Preferred Stock Calendar

On The Horizon

GREAT WESTERN BANCORP, INC.:

• $50 million $1,000-par fixed-to-floating rate subordinated notes

• Piper Sandler & Co.(bookrunner)

• Redeemable after five years at par; prior to that, after a change in law that prevents the company from deducting interest, a tier 2 capital event or if the company is required to register as an investment company at par

• Sioux Falls, S.D.-based bank holding company

MODULAR MEDICAL, INC.:

• Up to $50 million $25-par cumulative redeemable perpetual preferred stock at 13%

• Common stock purchase warrants of $6 million shares at $11.00 per share

• Redeemable after three years

• Escondido, Calif.-based medication delivery technology company

MITESCO, INC.:

• Up to $15 million 10% cumulative series A preferred stock

• CIM Securities (lead placement agent)

• Redeemable after three years

• Denver-based holding company specializing in health care

INVESTVIEW, INC.:

• $50 million $25-par 13% cumulative perpetual preferred stock

• Capital Engine (bookrunner)

• Redeemable after three years

• Aiken, S.C.-based investor education company

ORIGINCLEAR INC.:

• $19,145,000 $25-par series M preferred stock

• Dalmore Group, LLC (broker-dealer)

• Proceeds for general corporate purposes including working capital

• Los Angeles-based water treatment company

AYTU BIOSCIENCE, INC.:

• $17.50-par series I cumulative redeemable preferred stock

• H.C. Wainwright & Co., LLC (bookrunner)

• Proceeds for working capital and other general corporate purposes

• Englewood, Colo.-based specialty pharmaceutical company

GLADSTONE LAND CORP.:

• $13 million best-efforts offering of $25-par 6% series C cumulative redeemable preferred stock

• Gladstone Securities, LLC (dealer-manager)

• $10 million designated as the primary offering at $25.00 per share and up to $3 million as a dividend reinvestment plan at $22.75 per share.

• McLean, Va.-based real estate investment trust

GLADSTONE COMMERCIAL CORP.:

• $636.5 million best-efforts offering of $25-par 6% series F cumulative redeemable preferred stock

• Gladstone Securities, LLC (dealer-manager)

• $500 million designated as the primary offering at $25.00 per share and up to $136.5 million as a dividend reinvestment plan at $22.75 per share.

• McLean, Va.-based real estate investment trust

CLOUDCOMMERCE, INC.:

• Up to $20 million $25-par 10% series F preferred stock

• Dalmore Group, LLC (broker-dealer)

• Proceeds for general corporate purposes

• San Antonio-based digital advertising company

ORCHID ISLAND CAPITAL, INC.:

• $25-par series A cumulative redeemable preferred stock

• Ladenburg Thalmann & Co. Inc., Janney Montgomery Scott LLC and MUFG (bookrunners)

• Proceeds for investing in a targeted mix of agency residential mortgage-backed securities and for general corporate purposes

• Vero Beach, Fla.-based specialty finance company investing in residential mortgage-backed securities

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