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Structured Products Calendar
BANK OF AMERICA CORP.
0% autocallable market-linked step-up notes due October 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due November 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
BANK OF MONTREAL
0% contingent risk absolute return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMC1
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMA5
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMA5
0% contingent risk absolute return notes due Oct. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMD9
0% buffered bullish enhanced return notes due Oct. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TMB3
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLX6
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLZ1
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLW8
0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLN8
0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLQ1
0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLY4
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of 10 common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRM4
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRN2
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRP7
0% market-linked certificates of deposit due Oct. 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Oct. 25; Cusip 06426XRQ5
BARCLAYS BANK DELAWARE
0% certificates of deposit due April 25, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 21; Cusip: 06740FFW3
0% certificates of deposit due July 28, 2022 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740FGA0
0% certificates of deposit due Oct. 27, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740FFZ6
BARCLAYS BANK PLC
Trigger callable contingent yield notes with daily coupon observation due Oct. 18, 2018 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 14; Cusip: 06744M885
Contingent income autocallable securities due Oct. 17, 2019 linked to Facebook, Inc. class A common shares; via Barclays; pricing Oct. 14; Cusip: 06744M604
6.4%-8.4% airbag autocallable yield notes due Oct. 25, 2017 linked to General Motors Co. shares; via UBS Financial Services Inc. and Barclays; pricing Oct. 14; Cusip: 06744M877
Autocallable notes due Oct. 19, 2021 linked to the Russell 2000 index; via Barclays; pricing Oct. 14; Cusip: 06741VD41
Trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 14; Cusip: 06745B151
7%-9% airbag autocallable yield notes due Oct. 25, 2017 linked to Under Armour, Inc. shares; via UBS Financial Services Inc. and Barclays; pricing Oct. 14; Cusip: 06744M869
Phoenix autocallable notes due Oct. 26, 2021 linked to the Russell 2000 index; via Barclays; pricing Oct. 21; Cusip: 06741VD58
Callable contingent coupon notes due Oct. 24, 2019 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Oct. 21: Cusip: 06741VCF7
0% notes due Oct. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCH3
0% notes due Oct. 31, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCG5
10%-11% autocallable notes due Oct. 31, 2018 linked to the least performing of the common stocks of ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; via Barclays; pricing Oct. 26; Cusip: 06741VCA8
Callable contingent coupon notes due Oct. 29, 2026 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06741VCD2
Autocallable notes due Oct. 31, 2019 linked to the least performing of the commons stocks of Facebook, Inc., Amazon.com, Inc., Netflix, Inc. and Alphabet Inc.; via Barclays; pricing Oct. 26; Cusip: 06741VCB6
Callable range accrual notes due Oct. 29, 2021 linked to the performance of the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06741VCX8
Phoenix autocallable notes due Oct. 30, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741VCW0
0% dual directional notes due Oct. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCS9
Callable contingent coupon notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCU4
Callable contingent coupon notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Oct. 26: Cusip: 06741VCM2
0% trigger in-step securities due April 30, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 06745B169
0% buffered digital notes due April 30, 2020 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741WBZ2
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 26; Cusip: 06744M133
0% buffered SuperTrack notes due Oct. 29, 2021 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741VCV2
Phoenix autocallable notes due Oct. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Oct. 26; Cusip: 06741VCR1
0% capped buffered gears due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06745B177
14- to 16-month 0% capped leveraged notes linked to the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Barclays; Cusip: 06741VC75
BNP PARIBAS
0% leveraged notes due Oct. 28, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRR9
0% buffered notes due Oct. 28, 2020 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRQ1
0% leveraged notes due Oct. 28, 2021 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRS7
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked step-up notes due October 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
6% to 7% coupon bearing notes due October 2017 linked to Facebook, Inc. shares; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2018 linked to S&P 500 index, MSCI EAFE index and MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Autocallable contingent coupon equity linked securities due Oct. 23, 2017 linked to the common stock of Halliburton Co.; via Citigroup Global Markets Inc.; pricing Oct. 18; Cusip: 17324CBX3
Autocallable contingent coupon equity linked securities due Oct. 31, 2018 based on the common stock of Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBH8
0% trigger gears due Oct. 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P446
0% enhanced buffered digital securities due Oct. 29, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBR6
0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P495
0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P420
0% enhanced buffered digital securities due Oct. 31, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBQ8
0% barrier digital plus securities due April 30, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBE5
Annual reset coupon securities due Nov. 1, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBS4
0% capped buffer gears due Oct. 31, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P727
0% enhanced barrier digital plus securities due Nov. 1, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324C7K6
0% dual directional barrier securities due April 30, 2020 linked to the S&P 500 index; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 17324CBP0
0% buffer securities due Nov. 1, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324CBJ4
0% market-linked notes due Nov. 2, 2021 linked to the iShares Core U.S. Aggregate Bond ETF, the Dow Jones Industrial Average and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17324CBN5
21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17324CBV7
23- to 26-month 0% buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; 85% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; Cusip: 17324CBM7
CREDIT SUISSE AG, LONDON BRANCH
Contingent income autocallable securities due Oct. 17, 2019 linked to Amazon.com, Inc. common stock; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 22548T406
Contingent coupon callable yield notes due Oct. 19, 2021 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 14; Cusip: 22548QKP9
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Financial Select Sector SPDR fund; via Barclays; pricing Oct. 14; Cusip: 06745B219
Contingent coupon autocallable yield notes due Oct. 19, 2017 linked to the common stock of Twitter, Inc. and the American Depositary Shares of GW Pharmaceuticals plc; via Credit Suisse Securities (USA) LLC; pricing Oct. 14; Cusip: 22549JCS7
8% to 10% autocallable reverse convertible securities due Oct. 20, 2017 linked to Amazon.com, Inc. shares; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 17; Cusip: 22549JCL2
Autocallable securities due Oct. 28, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 21; Cusip: 22548QKD6
8.5% to 10.5% autocallable reverse convertible securities due Oct. 30, 2017 linked to the common shares of Amazon.com, Inc.; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22549JCP3
Contingent coupon callable yield notes due Oct. 28, 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22548QKM6
0% trigger gears due Oct. 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22548T323
0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 222548QJN6
0% digital buffered notes due April 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKA2
Callable daily range accrual securities due April 30, 2024 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKQ7
Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJP1
7% to 9% contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJX4
Contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22549JCJ7
0% autocallable securities due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJL0
Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
0% absolute return digital barrier securities due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJM8
0% digital plus barrier notes due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QK20
9% to 11% contingent coupon callable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJU0
0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJS5
Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJR7
Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
Contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK38
0% digital plus barrier notes due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip; 22548QJY2
0% absolute return digital barrier securities due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJW6
0% digital plus barrier notes due Nov. 4, 2020 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJY2
0% absolute return digital barrier securities due Nov. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJQ9
10% to 12% contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJT3
0% 21- to 24-month leveraged buffered notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22548QKL8
CREDIT SUISSE AG, NASSAU BRANCH
Fixed-to-floating-rate notes due Oct. 20, 2026 linked to the 10-year U.S. dollar ICE swap rate; via Incapital LLC; pricing Oct. 17; Cusip: 22548QL37
Callable step-up securities due Oct. 28, 2031; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 22548QKJ3
GS FINANCE CORP.
Contingent income autocallable securities due Oct. 19, 2017 linked to the common stock of Citigroup Inc.; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 36250Y866
Contingent income autocallable securities due Oct. 17, 2019 linked to Gilead Sciences, Inc. common stock; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 36250Y874
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 36250Y791
Contingent income autocallable securities due Oct. 19, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 40054KL61
Trigger autocallable contingent yield notes due Oct 19, 2026 linked to the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 36250Y841
Callable contingent coupon notes due Oct. 24, 2021 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 19; Cusip: 40054KM60
0% notes due Oct. 30, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLJ3
Callable contingent coupon notes due Oct. 28, 2019 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLE4
Contingent income callable securities due Oct. 26, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40054KMB9
0% leveraged notes due Oct. 28, 2022 linked to the Dow Jones industrial average; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLM6
0% index-linked notes due Oct. 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLL8
0% notes due July 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLF1
0% notes due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLG9
0% notes due Oct. 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLQ7
0% autocallable notes due Nov. 9, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLC8
0% notes due Oct. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLR5
Callable CMS spread and index-linked range accrual notes due Oct. 31, 2031 linked to the 30-year and two-year Constant Maturity Swap rates, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLP9
Callable contingent coupon notes due Oct. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLY0
Callable contingent coupon notes due Oct. 31, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLT1
Autocallable contingent coupon index-linked notes due Nov. 3, 2026 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLX2
Autocallable contingent coupon notes due Feb. 1, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KM94
0% trigger gears due Oct. 30, 2026 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 36250Y833
Two-year 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KJX5
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054KJW7
Two-year callable contingent coupon notes linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLW4
48-month notes linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLK0
HSBC BANK USA, NA
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCD7
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCE5
Income Plus certificates of deposit due Oct. 28, 2021 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCF2
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCG0
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCH8
Income Plus certificates of deposit due Oct. 30, 2023 linked to the common stocks of Boeing Co., Cisco Systems, Inc., McDonalds Corp., Pfizer Inc. and Wal-Mart Stores, Inc.; pricing Oct. 25; Cusip: 40434YCJ4
Rate Builder certificates of deposit due Oct. 28, 2021 linked the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCK1
Rate Builder certificates of deposit due Oct. 30, 2023 linked the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Oct. 25; Cusip: 40434YCL9
HSBC USA INC.
Trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the common stock of CVS Health Corp.; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 14; Cusip: 40435B494
Trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the common stock of Dow Chemical Co.; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 14; Cusip: 40435B486
Contingent income autocallable securities due Oct. 19, 2017 linked to General Motors Co. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 40435B510
Trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the common stock of Honeywell International Inc.; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 14; Cusip: 40435B478
Callable step-up rate notes due Oct. 20, 2026; via HSBC Securities (USA) Inc.; pricing Oct. 17; Cusip: 40433UVU7
0% digital notes due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVV5
Contingent income autocallable securities due Oct. 26, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40433UXS0
0% leveraged buffered participation securities due Jan. 25, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40435B528
0% buffered uncapped market participation securities due Oct. 28, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVY9
0% digital barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVW3
0% digital dual directional barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVX1
0% averaging notes due Oct. 31, 2023 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWA0
0% buffered accelerated market participation securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWE2
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 31, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWK8
0% leveraged Buffered Uncapped Market Participation Securities due Oct. 29, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UXG6
0% averaging notes due Oct. 31, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UVZ6
0% buffered accelerated market participation securities due April 30, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UXF8
Autocallable yield notes due April 30, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWV4
Autocallable yield notes due April 30, 2018 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWU6
0% buffered accelerated market participation securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
0% trigger gears due Oct. 31, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B569
0% buffered uncapped market participation securities due Oct. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWJ1
0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWH5
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B585
0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B577
0% digital dual directional barrier securities due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWD4
0% allocation securities due Oct. 29, 2021 linked to a basket of the SPDR S&P 500 ETF, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B551
Callable buffered monthly range accrual notes due Oct. 31, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLA2
Callable monthly range accrual notes due Oct. 31, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLB0
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 31; Cusip: 40435B619
Autocallable yield notes due October 2018 linked to the least performing of the common stocks of Baker Hughes Inc. and Schlumberger Ltd.; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433UWY8
11% autocallable yield notes due October 2018 linked to the common stocks of Halliburton Co., Baker Hughes Inc. and Schlumberger Ltd.; 65% trigger; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433UWY8
Autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Leveraged Index Return Notes due September 2019 linked to S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
24- to 27-month 0% leveraged buffered capped notes linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXA9
0% leveraged buffered capped notes linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; 85% trigger; via HSBC Securities (USA) Inc.; Cusip: 40433UXJ0
25- to 28-month 0% leveraged buffered capped notes linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; Cusip: 40433UXK7
17- to 20-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXP6
18- to 21-month 0% capped leveraged notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UVE3
18- to 21-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXH4
JPMORGAN CHASE FINANCIAL CO. LLC
0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646X191
0% capped enhanced participation notes due April 6, 2018 linked to a basket of the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EU59
0% capped buffered enhanced participation notes due Oct. 18, 2018 linked to the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646ES86
Autocallable contingent yield notes due Oct. 18, 2019 linked to the lesser performing of the MSCI EAFE index and the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 48128P506
6.7% to 7.7% trigger autocallable contingent yield notes due Oct. 19, 2026 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 48128P605
Autocallable contingent interest notes due Oct. 19, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EU83
Autocallable contingent interest notes due Oct. 18, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EG71
Trigger callable contingent yield notes with daily coupon observation due Oct. 18, 2018 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646X118
0% capped buffered return enhanced notes due Nov. 28, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EV25
0% digital dual directional contingent buffered notes due Jan. 18, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EV58
0% capped dual directional contingent buffered equity notes due April 18, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EV66
0% buffered Performance Leveraged Upside Securities due May 3, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 48128P308
Autocallable contingent interest notes due Jan. 19, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646ET51
Autocallable contingent interest notes due Jan. 19, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646ET44
0% digital dual directional contingent buffered notes due Nov. 1, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EV33
0% digital dual directional contingent buffered notes due Nov. 28, 2017 linked to the Stoxx Europe 600 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EV41
Autocallable contingent interest notes due Oct. 22, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 46646EP71
0% digital equity notes due Nov. 24, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 18; Cusip: 46646ET85
0% capped buffered enhanced participation equity notes due Oct. 25, 2018 linked to a basket of two indexes and an exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EF98
6.5% autocallable yield notes due Jan. 25, 2018 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EJ45
Autocallable contingent interest notes due Oct. 26, 2017 linked to the least performing of the common stock of Apple Inc. and the class A common stocks of Facebook, Inc. and Alphabet Inc.; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EU42
6% callable yield notes due April 30, 2018 linked to the least performing of the Dow Jones industrial average and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646ET36
Autocallable contingent interest notes due Oct. 24, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646ET69
0% review notes due Oct. 26, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EK27
0% capped buffered return enhanced notes due April 30, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER46
Uncapped contingent buffered equity notes due Oct. 28, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 46646EW24
Autocallable notes due Oct. 30, 2019 linked to the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
Contingent coupon autocallable yield notes due Oct. 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
Callable contingent interest notes due Nov. 2, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EQ96
0% capped buffered return enhanced notes due April 30, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM74
0% capped buffered return enhanced notes due April 30, 2019 linked to the FTSE 100 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM82
0% capped buffered return enhanced notes due April 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM58
0% capped buffered return enhanced notes due April 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM66
0% capped buffered return enhanced notes due April 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM41
Autocallable contingent interest notes due Oct. 30, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EQ62
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK68
Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL34
Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK76
Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL42
Autocallable contingent interest notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK84
0% dual directional contingent buffered return enhanced notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN65
0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN73
Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK92
Autocallable contingent interest notes due Oct. 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER38
0% capped buffered return enhanced notes due April 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EM33
0% uncapped dual directional notes due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN81
0% contingent buffered equity notes due Oct. 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP63
0% contingent buffered equity notes due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP63 46646EN57
0% contingent buffered return enhanced notes due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP55
0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP48
0% dual directional contingent buffered return enhanced notes due Oct. 31, 2019 linked to lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EP30
5.25% to 7.25% yield notes due Aug. 31, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK35
4.5% to 6.5% yield notes due Sept. 29, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK43
7% to 9% autocallable yield notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK50
Contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL26
Callable contingent interest notes due Nov. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER20
0% review notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 46646EU26
0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 46646X175
MORGAN STANLEY FINANCE LLC
0% buffered Performance Leveraged Upside Securities due May 3, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 14; Cusip: 61766F268
Trigger jump securities due Oct. 19, 2020 tied to the FTSE 250 index; via Morgan Stanley & Co. LLC; pricing Oct. 14; Cusip: 61766F334
Callable contingent income securities due Oct. 19, 2026 linked to the S&P 500 index; 60% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 14; Cusip: 61768CAP2
0% accelerated return securities due April 28, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 61768CAT4
Contingent income autocallable securities due Oct. 31, 2019 linked to Bank of America Corp. common stock; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAR8
0% buffered jump securities due Oct. 29, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAS6
Contingent income securities due Oct. 31, 2019 linked to lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAM9
Contingent income autocallable canon securities due Oct. 31, 2031 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAN7
0% market-linked notes due Oct. 31, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAV9
0% enhanced buffered jump securities due April 30, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAW7
Contingent income securities due Oct. 31, 2031 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAL1
0% trigger Performance Leveraged Upside Securities due Oct. 29, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAQ0
0% trigger gears due Oct. 30, 2026 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 61766F326
0% market-linked notes due May 3, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F250
0% autocallable securities with fixed percentage buffered downside due Nov. 5, 2018 linked to the Energy Select Sector SPDR fund; 90% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61761JY94
0% buffered Performance Leveraged Upside Securities due Nov. 3, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F276
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F292
Leveraged CMS curve securities due Oct. 31, 2036 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; settling Oct. 31; Cusip: 61766YAS0
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F284
ROYAL BANK OF CANADA
Contingent coupon buffer enhanced return notes due Oct. 19, 2021 linked to the S&P 500 index; via RBC Capital Markets LLC; Oct. 14; Cusip: 78012KUD7
0% trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 14; Cusip: 78014C608
0% best profile notes due Oct. 19, 2021 linked to the best-performing of three baskets of exchange-traded funds; each basket contains different weights of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE ETF, the SPDR Gold trust, the iShares iBoxx $ High Yield Corporate Bond ETF and the iShares iBoxx $ Investment Grade Corporate Bond ETF; via RBC Capital Markets LLC; pricing Oct. 14; Cusip: 78012KTW7
Autocallable contingent coupon barrier notes due Oct. 18, 2018 linked to the SPDR S&P Biotech exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 14; Cusip: 78012KTY3
Redeemable step-up notes due Oct. 31, 2029; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KSA6
0% capped gears due Dec. 29, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 78014C590
0% buffered enhanced return notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUB1
0% barrier booster notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUC9
0% market-linked securities - autocallable with fixed percentage buffered downside due Nov. 5, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC: pricing Oct. 31; Cusip: 78012KTZ0
0% Accelerated Return Notes due December 2017 linked to AstraZeneca plc, Eli Lilly and Co. and Pfizer Inc.; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% direct investment notes due Dec. 8, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets LLC; pricing Nov. 3; Cusip: 78012KUH8
24- to 27-month leveraged buffered notes due 2018 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via RBC Capital Markets, LLC; Cusip: 78012KUE5
TORONTO-DOMINION BANK
Callable step-up notes due Oct. 21, 2021; via TD Securities (USA) LLC and Barclays; pricing Oct. 26; Cusip: 89114QXR4
UBS AG, LONDON BRANCH
Trigger autocallable contingent yield notes due Oct. 18, 2021 linked to the common stock of Apple Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 14; Cusip: 90275Y609
Trigger autocallable contingent yield notes due Oct. 18, 2021 linked to the common stock of Chevron Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 14; Cusip: 90275Y617
0% capped leveraged buffered notes linked to the MSCI EAFE index; via UBS Securities LLC; pricing Oct. 14; Cusip: 90270KHE2
0% capped trigger gears due Oct. 31, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y518
0% capped gears due Dec. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y500
0% buffered accelerator notes due Oct. 31, 2019 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Oct. 26; Cusip: 89114QXS2
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the S&P 500 index; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 89114QXQ6
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TE78
Variable annual interest certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc. and Nike, Inc.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TE29
Variable annual interest certificates of deposit due Oct. 30, 2023 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.; via Incapital LLC; pricing Oct. 26; Cusip: 94986TD95
0% certificates of deposit due Oct. 31, 2023 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Incapital LLC; pricing Oct. 26; Cusip: 94986TF28
0% certificates of deposit due Oct. 31, 2023 linked to the S&P 500 index; via Incapital LLC; pricing Oct. 26; Cusip: 94986TD87
WELLS FARGO & CO.
Capped fixed-to-floating notes due Oct. 18, 2026; via Wells Fargo Securities LLC; pricing Oct. 14; Cusip: 94986RW98
Step-up callable notes due Oct. 20, 2018; via Wells Fargo Securities LLC; pricing Oct. 17; Cusip: 94986RY54
Market-linked securities due Oct. 30,2026 autocallable with contingent coupon and contingent downside linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RX63
Market-linked securities due Oct. 30, 2026 callable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Oct. 26; Cusip: 94986RX71
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 7, 2020 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX89
Market-linked securities due Nov. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX97
Market-linked securities due Nov. 7, 2018 autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RY21
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 7, 2019 linked to the SPDR S&P 500 ETF Trust; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RY47
24- to 27-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 94986RY39
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