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Structured Products Calendar
BANK OF AMERICA CORP.
0% Capped Leveraged Index Return Notes due April 2018 linked to the Dow Jones U.S. Real Estate Index; via BofA Merrill Lynch; pricing in April
0% market-linked step-up notes due June 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due July 2017 linked to the gold spot price; via BofA Merrill Lynch; pricing in April
8%-9% autocallable coupon bearing notes due May 2017 linked to NIKE Inc. shares; via BofA Merrill Lynch; pricing in April
0% autocallable market-linked step-up notes due April 2018 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in April
0% Capped Leveraged Index Return Notes due April 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Market-linked step-up notes due April 2018 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% Capped Leveraged Index Return Notes due April 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Step-up callable notes due April 29, 2031; via Merrill Lynch Capital Services, Inc.; Cusip: 06048WSP6
BANK OF MONTREAL
Redeemable step-up coupon notes due April 29, 2024; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDS6
0% buffered bullish enhanced return notes due April 30, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCZ1
0% buffered bullish enhanced return notes due April 30, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCX6
0% upside booster notes with barrier due April 30, 2019 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDD9
0% upside booster notes with barrier due April 30, 2019 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDC1
0% contingent risk absolute return notes due April 29, 2022 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCL2
0% buffered bullish digital plus notes due April 30, 2020 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDJ6
0% upside booster notes with barrier due April 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDB3
0% buffered bullish enhanced return notes due July 31, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDQ0
0% contingent risk absolute return notes due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDM9
0% buffered bullish enhanced return notes due July 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDR8
0% contingent risk absolute return notes due April 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDN7
7.2% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCP3
9% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCS7
10.8% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCN8
12.6% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCR9
0% contingent risk absolute return notes with digital upside due April 30, 2018 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDE7
0% buffered bullish digital return notes due Oct. 31, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDL1
0% barrier bullish return notes due April 30, 2021 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDG2
0% buffered bullish enhanced return notes due July 31, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDP2
0% bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCV0
0% bullish enhanced return notes due April 30, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCW8
0% barrier bullish return notes due April 30, 2021 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDF4
7.8% autocallable cash-settled notes with fixed interest payments due April 28, 2017 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDH0
8.4% autocallable cash-settled notes with fixed interest payments due April 28, 2017 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCT5
10.2% autocallable cash-settled notes with conditional interest payments due April 28, 2017 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCU2
0% buffered bullish enhanced return notes due April 30, 2018 linked to the SPDR Dow Jones REIT exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TDA5
0% buffered bullish enhanced return notes due April 30, 2018 linked to the SPDR Dow Jones REIT exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCY4
11.4% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCM0
13.2% autocallable cash-settled notes with fixed interest payments due on April 28, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing April 26; Cusip: 06367TCQ1
Notes due April 30, 2018 linked to a basket of 24 equally-weighted stocks selected in March by Raymond James & Associates, Inc., including AvalonBay Communities, Inc.; Boeing Co.; BB&T Corp.; Cisco Systems, Inc.; CSX Corp.; Chevron Corp.; General Electric Co.; General Mills, Inc.; Johnson Controls, Inc.; JPMorgan Chase & Co.; Coca-Cola Co.; Lockheed Martin Corp.; Altria Group, Inc.; NextEra Energy, Inc.; PepsiCo, Inc.; Pfizer Inc.; Procter & Gamble Co.; Qualcomm, Inc.; Schlumberger Ltd.; Simon Property Group, Inc.; AT&T Inc.; United Parcel Service, Inc.; Verizon Communications Inc.; and WEC Energy Group, Inc.; via BMO Capital Markets Corp.; settling April 29; Cusip: 06367TBW9
BANK OF NOVA SCOTIA
Callable step-up rate notes due April 27, 2031; via Scotia Capital (USA) Inc.; pricing April 22; Cusip: 064159HP4
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 4, 2019 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc.; pricing April 29; Cusip: 064159HN9
9% STEP Income Securities due May 2017 linked to Delta Air Lines, Inc. common shares; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in April
0% Capped Leveraged Index Return Notes due April 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
0% Autocallable market-linked step-up notes due April 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQJ2
Income advantage market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQK9
Income advantage market-linked certificates of deposit due April 28, 2023 linked to a basket of common stocks; via BNP Paribas Securities Corp.; pricing April 25; Cusip 06426XQL7
0% market-linked certificates of deposit due April 28, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index, via BNP Paribas Securities Corp.; pricing April 26; Cusip 06426XQM5
BARCLAYS BANK DELAWARE
Certificates of deposit due April 28, 2021 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDU9
Certificates of deposit due April 28, 2022 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDV7
Certificates of deposit due April 28, 2023 linked to a basket of stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDW5
Certificates of deposit due April 28, 2021 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDX3
Certificates of deposit due April 28, 2022 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDY1
Certificates of deposit due April 28, 2023 linked to a basket of stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FDZ8
0% certificates of deposit due April 28, 2023 linked to the Elkhorn DWA Tactical Tilt 5% Volatility Target index; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FEB0
0% certificates of deposit due April 28, 2021 linked to the Russell 2000 index; via Barclays and Incapital LLC; pricing April 25; Cusip: 06740FEA2
BARCLAYS BANK PLC
Callable contingent coupon notes due April 25, 2019 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 22; Cusip: 06741U6X7
Trigger callable contingent yield notes with daily coupon observation due April 27, 2018 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing April 22; Cusip: 06740Q583
Contingent income autocallable securities due April 25, 2019 linked to Facebook, Inc. common stock; via Barclays and Morgan Stanley Smith Barney LLC; pricing April 22; Cusip: 06740Q617
Callable contingent coupon notes due April 25, 2019 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 22; Cusip: 06741U6W9
9.5%-10.5% autocallable notes due April 30, 2019 linked to the least performing of the class A common stock of Alphabet Inc., the common stock of Amazon.com, Inc., the class A common stock of Facebook, Inc. and the common stock of Netflix, Inc.; via Barclays; pricing April 26; Cusip: 06741U6Z2
0% buffered Super Track notes due April 29, 2021 linked to the Dow Jones industrial average; via Barclays; pricing April 26; Cusip: 06741U7A6
Callable contingent coupon notes due April 30, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741U7E8
Callable contingent coupon notes due April 30, 2026 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741U7D0
0% buffered digital notes due Oct. 29, 2018 linked to the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741U7B4
0% dual directional notes due April 30, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7J7
Buffered phoenix autocallable notes due April 29, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7F5
Phoenix autocallable notes due May 1, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7G3
0% capped trigger gears due April 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06740Q716
0% buffered digital notes due Oct. 29, 2019 linked to the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741U7C2
8.5% autocallable notes due October 30, 2017 linked to UnitedHealth Group Inc., Aetna Inc., Cigna Corp. and MetLife, Inc.; 65% trigger; via Barclays; pricing April 26; Cusip: 06741WBP4
Trigger autocallable contingent yield notes due April 30, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06744K558
0% capped trigger gears due April 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing April 27; Cusip: 06740Q690
0% trigger step securities due April 30, 2020 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing April 27; Cusip: 06744K657
0% dual directional trigger Performance Leveraged Upside Securities due May 3, 2019 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing April 29; Cusip: 06744K590
Phoenix autocallable notes due May 4, 2017 linked to PayPal Holdings, Inc. shares; via Barclays; pricing April 29; Cusip: 06741WBR0
Contingent income autocallable securities due May 2, 2019 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 80% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing April 29; Cusip: 06740Q625
Buffered Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the S&P 500 index; via Barclays; pricing April 29; Cusip: 06740Q591
0% notes due May 8, 2019 linked to the EquityCompass Share Buyback index; via Barclays; pricing May 4; Cusip: 06741V2C5
13- to 15-month capped leveraged notes linked to a basket of five indexes consisting of the Euro Stoxx 50 index (37%), the FTSE 100 index (23%), the Topix index (23%), the Swiss Market index (9%) and the S&P/ASX 200 index (8%); via Barclays; Cusip: 06741V2G6
BNP PARIBAS
0% buffered return enhanced notes due April 29, 2021 linked to a basket of 15 clean energy stocks; via BNP Paribas; pricing April 26; Cusip 05579TMU7
0% buffered return enhanced notes due April 29, 2021 linked to a basket of 15 clean energy stocks; via BNP Paribas; pricing April 26; Cusip 05579TMV5
0% digital buffered notes due April 29, 2019 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMN3
0% buffered notes due April 29, 2020 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMM5
0% leveraged notes due April 29, 2021 linked to the S&P 500 index; via BNP Paribas; pricing April 26; Cusip 05579TMP8
CANADIAN IMPERIAL BANK OF COMMERCE
0% buffered notes due April 29, 2021 linked to the S&P 500 index; via CIBC World Markets; pricing April 26; Cusip: 13605WBL4
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 4, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 13605WBM2
0% market-linked step-up notes due April 2018 tied to the Energy Select Sector index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to a basket of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2017 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in April
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
Autocallable contingent coupon equity-linked securities due April 26, 2018 linked to the common stock of Apple Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324C2Q8
Non-callable fixed-to-floating-rate notes due April 29, 2019; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2N5
0% buffer securities due Oct. 31, 2018 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2K1
0.25% market-linked notes due Oct. 29, 2021 linked to the Dow Jones industrial average, the Nikkei 225 index and the iShares Core U.S. Aggregate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2G0
0% market-linked notes due April 29, 2021 linked to iShares Core U.S. Aggregate Bond ETF, the S&P 500 index and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2F2
0% enhanced buffered digital securities due May 1, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2M7
Annual reset coupon securities due April 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324P131
0% buffer securities due April 29, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17324C2L9
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing April 26; Cusip: 17324P107
0% trigger gears due April 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing April 27; Cusip: 17324P123
0% enhanced barrier digital plus securities due April 30, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 27; Cusip: 17324C2E5
0% barrier digital plus securities due Oct. 31, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 28; Cusip: 17324C2P0
Autocallable contingent coupon equity-linked securities due May 2, 2019 linked to the Deutsche X-trackers Harvest CSI 300 China A-Shares ETF; via Citigroup Global Markets Inc.; pricing April 29
0% enhanced barrier digital plus securities due May 4, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 17324C2D7
0% market-linked notes due November 2023 based on an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the Topix index; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 17324P156
CITIGROUP INC.
Callable step-up coupon notes due April 29, 2021; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17298CEG9
CREDIT SUISSE AG, LONDON BRANCH
Contingent coupon autocallable yield notes due April 26, 2017 linked to the common stocks of Papa Johns International, Inc., Dominos Pizza, Inc. and Buffalo Wild Wings, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 21; Cusip: 22548Q3Z6
14.65% contingent coupon autocallable yield notes due April 28, 2017 linked to the common stocks of Alphabet Inc., Amazon.com, Inc., Apple Inc. and Facebook, Inc., via Credit Suisse Securities (USA) LLC; pricing April 22; CUSIP: 22548Q4M4
0% contingent absolute return autocallable notes due Oct. 24, 2017 linked to the common shares of Canada Pacific Railway Ltd.; via UBS Financial Services Inc.; pricing April 22; Cusip: 40434N358
5.5% callable yield notes due Oct. 30, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2S3
0% trigger autocallable contingent yield notes due April 27, 2018 linked to the iShares Russell 2000 exchange-traded fund; via UBS Financial Services Inc.; pricing April 22; Cusip: 22548R210
0% digital buffered notes due April 30, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2D6
0% digital plus barrier notes due April 29, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q3L7
0% autocallable securities due April 29, 2020 linked to the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2F1
0% digital barrier notes due Oct. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2E4
Contingent coupon callable yield notes due April 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2C8
Callable contingent income securities due April 26, 2018 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing April 22; Cusip: 22548Q4K8
0% fixed-to-floating notes due April 28, 2026 linked to the 10-year Constant Maturity Swap rate; via Incapital LLC; pricing April 25; Cusip: 22548Q2Q7
9% autocallable yield notes due April 28, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22548Q3R4
Contingent coupon callable yield notes due April 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22548Q3P8
0% trigger gears due April 30, 2021 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J879
9% to 10% autocallable yield notes due April 29, 2019 linked to the class P common stock of Kinder Morgan, Inc., the common stock of Exxon Mobil Corp. and the common stock of ConocoPhillips; via Incapital LLC; pricing April 26; Cusip: 22548Q2U8
Callable daily range accrual securities due Oct. 30, 2023 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q3N3
0% digital buffered notes due Oct. 31, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZN9
0% capped trigger gears due April 30, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J853
0% absolute return barrier securities due April 29, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZS8
7% to 9% autocallable reverse convertible securities due May 2, 2017 linked to Amgen Inc. common shares; via Credit Suisse Securities (USA) LLC; pricing April 27; Cusip: 22548Q3Q6
Contingent coupon autocallable yield notes due May 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse; pricing April 28; Cusip: 22548Q4E2
0% absolute return barrier securities due May 4, 2020 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZP4
0% accelerated barrier notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZR0
Contingent coupon yield notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q3S2
Contingent coupon autocallable yield notes due May 4, 2021 linked to the Russell 2000 index and the S&P 500 index; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q2P9
Contingent coupon callable yield notes due April 29, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Topix index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q4D4
0% digital plus barrier notes due April 29, 2021 linked to the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZZ2
0% trigger gears due April 30, 2026 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J861
0% trigger step securities due April 30, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 22548R103
0% autocallable securities due April 30, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZU3
Contingent coupon callable yield notes due April 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q2T1
Contingent coupon callable yield notes due May 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22548Q2T1
0% accelerated barrier notes due April 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZT6
0% contingent coupon autocallable yield notes due April 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546VZY5
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc.; pricing April 26; Cusip: 22548J887
0% digital buffered notes due Oct. 30, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 27; Cusip: 22548Q2K0
0% digital buffered notes due April 30, 2020 linked to the S&P 500 index; via Credit Suisse; pricing April 27; Cusip: 22548Q2J3
0% buffered return equity securities due Nov. 1, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546VZX7
0% digital buffered notes due May 4, 2020 linked to the S&P 500 index; via Credit Suisse; pricing April 29; Cusip: 22548Q2M6
Callable contingent income securities due May 4, 2026 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing April 29; Cusip: 22548Q4B8
High/low coupon callable yield notes due Nov. 6, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22548Q2A2
14-month 0% Accelerated Return Notes linked to the JPX-Nikkei Index 400; via Credit Suisse International and BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2019 linked to the Russell 2000 index; via Credit Suisse International and BofA Merrill Lynch; pricing in April
0% Strategic Accelerated Redemption Securities due May 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
CREDIT SUISSE AG, NASSAU BRANCH
0% CS notes due April 29, 2021 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing April 22; Cusip: 22548Q2B0
DEUTSCHE BANK AG, LONDON BRANCH
0% notes due April 25, 2019 linked to the performance of the Brazilian real, the Indian rupee, the Russian ruble and the South African rand relative to the dollar; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 22; Cusip: 2515A1NH0
0% knock-out notes due Oct. 25, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 22; Cusip: 2515A1NN7
0% digital return notes due May 10, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 22; Cusip: 2515A1NP2
0% knock-out notes due Oct. 25, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing April 22; Cusip: 2515A1NM9
0% capped buffer gears due April 30, 2019 linked to the MSCI EAFE index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 27; Cusip: 25190F681
GOLDMAN SACHS BANK USA
0% certificates of deposit due Oct. 30, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 22; Cusip: 38148DJ62
0% certificates of deposit due Oct. 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 22; Cusip: 38148DJ54
0% certificates of deposit due April 28, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 25; Cusip: 38148DJG0
0% certificates of deposit due April 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJK1
Variable coupon certificates of deposit due April 28, 2021 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJH8
Variable coupon certificates of deposit due April 27, 2023 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 25; Cusip: 38148DJJ4
Variable coupon certificates of deposit due April 27, 2023 linked to the stocks of AbbVie Inc., Apple Inc., Bristol-Myers Squibb Co., Eli Lilly & Co., Kraft Heinz Co., Schlumberger NV (Schlumberger Ltd.), UnitedHealth Group Inc., Walgreens Boots Alliance, Inc., Walt Disney Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing April 26; Cusip: 38148DJL9
0% certificates of deposit due Jan. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJF2
0% certificates of deposit due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJ96
0% certificates of deposit due May 1, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJA3
0% certificates of deposit due May 1, 2024; linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJB1
0% certificates of deposit due April 30, 2026; linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJC9
0.5% certificates of deposit due April 26, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJ88
Contingent coupon certificates of deposit due April 27, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJE5
Contingent coupon certificates of deposit due April 27, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing April 26; Cusip: 38148DJ70
GOLDMAN SACHS GROUP INC.
Callable step-up fixed rate notes due April 2021; via Goldman Sachs & Co. and Incapital LLC; pricing in April; Cusip: 38148TMC0
Callable step-up fixed rate notes due April 2036; via Goldman Sachs & Co. and Incapital LLC; pricing in April; Cusip: 38148TMD8
GS FINANCE CORP.
0% notes due July 26, 2016 linked to the MSCI Europe index; via Goldman Sachs & Co.; pricing April 21; Cusip: 40054KAY2
0% leveraged notes due April 29, 2019 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7F7
0% leveraged notes due April 29, 2019 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7E0
0% notes due May 1, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054K7D2
0% trigger notes due Aug. 2, 2017 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054KAW6
0% index-linked notes due May 10, 2017 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 22; Cusip: 40054KAX4
0% index-linked notes due April 30, 2024 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054K7L4
0% leveraged buffered notes due April 29, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054K7M2
0% notes due Jan. 28, 2022 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40054KAE6
0% notes due April 3, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman, Sachs & Co.; pricing April 26; Cusip: 40054KAG1
0% notes due July 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7G5
0% notes due April 29, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7H3
1.25% to 1.5% notes due April 27, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman, Sachs & Co.; pricing April 26; Cusip: 40054KAB2
0% autocallable notes due May 10, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman, Sachs & Co.; pricing April 26; Cusip: 40054KA89
0% notes due May 1, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7J9
0% notes due April 30, 2026 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054K7K6
Capped buffer gears due April 30, 2019 linked to the Russell 2000 index; via Goldman, Sachs & Co.; pricing April 26; Cusip: 36250E613
0% autocallable notes due May 2, 2019 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054KA30
0% callable contingent coupon notes due April 29, 2021 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing April 26; Cusip: 40054KAR7
0% autocallable growth barrier notes due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKY1
Callable buffered monthly S&P 500 index-linked range accrual notes due Oct. 29, 2023; via Goldman, Sachs & Co.; pricing April 26; Cusip: 40054KAN6
Callable CMS spread and Russell 2000 index-linked range accrual notes due April 29, 2031; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA55
Callable CMS spread and Russell 2000 index-linked range accrual notes due April 29, 2031; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA48
Callable buffered monthly range accrual notes due April 29, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA63
Callable monthly range accrual notes due April 29, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA71
0% callable contingent coupon notes due April 29, 2026 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAL0
0% callable contingent coupon notes due April 29, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAK2
0% callable contingent coupon notes due April 29, 2018 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAJ5
0% callable contingent coupon notes due April 29, 2020 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KA97
0% autocallable contingent coupon notes due May 4, 2026 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAA4
0% trigger gears due April 30, 2026 linked to the Solactive Eurozone 50 Equal Weight 5% AR index; via Goldman Sachs & Co.; pricing April 27; Cusip: 36250E621
0% digital notes due June 2, 2017 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAS5
0% index-linked notes due May 2, 2018 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAT3
0% index-linked notes due May 2, 2022 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 27; Cusip: 40054KAM8
0% Performance Leveraged Upside Securities due Aug. 3, 2017 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 29; Cusip: 36250E795
0% 24- to 27-month leveraged buffered notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
Three-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054K6U5
0% 13- to 15-month leveraged notes linked to the S&P 500 index; via Goldman, Sachs & Co.
Three-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054K6R2
Three-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054K6T8
45- to 48-month 0% buffered digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% five-year notes linked to the S&P GSCI Crude Oil 3-Month Forward Index Excess Return; via Goldman Sachs & Co.; Cusip: 40054K6F8
HSBC BANK USA, NA
Income Plus certificates of deposit due April 29, 2021 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS34
Income Plus certificates of deposit due April 29, 2021 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS42
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS59
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS75
Income Plus certificates of deposit due April 28, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AS83
Growth opportunity averaging certificates of deposit due April 28, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio; via HSBC Securities (USA) Inc. and Incapital LLC; pricing April 25; Cusip: 40434AT58
HSBC USA INC.
0% buffered Accelerated Market Participation Securities due Oct. 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433ULG9
0% buffered uncapped market participation securities due April 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKC9
0% digital barrier notes due April 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKH8
0% digital barrier notes due April 29, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKD7
0% dual directional trigger performance leveraged upside securities due April 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40434N358
0% worst of digital dual directional barrier securities due April 27, 2018 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 80% trigger; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433ULH7
Autocallable barrier notes with contingent return due April 29, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 22; Cusip: 40433UKB1
0% buffered Accelerated Market Participation Securities due April 2, 2018 linked to Apple Inc. shares; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULB0
Income plus notes due May 1, 2023 linked to basket containing common stocks of Cisco Systems, Inc., International Business Machines Corp., Merck & Co., Inc., Procter & Gamble Co. and Verizon Communications, Inc.; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKE5
0% autocallable growth barrier notes due April 30, 2019 linked to the Energy Select Sector SPDR fund; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULC8
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKS4
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKW5
0% leveraged buffered uncapped market participation securities due April 30, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKM7
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKT2
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKX3
0% buffered uncapped market participation securities due April 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKJ4
0% leveraged buffered uncapped market participation securities due April 30, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKN5
0% buffered uncapped market participation securities due April 30, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKL9
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKR6
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKV7
6% autocallable yield notes due Oct. 31, 2017 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKG0
7% autocallable yield notes due Oct. 31, 2017 linked to the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKF2
0% buffered uncapped market participation securities due April 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULM6
0% buffered Accelerated Market Participation Securities due April 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKQ8
0% buffered Accelerated Market Participation Securities due Oct. 31, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKU9
0% barrier enhanced participation notes due Oct. 29, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433ULD6
0% buffered uncapped market participation securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKP0
0% buffered uncapped market participation securities due April 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433UKK1
Trigger autocallable contingent yield notes due April 30, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing April 27; Cusip: 40434N325
Contingent income autocallable securities due May 4, 2023 linked to the worst performing of the Euro Stoxx 50 index, the Nikkei 225 index and the Russell 2000 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing April 28; Cusip 40434N366
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP32
0% certificates of deposit due April 29, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP40.
0% certificates of deposit due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YP57.
Certificates of deposit with contingent annual interest due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YN83
Variable annual income certificates of deposit due April 28, 2023 nked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YN75
0% autocallable certificates of deposit with step-up call value due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR48
0% autocallable certificates of deposit with step-up call value due April 28, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR63
0% autocallable certificates of deposit with step-up call value due April 30, 2026 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing April 26; Cusip: 48125YR71
0% certificates of deposit due April 28, 2023 linked to the J.P. Morgan Mozaic index; via J.P. Morgan Securities LLC with Incapital LLC; pricing April 26; Cusip: 48125YM92
0% certificates of deposit due April 28, 2023 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing April 26; Cusip: 48125YM76
JPMORGAN CHASE & CO.
Callable contingent interest notes due July 31, 2017 linked to Apple Inc. common stock; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 46625HQY9
8% to 10% callable reverse exchangeable notes due July 31, 2017 linked to the class common stock of Facebook, Inc.; 65% trigger; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 46625HRB8
8.25% to 10.25% callable reverse exchangeable notes due July 31, 2017 linked to Morgan Stanley shares; 65% trigger; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 46625HQZ6
0% digital notes due April 26, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 48128GWM8.
0% capped dual directional contingent buffered return enhanced notes due April 25, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 48128GRY8
Review notes due April 27, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 48128GRX0
8%-10% callable reverse exchangeable notes due July 27, 2017 linked to the common stock of Verifone Systems, Inc.; via J.P. Morgan Securities LLC; pricing April 22; Cusip: 46625HRD4
Callable contingent interest notes due May 2, 2019 linked to the least performing of the American Depositary Shares of BP plc, the class C capital stock of Alphabet Inc. and the common stock of T-Mobile US, Inc.; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48128GVT4
8% to 10% callable reverse exchangeable notes due May 1, 2017 linked to the class A common stock of Facebook, Inc.; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46625HRF9
10.5%-12.5% callable reverse exchangeable notes due May 1, 2017 linked to the common stock of United Continental Holdings, Inc.; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 46625HRE2
Callable step-up fixed-rate notes due April 29, 2022; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSS0
Fixed-to-floating notes due April 29, 2024; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GTB6
Callable step-up fixed rate notes due April 29, 2024; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GTF7
Fixed-to-floating notes due April 29, 2026; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GTC4
Callable step-up fixed rate notes due April 29, 2031; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GTD2
Callable contingent interest notes due May 3, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; 65% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVW7
0% capped buffered return enhanced notes due April 30, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSD3
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVA5
Contingent coupon callable yield notes due May 3, 2019 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVL1
0% capped buffered return enhanced notes due April 30, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSA9
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVC1
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSH4
0% capped buffered return enhanced notes due April 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSB7
0% capped gears due June 30, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128B770
0% capped buffered return enhanced notes due April 30, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSE1
Callable yield notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUU2
Callable yield notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUX6
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUZ1
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUW8
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUV0
Callable contingent interest notes due May 1, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GUY4
0% dual directional contingent buffered return enhanced notes due April 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVF4
0% review notes due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVY3
0% dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVG2
Dual directional contingent buffered return enhanced notes due April 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVX5
0% uncapped contingent buffered return enhanced notes due April 30, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSP6
0% uncapped buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GWB2
High/low yield notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVR8
High/low yield notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVQ0
0% capped buffered return enhanced notes due April 30, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSC5
0% digital notes due April 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSF8
0% capped dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVD9
Capped dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSJ0
0% uncapped contingent buffered equity notes due April 30, 2020 linked to the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVB3
0% capped dual directional contingent buffered return enhanced notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVE7
Capped dual directional contingent buffered return enhanced notes due April 30, 2021 linked to the S&P 500 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSK7
Uncapped dual directional notes due April 30, 2021 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSN1
Dual directional contingent buffered return enhanced notes due April 30, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSL5
0% digital dual directional contingent buffered notes due May 1, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GWK2
Review notes due April 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVH0
Dual directional contingent buffered return enhanced notes due April 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 67.5% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GSM3
Autocallable contingent interest notes due April 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48128GVP2
Callable contingent interest notes due May 3, 2017 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing April 27; Cusip: 46625HRG7
MORGAN STANLEY
0% buffered jump securities due May 30, 2017 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; pricing April 22; Cusip: 61760QJP0
0% capped gears due June 30, 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766A251
0% buffered Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766A293
MORGAN STANLEY FINANCE LLC
0% dual directional trigger jump securities due April 27, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 22; Cusip: 61766BAN1
Contingent income autocallable securities due April 29, 2019 linked to the common stock of Apple Inc.; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAK7
0% trigger Performance Leveraged Upside Securities due April 28, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAG6
Contingent income autocallable securities due April 29, 2031 linked to the worse performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAM3
Contingent income autocallable securities due April 29, 2019 linked to Netflix, Inc. shares; 60% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing April 26; Cusip: 61766BAJ0
0% trigger gears due April 30, 2021 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 61766B234
Contingent income securities due April 29, 2031 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61766BAL5
0% trigger gears due April 30, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766B226
0% trigger gears due April 30, 2026 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 27; Cusip: 61766B218
Leveraged CMS curve securities due April 28, 2036 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; settling April 28; Cusip: 61766YAA9
0% accelerated return securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766BAH4
0% trigger Performance Leveraged Upside Securities due May 5, 2022 linked to the Euro Stoxx 50 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B283
0% market-linked notes due Nov. 3, 2021 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B309
0% trigger Performance Leveraged Upside Securities due May 4, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B267
0% market-linked notes due Nov. 3, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61766B259
NATIXIS US MEDIUM-TERM NOTE PROGRAM LLC
0% capped buffered enhanced return notes due May 1, 2019 linked to the S&P 500 Low Volatility Target Beta index; via Natixis Securities Americas LLC; pricing April 26; Cusip: 63873HFH2
ROYAL BANK OF CANADA
Contingent income autocallable securities due April 27, 2017 linked to Broadcom Ltd. ordinary shares; via RBC Capital Markets, LLC and Morgan Stanley Smith Barney LLC; pricing April 22; Cusip: 78014C152
Redeemable step-up notes due April 28, 2028; via RBC Capital Markets, LLC pricing April 26; Cusip: 78012KMU8
0% capped buffer gears due April 30, 2019 linked to the stocks of American International Group, Inc., Ally Financial Inc., Ameriprise Financial, Inc., Bank of America Corp., Citigroup Inc., Capital One Financial Corp., Discover Financial Services, Goldman Sachs Group, Inc., Invesco, Ltd. and JPMorgan Chase & Co.; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 26; Cusip: 78013C864
Direct investment notes due May 8, 2017 linked to the RBC Capital Markets U.S. Equity Small Cap Focus List; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KML8
0% bullish enhanced return notes due June 30, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMQ7
0% absolute return barrier notes due May 1, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KNK9
0% trigger step securities due April 30, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 780082152
0% buffered bullish enhanced return notes due April 30, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMR5
0% bullish barrier booster notes due April 29, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KMS3
Trigger phoenix autocallable notes due Oct. 31, 2017 linked to the SPDR S&P Bank exchange-traded fund; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78012KNP8
0% autocallable trigger Performance Leveraged Upside Securities due May 3, 2019 linked to the Energy Select Sector SPDR fund; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing April 29; Cusip: 78014C145
0% autocallable market-linked securities with fixed percentage buffered downside due May 4, 2018 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 78012KMP9
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 4, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities, LLC; pricing on April 29; Cusip: 78012KMN4
0% Leveraged Index Return Notes due April 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in April
0% leveraged basket-linked notes due 2018 linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via RBC Capital Markets, LLC; Cusip: 78012KNG8
TORONTO-DOMINION BANK
Notes due May 12, 2017 linked to 14 sustainability-related stocks selected by Raymond James & Associates, Inc. (Casella Waste Systems, Inc., CatchMark Timber Trust, Inc., Covanta Holding Corp., Fleetmatics Group plc, Kansas City Southern, Mercer International, Inc., Pattern Energy Group Inc., Potlatch Corp., Republic Services, Inc., Silver Spring Networks, Inc., SunPower Corp., Union Pacific Corp., Waste Connections, Inc. and Weyerhaeuser Co.); via TD Securities (USA) LLC; pricing April 22; Cusip: 89114QVC9
Callable step-up notes due April 29, 2021; via TD Securities (USA) LLC; pricing April 26; Cusip: 89114QVD7
Callable step-up notes due April 29, 2023; via TD Securities (USA) LLC; pricing April 26; Cusip: 89114QVE5
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 4, 2020 linked to SPDR S&P 500 ETF Trust, the iShares Russell 2000 ETF, the iShares MSCI EAFE ETF, the iShares MSCI Emerging Markets ETF, the PowerShares DB Commodity Index Tracking fund and the Vanguard REIT ETF; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 89114QVB1
24- to 27-month 0% leveraged capped buffered notes linked the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via TD Securities (USA) LLC and Goldman Sachs & Co.; Cusip: 89114QVH8
UBS AG, LONDON BRANCH
Contingent income autocallable securities due April 25, 2019 linked to Amgen Inc. shares; 80% trigger; via UBS Securities LLC with Morgan Stanley Wealth Management; pricing April 22; Cusip: 90275R414
0% capped gears due June 30, 2017 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R299
0% trigger gears due April 30, 2021 linked to the S&P 500 index; 60% trigger; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R307
0% trigger gears due April 30, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; 75% trigger; via UBS Financial Services Inc.; pricing April 26; Cusip: 90275R315
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due April 28, 2023 linked to Apple Inc., Merck & Co., Inc., AT&T Inc., Nike, Inc., Bristol-Myers Squibb Co., Procter & Gamble Co., Cisco Systems, Inc., Starbucks Corp., Coca-Cola Co. and Verizon Communications Inc.; via Incapital LLC; pricing April 26; Cusip: 94986TYM3
Certificates of deposit due May 1, 2023 linked to the S&P 500 index; via Incapital LLC; pricing April 26; Cusip: 94986TYK7
WELLS FARGO & CO.
0% autocallable market-linked securities with contingent coupon and contingent downside due April 28, 2022 linked to the worst performing of the iShares MSCI EAFE exchange-traded fund, the S&P 500 index and the SPDR S&P MidCap 400 ETF trust; via Wells Fargo Securities LLC; pricing April 22; Cusip: 94986RK83
Market-linked securities with contingent coupon and contingent downside due April 28, 2022 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing April 22; Cusip: 94986RJ77
Market-linked securities with contingent coupon and contingent downside due Oct. 28, 2022 linked to the Russell 2000 index; via Wells Fargo Securities, LLC: pricing April 22; Cusip: 94986RK34
Step-up callable notes due April 29, 2026; via Wells Fargo Securities LLC; pricing April 26; Cusip: 94986RK75
0% market-linked autocallable securities with fixed percentage buffered downside due May 6, 2019 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing April 29; Cusip: 94986RJ85
24- to 27-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in April; Cusip: 94986RK91
36- to 39-month 0% autocallable securities with buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in April; Cusip: 94986RK59
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