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Duff & Phelps files $500 million shelf for preferreds, stock and debt
By Devika Patel
Knoxville, Tenn., May 3 - Duff & Phelps Corp. filed a $500 million shelf registration in an S-3 filing with the Securities and Exchange Commission.
The registration covers class A common stock, preferred stock and debt securities, along with 7,987,920 class A common shares to be sold by existing investors in a secondary offering.
The securities may be structured as convertibles.
The company will describe in a prospectus supplement how it plans to use the proceeds.
Duff & Phelps is a New York-based independent financial advisory and investment banking firm.
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