deals
Columns are amount in billions of dollars, count of deals, percentage of total in dollars.
Size
| Less than $1 million | 0.002 | 2 | 0.15%
|
| $1-1.99 million | 0.023 | 15 | 2.25%
|
| $2-2.99 million | 0.021 | 10 | 2.13%
|
| $3-4.99 million | 0.056 | 14 | 5.67%
|
| $5-9.99 million | 0.123 | 20 | 12.11%
|
| $10.14.99 million | 0.132 | 11 | 12.93%
|
| $15-$49.99 million | 0.259 | 10 | 25.68%
|
| $50 million and higher | 0.395 | 4 | 39.17%
|
| Total | 1.010 | 86
|
|
|
|
|
| Type
|
|
|
| convertible notes | 0.203 | 23 | 20.05%
|
| convertible preferreds | 0.050 | 12 | 4.95%
|
| equity line of credit | 0.218 | 14 | 21.63%
|
| stock | 0.513 | 32 | 50.79%
|
| units of stock and warrants | 0.026 | 5 | 2.58%
|
| Total | 1.010 | 86
|
|
|
|
|
| Warrants
|
|
|
| Yes | 0.219 | 42 | 21.73%
|
| No | 0.791 | 44 | 78.27%
|
| Total | 1.010 | 86
|
|
|
|
|
| Use of proceeds
|
|
|
| Acquisition | 0.241 | 10 | 23.86%
|
| Capex | 0.067 | 10 | 6.66%
|
| GCP | 0.084 | 13 | 8.31%
|
| Repay/refinance debt | 0.002 | 1 | 0.23%
|
| Repay bank debt | 0.182 | 5 | 17.98%
|
| Multiple/Other | 0.434 | 47 | 42.97%
|
| Total | 1.010 | 86
|
|
|
|
|
| Industry sector (by SIC code)
|
|
|
| Mining (1xxx) | 0.054 | 7 | 5.35%
|
| Oil and gas (13xx) | 0.066 | 7 | 6.49%
|
| Manufacturing (2xxx, 3xxx) | 0.361 | 38 | 35.79%
|
| Communications (48xx) | 0.148 | 5 | 14.66%
|
| Electric, gas, sanitary services (49xx) | 0.151 | 1 | 15.00%
|
| Wholesale (5xxx) | 0.047 | 7 | 4.70%
|
| Finance, insurance, real estate (6xxx) | 0.093 | 8 | 9.18%
|
| Services (7xxx) | 0.089 | 13 | 8.83%
|
| Total | 1.010 | 86
|
|
|
|
|
Criteria
* The tables include all dollar-denominated offerings sold as private placements, excluding Rule 144A deals.
* Stock must be listed on a U.S. exchange or trade on the Bulletin Board or Pink Sheets.
* Offerings are included in the time period in which they price, if known, otherwise by settlement date or announcement date.
* Amounts are based on the total sales price (face amount multiplied by the offering price).
* Each tranche is counted as a separate deal.
* Includes stock, securities convertible into stock and units of these securities or stock plus warrants.
* Minimum issue size $1 million (all tranches combined).
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