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Published on 5/4/2009 in the Prospect News Convertibles Daily and Prospect News Investment Grade Daily.

Ameriprise Financial files stock, debt automatic shelf registration

By Devika Patel

Knoxville, Tenn., May 4 - Ameriprise Financial, Inc. filed an automatic shelf registration in an S-3ASR registration with the Securities and Exchange Commission.

The registration covers debt securities, warrants, purchase contracts, units, preferred stock, depositary shares and common stock.

Securities may be structured as convertibles.

Ameriprise, a Minneapolis-based financial planning and services company, will use proceeds for general corporate purposes.


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