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Published on 1/23/2014 in the Prospect News PIPE Daily.

Five Oaks Investment aims to sell its common stock through public sale

Sole bookrunning manager Keefe, Bruyette & Woods will conduct offering

By Devika Patel

Knoxville, Tenn., Jan. 23 - Five Oaks Investment Corp. will price a public offering of common stock with a 30-day greenshoe, according to a Form S-11 filed Thursday with the Securities and Exchange Commission.

Keefe, Bruyette & Woods is the sole bookrunning manager.

Proceeds will be used to purchase mortgage assets.

Five Oaks is a New York-based real estate investment trust focused on investing, financing and managing a leveraged portfolio of mortgage-backed securities.


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