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Structured Products Calendar
BANK OF MONTREAL
Notes due March 28, 2022 linked to the Raymond James CEFR Domestic Equity Price Return index; via BMO Capital Markets Corp.; pricing March 22; Cusip: 06367WHU0
Notes due March 28, 2022 linked to the Raymond James CEFR Domestic Equity Price Return index; via BMO Capital Markets Corp.; pricing March 22; Cusip: 06367WHV8
Redeemable step-up coupon notes due Sept. 28, 2022; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WJC8
0% buffered bullish enhanced return notes due March 31, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WJK0
Autocallable cash-settled notes with contingent interest payments due April 30, 2020 linked to the lesser performing of the Nasdaq 100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WHX4
Autocallable cash-settled notes with contingent interest payments due April 30, 2020 linked to the lesser performing of the Nasdaq 100 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WHW6
0% buffered bullish digital return notes due March 31, 2023 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WJE4
0% buffered bullish enhanced return notes due Sept. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WJD6
Autocallable barrier notes with a contingent coupon due June 30, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WHY2
Autocallable barrier notes with a contingent coupon due June 30, 2020 linked to the VanEck Vectors Gold Miners ETF; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06367WHZ9
BANK OF NOVA SCOTIA
0% Leveraged Index Return Notes due March 2024 linked to the Dow Jones Industrial Average; via BofA Merrill Lynch; pricing in March
0% Leveraged Index Return Notes due March 2021 linked to a basket of unequally weighted indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in March
0% notes due March 2022 linked to a basket of unequally weighted indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in March
Autocallable market-linked step-up notes due March 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% capped buffered notes due in 24 to 27 months linked to the S&P 500 index; via Scotia Capital (USA) as underwriter with Goldman Sachs & Co. as dealer; Cusip: 064159NR3
BANK OF THE WEST
0% market-linked certificates of deposit due Sept. 27, 2021 linked to the performance of the BNP Paribas Multi Asset Diversified 5 index; via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 22; Cusip: 06426XYN4
0% market-linked certificates of deposit due March 28, 2024 linked to the performance of the BNP Paribas Multi Asset Diversified 5 index; via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 22; Cusip: 06426XYP9
0% market-linked certificates of deposit due March 28, 2024 linked to the Euro Stoxx 50 index; via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 25; Cusip: 06426XYQ7
0% market-linked certificates of deposit due Sept. 28, 2023 linked to a basket of six global indexes (the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 25; Cusip: 06426XYR5
0% market-linked certificates of deposit due March 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 25; Cusip: 06426XYL8
0% market-linked certificates of deposit due March 28, 2025 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management as distributor; pricing March 25; Cusip: 06426XYM6
BARCLAYS BANK PLC
0% notes due June 25, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing March 22; Cusip: 06747MF92
0% notes due June 25, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing March 22; Cusip: 06747MFA9
Contingent income autocallable securities due March 25, 2022 linked to Bank of America Corp. common stock; via Barclays and Morgan Stanley Wealth Management; pricing March 22; Cusip: 06746Y135
Contingent income autocallable securities due March 25, 2021 linked to Microsoft Corp. common stock; via Barclays and Morgan Stanley Wealth Management; pricing March 22; Cusip: 06746Y143
Trigger callable contingent yield notes due Sept. 27, 2022 linked to the Nasdaq-100 index, Russell 2000 index and S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing March 22; Cusip: 06747A201
Callable contingent coupon notes due March 29, 2022 linked to the least performing of the Russell 2000 index and the SPDR S&P Biotech ETF; via Barclays; pricing March 22; Cusip: 40056F3N3
0% digital notes due April 8, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing March 22; Cusip: 06747MK88
0% digital notes due June 24, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing March 22; Cusip: 06747MK54
Callable contingent coupon notes due March 25, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing March 22; Cusip: 06747MFB7
Callable contingent coupon notes due March 25, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing March 22; Cusip: 06747MFC5
0% notes due March 31, 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing March 26; Cusip: 06747MFG6
0% notes due March 31, 2023 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing March 26; Cusip: 06747MGE0
Step-up callable contingent payment notes due March 29, 2029 linked to the least performing of the Nasdaq-100 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MG26
Callable range accrual notes due March 28, 2024 linked to the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MHS8
Phoenix autocallable notes due Sept. 30, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing March 26; Cusip: 06747MGD2
0% capped gears due May 29, 2020 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06746Y234
0% capped buffer gears due March 31, 2021 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06746Y267
0% buffered SuperTrack notes due Sept. 30, 2021 linked to the S&P 500 index; via Barclays; pricing March 26; Cusip: 06747MH90
0% capped trigger gears due March 31, 2022 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06746Y283
Step-up callable contingent payment notes due March 29, 2029 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MHB5
Callable contingent coupon notes due Dec. 30, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing March 26; Cusip: 06747MGH3
0% trigger gears due March 28, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06746Y275
0% buffered SuperTrack notes due March 29, 2024 linked to the S&P 500 index; via Barclays; pricing March 26; Cusip: 06747MHA7
Buffered phoenix autocallable notes due Sept. 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MK21
0% barrier dual directional notes due March 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MFU5
0% annual autocallable notes due March 29, 2024 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MFP6
0% barrier dual directional notes due March 29, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MFV3
Callable contingent coupon notes due March 29, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing March 26; Cusip: 06747MFN1
Callable contingent coupon notes due March 30, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing March 26; Cusip: 06747MHL3
Callable contingent coupon notes due March 31, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing March 26; Cusip: 06747MFX9
Callable contingent coupon notes due March 31, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 26; Cusip: 06747MHF6
Callable range accrual notes due April 3, 2034 linked to the 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate and the S&P 500 index; via Barclays as agent with Morgan Stanley Wealth Management handling distribution; pricing March 29; Cusip: 06747MK70
0% notes due Oct. 2, 2020 linked to the Euro Stoxx 50 index; via Barclays; pricing March 29; Cusip: 06747MFH4
Contingent income callable securities due Oct. 4, 2021 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via Barclays with distribution through Morgan Stanley Wealth Management; pricing March 29; Cusip: 06747MK39
Contingent income autocallable securities due April 1, 2022 linked to Exxon Mobil Corp. common stock; via Barclays and Morgan Stanley Wealth Management; pricing March 29; Cusip: 06747A300
0% buffered SuperTrack notes due March 31, 2022 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Barclays; pricing March 29; Cusip: 06747MFF8
Phoenix autocallable notes due March 31, 2020 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing March 29; Cusip: 06747MGC4
0% buffered SuperTrack notes due March 31, 2021 linked to the S&P 500 index; via Barclays; pricing March 29; Cusip: 06747MGA8
Contingent income callable securities due Nov. 16, 2021 linked to the S&P 500 index; 60% trigger; via Barclay with Morgan Stanley Wealth Management; pricing March 29; Cusip: 06747MGG5
0% buffered SuperTrack notes due March 28, 2024 linked to the least performing of the S&P 500 index and the Dow Jones Industrial Average; via Barclays; pricing March 29; Cusip: 06747MJ23
0% dual directional notes due Sept. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 29; Cusip: 06747MG75
0% notes due March 31, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 29; Cusip: 06747MG67
0% notes due March 29, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 29; Cusip: 06747MG59
0% annual autocallable notes due March 29, 2024 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing March 29; Cusip: 06747MFR2
Callable contingent coupon notes due March 29, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets ETF; via Barclays; pricing March 29; Cusip: 06747MFQ4
Callable contingent coupon notes due March 31, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing March 29; Cusip: 06747MFZ4
8.5% STEP Income Securities due April 2020 linked to the common stock of Intel Corp.; via BofA Merrill Lynch; pricing in March
0% Capped Leveraged Index Return Notes due in March 2021 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in March
13% STEP Income Securities due March 2020 linked to the common stock of Netflix, Inc.; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due May 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
0% Capped Leveraged Index Return Notes due in March 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due May 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% Capped Leveraged Index Return Notes due in May 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due March 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
BOFA FINANCE LLC
Contingent income autocallable notes due March 27, 2023 linked to the worst performing of the common stocks of Nvidia Corp. and Apple Inc., and the American Depositary Shares of Teva Pharmaceutical Industries Ltd.; via BofA Merrill Lynch; pricing March 22; Cusip: 09709TPB1
Step-up callable notes due March 27, 2024; via BofA Merrill Lynch; pricing March 25; Cusip: 06048WZM5
Contingent income autocallable notes due March 27, 2026 linked to the least performing of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNX5
Contingent income autocallable buffered notes due March 28, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNZ0
Contingent income issuer callable notes due April 1, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNR8
Contingent income autocallable notes due Oct. 1, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNY3
Contingent income autocallable buffered notes due March 26, 2021 linked to the least performing of the S&P 500 index and the Hang Seng index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNS6
Contingent income autocallable notes due Sept. 28, 2026 linked to the least performing of the S&P 500 index and the Hang Seng index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNU1
Contingent income autocallable notes due March 29, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNW7
Contingent income autocallable notes due March 28, 2022 linked to the S&P GSCI Crude Oil Index Excess Return; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TGR6
Contingent income autocallable buffered notes due Sept. 28, 2020 linked to the least performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via BofA Merrill Lynch; pricing March 26; Cusip: 09709TNT4
0% leveraged buffered notes due May 1, 2020 linked to the Nasdaq-100 index; via BofA Merrill Lynch; pricing March 28; Cusip: 09709TNP2
0% leveraged buffered notes due May 1, 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing March 28; Cusip: 09709TNN7
0% leveraged buffered notes due May 1, 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing March 28; Cusip: 09709TNM9
Callable capped notes due April 3, 2034 linked to the difference between the 30-year and two-year U.S. dollar ICE swap rates; via BofA Merrill Lynch; pricing April 1; Cusip: 09709TGU9
0% leveraged buffered notes due in 19 to 22 months linked to the MSCI EAFE index; via BofA Merrill Lynch; Cusip: 09709TPG0
0% Accelerated Return Notes due May 2020 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in March
CANADIAN IMPERIAL BANK OF COMMERCE
0% Accelerated Return Notes due May 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
0% market-linked step-up notes due May 2020 linked to an index basket (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2022 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due May 2020 linked to an international equity index basket (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in March
0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPZ8
0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQD6
0% digital index-linked notes due in 16 to 19 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPW5
19- to 22-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQH7
0% digital index-linked notes due in 23 to 26 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQF1
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0% dual directional trigger jump securities due Sept. 27, 2021 linked to the common stock of Amazon.com, Inc.; via Citigroup Global Markets Inc. and Morgan Stanley Wealth Management; pricing March 22; Cusip: 17326W308
0% dual directional barrier securities due April 8, 2020 linked to Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YY75
Autocallable contingent coupon equity-linked securities due March 25, 2022 linked to the worse performing of the common stocks of CVS Health Corp., Halliburton Co. and Spotify Technology SA; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YAY2
0% buffer securities due Sept. 27, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YE36
0% buffer securities due March 25, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YGM2
0% dual directional barrier securities due April 8, 2020 linked to the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YX27
Contingent income autocallable securities due March 25, 2021 linked to the MSCI Emerging Markets index; via Citigroup Global Markets Inc. as agent with Morgan Stanley Wealth Management handling distribution; pricing March 22; Cusip: 17326YCN4
Autocallable contingent coupon equity-linked securities due March 27, 2023 linked to the worse performing of the common stocks of PayPal Holdings, Inc., Square, Inc. and Micron Technology, Inc.; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YWY8
0% contingent buffered digital notes due June 24, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YL46
0% dual directional barrier securities due March 25, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YYV2
0% dual directional barrier securities due March 25, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 22; Cusip: 17326YSA5
0% buffer securities due March 28, 2024 linked to the SPDR Dow Jones industrial average ETF Trust; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 17326YWZ5
Autocallable contingent coupon equity-linked securities due March 31, 2022 linked to the worst performing of the common stocks of American Airlines Group, Inc., Nvidia Corp.and Twitter, Inc.; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17324XES5
0% autocallable market-linked notes due March 31, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YPM2
0% buffered digital securities due March 31, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YJE7
Autocallable contingent coupon equity-linked securities due April 1, 2024 tied to the Dow Jones Industrial Average, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YU20
0% geared buffer securities due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YV86
0% market-linked notes due March 31, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YS98
0% buffered digital plus securities due April 1, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YW69
Contingent coupon autocallable yield notes due Sept. 29, 2020 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the Hang Seng China Enterprises index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 22551LZZ6
0% upturn securities due May 29, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326Y5U6
0% market-linked notes due April 1, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YNT9
0% buffer securities due Sept. 30, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YTM8
0% dual directional market-linked notes due March 31, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YK96
0.5% market-linked notes due April 1, 2024 linked to an equally weighted basket consisting of the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YNS1
Autocallable contingent coupon equity-linked securities due Oct. 1, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YE77
0% autocallable securities due April 1, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YMS2
0% trigger step securities due March 30, 2023 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 17326W449
Callable contingent coupon equity-linked securities due March 31, 2021 linked to the least performing of the S&P 500 index, the Russell 2000 index and the MSCI Emerging Markets index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17326YUZ7
0% enhanced barrier digital plus securities due April 1, 2024 linked to the SPDR S&P 500 ETF Trust; 80% trigger; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 17324XGH7
Callable step-up coupon notes due March 29, 2034; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17298CGR3
Fixed-to-floating notes due March 29, 2029 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17298CGS1
0% market-linked notes linked to the Euro Stoxx 50, S&P 500 and Topix indexes; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 27; Cusip: 17326YF68
Callable fixed-to-floating range accrual securities due March 29, 2034 linked to the worst performing of the Nasdaq-100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326Y3E4
0% dual directional market-linked notes due Oct. 1, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326Y3P9
Trigger autocallable contingent yield notes due March 29, 2029 linked to the S&P 500 index and the MSCI Emerging Markets index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326W365
Callable fixed to float CMS spread range accrual securities due March 29, 2034 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326YL95
Callable fixed to float CMS spread range accrual securities due March 29, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326YYA8
Callable fixed to float CMS spread range accrual securities due March 29, 2034 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 17326YVR4
Autocallable contingent coupon equity-linked securities due April 2, 2020 linked to CVS Health Corp. stock; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17324XJE1
Autocallable contingent coupon equity linked securities due April 2, 2024 linked to the Euro Stoxx 50 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17326YPY6
0% autocallable securities due April 3, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17326YVS2
Autocallable contingent coupon Equity Linked Securities due April 2, 2020 linked to the worse performing of the common stocks of Walmart Inc. and Costco Wholesale Corp.; 78% trigger; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 17324XKR0
0% market-linked notes due April 1, 2022 linked to the iShares MSCI EAFE ETF; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YFK7
0% buffered digital notes due April 1, 2022 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YCV6
0% buffer securities due May 4, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YFW1
0% autocallable securities due April 4, 2024 linked to the worst performing of the S&P 500 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YMG8
0% autocallable securities due April 1, 2022 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YK88
Autocallable contingent coupon equity-linked securities due Oct. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YQD1
Autocallable securities due April 4, 2024 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17326YLA2
0% buffer securities due May 6, 2020 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing April 23; Cusip: 17326YGL4
0% enhanced barrier digital plus securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YQA7
0% buffered equity notes due in 24 to 27 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Citigroup Global Markets Inc.; Cusip: 17326YHZ2
0% buffered digital notes due in 16 to 18 months linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326YCL8
0% buffered digital securities due in 13 to 15 months linked to the SPDR S&P Metals & Mining ETF; via Citigroup Global Markets Inc.; Cusip: 17326YUB0
17- to 20-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YB39
CREDIT SUISSE AG, LONDON BRANCH
0% CS notes due March 29, 2024 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LXX3
0% CS notes due March 29, 2024 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LXW5
0% absolute return barrier securities due March 29, 2022 to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LY20
0% absolute return barrier securities due March 29, 2022 to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LY38
0% buffered accelerated return equity securities due March 25, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22552F3M2
Contingent coupon callable yield notes due March 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LXZ8
Contingent coupon callable yield notes due March 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22551LXY1
Contingent coupon callable yield notes due March 29, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22552F2S0
Contingent coupon callable yield notes due March 29, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22552F2Q4
0% autocallable securities due March 29, 2023 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22552F2R2
0% absolute return barrier securities due March 30, 2022 linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing March 25; Cusip: 22552F3L4
Contingent coupon autocallable reverse convertible securities due June 29, 2020 linked to the common stock of Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing March 25; Cusip: 22549JG38
0% CS notes due March 31, 2022 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22551LZG8
Contingent coupon callable yield notes due March 29, 2021 linked to the least performing of the Euro Stoxx Banks index and the Financial Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22552F2T8
Contingent coupon autocallable yield notes due March 29, 2022 linked to the least performing of the shares of Home Depot, Inc., Lowes Cos., Inc. and Walmart Inc.; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22552F3G5
0% accelerated barrier notes due Sept. 30, 2021 linked to an equally-weighted basket consisting of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22551LZN3
0% CS autocallable notes due March 31, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22551LZJ2
0% buffered accelerated return equity securities due July 1, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22551LZM5
0% capped buffer gears due March 31, 2021 linked to the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc.; pricing March 26; Cusip: 22549Y768
Contingent coupon autocallable yield notes due Sept. 29, 2020 linked to the worse performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC with Morgan Stanley Smith Barney LLC; pricing March 26; Cusip: 22551LZC7
0% trigger absolute return step securities due March 28, 2024 linked to S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22549Y784
0% trigger absolute return step securities due March 29, 2024 linked to a basket of six indexes; via UBS Financial Services Inc.; pricing March 27; Cusip: 22549Y792
Trigger autocallable contingent yield notes due March 31, 2022 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing March 27; Cusip: 22549Y867
0% allocation securities due March 28, 2024 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Credit Suisse Securities (USA) LLC; pricing March 27; Cusip: 22549Y800
0% CS autocallable notes due April 3, 2024 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22552F3N0
Market-linked securities due March 29, 2023 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing March 28; Cusip: 22552F2W1
Autocallable market-linked securities with contingent coupon and contingent downside due March 29, 2021 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Wells Fargo Securities LLC; pricing March 28; Cusip: 22551LYP9
Contingent coupon autocallable reverse convertible securities due July 3, 2020 linked to the common stock of Alaska Air Group, Inc.; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22549JH60
Contingent coupon autocallable reverse convertible securities due July 3, 2020 linked to the common stock of CVS Health Corp.; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22549JG95
0% buffered accelerated return equity securities due May 4, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LZP8
0% digital plus barrier securities due April 3, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22552F2P6
0% digital barrier notes due April 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LY61
0% digital barrier notes due May 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LYB0
Contingent coupon autocallable yield notes due July 3, 2020 linked to the lowest performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LZW3
Contingent coupon autocallable yield notes due Jan. 4, 2021 linked to the lowest performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LZX1
0% accelerated barrier notes due Oct. 4, 2021 linked to an equally-weighted basket consisting of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LZQ6
Contingent coupon autocallable yield notes due April 5, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil &Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LYQ7
0% buffered accelerated return equity securities due Oct. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LYH7
Autocallable securities due April 4, 2022 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LZ45
0% digital plus barrier securities due April 2, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LYN4
0% accelerated barrier notes due April 2, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing March 29; Cusip: 22551LYM6
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes due March 2024; via callable step-up fixed-rate notes due March 2024; pricing in March; Cusip: 38150ACE3
Callable step-up fixed-rate notes due October 2024; via Goldman Sachs & Co. and Incapital LLC; pricing in March; Cusip: 38150ACL7
Callable step-up fixed-rate notes due March 2025; via Goldman Sachs & Co.; pricing in March; Cusip: 38150ACB9
Callable step-up fixed-rate notes due March 2022; via Goldman Sachs & Co.; pricing in March; Cusip: 38150ACC7
Callable step-up fixed-rate notes due March 2034; via Goldman Sachs & Co.; pricing in March; Cusip: 38150ACD5
GS FINANCE CORP.
Callable step-up fixed-rate notes due October 2024; via Goldman Sachs & Co. and Incapital LLC; pricing in March; Cusip: 38150ACL7
0% leveraged buffered notes due Sept. 30, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing March 22; Cusip: 40056EZD3
Callable contingent coupon notes due March 8, 2023 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 22; Cusip: 40056EXS2
Callable contingent coupon notes due March 8, 2023 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 22; Cusip: 40056EXR4
0% leveraged buffered notes due March 25, 2021 linked to a basket of indexes (S&P MidCap 400 index with a 60% weight and the Russell 2000 index with a 40% weight); via Goldman Sachs & Co.; pricing March 22; Cusip: 40056F3M5
2% notes due March 30, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 40056F3T0
Callable contingent coupon notes due March 28, 2024 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 25; Cusip: 40056EZ35
0% index-linked notes due April 1, 2027 linked to the Dow Jones Industrial Average; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZA9
0% notes due Dec. 29, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EYX0
0% notes due Sept. 30, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZV3
0% autocallable notes due April 9, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZY7
0% autocallable notes due April 9, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZZ4
0% autocallable notes due April 9, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056F2A2
0% autocallable notes due April 9, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056F2B0
0% autocallable trigger gears due March 31, 2022 linked to the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co. and UBS Financial Services Inc.; pricing March 26; Cusip: 36257D378
0% autocallable notes due April 9, 2029 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing March 26; Cusip: 40056EZN1
0% autocallable notes due April 9, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZP6
0% autocallable notes due April 9, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZR2
0% leveraged buffered notes due Sept. 30, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZD3
0% leveraged buffered notes due March 29, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EYN2
0% leveraged buffered notes due March 29, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EYV4
0% leveraged buffered notes due Sept. 30, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZ76
0% trigger gears due March 29, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. as underwriter with UBS Financial Services Inc. as selling agent; pricing March 26; Cusip: 36257D345
0% leveraged buffered notes due Sept. 30, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZ68
0% autocallable trigger gears due March 31, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 36257D287
0% absolute return trigger notes due Sept. 30, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZW1
0% leveraged buffered notes due March 29, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EYR3
0% leveraged buffered notes due Sept. 30, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZ68
0% index-linked notes due March 29, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZ84
0% autocallable index-linked notes due April 2, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EZG6
0% index-linked notes due Dec. 30, 2021 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056EYY8
Autocallable contingent coupon index-linked notes due Oct. 5, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 40056F2G9
Callable buffered monthly range accrual notes due March 29, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 40056F2D6
0% trigger absolute return step securities due March 29, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 36257D352
0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index; via UBS Financial Services Inc. and Goldman Sachs & Co.; pricing March 27; Cusip: 40056F3J2
Callable contingent coupon notes due March 29, 2029 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 40056EZ27
Autocallable contingent coupon index-linked notes due April 5, 2021 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 40056EYZ5
0% trigger jump securities due April 5, 2022 linked to the Euro Stoxx 50 index; 80% trigger; via Goldman Sachs & Co. LLC with Morgan Stanley Wealth Management; pricing March 29; Cusip: 36257D253
0% notes due Feb. 2, 2023 linked to the Motif Capital Artificial Intelligence 8 ER index; via Goldman Sachs & Co.; pricing March 29; Cusip: 40056F4H5
Callable contingent coupon notes due April 3, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing March 29; Cusip: 40056F2P9
0% leveraged buffered notes due April 6, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 1; Cusip: 40056F3F0
Callable contingent coupon notes due April 4, 2025 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 1; Cusip: 40056F3E3
0% leveraged notes due Sept. 7, 2023 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via Goldman Sachs & Co.; pricing April 1; Cusip: 40056F3K9
0% leveraged buffered notes due April 8, 2024 linked to a basket of indexes (S&P 500 index with a 50% weight, the Euro Stoxx 50 index with a 18% weight, the Topix index with a 13.5% weight, the FTSE 100 index with a 10% weight, the Swiss Market index with a 4.5% weight and the S&P/ASX 200 index with a 4% weight); via Goldman Sachs & Co.; pricing April 3; Cusip: 40056F3S2
0% leveraged buffered notes due in 24 to 27 months linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 40056EYQ5
0% index-linked notes due in 36 months tied to the MSCI Emerging Markets index and the MSCI AC ASIA index; via Goldman Sachs & Co.; Cusip: 40056EYK8
0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056F2W4
0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056EZX9
36-month 0% notes linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; Cusip: 40056EU30
0% leveraged buffered digital notes due in 72 months linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40056EXP8
0% leveraged basket-linked notes due in 18 to 21 months linked to an unequally weighted basket of ordinary shares of the 22 Spanish companies included in the MSCI Spain 25/50 index; via Goldman Sachs & Co.; Cusip: 40056EYJ1
HSBC USA, INC.
0% barrier enhanced participation notes due March 31, 2025 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 22; Cusip: 40435UJA3
0% dual directional knock-out notes due April 1, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc., JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing March 22; Cusip: 40435UJV7
0% performance allocator notes due April 1, 2024 linked to three baskets of regional indexes; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UGZ1
0% buffered Accelerated Market Participation Securities due Sept. 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UHQ0
0% buffered Accelerated Market Participation Securities due Sept. 29, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UHP2
0% buffered Accelerated Market Participation Securities due Sept. 29, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UHN7
0% buffered Accelerated Market Participation Securities due Sept. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UHM9
0% digital dual directional barrier notes due April 1, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UHA5
Autocallable contingent income barrier securities due March 29, 2029 linked to the worst performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UJD7
Autocallable contingent income barrier securities due March 29, 2029 linked to the worst performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40435UJC9
0% buffered Accelerated Market Participation Securities due April 3, 2024 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40435UJU9
0% performance allocator notes due April 4, 2022 linked to three baskets of regional indexes; via HSBC Securities (USA) Inc.; pricing March 29; Cusip: 40435UGY4
0% buffered Accelerated Market Participation Securities due April 5, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 29; Cusip: 40435UHL1
Contingent income autocallable securities due April 1, 2022 linked to JPMorgan Chase & Co. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing March 29; Cusip: 0436B402
0% buffered Accelerated Market Participation Securities due April 5, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 29; Cusip: 40435UHK3
0% buffered Accelerated Market Participation Securities due April 5, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 29; Cusip: 40435UHJ6
Autocallable market-linked step-up notes due March 2024 linked to Euro Stoxx 50 index, the FTSE 100 index, the Nikkei Stock Average index, the Swiss Market index, the S&P/ASX 200 index and the Hang Seng index; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2024 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due May 2020 linked to the VanEck Vectors Gold Miners ETF; via BofA Merrill Lynch; pricing in March
0% digital dual directional barrier notes due May 8, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 1; Cusip: 40435UJG0
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Dec. 31, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKV9
0% certificates of deposit due Sept. 30, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKW7
0% certificates of deposit due March 28, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKX5
Variable annual income certificates of deposit due March 28, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKA5
0% certificates of deposit due March 31, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKY3
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJL3
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJM1
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJN9
0% certificates of deposit due Sept. 30, 2024 linked to the S&P 500 Daily Risk Control 10% Excess Return index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HLD8
0% certificates of deposit due June 30, 2022 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HKZ0
0% certificates of deposit due March 31, 2023 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HLA4
0% certificates of deposit due March 28, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HLB2
0% certificates of deposit due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HLC0
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJP4
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJQ2
0% autocallable certificates of deposit due March 31, 2026 with step-up call value linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 26; Cusip: 48128HJR0
0% certificates of deposit due Dec. 31, 2020 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 29; Cusip: 48128HLT3
0% certificates of deposit due March 31, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 29; Cusip: 48128HLU0
0% certificates of deposit due March 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 29; Cusip: 48128HLV8
0% certificates of deposit due March 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 29; Cusip: 48128HLW6
0% certificates of deposit due March 28, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC as agent with Advisors Asset Management as distributor; pricing March 29; Cusip: 48128HLX4
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable contingent interest notes due June 25, 2020 tied to American Airlines Group Inc. common stock; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130WD73
0% capped buffered return enhanced notes due Sept. 28, 2020 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130W3F6
0% capped buffered return enhanced notes due Sept. 28, 2020 linked to the Dow Jones Industrial Average; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130W3G4
Trigger autocallable contingent yield notes due March 25, 2022 linked to EOG Resources, Inc. stock; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 22; Cusip: 48130X257
Trigger autocallable contingent yield notes due March 25, 2022 linked to E*Trade Financial Corp. stock; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 22; Cusip: 48130X240
Callable contingent interest notes due March 9, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR Fund; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130W3E9
Callable contingent interest notes due March 9, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130W2V2
Callable contingent interest notes due March 9, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing March 22; Cusip: 48130W3C3
Autocallable contingent interest notes due Sept. 30, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48130WG88
0% capped buffered return enhanced notes due March 25, 2021 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48130WF22
0% capped buffered return enhanced notes due March 25, 2021 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48130WF30
0% notes due March 31, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4J7
0% autocallable contingent buffered equity notes due March 28, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W3U3
0% uncapped buffered equity notes due March 31, 2021 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W7G0
Autocallable contingent interest notes due Sept. 30, 2020 linked to the least performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W5F4
0% capped buffered return enhanced notes due Sept. 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W7A3
0% capped buffered return enhanced notes due June 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W6W6
0% capped trigger gears due March 31, 2022 linked to the Russell 2000 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 26; Cusip: 48130X356
0% uncapped buffered return enhanced notes due March 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W7B1
Autocallable contingent interest notes due Sept. 30, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4Z1
Autocallable contingent interest notes due Sept. 30, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4P3
0% capped buffer gears due Sept. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 26; Cusip: 48130X315
Callable contingent interest notes due Sept. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130WG47
Autocallable contingent interest notes due Sept. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4M0
0% autocallable contingent buffered equity notes due March 31, 2022 linked to the lesser performing of the S&P 500 index, the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W3P4
0% step-up autocallable notes due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4L2
0% step-up autocallable notes due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4K4
0% notes due March 31, 2022 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W5T4
0% step-up autocallable contingent buffered equity notes due March 28, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W3Q2
0% step-up autocallable buffered equity notes due March 31, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4C2
0% notes due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W5U1
0% capped buffered return enhanced notes due Sept. 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W6Y2
0% capped notes due Sept. 30, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4H1
Autocallable contingent interest notes due Sept. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4N8
0% buffered digital notes due Sept. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W7C9
0% capped dual directional buffered return enhanced notes due March 31, 2022 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4E8
Autocallable contingent interest notes due March 31, 2022 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip number is 48130W5A5
0% step-up autocallable notes due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4K4
0% step-up autocallable notes due March 31, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48130W4L2
0% uncapped contingent buffered return enhanced notes due April 2, 2024 linked to a basket containing the S&P 500 index with a 40% weight, the Russell 2000 index with a 20% weight, the Euro Stoxx 50 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 20% weight; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48130WL58
0% capped trigger gears due March 30, 2023 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48130X273
Autocallable contingent interest notes due March 31, 2022 linked to the least performing of the common stocks of Teladoc Health, Inc. and UnitedHealth Group Inc.; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48130WE56
Autocallable contingent interest notes due July 2, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 48130WH53
Autocallable contingent interest notes due March 31, 2023 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 48130WK91
0% contingent buffered digital notes due April 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC is the agent; pricing March 28; Cusip: 48130WJ85
0% uncapped contingent buffered return enhanced notes due March 28, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6B2
0% uncapped dual directional buffered return enhanced notes due March 31, 2021 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6Z9
0% uncapped buffered return enhanced notes due Sept. 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6U0
0% uncapped buffered return enhanced notes due March 31, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6N6
0% notes due March 28, 2024 linked to a basket consisting of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5P2
0% notes due March 28, 2024 linked to a basket consisting of the Euro Stoxx 50 index, the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5N7
0% dual directional buffered participation securities due Oct. 5, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing March 29; Cusip: 48130X265
0% step-up autocallable contingent buffered equity notes due April 4, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130WF89
Autocallable contingent interest notes due April 1, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130WH46
Autocallable contingent interest notes due Oct. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130WL33
Autocallable yield notes due June 30, 2020 tied to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W4D0
Autocallable contingent interest notes due June 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W3Z2
Autocallable contingent interest notes due June 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W4F5
0% notes due Dec. 31, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W7M7
Autocallable contingent interest notes due March 31, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W4Y4
0% notes due March 31, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5H0
0% notes due March 31, 2022 linked to an equally-weighted basket of the S&P 500 Low Volatility High Dividend index and the Euro Stoxx Select Dividend 30 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5K3
0% notes due March 28, 2024 linked to an equally-weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5S6
0% notes due March 28, 2024 linked to an equally-weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5W7
0% notes due March 28, 2024 linked to an equally-weighted basket of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6A4
Autocallable contingent interest notes due March 28, 2024 tied to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W4G3
0% notes due March 28, 2024 linked to an equally-weighted basket of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6C0
0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6T3
0% capped buffered return enhanced notes due March 31, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6K2
0% capped buffered return enhanced notes due March 31, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6L0
0% buffered participation securities due April 7, 2021 linked to the MSCI Emerging Markets index; via J.P. Morgan Securities LLC is the agent with distribution through Morgan Stanley Wealth Management; pricing March 29; Cusip: 48130X422
0% capped buffered return enhanced notes due March 31, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6J5
0% digital notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W7D7
0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6S5
0% capped buffered return enhanced notes due March 31, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6G1
0% capped dual directional buffered equity notes due March 31, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6V8
0% uncapped dual directional buffered return enhanced notes due March 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6X4
0% uncapped dual directional contingent buffered equity notes due March 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6P1
0% capped buffered return enhanced notes due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6E6
0% uncapped buffered equity notes due March 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6H9
0% uncapped contingent buffered return enhanced notes due March 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W5Y3
0% uncapped contingent buffered return enhanced notes due March 28, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6D8
0% uncapped buffered return enhanced notes due March 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6Q9
0% capped buffered return enhanced notes due Sept. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6R7
0% capped buffered return enhanced notes due March 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6F3
0% capped notes due March 31, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W4V0
0% uncapped contingent buffered equity notes due March 28, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W6M8
0% step-up autocallable notes due March 28, 2024 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing March 29; Cusip: 48130W3S8
0% capped buffered return enhanced notes due April 5, 2024 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 1; Cusip: 48130WL66
Autocallable contingent interest notes due Oct. 14, 2020 linked to the lesser performing of the Dow Jones Industrial Average and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing April 8; Cusip: 48130WL41
MORGAN STANLEY FINANCE LLC
0% buffered Performance Leveraged Upside Securities due April 1, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DZ99
0% accelerated return securities due March 27, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768D3M5
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the Financial Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DS30
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the Financial Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DS22
Contingent income autocallable securities due March 27, 2023 linked to the worst performing of the common stocks of MPLX LP, Enterprise Products Partners LP, Energy Transfer LP and Plains All American Pipeline, LP; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768D2V6
0% buffered Performance Leveraged Upside Securities due Sept. 25, 2020 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768D2U8
0% buffered Performance Leveraged Upside Securities due April 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DT96
0% buffered Performance Leveraged Upside Securities due March 29, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DT88
0% jump securities with autocallable feature due April 10, 2024 linked to the S&P 500 index, Dow Jones industrial average and Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DT70
Callable contingent income securities due March 22, 2022 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DU29
Callable contingent income securities due March 22, 2022 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DU37
0% jump securities with an autocallable feature due April 10, 2024 linked to the worst performing of the S&P 500 index, Russell 2000 index and Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DT62
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the Technology Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DR98
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the Technology Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing March 22; Cusip: 61768DR80
0% buffered Performance Leveraged Upside Securities due April 1, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768DV77
0% buffered Performance Leveraged Upside Securities due April 1, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768DV69
Enhanced buffered jump securities due April 1, 2024 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768DV51
0% trigger gears due March 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 26; Cusip: 61768X440
0% trigger gears due March 29, 2029 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 26; Cusip: 61768X432
Callable buffered range accrual securities due April 1, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768D2J3
0% trigger participation securities due March 31, 2025 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768D2L8
Enhanced buffered jump securities due March 31, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768DV85
0% buffered Performance Leveraged Upside Securities due March 31, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61768DU52
Trigger autocallable contingent yield notes due March 28, 2024 linked to the lesser performing of the Nasdaq-100 index and the MSCI Emerging Markets index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 61768X598
0% allocation securities due March 28, 2024 linked to a basket consisting of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 61768X473
0% buffered Performance Leveraged Upside Securities due April 4, 2024 linked to the Vanguard Total Stock Market exchange-traded fund; via Morgan Stanley & Co. LLC; pricing March 27; Cusip: 61768D3Q6
0% dual directional trigger Performance Leveraged Upside Securities due April 1, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing March 29; Cusip: 61768X531
0% market-linked notes due May 4, 2023 linked to an equally-weighted basket consisting of the S&P 500 index, the Tokyo Stock Price index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 29; Cusip: 61768X366
0% buffered digital notes due in 23 to 26 months linked to the MSCI EAFE index; via Morgan Stanley & Co. LLC; Cusip: 61768D2R5
ROYAL BANK OF CANADA
Contingent income autocallable securities due March 26, 2020 linked to the common stock of Amazon.com, Inc.; via RBC Capital Markets, LLC with Morgan Stanley Smith Barney handling distribution; pricing March 22; Cusip: 78014H409
0% capped dual directional buffered notes due April 8, 2020 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC, JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing March 22; Cusip: 78013X3T3
Contingent income autocallable securities due March 25, 2021 linked to the worst performing of the SPDR S&P 500 ETF trust, the iShares Russell 2000 ETF and the iShares MSCI Brazil ETF; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing March 22; Cusip: 78014H417
0% buffered return notes due Oct. 1, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 26; Cusip: 78013X3A4
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management as distributor; pricing March 22; Cusip: 61768DR72
0% buffered Performance Leveraged Upside Securities due March 25, 2021 linked to the iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management as distributor; pricing March 22; Cusip: 61768DR64
0% buffered digital notes due April 1, 2024 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 26; Cusip: 78013X2J6
0% bearish digital buffered notes due July 23, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 26; Cusip: 78013X3U0
Autocallable contingent coupon barrier notes due March 31, 2022 linked to the lesser performing of the common stocks of AT&T Inc. and Vodafone Group plc; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78013X3P1
0% autocallable barrier notes with recovery feature due March 30, 2023 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78013X3J5
TORONTO-DOMINION BANK
Callable step-up notes due March 29, 2024; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QH68
Callable step-up notes due Sept. 29, 2022; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QH35
Callable step-up notes due March 29, 2027; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QH43
Autocallable contingent interest barrier notes due March 30, 2021 linked to the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QH27
Autocallable contingent interest barrier notes due April 3, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing March 29; Cusip: 89114QG93
0% leveraged buffered notes due March 31, 2023 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing March 29; Cusip: 89114QJ33
30- to 33-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QH50
UBS AG, LONDON BRANCH
0% trigger digital notes due Sept. 29, 2020 linked to the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYD5
0% trigger digital notes due Sept. 29, 2020 linked to the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYC7
0% trigger autocallable notes due April 12, 2023 linked to the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYF0
0% trigger autocallable notes due April 12, 2023 linked to the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYE3
0% trigger autocallable notes due April 12, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYH6
0% trigger autocallable notes due April 12, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYG8
Trigger callable contingent yield notes due March 29, 2022 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYJ2
Trigger callable contingent yield notes due March 29, 2022 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 22; Cusip: 90270KYK9
Put spread warrants due Sept. 20, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Investment Bank; pricing March 22; Cusip: 90281C476
Trigger callable contingent yield notes due April 1, 2024 linked to the least performing of the Russell 2000 index and the S&P 500 index; via UBS Securities LLC and UBS Investment Bank; pricing March 26; Cusip: 90270KYQ6
0% autocallable trigger gears due March 31, 2022 linked to the Euro Stoxx 50 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing March 27; Cusip: 90281C369
0% capped leveraged buffered notes due in 22 to 25 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KYM5
WELLS FARGO & CO.
Step-up callable notes due March 28, 2034; via Wells Fargo Securities LLC; pricing March 26; Cusip: 95001D3X6
Step-up callable notes due Sept. 28, 2024; via Wells Fargo Securities LLC; pricing March 26; Cusip: 95001D4A5
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due March 31, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing March 26; Cusip: 95001H3W9
WELLS FARGO FINANCE LLC
Market-linked securities due April 1, 2024 callable with contingent coupon and contingent downside linked to the lowest performing of the Russell 2000 index, the S&P 500 index and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing March 26; Cusip: 95001H3Q2
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due April 3, 2024 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities, LLC; pricing March 29; Cusip: 95001H3J8
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Sept. 30, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing March 26; Cusip: 95001H3K5
0% market-linked securities with upside participation and fixed percentage buffered downside due April 1, 2024 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing March 26; Cusip: 95001H3L3
0% market-linked securities with upside participation and fixed percentage buffered downside due April 3, 2024 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing March 28; Cusip: 95001H3N9
0% market-linked notes with leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 3, 2022 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities LLC; pricing March 29; Cusip: 95001H3G4
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