| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers Calendar > Headlines for 2015 > News item |
Structured Products Calendar
BANK OF AMERICA
0% Accelerated Return Notes due March 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due January 2017 linked to the Merrill Lynch Commodity index eXtra Excess Return; via BofA Merrill Lynch; pricing in January
0% autocallable market-linked step-up notes due January 2017 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
BANK OF MONTREAL
Notes due Jan. 26, 2016 linked to equally weighted common stocks and American Depositary Shares that make up its Raymond James Analysts Best Picks for 2015; via BMO Capital Markets Corp.; settlement Jan. 23; Cusip: 06366RYT6
0% notes due Feb. 5, 2016 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYU3
0% buffered bullish enhanced return notes due Jan. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZB4
Tracking notes due Feb. 5, 2016 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYV1
0% buffered bullish enhanced return notes due Jan. 31, 2017 linked to the Russell 2000 index; 90% trigger; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZC2
0% bullish enhanced return notes due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZJ7
0% bullish enhanced return notes due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZK4
0% upside booster notes with barrier due Jan. 31, 2020 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYX7
0% buffered bullish enhanced return notes due Jan. 31, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZG3
0% upside booster notes with barrier due Jan. 31, 2020 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYW9
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RZA6
0% contingent risk absolute return notes due Jan. 29, 2021 linked to the SPDR Dow Jones industrial average exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYZ2
0% contingent risk absolute return notes due Jan. 29, 2021 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06366RYY5
BANK OF NOVA SCOTIA
0% series A enhanced participation notes due July 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via Scotia Capital (USA) Inc.; pricing Jan. 23; Cusip: 064159EB8
0% series A enhanced participation notes due July 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via Scotia Capital (USA) Inc.; Cusip: 064159EB8
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due Jan. 31, 2022 linked to a basket of stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., BP plc, Duke Energy Corp., Kinder Morgan Inc., McDonalds Corp., PPL Corp., Sanofi and Seagate Technology plc); via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XMG2
Income advantage market-linked certificates of deposit due Jan. 31, 2022 linked to a basket of five equally weighted stocks selected from the Richard Bernstein Advisors Global Dividend Kings universe (AT&T Inc., McDonalds Corp., Philip Morris International Inc., PPL Corp. and Sanofi); via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XMH0
Income advantage market-linked certificates of deposit due Jan. 31, 2022 linked to a basket of commodity futures indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Corn Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER and the S&P GSCI Natural Gas Dynamic Roll Index ER); via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XMJ6
0% market-linked certificates of deposit due Jan. 31, 2022 linked to the DWA Large Cap Sector Rotation Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Jan. 27; Cusip: 06426XML1
0% market-linked certificates of deposit due July 30, 2021 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Jan. 27; Cusip: 06426XMK3
BARCLAYS BANK DELAWARE
0% certificates of deposit due July 29, 2022 linked to the S&P 500 index; via Barclays; pricing Jan. 23; Cusip: 06740A4B2
Certificates of deposit due Jan. 29, 2020 linked to a basket of five equally weighted common stocks (Apple, Inc., AT&T Inc., General Electric Co., Merck & Co. Inc. and McDonalds Corp.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3R8
Certificates of deposit due Jan. 28, 2022 linked to a basket of five equally weighted common stocks (Apple, Inc., AT&T Inc., General Electric Co., Merck & Co. Inc. and McDonalds Corp.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3T4
Certificates of deposit due Jan. 28, 2022 linked to a basket of five equally weighted common stocks (Apple, Inc., AT&T Inc., General Electric Co., Merck & Co. Inc. and McDonalds Corp.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3S6
Certificates of deposit due Jan. 29, 2020 linked to a basket of stocks (Yum! Brands, Inc., Boeing Co., Proctor & Gamble Co., Cisco Systems, Inc., Merck & Co., Inc., Macys, Inc., JPMorgan Chase & Co., Marathon Petroleum Corp., Lockheed Martin Corp. and Apple Inc.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3U1
Certificates of deposit due Jan. 28, 2022 linked to a basket of stocks (Yum! Brands, Inc., Boeing Co., Proctor & Gamble Co., Cisco Systems, Inc., Merck & Co., Inc., Macys, Inc., JPMorgan Chase & Co., Marathon Petroleum Corp., Lockheed Martin Corp. and Apple Inc.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3V9
Certificates of deposit due Jan. 28, 2022 linked to a basket of stocks (Yum! Brands, Inc., Boeing Co., Proctor & Gamble Co., Cisco Systems, Inc., Merck & Co., Inc., Macys, Inc., JPMorgan Chase & Co., Marathon Petroleum Corp., Lockheed Martin Corp. and Apple Inc.); via Barclays with Incapital LLC as distributor; pricing Jan. 26; Cusip: 06740A3W7
0% certificates of deposit due Jan. 28, 2022 linked to the S&P 500 index; via Barclays; pricing Jan. 26; Cusip: 06740A3X5
0% certificates of deposit due Jan. 28, 2022 linked to the S&P 500 index; via Barclays; pricing Jan. 26; Cusip: 06740A3Z0
BARCLAYS BANK PLC
Callable contingent payment notes due Jan. 30, 2025 linked to the least performing of the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Barclays; pricing Jan. 26; Cusip: 06741UPG3
0% buffered Super Track notes due Jan. 30, 2020 linked to the Dow Jones industrial average; via Barclays; pricing Jan. 27; Cusip: 06741UNR1
5%-5.5% notes due July 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 27; Cusip: 06741UNY6
0% buffered digital notes due Jan. 31, 2018 linked to the Russell 2000 index; via Barclays; pricing Jan. 27; Cusip: 06741UPE8
0% trigger performance securities due Jan. 31, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 27; Cusip: 06743N603
0% buffered Super Track notes due Jan. 30, 2020 linked to the S&P 500 index; via Barclays; pricing Jan. 27; Cusip: 06741UNS9
Callable buffered range accrual notes due July 29, 2022 linked to the S&P 500 index; via Barclays; pricing Jan. 27; Cusip: 06741UPC2
0% Super Track notes due Feb. 8, 2016 linked to the S&P 500 index; via Barclays; pricing Jan. 27; Cusip: 06741UNZ3
Callable contingent payment notes due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing Jan. 27; Cusip: 06741UNW0
0% trigger performance securities due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 28; Cusip: 06743N702
0% buffered performance securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 28; Cusip: 06743N405
0% market-linked notes due Aug. 3, 2022 linked to the Dow Jones industrial average; via Barclays with Morgan Stanley Smith Barney LLC; pricing Jan. 30; Cusip: 06740D558
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the Energy Select Sector SPDR fund; via Barclays with Morgan Stanley Wealth Management; pricing Jan. 30; Cusip: 06740D566
0% trigger Performance Leveraged Upside Securities due Feb. 2, 2018 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Smith Barney LLC; pricing Jan. 30; Cusip: 06742Y113
0% Accelerated Return Notes due March 2016 linked to basket of three equally weighted energy sector stocks (Exxon Mobil Corp., Occidental Petroleum Corp. and Hess Corp.); via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2016 linked to the JPX-Nikkei 400 index; via BofA Merrill Lynch; pricing in January
0% capped Leveraged Index Return Notes due January 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
0% Capped Leveraged Index Return Notes due January 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% Capped Leveraged Index Return Notes due January 2017 linked to S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in January
14-17-month 0% capped leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; Cusip: 06741UPB4
22-25-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UNX8
BNP PARIBAS
0% buffered notes due July 13, 2019 linked to the Dow Jones industrial average; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7M2
0% Athena notes due Jan. 31, 2017 linked to the worst of the Dow Jones industrial average and the Euro Stoxx 50 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7G5
0% buffered return enhanced notes due Feb. 29, 2016 linked to the Euro Stoxx 50 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7K6
7% to 9% autocallable contingent income notes due Jan. 31, 2018 linked to the lesser performing of the Materials Select Sector SPDR Fund and the Technology Select Sector SPDR Fund; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7L4
0% return enhanced notes due Feb. 29, 2016 linked to the Nasdaq 100 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7J9
0% buffered return enhanced notes due July 31, 2017 linked to the Russell 2000 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579TA30
0% Athena notes due Jan. 30, 2017 linked to the worst of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7H3
0% buffered notes due July 13, 2019 linked to the S&P 500 index; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7E0
0% buffered notes due Jan. 31, 2020 linked to the S&P 500 index, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via BNP Paribas; pricing Jan. 27; Cusip: 05579TA22
0% buffered notes due Jan. 31, 2020 linked to the S&P 500 index, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via BNP Paribas; pricing Jan. 27; Cusip: 05579T7F7
CITIGROUP INC.
Autocallable contingent coupon equity-linked securities due Jan. 25, 2016 linked to Celgene Corp. shares; 75% trigger; via Citigroup Global Markets Inc.; pricing Jan. 20; Cusip: 1730T03S6
Autocallable contingent coupon equity-linked securities due Jan. 25, 2016 linked to the common stock of Celgene Corp.; via Citigroup Global Markets Inc.; pricing Jan. 20; Cusip: 1730T03S6
Autocallable contingent coupon equity-linked securities due Jan. 28, 2016 linked to the common stock of Facebook, Inc.; via Citigroup Global Markets Inc.; pricing Jan. 23; Cusip: 1730T03Y3
0% market-linked notes due Feb. 1, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03Z0
Fixed-to-floating leveraged callable CMS curve-linked notes due Jan. 30, 2035 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03W7
0% barrier digital plus securities due Jan. 30, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03T4
0% autocallable securities due Feb. 1, 2018 linked to the FTSE 100 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03X5
0% buffer securities due January 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03U1
0% trigger performance securities due Jan. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 17322X268
0% market-linked notes due Feb. 1, 2022 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 1730T03V9
CREDIT SUISSE AG
Contingent coupon callable yield notes due Jan. 23, 2017 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 15; Cusip: 22546V2B1
Trigger phoenix autocallable optimization securities due Jan. 23, 2025 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc.; pricing Jan. 16; Cusip: 22547T597
10.5% to 12.5% autocallable reverse convertible securities due Jan. 22, 2016 linked to United Rentals, Inc. shares; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 16; Cusip: 22547QXY7
0% accelerated barrier notes linked to the United States Oil Fund, LP and the Energy Select Sector SPDR fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 20; Cusip: 22546V2A3
0% accelerated barrier notes linked to the United States Oil Fund, LP and the Energy Select Sector SPDR fund due Oct. 26, 2017 to April 26, 2018; via Credit Suisse Securities (USA) LLC; pricing Jan. 21; Cusip: 22546V2E5
0% absolute return barrier securities due Feb. 1, 2021 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QXT8
0% accelerated return notes due Feb. 1, 2021 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QXU5
Contingent coupon callable yield notes due Jan. 30, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QXW1
0% digital-plus barrier notes due Feb. 1, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QXS0
Contingent coupon autocallable yield notes due Jan. 30, 2025 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QZ90
Contingent coupon callable yield notes due Jan. 30, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 23; Cusip: 22547QXV3
Contingent coupon autocallable yield notes due Jan. 29, 2025 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546V2C9
Contingent coupon callable yield notes due Jan. 30, 2025 linked to the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22546V2D7
0% accelerated return notes due Aug. 1, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QXL5
Step-up contingent coupon callable yield notes due Jan. 30, 2025 linked to the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via Incapital LLC; pricing Jan. 27; Cusip: 22547QZA7
0% trigger performance securities due Jan. 31, 2025 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing Jan. 27; Cusip: 22547T589
0% CS notes due July 29, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QXG6
Step-up contingent coupon callable yield notes due Jan. 30, 2030 linked to the S&P 500 index; 50% trigger; via Incapital LLC; pricing Jan. 27; Cusip: 22547QXH4
0% autocallable securities due Jan. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QZS8
0% absolute return barrier securities due Jan. 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QZW9
0% accelerated barrier notes due Jan. 31, 2019 linked to the S&P 500 index and the Russell 2000 index;
via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QZU3
Callable daily range accrual securities due July 29, 2022 linked to the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22547QZY5
0% trigger performance securities due Jan. 30, 2025 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing Jan. 28; Cusip: 22547T571
Market-linked notes due Jan. 29, 2021 tied to the Euro Stoxx 50 index; via UBS Financial Services Inc. as distributor; pricing Jan. 28; Cusip: 22547QXM3
0% buffered notes due July 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 28; Cusip: 22547QXF8
0% accelerated return notes due Feb. 4, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 30; Cusip: 22547QXR2
0% absolute return barrier securities due Feb. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 30; Cusip: 22547QXN1
0% accelerated barrier notes due Feb. 4, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 30; Cusip: 22547QZV1
High/low coupon callable yield notes due Aug. 4, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 30; Cusip: 22547QXQ4
Leveraged Index Return Notes due January 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in January
Market-linked step-up notes due January 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
Market-linked step-up notes due January 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due January 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2017 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2017 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in January
CREDIT SUISSE AG, LONDON BRANCH
24- to 27-month 0% leveraged buffered notes linked to a basket of indexes (Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Credit Suisse Securities (USA) LLC; pricing Jan. 13; Cusip: 22547QZZ2
CREDIT SUISSE AG, NASSAU BRANCH
Callable step-up securities due Jan. 30, 2020; via Incapital LLC; pricing Jan. 27; Cusip: 22547QZX7
Callable step-up securities due Jan. 30, 2023; via Incapital LLC as placement agent; pricing Jan. 27; Cusip: 22546V2G0
Callable step-up securities due Jan. 30, 2035; via Incapital LLC as placement agent; pricing Jan. 27; Cusip: 22546V2F2
DEUTSCHE BANK AG, LONDON BRANCH
Callable yield securities due Feb. 1, 2017 linked to the least performing of the iShares MSCI EAFE exchange-traded fund, the Russell 2000 index and the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Jan. 27; Cusip: 25152RTR4
0% uncapped buffered underlying securities due Feb. 1, 2018 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Jan. 29; Cusip: 25152RKQ5
Phoenix autocallable securities due Feb. 2, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Jan. 29; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Feb. 3, 2020 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Jan. 29; Cusip: 25152RKR3
0% capped leveraged buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RTQ6
GOLDMAN SACHS BANK USA
Contingent coupon certificates of deposit due Jan. 27, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4M3
Variable-coupon certificates of deposit due Jan. 27, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4K7
Variable-coupon certificates of deposit due Jan. 27, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index;via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4L5
0% certificates of deposit due July 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4E1
0% certificates of deposit due July 31, 2019 linked to the GS Momentum Builder Multi-Asset 5 ER index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4H4
0% certificates of deposit due Oct. 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4D3
1% certificates of deposit due Jan. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 26; Cusip: 38148D4J0
0% certificates of deposit due Feb. 1, 2021 linked to the S&P 500 index; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 27; Cusip: 38148D4N1
Variable-coupon basket-linked certificates of deposit due Jan. 28, 2022 linked to Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., the Coca-Cola Co., McDonalds Corp., Merck & Co., Inc., Nike, Inc., Proctor & Gamble Co. and Verizon Communications Inc.; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 27; Cusip: 38148D4P6
Variable-coupon basket-linked certificates of deposit due Jan. 28, 2021 linked to Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., the Coca-Cola Co., McDonalds Corp., Merck & Co., Inc., Nike, Inc., Proctor & Gamble Co. and Verizon Communications Inc.; via agent Goldman Sachs & Co. and distributor Incapital LLC; pricing Jan. 27; Cusip: 38148D4Q4
GOLDMAN SACHS GROUP, INC.
0% notes due Feb. 1, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 23; Cusip: 38147QQU3
0% notes due Aug. 1, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 23; Cusip: 38147QQR0
0% notes due July 29, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 38147QQV1
0% notes due Aug. 1, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38147QQM1
Autocallable contingent coupon notes due Feb. 10, 2023 linked to the Russell 2000 index and the West Texas Intermediate light sweet crude oil futures contract; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38147QR57
A utocallable contingent coupon notes due Feb. 11, 2030 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38147QR40
0% trigger return optimization securities due Jan. 31, 2018 linked to the S&P MidCap 400 index; 80% trigger; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38148K876
Autocallable contingent coupon notes due Feb. 10, 2025 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38147QRL2
Callable contingent coupon notes due Jan. 30, 2024 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38147QRM0
0% return optimization securities due Feb. 29, 2016 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38148L106
0% return optimization securities due Feb. 29, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 38148L114
0% trigger performance securities due Jan. 31, 2020 linked to the Euro Stoxx Low Risk Weighted 50 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 38148K884
0% trigger autocallable optimization securities due Jan. 31, 2020 linked to the Hang Seng China Enterprises index; via Goldman, Sachs & Co.; pricing Jan. 28; Cusip: 38148L122
Callable monthly Russell 2000 index-linked range accrual notes due Jan. 30, 2025; 50% trigger; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 38147QRQ1
0% leveraged buffered notes due Feb. 2, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 38147QRR9
Callable monthly Russell 2000 index-linked range accrual notes due Jan. 30, 2025; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 38147QR32
Callable monthly Russell 2000 index-linked range accrual notes due Jan. 30, 2025; via Goldman Sachs & Co.; pricing Jan. 28; Cusip: 38147QQZ2
18- to 21-month 0% leveraged notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
60-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QMM5
24- to 27-month 0% leveraged buffered notes linked to a basket of the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
24- to 27-month 0% leveraged notes linked to a basket of indexes (Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co. is the underwriter
36- to 39-month 0% leveraged buffered notes linked to a basket of indexes (Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co.
0% 18-month digital notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged buffered notes linked to the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
0% leveraged notes linked to the Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
60-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
0% 60-month leveraged buffered notes linked to the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; Cusip: 38147QQ90
0% digital notes due 13 to 15 months after issue linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.
HSBC USA INC.
Contingent income barrier notes due April 25, 2016 linked to the Market Vectors Gold Miners ETF; 65% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 20; Cusip: 40433BYB8
0% SelectInvest debt securities due Jan. 27, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWV6
0% SelectInvest debt securities due Jan. 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BXA1
0% SelectInvest debt securities due Jan. 27, 2016 linked to the iShares Emerging Markets ETF; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWU8
0% SelectInvest debt securities due Jan. 29, 2018 linked to the iShares Emerging Markets ETF; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWZ7
0% SelectInvest debt securities due Jan. 27, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWT1
0% SelectInvest debt securities due Jan. 29, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWY0
0% SelectInvest debt securities due Jan. 27, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 42433BWP9
0% SelectInvest debt securities due Jan. 27, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 42433BWR5
0% SelectInvest debt securities due Jan. 27, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BWS3
0% SelectInvest debt securities due Jan. 27, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 42433BWN4
0% SelectInvest debt securities due Jan. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. pricing Jan. 22; Cusip: 40433BXA1
0% SelectInvest debt securities due Jan. 27, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 42433BWQ7
0% SelectInvest debt securities due Jan. 27, 2016 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 40433BWW4
0% SelectInvest debt securities due Jan. 29, 2018 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 40433BXB9
0% buffered uncapped market participation securities due Jan. 28, 2020 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXK9
0% buffered Accelerated Market Participation Securities due Jan. 30, 2017 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXQ6
0% buffered Accelerated Market Participation Securities due July 28, 2017 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXU7
0% leveraged buffered uncapped market participation securities due July 29, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BYA0
0% buffered Accelerated Market Participation Securities due Jan. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXR4
0% buffered Accelerated Market Participation Securities due July 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXV5
0% buffered uncapped market participation securities due Jan. 28, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXG8
0% barrier Accelerated Market Participation Securities due July 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BWL8
0% leveraged buffered uncapped market participation securities due July 30, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXH6
0% leveraged buffered uncapped market participation securities due Jan. 29, 2018 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXM5
0% Accelerated Market Participation Securities due April 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXX1
0% barrier Accelerated Market Participation Securities due July 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BWK0
0% buffered uncapped market participation securities due Jan. 29, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXJ2
0% leveraged buffered uncapped market participation securities due Jan. 28, 2020 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXL7
0% buffered Accelerated Market Participation Securities due July 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXT0
0% buffered Accelerated Market Participation Securities due Jan. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXP8
Contingent income barrier notes due Feb. 1, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BWG9
0% barrier Accelerated Market Participation Securities due July 30, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BWJ3
0% Accelerated Market Participation Securities due April 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXW3
0% buffered Accelerated Market Participation Securities due July 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXS2
0% buffered Accelerated Market Participation Securities due Jan. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXN3
0% barrier Accelerated Market Participation Securities due July 30, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BWH7
0% buffered uncapped market participation securities due Jan. 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXF0
6% autocallable yield notes due April 28, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXE3
7% autocallable yield notes due April 28, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 23; Cusip: 40433BXD5
Income plus notes due Jan. 31, 2022 linked to a basket of common stocks; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433BXC7
0% trigger return optimization securities due Jan. 31, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. with UBS Financial Services Inc. as agent; pricing Jan. 27; Cusip: 40434F595
0% trigger performance securities due Jan. 31, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 27; Cusip: 40434F629
0% trigger performance securities due Jan. 31, 2020 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 27; Cusip: 40434F611
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Jan. 30; Cusip: 40434F645
0% trigger jump securities due Feb. 3, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 30; Cusip: 40434F652
0% lookback allocator notes linked to the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing in January; Cusip: 40433BXZ6
0% Accelerated Return Notes due March 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
9.5% STEP Income Securities due January 2016 linked to the common stock of salesforce.com, inc.; via BofA Merrill Lynch; pricing in January
JPMORGAN CHASE & CO.
Callable contingent interest notes due Jan. 18, 2018 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Jan. 12; Cusip: 48127D5S3
Callable contingent interest notes due July 21, 2016 linked to the worse performing of the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; 55% trigger; via J.P. Morgan Securities LLC; pricing Jan. 14; Cusip: 48127D5T1
Contingent income autocallable securities due Jan. 22, 2016 linked to American Airlines Group, Inc. shares; via J.P. Morgan Securities LLC; pricing Jan. 16; Cusip: 48127R503
Upside autocallable reverse exchangeable notes due Jan. 22, 2016 linked to Apple Inc. shares; via J.P. Morgan Securities LLC; pricing Jan. 16; Cusip: 48127D5G9
0% trigger jump securities due Jan. 20, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Jan. 16; Cusip: 25152RKR3
Contingent income autocallable securities due Jan. 22, 2016 linked to Michael Kors Holdings Ltd. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 16; Cusip: 48127R404
Contingent income autocallable securities due Jan. 20, 2016 linked to the S&P GSCI Crude Oil Index Excess Return; 80% trigger; via J.P. Morgan Securities LLC; pricing Jan. 16; Cusip: 48127DPS1
Upside autocallable reverse exchangeable notes due April 26, 2016 linked to Devon Energy Corp. shares; via J.P. Morgan Securities LLC; pricing Jan. 21; Cusip: 48127D5P9
6% autocallable yield notes due April 26, 2016 linked to the iShares MSCI Emerging Markets index fund, the Energy Select Sector SPDR fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 21; Cusip: 48127D5N4
9.5%-11.5% upside autocallable reverse exchangeable notes due April 26, 2016 linked to the common stock of Marathon Oil Corp.; via J.P. Morgan Securities LLC; pricing Jan. 21; Cusip: 48127D5V6
10% upside autocallable single observation reverse exchangeable notes due July 26, 2016 linked to Verizon Communications Inc., T-Mobile US, Inc. and AT&T Inc.; via J.P. Morgan Securities LLC; pricing Jan. 21; Cusip: 48127D5X2
Contingent income autocallable securities due Jan. 26, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 23; Cusip: 48127R206
0% review notes due Jan. 28, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 23; Cusip: 48127D4G0
0% digital notes due July 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D3V8
0% capped buffered return enhanced notes due Jan. 31, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4D2
0% capped buffered return enhanced notes due Jan. 31, 2017 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4Q8
0% capped buffered return enhanced notes due Jan. 31, 2017 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4R6
0% return notes due Feb. 29, 2016 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D5A2
0% capped buffered return enhanced notes due Jan. 31, 2017 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4P0
Autocallable contingent interest notes due May 2, 2016 linked to the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4W5
0% trigger performance securities due Jan. 31, 2020 linked to the S&P 500 index; 60% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 27; Cusip: 40434F637
0% capped buffered return enhanced notes due Jan. 31, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4S4
0% trigger return optimization securities due Jan. 31, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC with UBS Financial Services Inc. as agent; pricing Jan. 27; Cusip: 48127P168
Autocallable contingent interest notes due May 2, 2016 linked to the S&P 500 index and the iShares MSCI Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4X3
Autocallable contingent interest notes due May 2, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4V7
0% review notes due Feb. 1, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4Y1
0% review notes due Feb. 1, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D4Z8
0% review notes due Jan. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D5B0
0% return optimization securities due July 29, 2016 linked to the DAX index; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Jan. 28; Cusip: 48127P119
0% trigger return optimization securities due Jan. 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with UBS Financial Services Inc. as agent; pricing Jan. 28; Cusip: 48127P150
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Jan. 30; Cusip: 48127P143
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 30; Cusip: 48127P226
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 30; Cusip: 48127P218
JPMORGAN CHASE
0% certificates of deposit due Jan. 29, 2021 linked to the JPMorgan ETF Efficiente 5 index; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Jan. 27; Cusip: 48125TR80
0% certificates of deposit due Jan. 31, 2022 linked to the JPMorgan ETF Efficiente 5 index; via agent J.P. Morgan Securities LLC and distributor Incapital LLC; pricing Jan. 27; Cusip: 48125TR31
MORGAN STANLEY
Contingent income autocallable securities due Jan. 20, 2017 linked to the common stock of American Airlines Group Inc.; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Jan. 14; Cusip: 61761JVK2
Contingent income autocallable securities due Jan. 20, 2017 linked to ConocoPhillips shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 14; Cusip: 61761JWB1
Contingent income autocallable securities due Jan. 20, 2017 linked to the common stock of Tesla Motors, Inc.; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Jan. 14; Cusip: 61761JVJ5
0% autocallable securities due Jan. 26, 2018 linked to the Euro Stoxx Banks index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 23; Cusip: 61764M638
0% Target Optimized Participation Securities due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVT3
0% trigger Performance Leveraged Upside Securities due Jan. 30, 2025 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVS5
Contingent income securities due Jan. 30, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVQ9
Contingent income securities due Jan. 30, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVR7
Contingent income autocallable securities due Jan. 30, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVU0
Contingent income autocallable cannon securities due Jan. 30, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVV8
0% trigger performance securities due Jan. 31, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61764M620
0% trigger performance securities due Jan. 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61764M570
0% trigger performance securities due Jan. 31, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61764M588
0% trigger Performance Leveraged Upside Securities due Jan. 30, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 27; Cusip: 61761JVP1
0% market-linked principal at risk securities due Jan. 29, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Jan. 27; Cusip: 61761JVY2
Contingent income autocallable securities due Jan. 31, 2030 linked to the S&P GSCI Crude Oil Index - Excess Return; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Jan. 27; Cusip: 61762GCT9
Fixed-to-floating leveraged CMS curve and Russell 2000 index-linked notes due Jan. 30, 2035; 50% trigger; via Morgan Stanley & Co. LLC; settlement Jan. 30; Cusip: 61760QFQ2
Fixed-to-floating leveraged CMS curve and Russell 2000 index-linked notes due Jan. 30, 2035; via Morgan Stanley & Co. LLC; settlement Jan. 30; Cusip: 61760QFP4
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 3, 2021 linked to the Euro Stoxx 50 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M562
0% buffered Performance Leveraged Upside Securities due Feb. 4, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M521
0% trigger participation securities due Aug. 2, 2019 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M646
0% trigger jump securities due Feb. 4, 2021 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M653
0% trigger Performance Leveraged Upside Securities due Feb. 4, 2019 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M554
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 3, 2021 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M547
0% buffered Performance Leveraged Upside Securities due Feb. 2, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 30; Cusip: 61764M539
0% trigger Performance Leveraged Upside Securities due January 2020 linked to the Bloomberg Commodity index; via Morgan Stanley & Co. LLC; pricing in January; Cusip: 61762GCR3
ROYAL BANK OF CANADA
0% contingent return optimization securities due Jan. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Jan. 27; Cusip: 780082160
0% trigger step performance securities due Jan. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Jan. 27; Cusip: 780082152
0% buffered bullish enhanced return notes due Jan. 30, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78012KAA5
Contingent income callable notes due Feb. 1, 2022 linked to the worst performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via RBC Capital Markets, LLC; pricing Jan. 28; Cusip: 78010U7L5
Redeemable step-up notes due Jan. 30, 2028; via RBC Capital Markets, LLC; settlement Jan. 30; Cusip: 78012KAC1
Fixed-to-floating-rate notes due Jan. 30, 2025 linked to the 30-year Constant Maturity Swap Rate; via RBC Capital Markets, LLC; settlement Jan. 30; Cusip: 78012KAB3
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 4, 2019 linked to a basket consisting of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities LLC; pricing Jan. 30; Cusip: 78010U7J0
9% STEP Income Securities due January 2016 linked to Biogen Idec Inc. shares; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2016 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in January
0% Strategic Accelerated Redemption Securities due February 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% direct investment notes due March 8, 2016 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Feb. 4; Cusip: 78010U7M3
TORONTO-DOMINION BANK
Callable step-up notes due Jan. 30, 2022; via TD Securities (USA) LLC; pricing Jan. 27; Cusip: 89114QSF6
UBS AG, LONDON BRANCH
0% trigger autocallable optimization securities due Jan. 21, 2017 linked to the Energy Select Sector SPDR fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 16; Cusip: 90274F569
0% trigger autocallable optimization securities due Jan. 21, 2017 linked to the iShares Nasdaq Biotechnology ETF; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 16; Cusip: 90274F551
0% trigger phoenix autocallable optimization securities due Jan. 23, 2025 linked to the least performing of the MSCI EAFE index and the Russell 2000 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 16; Cusip: 90274F528
Contingent income autocallable securities due Jan. 27, 2022 linked to the worst performing of the Euro Stoxx 50, MSCI Emerging Markets and Russell 2000 indexes; via UBS Securities LC and Morgan Stanley Smith Barney LLC; pricing Jan. 23; Cusip: 90274F635
0% trigger performance securities due Jan. 31, 2020 linked to the PowerShares S&P 500 Low Volatility Portfolio; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 27; Cusip: 90274F510
0% contingent return optimization securities due Jan. 31, 2018 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 27; Cusip: 90274F502
0% trigger performance securities due Jan. 31, 2025 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 27; Cusip: 90274F627
0% trigger performance securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; 60% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 28; Cusip: 90274F544
0% contingent absolute return performance securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 28; Cusip: 90274F536
WELLS FARGO & CO.
0% market-linked securities with upside participation and fixed percentage buffered downside due Jan. 30, 2020 linked to the Dow Jones industrial average; via Wells Fargo Securities LLC; pricing Jan. 27; Cusip: 94986RVQ1
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Aug. 6, 2020 linked to the SPDR S&P 500 exchange-traded fund trust; via Wells Fargo Securities LLC; pricing Jan. 30; Cusip: 94986RVP3
0% ETF-linked securities with leveraged upside participation to a cap and fixed buffered downside with multiplier due September 2016 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities LLC; pricing in January; Cusip: 94986RVR9
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.