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Prospect News home > News index > List of issuers Calendar > Headlines for 2019 > News item

Published on 5/9/2019 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Step-up callable notes due May 30, 2029; via BofA Merrill Lynch; pricing May 28; Cusip: 06048WZR4

• 0% autocallable notes due Dec. 3, 2026 linked to the S&P 500 Daily Risk Control 10% USD Excess Return index; via BofA Merrill Lynch; pricing May 28; Cusip: 09709TQN4

• Step-up callable notes due May 30, 2024; via BofA Merrill Lynch; settlement on May 30; Cusip: 06048WZS2

BANK OF MONTREAL

• 0% booster notes with barrier due May 31, 2022 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 30; Cusip: 06367WKT9

• 0% bullish digital return notes with barrier due June 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing May 30; Cusip: 06367WKV4

BANK OF NOVA SCOTIA

• 23- to 27-month digital notes linked to the Russell 2000 index; via Scotia Capital (USA) Inc. as agent with Goldman Sachs & Co. LLC as dealer; Cusip: 064159PA8

• 23- to 26-month digital notes linked to the S&P 500 index; via Scotia Capital (USA) Inc.; Cusip: 064159NY8

BARCLAYS BANK PLC

• Contingent income autocallable securities due May 13, 2022 linked to the least performing of the common stocks of Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Barclays with Morgan Stanley Wealth Management as dealer; pricing May 10; Cusip: 06747A219

• 0% digital notes due May 28, 2020 linked to the common stock of Chevron Corp.; via Barclays; pricing May 10; Cusip: 06747MTG1

• Trigger autocallable contingent yield notes due May 13, 2022 linked to the MSCI Emerging Markets index and the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing May 10; Cusip: 06747A151

• Trigger autocallable contingent yield notes due May 15, 2024 linked to the Russell 2000 index and the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing May 10; Cusip: 06747B209

• Trigger autocallable contingent yield notes due May 15, 2029 linked to the Russell 2000 index and the Nasdaq-100 index; via Barclays and UBS Financial Services Inc.; pricing May 10; Cusip: 06747B100

• 0% digital notes due Aug. 12, 2020 linked to the S&P 500 index; via Barclays; pricing May 10; Cusip: 06747MTJ5

• 0% barrier SuperTrack notes due May 15, 2024 linked to the lesser performing of the S&P 500 index and the Dow Jones industrial average; via Barclays; pricing May 10; Cusip: 06747MTU0

• 0% annual autocallable notes due May 15, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing May 10; Cusip: 06747MTQ9

• 0% dual directional buffered notes due May 28, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 10; Cusip: 06747MTK2

• 0% contingent barrier notes due Nov. 12, 2020 linked to the S&P 500 index; via Barclays, J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 10; Cusip: 06747MTH9

• Contingent income callable securities due Nov. 16, 2021 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays with Morgan Stanley Wealth Management as dealer; pricing May 10; Cusip: 06747MTF3

• Phoenix autocallable notes due May 18, 2023 linked to the least performing of the Russell 2000 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing May 14; Cusip: 06747MR99

• Phoenix autocallable notes due May 17, 2024 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing May 14; Cusip: 06747MT97

• Phoenix autocallable notes due May 20, 2025 linked to the least performing of the common stocks of Square Inc., Micron Technology, Inc. and Splunk Inc.; via Barclays; pricing May 15; Cusip: 06747MT48

• 0% buffered SuperTrack notes due May 27, 2022 linked to the Nasdaq-100 index; via Barclays; pricing May 24; Cusip: 06747MQA7

• Callable contingent coupon notes due May 27, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF, fund; via Barclays; pricing May 24; Cusip: 06747MQQ2

• 0% notes due May 31, 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing May 28; Cusip: 06747MRB4

• Callable range accrual notes due Nov. 30, 2026 linked to the Russell 2000 index; via Barclays; pricing May 28; Cusip: 06747MST4

• 0% capped buffer gears due May 28, 2021 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing May 28; Cusip: 06747A276

• Callable contingent coupon notes due May 31, 2022 linked to the lesser performing of the Euro Stoxx Banks index and the Russell 2000 index; via Barclays; pricing May 28; Cusip: 06747MRF5

• Callable contingent coupon notes due May 31, 2022 linked to the lesser performing of the Euro Stoxx Banks index and the Euro Stoxx 50 index; via Barclays; pricing May 28; Cusip: 06747MRG3

• 0% trigger absolute return step securities due May 31, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing May 28; Cusip: 06747A227

• 0% buffered SuperTrack notes due May 31, 2024 linked to the S&P 500 index; via Barclays; pricing May 28; Cusip: 06747MQJ8

• Callable contingent coupon notes due May 29, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing May 28; Cusip: 06747MSC1

• 0% trigger absolute return step securities due May 31, 2024 linked to the S&P 500 index; via Barclays; pricing May 28; Cusip: 06747A243

• Callable contingent coupon notes due May 31, 2029 linked to the S&P 500 index; via Barclays; pricing May 28; Cusip: 06747MT22

• 0% trigger gears due May 31, 2024 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing May 28; Cusip: 06747A193

• 0% trigger gears due May 31, 2029 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing May 28; Cusip: 06747A250

• Phoenix autocallable notes due May 31, 2024 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing May 28; Cusip: 06747MRK4

• Capped fixed-to-floating notes due Dec. 3, 2021; via Barclays; pricing May 29; Cusip: 06747MSK3

• 0% buffered SuperTrack notes due May 31, 2022 linked to the least performing of the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI EAFE ETF via Barclays; pricing May 31; Cusip: 06747MR65

• Phoenix autocallable notes due Nov. 30, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing May 31; Cusip: 06747MQB5

• 0% dual directional notes due Nov. 30, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing May 31; Cusip: 06747MQV1

• Phoenix autocallable notes due Sept. 3, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing May 31; Cusip: 06747MQ82

• Callable contingent coupon notes due May 31, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing May 31; Cusip: 06747MQE9

• 0% Accelerated Return Notes due May 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

• 0% Strategic Accelerated Redemption Securities due May 2023 linked to the S&P Biotechnology Select Industry index; via BofA Merrill Lynch; pricing in May

CANADIAN IMPERIAL BANK OF COMMERCE

• 0% market-linked step-up notes due May 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Contingent coupon autocallable notes due May 18, 2020 linked to Nvidia Corp. stock; via Citigroup Global Markets Inc.; pricing May 13; Cusip: 17324XNA4

• Callable step-up coupon notes due May 20, 2022; via Citigroup Global Markets Inc.; pricing May 16; Cusip: 17326YGU4

• 0% autocallable securities due May 21, 2024 linked to the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing May 16; Cusip: 17326YVC7

• Autocallable contingent coupon equity-linked securities due May 22, 2024 linked to the worse performing of the common stocks of salesforce.com, inc., Roku, Inc. and STMicroelectronics NV; via Citigroup Global Markets Inc.; pricing May 17; Cusip: 17326YEN2

• 0% buffer securities due Nov. 27, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17326YMM5

• 0% enhanced barrier digital plus securities due May 29, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17326YH25

• Autocallable contingent coupon equity-linked securities due May 29, 2020 linked to the common stock of Square, Inc.; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17324XPN4

• Autocallable contingent coupon equity-linked securities due June 3, 2022 linked to the worse performing of the common stocks of Apple Inc., Netflix, Inc., Alphabet Inc. and Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326Y4A1

• 0% autocallable market-linked notes due June 2, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326YTC0

• 0% enhanced barrier digital plus securities due May 31, 2024 linked to the SPDR Dow Jones industrial average ETF trust; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17324XPP9

• 0% buffered digital securities due June 3, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326YQS8

• Autocallable contingent coupon equity-linked securities due May 31, 2024 linked to the worst performing of the Dow Jones industrial average, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326YAS5

• 0% market-linked notes due June 2, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326Y5W2

• Autocallable contingent coupon equity-linked securities due Dec. 3, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326YS23

• 0% market-linked notes due Dec. 4, 2024 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing May 28; Cusip; 17326YYH3

• 0% buffer securities due Dec. 3, 2020 linked to the SPDR S&P 500 ETF Trust; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326Y7J9

• Autocallable contingent coupon equity-linked securities due May 31, 2024 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the VanEck Vectors Gold Miners ETF; via Citigroup Global Markets Inc.; pricing May 28; Cusip: 17326YC46

• Callable step-up coupon notes due Nov. 30, 2024; via Citigroup Global Markets Inc.; pricing May 29; Cusip: 17326YNW2

• 0% market-linked notes due June 3, 2022 linked to the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing May 29; Cusip: 17326YW51

• 0% buffer securities due June 3, 2024 linked to the SPDR Dow Jones Industrial Average ETF Trust; via Citigroup Global Markets Inc.; pricing May 29; Cusip: 17326YXG6

• 0% buffer securities due July 6, 2020 linked to the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing May 31; Cusip: 17326YQM1

CREDIT SUISSE AG, LONDON BRANCH

• 0% return enhanced notes due May 28, 2020 linked to the class A common stock of Alphabet Inc.; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 10; Cusip: 22552FET5

• 0% accelerated barrier notes due May 15, 2024 linked to the lowest performing of the iShares China Large-Cap ETF and the iShares MSCI India ETF; via Credit Suisse Securities (USA) LLC; pricing May 10; Cusip: 22552FF98

• Contingent coupon autocallable yield notes due May 28, 2020 linked to Kroger Co. common shares; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 10; Cusip: 22552FF80

• Contingent coupon autocallable reverse convertible securities due Aug. 17, 2020 linked to the common stock of Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 13; Cusip: 22549JR36

• Contingent coupon autocallable yield notes due Aug. 24, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 17; Cusip: 22552FD25

• Contingent coupon autocallable yield notes due Nov. 23, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 17; Cusip: 22552FCX8

• Contingent coupon callable yield notes due May 31, 2022 linked to the least performing of the Euro Stoxx 50 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22552FEL2

• 16.5% autocallable reverse convertible securities due June 1, 2020 linked to the worst performing of the common stocks of First Solar, Inc., General Electric Co. and Tesla, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22549JR77

• 0% CS autocallable notes due June 2, 2026 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDR0

• 0% CS autocallable notes due June 2, 2026 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDS8

• 0% CS notes due March 31, 2024 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDP4

• 0% CS notes due May 31, 2024 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDV1

• 0% digital buffered notes due Dec. 1, 2022 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDD1

• Contingent coupon autocallable yield notes due May 31, 2024 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx Banks; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FCV2

• 0% buffered accelerated return equity securities due Sept. 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FC67

• 0% trigger gears due May 31, 2022 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing May 28; Cusip: 22550F385

• 0% digital plus barrier notes due May 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDG4

• Contingent coupon callable yield notes due Feb. 28, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FDK5

• Contingent coupon autocallable yield notes due May 29, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FCK6

• Contingent coupon autocallable yield notes due May 28, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FEG3

• Contingent coupon autocallable yield notes due May 28, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil &Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FC42

• Contingent coupon callable yield notes due May 31, 2022 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22552FBY7

• Contingent coupon autocallable reverse convertible securities due May 31, 2022 linked to the worst performing of the common stocks of Amazon.com, Inc., Facebook, Inc., Alphabet Inc. and Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 29; Cusip: 22549JR44

• 0% buffered return equity securities due June 3, 2021 linked to a basket of five stocks (Boston Scientific Corp., Humana Inc., Puma Biotechnology, Inc., Novartis AG and AstraZeneca plc, each with a 20% weight); via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip: 22552FDZ2

• Contingent coupon autocallable yield notes due Sept. 8, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FDB5

• Contingent coupon autocallable yield notes due March 5, 2021 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FDJ8

• Contingent coupon callable yield notes due March 7, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FDL3

• Contingent coupon callable yield notes due June 6, 2022 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FBZ4

• 0% CS notes due June 3, 2021 linked to the Credit Suisse RavenPack AIS Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FDN9

• 0% CS notes due June 3, 2021 linked to the Credit Suisse US Balanced 5% ER index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22552FDQ2

• 0% Accelerated Return Notes due July 2020 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May

• 0% leveraged buffered index-linked notes due in 24 to 27 months tied to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22552FED0

• 0% leveraged buffered index-linked notes due in 17 to 20 months tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22552FEH1

GS FINANCE CORP.

• Trigger autocallable contingent yield notes due May 15, 2029 linked to the MSCI Emerging Markets index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and Goldman Sachs & Co. LLC; pricing May 10; Cusip: 36257D675

• Callable contingent coupon notes due May 15, 2029 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 10; Cusip: 40056FGT6

• 0% index-linked trigger notes due Aug. 12, 2020 based on the S&P 500 index; via Goldman Sachs & Co. LLC with JPMorgan as placement agent; pricing May 10; Cusip: 40056FGV1

• 0% bearish autocallable notes due May 19, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC with JPMorgan as placement agent; pricing May 10; Cusip: 40056FGX7

• 0% leveraged buffered notes due Nov. 18, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 10; Cusip: 40056FG82

• 0% autocallable absolute return notes due May 13, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 10; Cusip: 40056FGC3

• 0% leveraged buffered notes due Nov. 18, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 13; Cusip: 40056FCB9

• 0% autocallable notes due May 29, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FDB8

• 0% autocallable notes due May 29, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FDA0

• 0% autocallable index-linked notes due May 21, 2024 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FCW3

• Autocallable contingent coupon notes due Nov. 23, 2020 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FCY9

• 0% index-linked notes due Nov. 20, 2020 linked to the lesser performing of the S&P 500 index and the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FGS8

• 0% leveraged buffered notes due May 19, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FCU7

• 0% buffered index-linked notes due May 17, 2024 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FCT0

• Autocallable contingent coupon notes due Nov. 23, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 14; Cusip: 40056FCX1

• Callable contingent coupon notes due May 24, 2023 linked to the Russell 2000 index, the S&P 500 index and the iShares MSCI EAFE ETF; via Goldman Sachs & Co. LLC; pricing May 17; Cusip: 40056FGY5

• Autocallable contingent coupon index-linked notes due Nov. 24, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 17; Cusip: 40056FGZ2

• Callable contingent coupon notes due May 22, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Goldman Sachs & Co. LLC; pricing May 17; Cusip: 40056FH24

• 0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index (maturity between Dec. 17, 2020 and Jan. 19, 2021); via UBS Financial Services Inc. and Goldman Sachs & Co. LLC; pricing May 17; Cusip: 40056FGA7

• 0% leveraged buffered notes due Nov. 22, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 17; Cusip: 40056FGR0

• Callable contingent coupon notes due May 31, 2024 linked to the Russell 2000 index and the S&P 500 index; via • 0% autocallable underlier-linked notes due June 1, 2023 based on the performance of the iShares MSCI Emerging Markets exchange-traded fund and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40056FCH6

• 0% autocallable underlier-linked notes due June 1, 2023 based on the performance of the iShares MSCI Emerging Markets exchange-traded fund and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40056FCG8

• 0% autocallable notes due June 12, 2029 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FCN3

• 0% leveraged buffered notes due May 31, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDZ5

• 0% leveraged notes due June 2, 2025 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FEG6

• 0% autocallable notes due June 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDM4

• 0% leveraged buffered notes due May 31, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FE43

• 0% autocallable notes due June 11, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDH5

• 0% autocallable notes due June 11, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDJ1

• Autocallable contingent coupon index-linked notes due Sept. 4, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FF75

• 0% leveraged buffered notes due Dec. 2, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FEZ4

• 0% leveraged buffered notes due May 31, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDX0

• 0% buffered index-linked notes due May 31, 2024 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FDW2

• 0% autocallable index-linked notes due June 4, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FEC5

• 0% buffered index-linked notes due May 31, 2024 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FCZ6

• 0% buffered index-linked notes due May 31, 2024 tied to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FG90

• Autocallable contingent coupon notes due Dec. 7, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 28; Cusip: 40056FD28

• Autocallable contingent coupon index-linked notes due Sept. 8, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40056FF67

• 0% autocallable notes due June 14, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40056FDR3

• 0% buffered Performance Leveraged Upside Securities due June 3, 2021 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 36257D584

• 7.7% to 8.7% autocallable fixed-coupon notes due Sept. 8, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40056FDD4

• 0% leveraged buffered notes due June 4, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40056FDE2

• Autocallable contingent coupon notes due Dec. 7, 2020 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40056FD36

• 0% buffered Performance Leveraged Upside Securities due June 3, 2021 linked to the Topix index; via Sachs & Co. LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing May 31; Cusip: 36257D576

• 0% buffered digital notes due in 36 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 19% weight, the Swiss Market index with a 10% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co. LLC; Cusip: 40056FGD1

HSBC USA, INC.

• 0% Performance Leveraged Upside Securities due Sept. 3, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. as agent with Morgan Stanley Wealth Management handling distribution; pricing May 15; Cusip: 40436B840

• 0% autocallable barrier notes with step-up premium and contingent return feature due May 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 28; Cusip: 40435UMG6

• 0% autocallable barrier notes with step-up premium and contingent return feature due June 6, 2022 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435UMH4

• 0% digital dual directional barrier securities due June 5, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435UNK6

• 0% leveraged buffered notes due in 16 to 21 months linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40435UNN0

JEFFERIES GROUP LLC

• Senior fixed-to-floating notes due May 31, 2039 linked to Libor; via Jefferies LLC; pricing May 31; Cusip: 47233JBW7

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due May 13, 2022 linked to Netflix, Inc. common stock; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CKT9

• Autocallable contingent interest notes due Aug. 13, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLT8

• Autocallable contingent interest notes due May 13, 2022 linked to the least performing of the Russell 2000 index and the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CKP7

• 6% yield notes due Dec. 13, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLN1

• Autocallable contingent interest notes due Aug. 13, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CMD2

• Autocallable contingent interest notes due Aug. 13, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLM3

• Callable contingent interest notes due May 13, 2021 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLU5

• 0% capped buffered return enhanced notes due Feb. 15, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLW1

• Autocallable contingent interest notes due May 15, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 10; Cusip: 48132CLC5

• Autocallable contingent interest notes due May 18, 2023 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing May 13; Cusip: 48132CKW2

• Autocallable contingent interest notes due Nov. 18, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing May 13; Cusip: 48132CLR2

• Autocallable contingent interest notes due Nov. 18, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 13; Cusip: 48132CGA5

• 0% step-up autocallable notes due May 18, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing May 13; Cusip: 48132CGN7

• Autocallable contingent interest notes due May 20, 2020 linked to the lesser performing of the S&P 500 index and the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 15; Cusip: 48132CLF8

• 0% trigger Performance Leveraged Upside Securities due May 20, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management as dealer; pricing May 15; Cusip: 48132E869

• Autocallable contingent interest notes due Aug. 20, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 15; Cusip: 48132CMC4

• Autocallable contingent interest notes due Aug. 20, 2020 linked to ConocoPhillips common stock; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48132CKM4

• Autocallable contingent interest notes due May 20, 2022 linked to the least performing of the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48132CCX9

• Autocallable contingent interest notes due Aug. 20, 2020 linked to General Electric Co. common stock; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48132CKL6

• Autocallable yield notes due Aug. 26, 2020 linked to the least performing of the Nasdaq-100 index, the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 21; Cusip: 48132CKR3

• Autocallable contingent interest notes due Nov. 27, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 22; Cusip: 48132CKX0

• 0% capped buffered return enhanced notes due June 26, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48132CHL0

• Autocallable contingent interest notes due May 29, 2020 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48132CLE1

• Autocallable contingent interest notes due May 27, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48132CLY7

• Autocallable contingent interest notes due May 26, 2022 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48132CLJ0

• 0% contingent buffered digital notes due Nov. 30, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48132CEF6

• Callable contingent interest notes due May 27, 2022 linked to the lesser performing of the Nasdaq-100 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48132CEC3

• 0% review notes due May 29, 2025 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48132CMB6

• Callable contingent interest notes due May 27, 2022 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48132CDZ3

• 0% uncapped dual directional contingent buffered return enhanced notes due May 31, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CFN8

• 0% digital notes due Aug. 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CGD9

• 0% capped buffered return enhanced notes due Nov. 30, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CJA2

• 0% uncapped dual directional contingent buffered equity notes due May 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CFQ1

• 0% uncapped dual directional contingent buffered return enhanced notes due May 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CFT5

• 0% bearish barrier early redeemable market-linked notes with daily early redemption observation linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing May 28; Cusip: 48130UQW8

• 0% capped buffered return enhanced notes due Nov. 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CHZ9

• 0% capped buffered return enhanced notes due Aug. 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CHY2

• 0% capped dual directional buffered return enhanced notes due Nov. 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CGH0

• 0% capped dual directional buffered return enhanced notes due May 31, 2022 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CGB3

• 0% uncapped dual directional contingent buffered equity notes due May 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CFV0

• 0% uncapped buffered return enhanced notes due May 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 28; Cusip: 48132CJB0

• 0% trigger absolute return step securities due May 31, 2024 linked to a basket of six indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with an 7.5% weight and the Hang Seng index with a 5% weight); via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing May 29; Cusip: 48132E703

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJJ3

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJG9

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGY3

• 0% uncapped contingent buffered return enhanced notes due May 31, 2024 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGZ0

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJH7

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJF1

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJE4

• 0% capped buffered return enhanced notes due May 28, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJD6

• 0% capped buffered return enhanced notes due June 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJC8

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGW7

• 0% uncapped contingent buffered return enhanced notes due May 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHA4

• 0% uncapped dual directional buffered return enhanced notes due May 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHX4

• 0% uncapped buffered equity notes due May 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHC0

• 0% autocallable contingent buffered equity notes due May 31, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHJ5

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJP9

• 0% capped dual directional buffered equity notes due May 28, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHV8

• 0% uncapped dual directional contingent buffered return enhanced notes due May 31, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGU1

• 0% uncapped dual directional contingent buffered return enhanced notes due Nov. 30, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGT4

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJN4

• 0% digital notes due June 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CGR8

• 7% to 9% autocallable yield notes due Nov. 30, 2020 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CFS7

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJM6

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJL8

• 0% uncapped buffered return enhanced notes due May 31, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CJK0

• 0% autocallable contingent buffered equity notes due May 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48132CHK2

MORGAN STANLEY FINANCE LLC

• Contingent income autocallable securities due Nov. 16, 2020 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing May 10; Cusip: 61769HBG9

• 0% dual directional trigger jump securities due Dec. 5, 2022 linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing May 10; Cusip: 61769HBH7

• 0% jump securities with autocallable feature due May 15, 2029 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 10; Cusip: 61768Y455

• 0% buffered Performance Leveraged Upside Securities due June 3, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 15; Cusip: 61768Y315

• Contingent income autocallable securities due May 20, 2024 linked to the least performing of the Russell 2000 index, the Nasdaq-100 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing May 15; Cusip: 61769HBQ7

• Contingent income autocallable securities due May 19, 2022 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 15; Cusip: 61768Y372

• 0% buffered Performance Leveraged Upside Securities due May 19, 2022 linked to a basket of the S&P 500 index with a 75% weight and the Russell 2000 index with a 25% weight; via Morgan Stanley & Co. LLC; pricing May 15; Cusip: 61769HBN4

• Callable contingent income securities due June 1, 2022 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768D7C3

• 0% buffered Performance Leveraged Upside Securities due June 1, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768D7A7

• 0% buffered Performance Leveraged Upside Securities due June 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768D7B5

• 0% jump securities with autocallable feature due June 3, 2024 linked to the worst performing of the S&P 500 index, the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768D6Y6

• 0% trigger Performance Leveraged Upside Securities due May 31, 2024 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 28; Cusip: 61768D7Q2

• 0% buffered participation securities due May 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 28; Cusip: 61768D7L3

• 0% dual directional trigger jump securities due May 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 28; Cusip: 61768D7M1

• 0% trigger Performance Leveraged Upside Securities due May 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 28; Cusip: 61768D8B4

• 0% trigger gears due May 31, 2024 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via Morgan Stanley & Co. LLC as agent with UBS Financial Services Inc. as dealer; pricing May 29; Cusip: 61768Y398

• 0% market-linked notes due June 5, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 31; Cusip: 61768Y299

• 0% market-linked notes due June 3, 2022 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management as a selected dealer; pricing May 31; Cusip: 61768Y356

• 0% buffered Performance Leveraged Upside Securities due Dec. 3, 2021 linked to the MSCI KLD 400 Social index; via Morgan Stanley & Co. LLC; pricing May 31; Cusip: 61768Y364

• 0% trigger Performance Leveraged Upside Securities due June 4, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 31; Cusip: 61768Y323

• 0% dual directional trigger jump securities due June 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 31; Cusip: 61768Y281

• 0% buffered Performance Leveraged Upside Securities due June 3, 2021 linked to the Xtrackers Harvest CSI 300 China A-Shares exchange-traded fund; via Morgan Stanley & Co. LLC; pricing May 31; Cusip: 61768Y331

ROYAL BANK OF CANADA

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the least performing of the common stocks of Amazon.com, Inc., Facebook, Inc., Alphabet Inc. and Netflix Inc.; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6U7

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the least performing of the common stocks of AT&T Inc. and Vodafone Group plc; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6S2

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the least performing of the common stocks of Boeing Co. and General Electric Co.; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6T0

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the least performing of the common stocks of Cigna Corp. and UnitedHealth Group Inc.; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6Q6

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the least performing of the common stocks of Salesforce.com, Inc. and Microsoft Corp.; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6R4

• Autocallable contingent coupon barrier notes due May 19, 2022 linked to the common stock of Netflix, Inc.; via RBC Capital Markets, LLC; pricing May 15; Cusip: 78013X6P8

• 0% barrier booster notes due June 2, 2025 linked to the worse performing of the Dow Jones industrial average and the S&P 500 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78013X7A0

• 0% barrier booster notes due June 2, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78013X7B8

• 0% buffered return notes due March 5, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78013X6X1

• 0% buffered absolute return notes due March 5, 2025 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 28; Cusip: 78013X6Y9

• 0% notes due June 1, 2023 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing May 29; Cusip: 78013X5E4

TORONTO-DOMINION BANK

• Autocallable contingent interest barrier notes due June 2, 2022 linked to the least performing of the common stocks of Cisco Systems, Inc., salesforce.com,inc. and E*Trade Financial Corp.; via TD Securities (USA) LLC; pricing May 28; Cusip: 89114QR42

• 24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QM96

UBS AG, LONDON BRANCH

• Trigger autocallable contingent yield notes due May 13, 2022 linked to Cigna Corp. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 10; Cusip: 90281D177

• Trigger autocallable contingent yield notes due May 13, 2022 linked to Gilead Sciences Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 10; Cusip: 90281D185

• Trigger autocallable contingent yield notes due May 13, 2022 linked to JPMorgan Chase & Co. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 10; Cusip: 90281D193

• Trigger autocallable contingent yield notes due May 13, 2022 linked to Kinder Morgan Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 10; Cusip: 90281D201

• 0% trigger autocallable contingent yield notes due May 13, 2022 linked to the S&P 500 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 10; Cusip: 90281D136

• 0% capped Performance Leverage Upside Securities due Sept. 3, 2020 linked to the Russell 2000 index; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing May 15; Cusip: 90281C807

• Trigger autocallable contingent yield notes due June 3, 2022 linked to the lesser performing of the common stocks of Amazon.com, Inc. and Visa Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 28; Cusip: 90270KD71

• 0% capped gears due July 31, 2020 linked to the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 28; Cusip: 90281D169

• Trigger callable contingent yield notes due May 31, 2024 linked to the least performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 28; Cusip: 90270KC31

• Trigger autocallable contingent yield notes due June 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing May 28; Cusip: 90270KC49

• 0% capped leveraged buffered notes due in 17 to 20 months linked to the S&P 500 index; via UBS Securities LLC; Cusip: 90270KC98

WELLS FARGO & CO.

• Step-up callable notes due Nov. 30, 2024 with 3.125% initial rate; via Wells Fargo Securities LLC; pricing May 28; Cusip: 95001D4C1

• 0% market-linked securities with upside participation and fixed percentage buffered downside due May 31, 2024 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing May 28; Cusip: 95001H5M9

• Market-linked securities due June 6, 2023 – contingent fixed return and contingent downside linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing May 30; Cusip: 95001H5J6

• 0% market-linked securities with upside participation and fixed percentage buffered downside due June 4, 2024 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing May 30; Cusip: 95001H5N7

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due June 7, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing May 31; Cusip: 95001H5G2

• 0% Capped Leveraged Index Return Notes due May 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May

• 0% buffered enhanced return securities with capped upside and buffered downside due in 19 to 22 months linked to the S&P 500 index; via Wells Fargo Securities, LLC; Cusip: 95001H5Q0

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