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Structured Products Calendar
ABN AMRO BANK NV
• 11.5% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of Alcoa Inc.; 65% trigger; via ABN Amro Inc.; pricing Sept. 19
• 13% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of Apple Inc.; 70% trigger; via ABN Amro Inc.; pricing Sept. 19
• 10% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of Dell Inc.; 75% trigger; via ABN Amro Inc.; pricing Sept. 19
• 11% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of Google Inc.; 75% trigger; via ABN Amro Inc.; pricing Sept. 19
• 16% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of United States Steel Corp.; 60% trigger; via ABN Amro Inc.; pricing Sept. 19
• 10% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 24, 2009 linked to the common stock of Portfolio Recovery Associates, Inc.; 75% trigger; via ABN Amro Inc.; pricing Sept. 19
• 16% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Alcoa Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 15% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Apache Corp. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10.5% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Apple Inc.; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.8% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Arch Coal, Inc. common stock; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 16% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Archer-Daniels-Midland Co. common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10.75% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 30, 2009 linked to the common stock of AT&T Inc.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Boeing Co.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.75% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Chesapeake Energy Corp.; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Chevron Corp.; 85% trigger; via ABN Amro Inc.; pricing Sept. 25
• 16.5% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Coach, Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11.5% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of ConocoPhillips; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 30, 2009 linked to the common stock of CSX Corp.; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Deere & Co.; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Dell Inc. common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10.3% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Diamond Offshore Drilling, Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10.75% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Exxon Mobil Corp.; 85% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Google Inc.; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.5% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Hess Corp.; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.25% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Intel Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.8% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to JPMorgan Chase & Co. common stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.5% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Kohl's Corp. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of MasterCard Inc.; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• 15.75% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 30, 2009 linked to the common stock of McDermott International Inc.; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10.5% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Microsoft Corp.; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Monsanto Co. common stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Noble Corp. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Owens Corning common stock; 80% trigger; via ABN Amro Inc.; pricing Sept. 25
• 11% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 30, 2009 linked to the common stock of Pfizer Inc.; 85% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12.5% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Schlumberger NV (Schlumberger Ltd.) common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 15% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Suncor Energy Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 12% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Transocean Inc.; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
• 15.75% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of United States Steel Corp.; 60% trigger; via ABN Amro Inc.; pricing Sept. 25
• 14.5% Knock-in Reverse Exchangeable Securities due Dec. 31, 2008 linked to Valero Energy Corp. common stock; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 13.25% annualized Knock-in Reverse Exchangeable Securities S-Notes due March 31, 2009 linked to the common stock of Visa Inc.; 70% trigger; via ABN Amro Inc.; pricing Sept. 25
• 10% Knock-in Reverse Exchangeable Securities S-Notes due Sept. 30, 2009 linked to the common stock of Vornado Realty Trust.; 75% trigger; via ABN Amro Inc.; pricing Sept. 25
BANK OF AMERICA CORP.
• 0% notes due Sept. 24, 2010 linked to Canadian dollar and the Japanese yen, relative to U.S. dollar; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 23
• Floating-rate notes due between Sept. 26, 2012 and Sept. 26, 2013 linked to the Consumer Price Index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 23
• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to the Nasdaq 100; via Banc of America Securities LLC and Bank of America Investment Services, Inc.; pricing Sept. 23
• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to the Dow Jones Industrial Average; via Banc of America Securities LLC and Bank of America Investment Services, Inc.; pricing Sept. 24
• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to Dow Jones Industrial Average, S&P MidCap 400 index, S&P SmallCap 600 index, Dow Jones Euro Stoxx 50 index and Nikkei 225 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 24
• 0% return optimization securities with partial protection due March 31, 2010 linked to the Rogers International Commodity Index - Excess Return; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 0% buffered enhanced appreciation notes due Sept. 24, 2010 linked to the Dow Jones - AIG Commodity index; 90% trigger; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; settlement Sept. 26
• 0% Buffered Strategic Equity Exposure Performance Linked Securities due Sept. 27, 2010 linked to the Nasdaq 100 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing in September
BARCLAYS BANK DELAWARE
• 0% certificates of deposit due March 28, 2012 linked to the Japanese yen, Swiss franc, New Taiwan dollar and Singapore dollar; via Barclays Capital Inc.; pricing Sept. 23
BARCLAYS BANK PLC
• Zero-coupon 100% principal-protected notes due Sept. 22, 2011 linked to the Dow Jones Euro Stoxx 50 index; via Barclays Capital Inc.; pricing Sept. 17
• 0% Buffered Super Track notes due Oct. 22, 2009 linked to the S&P 500 index; 90% trigger; via Barclays Capital Inc.; pricing Sept. 19
• 0% AIMS Algorithmic Inflation Momentum Switching index notes due Sept. 30, 2013; via Barclays Capital; pricing Sept. 25
• 18.7% reverse convertible notes due Dec. 30, 2008 linked to AK Steel Holding Corp. stock; via Barclays Capital; pricing Sept. 25
• 11.75% reverse convertible notes due March 30, 2009 linked to Alcoa Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2009 linked to Apple Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2009 linked to Archer-Daniels-Midland Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14.75% reverse convertible notes due March 30, 2009 linked to Amazon.com, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2009 linked to American Express Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 18.4% reverse convertible notes due March 30, 2009 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing Sept. 25
• 14.25% reverse convertible notes due March 30, 2009 linked to Bank of America Corp. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 0% medium-term notes, series A, due Sept. 27, 2013 linked to the Barclays Capital Global Carbon Index Excess Return; via Barclays Capital Inc.; pricing Sept. 25
• Zero-coupon 100% principal-protected notes due Sept. 30, 2011 linked to the Barclays Intelligent Carry Index USD ER; via Barclays Capital Inc.; pricing Sept. 25
• 9.75% reverse convertible notes due March 30, 2009 linked to Barnes & Noble, Inc stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of four commodity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of three equity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of three equity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 15.5% reverse convertible notes due Dec. 30, 2008 linked to BJ Services Co. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 9.5% reverse convertible notes due Sept. 25, 2009 linked to Bristol-Myers Squibb Co. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 13.25% reverse convertible notes due March 30, 2009 linked to Canadian Natural Resources Ltd. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 18.25% reverse convertible notes due Dec. 30, 2008 linked to Capital One Financial Corp. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 11.5% reverse convertible notes due March 30, 2009 linked to Charles Schwab Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 14.4% reverse convertible notes due Sept. 25, 2009 linked to Chesapeake Energy Corp. stock; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due Sept. 25, 2009 linked to Chevron Corp. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 15.35% reverse convertible notes due Dec. 30, 2008 linked to Chicago Bridge & Iron Co. N.V. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due March 30, 2009 linked to Citigroup Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 19.75% reverse convertible notes due March 30, 2009 linked to Consol Energy Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 11.75% reverse convertible notes due March 30, 2009 linked to ConocoPhillips stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 100% principal-protected leveraged callable Constant Maturity Swap spread notes due Sept. 30, 2028; via Barclays Capital; pricing Sept. 25
• 10.25% reverse convertible notes due March 30, 2009 linked to Corning Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2009 linked to Deere & Co. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due Dec. 30, 2008 linked to Delta Petroleum Corp. stock; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2009 linked to Devon Energy Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2009 linked to Diamond Offshore Drilling, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 19.75% reverse convertible notes due March 30, 2009 linked to DryShips Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due March 30, 2009 linked to Energy Select Sector SPDR Fund stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 0% Buffered Super Track Notes due linked to shares of the Energy Select Sector SPDR fund; 85% trigger; via Barclays Capital Inc.; pricing Sept. 25
• 20% reverse convertible notes due Dec. 30, 2008 linked to Evergreen Solar, Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 11% reverse convertible notes due March 30, 2009 linked to Financial Select Sector SPDR Fund stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 17.5% reverse convertible notes due March 30, 2009 linked to First Solar, Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 11.25% reverse convertible notes due March 30, 2009 linked to Forest Oil Corp. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due Dec. 30, 2008 linked to Freeport-McMoRan Copper & Gold Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 17.25% reverse convertible notes due March 30, 2009 linked to Frontier Oil Corp. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 14% reverse convertible notes due March 30, 2009 linked to Garmin Ltd. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due March 30, 2009 linked to General Electric Co. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due Sept. 25, 2009 linked to Goldcorp Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 15.75% reverse convertible notes due March 30, 2009 linked to Goldman Sachs Group, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 19.75% reverse convertible notes due March 30, 2009 linked to Goodyear Tire & Rubber Co. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 9.75% reverse convertible notes due Sept. 25, 2009 linked to Halliburton Co. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due March 30, 2009 linked to Hansen Natural Corp. stock; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due March 30, 2009 linked to Harley-Davidson, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due Sept. 25, 2009 linked to Home Depot, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.75% reverse convertible notes due Sept. 25, 2009 linked to Ingersoll-Rand Co. Ltd. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 15.5% reverse convertible notes due March 30, 2009 linked to International Game Technology stock; via Barclays Capital; pricing Sept. 25
• 13% reverse convertible notes due March 30, 2009 linked to iShares MSCI Brazil Index Fund stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due March 30, 2009 linked to iShares MSCI Emerging Markets Index Fund stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due March 30, 2009 linked to iShares Russell 2000 Index Fund stock; 85% trigger; via Barclays Capital; pricing Sept. 25
• 14.5% reverse convertible notes due March 30, 2009 linked to JPMorgan Chase & Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due March 30, 2009 linked to Kohl's Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due March 30, 2009 linked to Lowe's Cos., Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 13% reverse convertible notes due March 30, 2009 linked to Marathon Oil Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 8.75% reverse convertible notes due March 30, 2009 linked to Merck & Co., Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due Dec. 30, 2008 linked to Merrill Lynch & Co., Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 14.25% reverse convertible notes due March 30, 2009 linked to Monsanto Co. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 14.75% reverse convertible notes due March 30, 2009 linked to Mylan Laboratories Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 12% reverse convertible notes due Dec. 30, 2008 linked to Nasdaq Stock Market, Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 11.75% reverse convertible notes due March 30, 2009 linked to Noble Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due Sept. 25, 2009 linked to Norfolk Southern Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due March 30, 2009 linked to Nucor Corp. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 10.25% reverse convertible notes due March 30, 2009 linked to NYSE Euronext, Inc. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 10.75% reverse convertible notes due Sept. 25, 2009 linked to Occidental Petroleum Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 16.1% reverse convertible notes due March 30, 2009 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing Sept. 25
• 12.75% reverse convertible notes due March 30, 2009 linked to Petroleo Brasileiro S.A. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 9.25% reverse convertible notes due Sept. 25, 2009 linked to Pfizer Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due Sept. 25, 2009 linked to PMC-Sierra, Inc. stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 17% reverse convertible notes due Dec. 30, 2008 linked to Potash Corp. of Saskatchewan Inc. stock; via Barclays Capital; pricing Sept. 25
• 9% reverse convertible notes due March 30, 2009 linked to PowerShares QQQ Trust, Series 1 stock; 85% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due Sept. 25, 2009 linked to Qualcomm Inc. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 17.5% reverse convertible notes due Dec. 30, 2008 linked to Research In Motion Ltd. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• Zero-coupon 100% principal-protected notes due Oct. 29, 2009 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Sept. 25
• 0% return optimization securities with partial protection due March 31, 2010 linked to the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25
• 0% Super Track Notes due Jan. 11, 2013 linked to the S&P 500 index with a 70% weight, the Russell 2000 index with a 10% weight and the iShares MSCI EAFE index fund with a 20% weight; via Barclays Capital Inc.; pricing Sept. 25
• 0% relative performance securities due Oct. 1, 2009 linked to the S&P 500 and Russell 2000 indexes; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25
• 11.75% reverse convertible notes due March 30, 2009 linked to Schering-Plough Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 14% reverse convertible notes due March 30, 2009 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; 80% trigger; via Barclays Capital; pricing Sept. 25
• 15.75% reverse convertible notes due March 30, 2009 linked to Southern Copper Corp. stock; 65% trigger; via Barclays Capital; pricing Sept. 25
• 8% reverse convertible notes due March 30, 2009 linked to SPDR Trust, Series 1 stock; 87.5% trigger; via Barclays Capital; pricing Sept. 25
• 12.85% reverse convertible notes due March 30, 2009 linked to Sunoco, Inc. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 19.75% reverse convertible notes due March 30, 2009 linked to Suntech Power Holdings Co., Ltd. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 10.5% reverse convertible notes due March 30, 2009 linked to Target Corp. stock; 75% trigger; via Barclays Capital; pricing Sept. 25
• 19.75% reverse convertible notes due March 30, 2009 linked to Titanium Metals Corp. stock; 60% trigger; via Barclays Capital; pricing Sept. 25
• 18.4% reverse convertible notes due March 30, 2009 linked to United States Steel Corp. stock; via Barclays Capital; pricing Sept. 25
• Zero-coupon 100% principal-protected notes due Sept. 29, 2011 linked to the performance of the U.S. dollar relative to the Japanese yen, South Korean won and Hong Kong dollar; via Barclays Capital Inc.; pricing Sept. 25
• 10.5% reverse convertible notes due Sept. 25, 2009 linked to Varian Semiconductor Equipment Associates, Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• 20% reverse convertible notes due March 30, 2009 linked to Valero Energy Corp. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• Zero-coupon 100% principal-protected notes due Feb. 28, 2014 linked to equal weights of WTI crude oil, gasoline RBOB, natural gas, S&P GSCI Live Cattle Index Excess Return and S&P GSCI Precious Industrial Metals Excess Return Index; via Barclays Capital; pricing Sept. 25
• 13% reverse convertible notes due March 30, 2009 linked to XTO Energy Inc. stock; 70% trigger; via Barclays Capital; pricing Sept. 25
• Principal-protected leveraged callable Constant Maturity Swap spread notes due Sept. 30, 2028; via Barclays Capital Inc.; pricing in September
• 0% Accelerated Return Notes due December 2009 linked to the Dow Jones-AIG Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and its affiliate First Republic Securities Co., LLC; pricing in September
• Zero-coupon Capped Leveraged Index Return Notes due April 2010 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• Notes due Sept. 30, 2015 linked to the Barclays TrendStar index; via Barclays Capital Inc.
CITIGROUP FUNDING INC.
• Zero-coupon principal-protected notes due in September 2010 linked to Australian dollar, Brazilian real, Mexican peso and Russian ruble, against the U.S. dollar; via Citigroup Global Markets Inc.; pricing in September
• 11% to 12% Equity LinKed Securities linked to the common stock of Barrick Gold Corp.; 65% trigger; via Citigroup Global Markets Inc.; pricing in September
• 9% to 10% six-month Equity LinKed Securities linked to the common stock of Caterpillar Inc.; 75% trigger; via Citigroup Global Markets Inc.; pricing in September
• Zero-coupon principal-protected notes due 2011 linked to the euro; via Citigroup Global Markets Inc.; pricing in September
• 9% to 11% one-year Equity-LinKed Securities linked to the common stock of Halliburton Co.; via Citigroup Global Markets Inc.; pricing in September
• 0% contingent upside participation principal-protected notes due 2011 linked to the iShares S&P Latin America 40 index fund; via Citigroup Global Markets Inc.; pricing in September
• Zero-coupon principal-protected trust certificates due 2013 linked to the S&P 500 index through the Safety First Trust Series 2008-4; via Citigroup Global Markets Inc.; pricing in September
• Zero-coupon notes due 2013 linked to crude oil, corn, wheat, aluminum, copper and S&P GSCI Precious Metals Excess Return index; via Citigroup Global Markets Inc.
• 0% principal-protected notes due September 2010 linked to equal weights of the Australian dollar, Brazilian real, Mexican peso and Russian ruble against the dollar; via Citigroup Global Markets Inc.
CREDIT SUISSE, NASSAU BRANCH
• 0% ProNotes due March 31, 2011 linked to an equally weighted currency basket relative to the U.S. dollar, including the Brazilian real, Russian ruble, Australian dollar and South African rand; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 0% ProNotes due Sept. 30, 2010 linked to an equally weighted currency basket relative to the U.S. dollar, including the Brazilian real, Russian ruble, Australian dollar and South African rand; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 0% Buffered Accelerated Return Equity Securities due Sept. 26, 2013 linked to the CS/RT Emerging Infrastructure index powered by HOLT; via Credit Suisse Securities (USA) LLC; pricing Sept. 19
• Zero-coupon 90% principal-protected ProNotes due Sept. 29, 2011 linked to S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• Zero-coupon 90% principal-protected ProNotes due Sept. 30, 2010 linked to S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 12% callable yield notes due Sept. 30, 2009 linked to S&P 500, Russell 2000 and Dow Jones Euro Stoxx 50; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 12.75% callable yield notes due Sept. 30, 2009 linked to S&P 500, Russell 2000 and Dow Jones Euro Stoxx 50; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
• 0% Accelerated Return Equity Securities due Oct. 29, 2009 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25
DEUTSCHE BANK AG, LONDON BRANCH
• 0% leveraged upside securities due Sept. 29, 2011 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 24
• 0% relative performance securities due Oct. 2, 2009 linked to a basket of Asian currencies relative to a basket of developed market currencies; long basket includes Chinese renminbi, Indonesian rupiah, Malaysian ringgit, Philippine peso and Taiwanese dollar; short basket includes euro, British pound and Canadian dollar; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Sept. 25
• 0% capped Buffered Underlying Securities due Sept. 30, 2010 linked to the Financial Select Sector SPDR fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• 0% Buffered Underlying Securities due Sept. 30, 2011 linked to the MSCI EAFE index with 33.4% weight, S&P 500 with a 33.3% weight and the Russell 2000 index with a 33.3% weight; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• 0% capped Buffered Underlying Securities due March 30, 2010 linked to the Russell 2000 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• 0% capped Buffered Underlying Securities due Nov. 30, 2009 linked to the S&P 100 index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25
• Zero-coupon 100% principal protection absolute return barrier M-notes due March 31, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25
• 0% performance securities with contingent protection due Sept. 30, 2011 linked to an S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25
• 0% performance securities with contingent protection due Sept. 30, 2013 linked to an S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25
• 0% bearish autocallable optimization securities with contingent protection due March 31, 2010 linked to the SPDR KBW Regional Banking exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25
• 0% performance tracking securities due Sept. 30, 2013 linked to the UBS Seasonal Exposure Total Return index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Sept. 25
EKSPORTFINANS ASA
• 26.1% reverse convertible notes due Dec. 30, 2008 linked to AK Steel Holding Corp.; via Natixis Securities North America Inc.; pricing Sept. 25
• 26.3% reverse convertible notes due Dec. 30, 2008 linked to Alpha Natural Resources, Inc. common stock; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 13.85% reverse convertible notes due March 30, 2009 linked to Apple Inc.; via Natixis Securities North America Inc.; pricing Sept. 25
• 21% reverse convertible notes due Dec. 30, 2008 linked to Arch Coal, Inc.; via Natixis Securities North America Inc.; pricing Sept. 25
• 16.7% annualized reverse convertible notes due Dec. 30, 2008 linked to the common stock of Bank of America Corp.; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 21.9% reverse convertible notes due Dec. 30, 2008 linked to Bucyrus International, Inc. common stock; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 28.8% reverse convertible notes due Dec. 30, 2008 linked to Capital One Financial Corp.; via Natixis Securities North America Inc.; pricing Sept. 25
• 29% reverse convertible notes due Dec. 30, 2008 linked to Cleveland-Cliffs Inc. common stock; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 30.3% annualized reverse convertible notes due Dec. 30, 2008 linked to the common stock of Continental Airlines, Inc.; 50% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 20.4% annualized reverse convertible notes due March 30, 2009 linked to the common stock of Evergreen Solar, Inc.; 60% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 22.4% annualized reverse convertible notes due Dec. 30, 2008 linked to the common stock of First Solar, Inc.; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 20.5% annualized reverse convertible notes due Dec. 30, 2008 linked to the common stock of Freeport-McMoRan Copper & Gold Inc.; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 15% reverse convertible notes due March 30, 2009 linked to Goldman Sachs Group, Inc.; via Natixis Securities North America Inc.; pricing Sept. 25
• 14.2% annualized reverse convertible notes due Dec. 30, 2008 linked to the common stock of JPMorgan Chase & Co.; 80% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 29.1% reverse convertible notes due Dec. 30, 2008 linked to Massey Energy Co. common stock; 65% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 20.9% reverse convertible notes due Dec. 30, 2008 linked to Mosaic Co.; via Natixis Securities North America Inc.; pricing Sept. 25
• 16.5% reverse convertible notes due March 30, 2009 linked to Monsanto Co.; via Natixis Securities North America Inc.; pricing Sept. 25
• 18.3% reverse convertible notes due March 30, 2009 linked to Research in Motion Ltd.; via Natixis Securities North America Inc.; pricing Sept. 25
• 17.4% reverse convertible notes due Dec. 30, 2008 linked to SunPower Corp. common stock; 70% trigger; via Natixis Securities North America Inc.; pricing Sept. 25
• 12.5% to 13.5% enhanced yield securities due March 18, 2009 linked to the common stock of Amazon.com, Inc.; 70% trigger; via Wachovia Capital Markets, LLC
• 17% to 18% enhanced yield securities with contingent downside protection due Dec. 18, 2008 linked to the common stock of the Arch Coal Inc.; 70% trigger; via Wachovia Capital Markets, LLC
• 13% to 14% enhanced yield securities due March 6, 2009 linked to the common stock of JPMorgan Chase & Co.; 70% trigger; via Wachovia Capital Markets, LLC
• 10% to 11% enhanced yield securities with contingent downside protection due Dec. 18, 2008 linked to the common stock of the MasterCard Inc.; 75% trigger; via Wachovia Capital Markets, LLC
• 0% enhanced participation buffer notes due 2010 linked to the MSCI EAFE index; 90% trigger; via Goldman, Sachs & Co.
• 9.5% to 10.5% enhanced yield securities with contingent downside protection due March 18, 2009 linked to the common stock of the Nike Inc; 80% trigger; via Wachovia Capital Markets, LLC
• 11% to 12% enhanced yield securities with contingent downside protection due March 18, 2009 linked to the common stock of the Occidental Petroleum Corp.; 75% trigger; via Wachovia Capital Markets, LLC
• 0% enhanced growth securities due Oct. 5, 2010 linked to the S&P 500 index; via Wachovia Capital Markets, LLC
• 0% absolute return range notes due April 15, 2010 linked to the S&P 500 index; via Wachovia Capital Markets, LLC
• 10.5% to 11.5% auto redeemable enhanced yield securities due Sept. 18, 2009 linked to the common stock of Schlumberger Ltd.; 75% trigger; via Wachovia Capital Markets, LLC
GOLDMAN SACHS GROUP, INC.
• 15-year CMS spread notes callable after one year; via Goldman Sachs & Co.
• 24- to 26-month 0% leveraged buffered notes linked to the Financial Select Sector index; 85% trigger; via Goldman, Sachs & Co.
• 0% absolute return trigger notes due 16 to 18 months after issue linked to the MSCI EAFE index; via Goldman, Sachs & Co.
• 0% leveraged buffered notes due 24 to 26 months after issue linked to the MSCI EAFE index; via Goldman, Sachs & Co.
• 0% leveraged notes due 18 to 20 months after issue linked to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged notes due 24 to 25 months after issue linked to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged notes due 13 to 14 months after issue linked to the S&P 500 and MSCI EAFE indexes; via Goldman, Sachs & Co.
• Basket-linked notes due between 24 and 27 months after issue linked to the S&P 500 index, MSCI EAFE index and iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.
• 0% contingent payment trigger notes due nine to nine-and-a-half months after issue linked to the S&P 500 and Russell 2000 indexes; via Goldman, Sachs & Co.
HSBC USA INC.
• 10.5% reverse convertible notes due Sept. 30, 2009 linked to Alcoa Inc. stock; 60% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 14.25% reverse convertible notes due Dec. 30, 2008 linked to Apple Inc stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 18% reverse convertible notes due Dec. 30, 2008 linked to Archer-Daniels-Midland Co. stock; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 13.2% reverse convertible notes due Sept. 30, 2009 linked to Bank of America Corp. stock; 50% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 0% performance securities with contingent protection due Sept. 30, 2013 linked to the Dow Jones Euro Stoxx 50, Nikkei 225, FTSE 100, Swiss Market, S&P/ASX 200 and MSCI Emerging Markets indexes; via UBS Financial Services Inc.; pricing Sept. 25
• 0% enhanced market participation notes due Dec. 31, 2009 linked to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 0% buffered enhanced market participation notes due Nov. 30, 2009 linked to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 16.5% reverse convertible notes due Dec. 30, 2008 linked to Goldcorp Inc. stock; 70% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 12.25% reverse convertible notes due March 30, 2009 linked to Google Inc. stock; 75% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 10.8% reverse convertible notes due March 30, 2009 linked to Microsoft Corp. stock; 80% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 13.3% reverse convertible notes due Dec. 30, 2008 linked to Mosaic Co. stock; 60% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 0% enhanced market participation notes due Dec. 31, 2009 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 0% return optimization securities due March 31, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Sept. 25
• 0% auto-callable contingent coupon notes due Sept. 29, 2011 linked to the S&P 500 index via HSBC Securities (USA) Inc.; pricing Sept. 25
• Autocallable contingent coupon notes due Sept. 29, 2011 linked to the S&P 500 index; 60% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 12.3% reverse convertible notes due Sept. 30, 2009 linked to Toll Brothers, Inc. stock; 50% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
• 18% reverse convertible notes due March 30, 2009 linked to United States Steel Corp. stock; 60% trigger; via HSBC Securities (USA) Inc.; pricing Sept. 25
JPMORGAN CHASE BANK, NA
• Callable leveraged spread certificates of deposit due Sept. 25, 2023 linked to the 30-year and five-year Constant Maturity Swap rates; via J.P. Morgan Securities Inc.; pricing Sept. 22
• Contingent payment dual-directional knock-out certificates of deposit due March 31, 2010 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Sept. 22
JPMORGAN CHASE & CO.
• Zero-coupon principal-protected notes due Nov. 22, 2010 linked to equal weights of the Brazilian real, Indian rupee, Mexican peso and New Turkish lira; via J.P. Morgan Securities Inc.; pricing Sept. 17
• Zero-coupon principal-protected notes due March 24, 2011 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi against the dollar; via J.P. Morgan Securities Inc.; pricing Sept. 19
• 11% reverse exchangeable notes due Sept. 30, 2009 linked to Apple Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.5% annualized reverse exchangeable notes due Sept. 30, 2009 linked to the common stock of Apple Inc.; 60% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected asset allocation notes due Sept. 30, 2013 linked to the best performer of three reference portfolios that consist of four asset classes; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected asset allocation notes due Sept. 30, 2014 linked to the best performer of three reference portfolios on equity, debt, commodities and currencies; via pricing Sept. 25
• 16% annualized reverse exchangeable notes due March 31, 2009 linked to the common stock of Boeing Co.; 80% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected dual directional notes due March 31, 2011 linked to the Brazilian real, Russian ruble, South Korean won, Chinese renminbi and Indian rupee against the dollar; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected notes due March 31, 2011 linked to the British pound sterling, euro and Japanese yen; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 14.05% reverse exchangeable notes due Sept. 30, 2009 linked to the common stock of Chicago Bridge & Iron Co. NV; 65% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Floating-rate notes due Sept. 30, 2013 linked to the Consumer Price Index; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10% reverse exchangeable notes due March 31, 2009 linked to Costco Wholesale Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10% reverse exchangeable notes due March 31, 2009 linked to FedEx Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.5% reverse exchangeable notes due Sept. 30, 2009 linked to Freeport-McMoRan Copper & Gold Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10.5% reverse exchangeable notes due March 31, 2009 linked to General Electric Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 8% reverse exchangeable notes due Sept. 30, 2009 linked to General Electric Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 16% reverse exchangeable notes due Dec. 31, 2008 linked to American Depositary Shares of Companhia Vale do Rio Doce; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 11% reverse exchangeable notes due Sept. 30, 2009 linked to Goldman Sachs Group, Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 15.5% reverse exchangeable notes due Dec. 31, 2008 linked to Goldman Sachs Group, Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10% reverse exchangeable notes due Sept. 30, 2009 linked to Home Depot Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.25% reverse exchangeable notes due Dec. 31, 2008 linked to Monsanto Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 20% annualized reverse exchangeable notes due Dec. 31, 2008 linked to the common stock of Monsanto Co.; 80% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due March 31, 2010 linked to the MSCI EAFE index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2010 linked to the MSCI EAFE index; via UBS Financial Services Inc. and JPMorgan; pricing Sept. 25
• Zero-coupon 100% principal protection notes due Sept. 30, 2013 linked to a multi-asset portfolio including the JPMorgan GBI Global Bond Total Return index, Dow Jones - AIG Commodity index, S&P 500 and MSCI EAFE; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.25% reverse exchangeable notes due March 31, 2009 linked to Nordstrom Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 14% annualized reverse exchangeable notes due Dec. 31, 2008 linked to the American Depositary Shares of Petroleo Brasileiro SA - Petrobras; 70% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 20.25% reverse exchangeable notes due Dec. 31, 2008 linked to Potash Corp. of Saskatchewan Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected dual directional knock-out notes due May 29, 2009 linked to the S&P 500 index and Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% principal-protected notes due Aug Sept. 30, 2011 linked to S&P 500, Dow Jones Euro Stoxx 50, Nikkei 225 and S&P GSCI Excess Return indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due March 31, 2010 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 0% buffered return enhanced notes due March 31, 2010 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon principal-protected dual directional knock-out notes due March 31, 2010 linked to the S&P 500 and Russell 2000; via J.P. Morgan Securities Inc.; pricing Sept. 25
• Zero-coupon 100% principal protected notes due Sept. 30, 2013 linked to a basket of consisting of the S&P 500, Dow Jones Euro Stoxx 50, Nikkei 225 and S&P GSCI Excess Return Index; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 11.5% reverse exchangeable notes due March 31, 2009 linked to Target Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 10% reverse exchangeable notes due Sept. 30, 2009 linked to Wells Fargo & Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
• 13.75% reverse exchangeable notes due March 31, 2009 linked to Whirlpool Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 25
LEHMAN BROTHERS HOLDINGS INC.
• Two-year 0% U.S. dollar bullish notes linked to the British pound, Canadian dollar, euro, Japanese yen and Swiss franc; via Lehman Brothers Inc.
• FX notes due June 30, 2011 linked to a 100% principal-protected revaluation basket consisting of United Arab Emirates dirham, Saudi riyal, Chinese renminbi, Hong Kong dollar and Russian ruble, against the dollar; via Lehman Brothers Inc.
MERRILL LYNCH & CO., INC.
• 8% to 11% STEP Income Securities due in October 2009 linked to Apple Inc. stock; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September
• 0% principal-protected range notes due October 2009 linked to the two-year Constant Maturity Treasury rate; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 0% Long Short Notes due October 2009 linked to the Consumer Staples Select Sector/Consumer Discretionary Select Sector Long Short Index - Series XX; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September
• Zero-coupon 100% principal-protected notes due March 2010 linked to the value of the dollar versus a basket of equal weights of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• Zero-coupon 100% principal-protected notes due October 2010 linked to the value of the dollar versus the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September
• 0% Strategic Accelerated Redemption Securities due October 2010 linked to the iShares MSCI Brazil index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• Zero-coupon capped leveraged index return notes due April 2010 linked to the Nikkei 225 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 0% bullish 100% principal-protected notes due September 2010 linked to the Nikkei 225, Dow Jones Euro Stoxx 50 and S&P 500 indexes; via Merrill Lynch & Co. and First Republic Securities Co, LLC; pricing in September
• 0% Capped Leveraged Index Return Notes due April 2010 linked to the Rogers International Commodity index - Excess Return; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September
• 0% Accelerated Return Bear Market Notes due November 2009 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• Zero-coupon 100% principal-protected absolute return barrier notes due April 2010 linked to the S&P 500 index; via Merrill Lynch & Co., Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 100% principal-protected range notes due October 2009 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 0% Strategic Accelerated Redemption Securities due October 2010 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• Zero-coupon autocallable notes due October 2010 linked to the worst performer of the Technology Select Sector index, the Health Care Select Sector index and the Consumer Staples Select Sector index; via Merrill Lynch & Co.; pricing in September or October
• Quarterly Income Strategic Return Notes due September 2013 linked to the U.S. Select Foreign Access 25 Buy-Write index; via Merrill Lynch & Co.; pricing in September
• 0% 18-month Capped Leveraged Index Return Notes linked to the price of gold; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October
• 0% 14-month capped return notes linked to the MSCI EAFE index; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October
• 0% 14-month capped return notes linked to the S&P 500 index; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October
• Zero-coupon 100% principal-protected notes due October 2010 linked the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch & Co.; settlement in October
MORGAN STANLEY
• Zero-coupon capital-protected notes due Nov. 30, 2011 linked to Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500; via Morgan Stanley & Co. Inc.; pricing Sept. 19
• 9%-11% reverse convertible securities due March 26, 2009 linked to ConocoPhillips stock; via Morgan Stanley & Co. Inc.; pricing Sept. 23
• 10%-12% reverse convertible securities due March 26, 2009 linked to Merck & Co., Inc. stock; via Morgan Stanley & Co. Inc.; pricing Sept. 23
• 10%-12% reverse convertible securities due March 26, 2009 linked to Norfolk Southern Corp. stock; via Morgan Stanley & Co. Inc.; pricing Sept. 23
• 10% Stock Participation Accreting Redemption Quarterly-pay Securities due Oct. 20, 2009 mandatorily exchangeable for BP plc stock; via Morgan Stanley & Co. Inc.; pricing in September
• "Jump" capital-protected notes due March 30, 2011 linked to the performance of equal weights of the Brazilian real, Chilean peso and Mexican peso, all versus the dollar; via Morgan Stanley & Co. Inc.; pricing in September
• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing in September
• Zero-coupon principal-protected absolute return barrier notes due March 20, 2010 linked to the iShares FTSE/Xinhua China 25 index fund; via Morgan Stanley & Co. Inc.; pricing in September
• Zero-coupon bearish capital-protected notes due Dec. 30, 2010 linked to equal weights of the Malaysian ringgit, Singapore dollar, South Korean won and the Taiwan dollar, all against the U.S. dollar; via Morgan Stanley & Co. Inc.; pricing in September
• 8% Sparqs due Oct. 20, 2009 mandatorily exchangeable for Nike, Inc. stock; via Morgan Stanley & Co. Inc.; pricing in September
• Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the PowerShares Water Resources Portfolio; via Morgan Stanley & Co. Inc.; pricing in September
• 0% enhanced participation securities due Jan. 5, 2011 based on the Radar Logic Residential Property index; via Morgan Stanley & Co. Inc.; pricing in September
• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September
• 0% Performance Leveraged Upside Securities due Dec. 20, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September
• Zero-coupon protected absolute return barrier notes due March 20, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September
• 0% auto-callable securities due Oct. 14, 2011 linked to the Dow Jones - AIG Commodity Index; via Morgan Stanley & Co. Inc.
• Minimum return capital-protected units due Nov. 30, 2011 linked to the S&P 500 index; Morgan Stanley & Co. Inc.
• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the S&P GSCI Index - Excess Return index; via Morgan Stanley & Co. Inc.
RABOBANK, NA
• Zero-coupon 105% principal-protected certificates of deposit due Sept. 30, 2013 linked to the Dow Jones Euro Stoxx 50 index, the Nikkei 225 index and the S&P 500 index, equally weighted.; via Rabobank New York; pricing Sept. 25
ROYAL BANK OF CANADA
• 14.75% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Alcoa Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.75% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of American Express Co.; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 12.5% reverse convertible notes due March 31, 2009 linked to Apache Corp. common stock; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 10.75% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Apple Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 16.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Apple Inc.; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.5% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Apple Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 15.15% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of Bank of America Corp.; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.25% reverse convertible notes due March 31, 2009 linked to Boeing Co. common stock; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Caterpillar Inc.; 85% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of Chesapeake Energy Corp.; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Companhia Vale do Rio Doce; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 16.25% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Companhia Vale do Rio Doce; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• Redeemable leveraged steepener notes due Sept. 30, 2028 linked to the 30-year and two-year Constant Maturity Swap rates; via RBC Capital Markets Corp.; pricing Sept. 25
• 10.55% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Diamond Offshore Drilling, Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 20.5% reverse convertible notes due March 31, 2009 linked to Evergreen Solar, Inc. common stock; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 16.5% reverse convertible notes due March 31, 2009 linked to First Solar, Inc. common stock; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 20.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of First Solar, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 16.75% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of Garmin Ltd.; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 11.75% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Goldcorp, Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14% reverse convertible notes due March 31, 2009 linked to Goldman Sachs Group, Inc. common stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 22.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of General Motors Corp.; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 24.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Gibraltar Industries Inc.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 9% reverse convertible notes due March 31, 2009 linked to Halliburton Co. common stock; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 23.5% reverse convertible notes due March 31, 2009 linked to Huntsman Corp. common stock; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.5% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Intel Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• Zero-coupon principal-protected absolute return notes due March 31, 2010 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets Corp.; pricing Sept. 25
• Zero-coupon principal-protected absolute return notes due Sept. 30, 2010 linked to the iShares Russell 2000 index fund; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% enhanced return notes due Oct. 30, 2009 linked to the iShares Russell 2000 index fund; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.25% annualized reverse convertible notes due March 31, 2009 linked to the common stock of JPMorgan Chase & Co.; 65% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.5% annualized reverse convertible notes due March 31, 2009 linked to the common stock of JPMorgan Chase & Co.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 8.25% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of Microsoft Corp.; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 21.15% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Mosaic Co.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.25% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Noble Corp.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 14.25% annualized reverse convertible notes due Sept. 30, 2009 linked to the common stock of Peabody Energy Corp.; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Petroleo Brasileiro SA; 80% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.5% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Petroleo Brasileiro SA.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 23.5% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Research In Motion Ltd.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 18.55% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Research In Motion Ltd.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• Zero-coupon principal-protected absolute return notes due March 31, 2010 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% enhanced return notes due March 31, 2010 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Sept. 25
• 0% bullish barrier notes due Sept. 30, 2010 linked to the S&P 500 index; via RBC Capital Markets Corp.; pricing Sept. 25
• 9.75% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Southwest Airlines Co.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.5% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Suncor Energy Inc.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 10.25% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Target Corp.; 70% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 20.25% annualized reverse convertible notes due Dec. 31, 2008 linked to the common stock of Wells Fargo & Co.; 75% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• 13.75% annualized reverse convertible notes due March 31, 2009 linked to the common stock of Wells Fargo & Co.; 60% trigger; via RBC Capital Markets Corp.; pricing Sept. 25
• Zero-coupon principal-protected notes due Sept. 28, 2012 linked to the Baltic Dry index; via RBC Capital Markets Corp.; pricing Sept. 26
• Principal-protected notes due Sept. 30, 2011 linked to the positive performance of the dollar versus the yen; via RBC Capital Markets Corp.; pricing Sept. 26
• Principal-protected notes due Sept. 30, 2011 linked to the negative performance of Japanese yen, euro, British pound sterling, Swiss franc and Canadian dollar relative to U.S. dollar; via RBC Capital Markets Corp.; pricing Sept. 26
• Zero-coupon principal-protected equity-linked notes due Sept. 30, 2013 linked to the Nikkei 225, Dow Jones Euro Stoxx 50 index and the S&P 500 indexes; via RBC Capital Markets Corp.; pricing Sept. 26
SG STRUCTURED PRODUCTS INC.
• 14.25% annualized ReConvs due March 30, 2009 linked to Companhia Vale do Rio Doce common stock; 60% trigger; via SG Americas Securities, LLC and Incapital LLC; pricing Sept. 25
• 16.8% annualized ReConvs due Dec. 30, 2008 linked to DryShips Inc. common stock; 60% trigger; via SG Americas Securities, LLC and Incapital LLC; pricing Sept. 25
• 10.25% annualized ReConvs due Sept. 30, 2009 linked to Exxon Mobil Corp. common stock; 80% trigger; via SG Americas Securities, LLC and Incapital LLC; pricing Sept. 25
• 14% annualized ReConvs due Dec. 30, 2008 linked to JPMorgan Chase & Co. common stock; 65% trigger; via SG Americas Securities, LLC and Incapital LLC; pricing Sept. 25
• 20.1% annualized ReConvs due Dec. 30, 2008 linked to Valero Energy Corp. common stock; 70% trigger; via SG Americas Securities, LLC and Incapital LLC; pricing Sept. 25
SUNTRUST BANK
• Interest rate-linked certificates of deposit tied to the Consumer Price Index; via Incapital LLC; pricing Sept. 24
AB SVENSK EXPORTKREDIT
• 15% Knock-in Reverse Exchangeable Securities due Sept. 30, 2009 linked to the common stock of Wells Fargo & Co.; 65% trigger; via ABN Amro Inc.; pricing Sept. 25
• Zero-coupon Capped Leveraged Index Return Notes due April 2010 linked to the DAXglobal Agribusiness index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September
• 11/4-year 0% Stock Market Upturn notes linked to the S&P 500 index; via Citigroup Funding Inc.; pricing in September
UBS AG
• 0% principal protection notes due Sept. 22, 2011 linked to the euro/dollar exchange rate; via UBS Investment Bank; pricing Sept. 17
• Zero-coupon 100% principal protection notes due Sept. 30, 2013 linked to the UBS Bloomberg Constant Maturity Commodity index; via UBS Investment Bank; pricing Sept. 23
• 7.5% to 9.75% yield optimization notes with contingent protection due March 31, 2009 linked to the common stock of Caterpillar Inc.; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 8% to 9.75% yield optimization notes with contingent protection due March 31, 2009 linked to the common stock of Costco Wholesale Corp.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 9%-11.5% yield optimization notes with contingent protection due Sept. 30, 2009 linked to the common stock of JPMorgan Chase & Co.; 55% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 7.5% to 9.25% yield optimization notes with contingent protection due March 31, 2009 linked to the common stock of Microsoft Corp.; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 7.5%-9.5% yield optimization notes with contingent protection due Sept. 30, 2009 linked to the common stock of Monsanto Co.; 55% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 8.5%-10.5% yield optimization notes with contingent protection due Sept. 30, 2009 linked to the common stock of Schlumberger Ltd.; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• 8%-9% yield optimization notes with contingent protection due March 31, 2009 linked to Standard & Poor's Depositary Receipts; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 24
• Zero-coupon 100% principal protection notes due March 31, 2011 linked to the dollar versus euro, Swiss franc and Canadian dollar; via UBS Financial Services, Inc. and UBS Investment Bank; pricing Sept. 25
• 0% return optimization securities with partial protection due March 31, 2010 linked to the MSCI EAFE index; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• 0% return optimization securities due March 25, 2010 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2010 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• Zero-coupon 100% principal protection absolute return barrier notes due Sept. 28, 2009 linked to the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2010 linked to West Texas intermediate light sweet crude oil; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25
WELLS FARGO & CO.
• 0% enhanced participation securities with partial principal protection due in October 2011 linked to the S&P 500 index; 90% trigger; via Wells Fargo Securities, LLC
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