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Structured Products Calendar
BANK OF AMERICA CORP.
Step-up callable notes due April 30, 2024; via BofA Merrill Lynch; settlement on April 30; Cusip: 06048WZP8
BANK OF MONTREAL
Redeemable step-up coupon notes due April 30, 2026; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06367WKC6
0% contingent risk absolute return notes due April 30, 2021 linked to the iShares MSCI EAFE ETF; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06367WKH5
0% buffered bullish enhanced return notes due Oct. 30, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJW4
0% bullish booster percentage notes with barrier due April 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJX2
Autocallable barrier notes with contingent coupon due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJU8
Autocallable barrier notes with contingent coupon due July 31, 2020 linked to the VanEck Vectors Gold Miners ETF; via BMO Capital Markets Corp.; pricing April 29; Cusip: 06367WJV6
BANK OF NOVA SCOTIA
0% autocallable market-linked securities with a fixed percentage buffered downside due May 3, 2022 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. as agent with Wells Fargo Securities, LLC as dealer; pricing April 30; Cusip: 064159NU6
0% Capped Leveraged Index Return Notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% notes due April 2022 linked to a basket of unequally weighted indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in April
0% notes due April 2024 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% Capped Leveraged Index Return Notes due April 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% market-linked step-up notes due April 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
0% capped buffered notes due in 24 to 27 months linked to the S&P 500 index; via Scotia Capital (USA) as underwriter with Goldman Sachs & Co. as dealer; Cusip: 064159NR3
BARCLAYS BANK PLC
0% notes due Oct. 28, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing April 25; Cusip: 06747MMQ6
0% notes due April 28, 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing April 25; Cusip: 06747MKK1
Phoenix autocallable notes due April 28, 2022 linked to the least performing of the common stocks of Citigroup Inc., CVS Health Corp. and 3M; via Barclays; pricing April 25; Cusip: 06747MMZ6
Callable contingent coupon notes due April 30, 2029 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing April 25; Cusip: 06747MME3
0% capped buffer gears due April 30, 2021 linked to the iShares MSCI Emerging Markets ETF; via Barclays; pricing April 25; Cusip: 06747A821
0% notes due April 28, 2023 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing April 25; Cusip: 06747MKT2
0% buffered digital plus notes due April 30, 2024 linked to the S&P 500 index; via Barclays; pricing April 25; Cusip: 06747MLJ3
Callable contingent coupon notes due April 30, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing April 25; Cusip: 06747MM94
Step-up callable contingent payment notes due April 30, 2029 linked to the least performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 25; Cusip: 06747MLZ7
Phoenix autocallable notes due April 30, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via Barclays; pricing April 25; Cusip: 06747MM45
Phoenix autocallable notes due April 28, 2022 linked to the least performing of the common stocks of Walt Disney Co., Goldman Sachs Group, Inc. and Intel Corp.; via Barclays; pricing April 25; Cusip: 06747MN28
Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones Industrial Average; via Barclays; pricing April 25; Cusip: 06747MKC9
Contingent income autocallable securities with a step-up redemption threshold feature due April 29, 2022 linked to the common stock of Alphabet Inc.; via Barclays with Morgan Stanley Wealth Management as dealer; pricing April 26; Cusip: 06747A565
Contingent income autocallable securities due April 29, 2022 linked to Goldman Sachs Group, Inc. common stock; via Barclays and Morgan Stanley Wealth Management; pricing April 26; Cusip: 06747A532
Trigger autocallable contingent yield notes due April 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Barclays and UBS Financial Services Inc.; pricing April 26; Cusip: 06747A573
Capped fixed-to-floating notes due Nov. 3, 2021; via Barclays; pricing April 30; Cusip: 06747MPH3
Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MLC8
0% barrier lock-in notes due April 28, 2023 linked to the S&P 500 index; via Barclays; pricing April 30; Cusip: 06747MLD6
0% buffered SuperTrack notes due Nov. 3, 2020 linked to the S&P 500 index; via Barclays; pricing April 30; Cusip: 06747MPK6
Callable contingent coupon notes due April 30, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MKR6
Phoenix autocallable notes due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 30; Cusip: 06747ML38
Phoenix autocallable notes due April 30, 2020 linked to the lesser performing of the Nasdaq-100 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MLC8
0% barrier lock-in notes due April 28, 2023 linked to the S&P 500 index; via Barclays; pricing April 30; Cusip: 06747MLD6
Callable contingent coupon notes due April 30, 2024 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Dow Jones industrial average; via Barclays; pricing April 30; Cusip: 06747MKR6
Phoenix autocallable notes due July 31, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing April 30; Cusip: 06747ML38
0% notes due Oct. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing April 30; Cusip: 06747MMR4
0% market-linked securities with leveraged upside participation and fixed-percentage buffered downside due May 3, 2024 linked to the Euro Stoxx 50 index; via Barclays and Wells Fargo Securities, LLC; pricing April 30; Cusip: 06747MMC7
Callable contingent coupon notes due April 29, 2022 linked to the least performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; via Barclays; pricing April 30; Cusip: 06747ML20
0% dual directional notes due Oct. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing April 30; Cusip: 06747MKD7
8.5% STEP Income Securities due April 2020 linked to the common stock of Amazon.com, Inc.; via BofA Merrill Lynch; pricing in April
0% notes due May 12, 2022 linked to the S&P 500 index; via Barclays; pricing May 9; Cusip: 06747MPG5
0% notes due May 12, 2022 linked to the S&P 500 index; via Barclays; pricing May 9; Cusip: 06747MPF7
BOFA FINANCE LLC
Contingent income autocallable yield notes due Oct. 28, 2022 linked to the worst performing of the Dow Jones industrial average and the Russell 2000 index; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPY1
Autocallable notes due Oct. 29, 2026 linked to the S&P 500 Low Volatility High Dividend index; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPS4
Contingent income buffered autocallable notes due Oct. 29, 2026 linked to the least performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via BofA Merrill Lynch; pricing April 26; Cusip: 09709TPT2
0% autocallable market-linked step-up notes due April 2022 linked to an equity index basket (Euro Stoxx 50 index with an initial weight of 40%, the FTSE 100 index with an initial weight of 20%, the Nikkei Stock Average index with an initial weight of 20%, the Swiss Market index with an initial weight of 7.5%, the S&P/ASX 200 index with an initial weight of 7.5% and the Hang Seng index with an initial weight of 5%); via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2024 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
0% Bear Strategic Accelerated Redemption Securities due April 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
0% leveraged buffered notes due in 19 to 22 months linked to the MSCI EAFE index; via BofA Merrill Lynch; Cusip: 09709TPG0
0% leveraged buffered notes due in 16 to 19 months linked to the S&P 500 index; via BofA Merrill Lynch; Cusip: 09709TPZ8
CANADIAN IMPERIAL BANK OF COMMERCE
0% Accelerated Return Notes due June 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
Autocallable market-linked step-up notes due April 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
Step-up callable notes due May 7, 2026 with 3% start rate; via CIBC World Markets; pricing May 2; Cusip: 13605WQN4
0% digital index-linked notes due in 27 to 30 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQL8
0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPZ8
0% capped leveraged notes due in 13 to 15 months tied to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQD6
0% digital index-linked notes due in 16 to 19 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WPW5
19- to 22-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQH7
0% digital index-linked notes due in 23 to 26 months linked to the S&P 500 index; via CIBC World Markets Corp.; Cusip: 13605WQF1
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0% autocallble market-linked notes due Oct. 29, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17326YF76
0% autocallble market-linked notes due Oct. 29, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17326YF76
Autocallable contingent coupon equity-linked securities due April 27, 2020 linked to the worst performing of the common stocks of Verizon Communications Inc. and AT&T Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324XHE3
Autocallable contingent coupon equity-linked securities due April 27, 2020 linked to the worse performing of the common stocks of Apple Inc. and Amazon.com, Inc.; via Citigroup Global Markets Inc.; pricing April 22; Cusip: 17324XJB7
0% buffer securities due May 6, 2020 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing April 23; Cusip: 17326YGL4
Fixed-to-floating notes due April 26, 2029 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 17326YCA2
0% dual directional market-linked notes due April 28, 2022 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZF6
0% buffered digital securities due April 28, 2022 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZ41
0% index-linked notes due April 29, 2027 tied to the Dow Jones Industrial Average; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5K7
0% enhanced barrier digital plus securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YQA7
0% buffered digital plus securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YXY7
Autocallable contingent coupon equity-linked securities due April 30, 2024 linked to the least performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YDP8
Autocallable contingent coupon equity-linked securities due April 30, 2024 linked to the lesser performing of the Dow Jones industrial average, the Russell 2000 index and the Nasdaq-100 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YGP5
0% market-linked notes due April 28, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YXR2
Contingent coupon equity-linked securities due Oct. 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YZ66
0% autocallable securities due April 30, 2024 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YGB6
0% contingent upside participation market-linked notes due Oct. 29, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YCE4
0% autocallable market-linked notes due April 30, 2026 linked to the Citi Dynamic Asset Selector 5 Excess Return index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 17326YKE5
Callable contingent coupon notes due May 1, 2024 linked to the least performing of the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YWX0
Callable step-up coupon notes due April 30, 2022; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YVU7
Callable step-up coupon notes due Oct. 30, 2024; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326Y2S4
0% upturn securities due June 26, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YP75
Callable step-up coupon notes due April 30, 2022; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YVU7
Callable step-up coupon notes due April 30, 2029; via Citigroup Global Markets Inc.; pricing April 26; Cusip: 17326YY42
Floating-rate notes due May 2, 2024 linked to Libor; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YTF3
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due May 3, 2024 linked to an ETF basket; via Wells Fargo Securities LLC and Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YQU3
0% notes due May 5, 2022 linked to the iShares MSCI EAFE ETF; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YFF8
0% buffer securities due June 4, 2020 linked to the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YHD1
0% buffer securities due Nov. 3, 2020 linked to the MSCI Emerging Markets index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YNC6
0% autocallable securities due May 5, 2022 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326Y4H6
0% buffer securities due June 4, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YUJ3
0% buffered digital securities due May 5, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 17326YJV9
Contingent coupon autocallable notes due May 18, 2020 linked to Nvidia Corp. stock; via Citigroup Global Markets Inc.; pricing May 13; Cusip: 17324XNA4
0% enhanced barrier digital plus securities due May 29, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17326YH25
21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326Y6F8
0% buffered equity notes due in 24 to 27 months linked to a basket of indexes (Euro Stoxx 50 index with a 36% weight, the Topix index with a 27% weight, the FTSE 100 index with a 20% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Citigroup Global Markets Inc.; Cusip: 17326YHZ2
0% buffered digital notes due in 16 to 18 months linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326YCL8
21- to 24-month 0% buffered digital notes linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip: 17326Y6F8
0% buffered digital securities due in 13 to 15 months linked to the SPDR S&P Metals & Mining ETF; via Citigroup Global Markets Inc.; Cusip: 17326YUB0
17- to 20-month 0% buffered notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17326YB39
CREDIT SUISSE AG, LONDON BRANCH
Step-up contingent coupon callable yield notes due April 28, 2022 linked to the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 24; Cusip: 22552FAZ5
Contingent coupon autocallable reverse convertible securities due July 30, 2020 linked to the common stock of Apple Inc.; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22549JL65
Contingent coupon autocallable yield notes due April 29, 2022 linked to the least performing of the shares of Apple Inc., Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Incapital LLC; pricing April 25; Cusip: 22552F7H9
Contingent coupon autocallable reverse convertible securities due July 30, 2020 linked to the common stock of Apple Inc.; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22549JL81
0% digital buffered notes due April 28, 2022 linked to the Dow Jones Industrial Average; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F4A7
Contingent coupon autocallable yield notes due Oct. 29, 2021 linked to the least performing of the shares of Facebook, Inc., Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552FB92
Step-up contingent coupon callable yield notes due April 29, 2022 linked to the Nasdaq-100 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7C0
Contingent coupon callable yield notes due April 29, 2022 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx Banks index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7A4
Contingent coupon autocallable yield notes due April 30, 2024 linked to the lowest performing of the Russell 2000 index and the Euro Stoxx Banks index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F670
Contingent coupon autocallable yield notes due Oct. 30, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F5A6
Contingent coupon autocallable yield notes due April 30, 2024 linked to the lesser performing of the VanEck Vectors Gold Miners ETF and the SPDR S&P Oil & Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22552F7D8
9.45% to 10.45% autocallable yield notes due April 29, 2022 linked to the least performing of the shares of Apple Inc., Amazon.com, Inc., Alphabet Inc. and Netflix, Inc.; via Incapital LLC; pricing April 25; Cusip: 22552FA69
Callable contingent income securities due April 29, 2021 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22552FAW2
Callable contingent income securities due April 29, 2021 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22552FAV4
Contingent coupon autocallable yield notes due May 2, 2022 linked to the least performing of the shares of Walt Disney Co., FedEx Corp. and Home Depot, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22552FAS1
0% trigger absolute return step securities due April 30, 2024 linked to Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22550F153
0% allocation securities due April 30, 2024 linked to a basket of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via UBS Financial Services Inc.; pricing April 26; Cusip: 22550F187
Contingent coupon autocallable reverse convertible securities due Aug. 3, 2020 linked to the common stock of Alaska Air Group, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22549JK41
Contingent coupon autocallable reverse convertible securities due Aug. 3, 2020 linked to the common stock of Netflix, Inc.; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22549JK33
0% dual directional buffered notes due Nov. 4, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC as agent with Morgan Stanley Smith Barney LLC handling distribution; pricing April 30; Cusip: 22550F252
0% CS notes due May 3, 2024 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552FA44
Contingent coupon autocallable yield notes due May 4, 2020 linked to the lowest performing of the Nasdaq-100 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552FA28
0% digital barrier notes due June 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4L3
Contingent coupon callable yield notes due Feb. 3, 2022 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4G4
0% digital plus barrier securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4R0
Contingent coupon autocallable yield notes due Aug. 3, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F6S6
0% buffered accelerated return equity securities due June 3, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4M1
Contingent coupon autocallable yield notes due Aug. 3, 2020 linked to the lowest performing of the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F6U1
0% buffered accelerated return equity securities due Nov. 4, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F4P4
Contingent coupon autocallable yield notes due May 3, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the SPDR S&P Oil &Gas Exploration & Production ETF; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22552F3W0
Autocallable market-linked securities with contingent coupon and contingent downside due April 27, 2023 linked to worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing April 29; Cusip: 22552F6W7
GS FINANCE CORP.
0% autocallable notes due May 7, 2029 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 22; Cusip: 40056FC45
Callable contingent coupon notes due April 29, 2024 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 24; Cusip: 40056F6K6
0% leveraged index-linked notes due April 30, 2025 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5L5
0% autocallable index-linked notes due May 2, 2024 tied to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5P6
0% index-linked notes due May 29, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAH8
0% leveraged buffered notes due May 2, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FBZ7
Callable contingent coupon notes due April 30, 2029 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056F7E9
0% leveraged index-linked notes due April 28, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6B6
0% leveraged buffered notes due April 30, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5N1
Autocallable contingent coupon index-linked notes due Aug. 3, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAK1
0% index-linked notes due Oct. 3, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FB20
0% notes due Jan. 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6R1
0% notes due Jan. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6S9
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAD7
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F7M1
Autocallable contingent coupon index-linked notes due Aug. 3, 2020 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAK1
0% index-linked notes due Oct. 3, 2022 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FB20
0% notes due Jan. 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6R1
0% notes due Jan. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F6S9
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA21
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 38149J2M1
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAD7
0% autocallable notes due May 11, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056F7M1
0% leveraged buffered notes due April 30, 2024 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5R2
0% autocallable notes due May 11, 2026 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA54
0% autocallable notes due May 11, 2026 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FA70
Callable buffered monthly range accrual notes due Oct. 30, 2026 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 25; Cusip: 40056FAW5
Autocallable contingent coupon index-linked notes due Nov. 2, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5S0
0% index-linked notes due Jan. 28, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6F7
4% callable fixed-coupon buffered notes due April 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F6A8
0% leveraged buffered notes due April 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5M3
0% autocallable index-linked notes due May 2, 2024 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5Q4
Autocallable contingent coupon notes due Nov. 2, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F4T9
0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5Z4
0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5U5
0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5T8
0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5V3
0% index-linked notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F5X9
0% buffered index-linked notes due April 30, 2024 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 40056F4S1
0% leveraged notes due July 30, 2020 linked to the lesser performing of the Dow Jones industrial average and the S&P MidCap 400 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056FBK0
0% market-linked notes due Sept. 20, 2023 linked to an equally-weight basket of indexes (Euro Stoxx 50 index, the S&P 500 index and the Topix index); via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 36257D436
0% trigger Performance Leveraged Upside Securities due April 29, 2022 linked to a basket that contains the S&P 500, Euro Stoxx 50 and MSCI Emerging Markets indexes; via Goldman Sachs & Co. LLC and Morgan Stanley Wealth Management; pricing April 26; Cusip: 36257D527
0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index, due between July 10, 2020 and Aug. 10, 2020; via UBS Financial Services Inc. and Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056FAZ8
Callable buffered monthly range accrual notes due April 30, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40056F6J9
Callable contingent coupon notes due Oct. 30, 2026 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 40056F6H3
Callable contingent coupon notes due May 2, 2022 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing April 26; Cusip: 40056F6M2
0% notes due Nov. 3, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 29; Cusip: 40056FC52
0% trigger jump securities due May 5, 2021 linked to the Apple Inc. stock; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 36257D501
0% leveraged buffered notes due May 5, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAP0
0% notes due May 3, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056F6X8
0% autocallable notes due May 14, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056F7H2
0% autocallable notes due May 14, 2024 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FA96
0% index-linked notes due June 3, 2020 tied to the Nasdaq-100 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAJ4
Contingent income callable securities due May 3, 2029 linked to the S&P 500 index; via Goldman Sachs & Co. LLC as underwriter with Morgan Stanley Wealth Management handling distribution; pricing April 30; Cusip: 40056FAL9
0% leveraged buffered notes due May 3, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAM7
Autocallable contingent coupon index-linked notes due Nov. 6, 2020 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F4U6
Autocallable contingent coupon index-linked notes due Nov. 6, 2020 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F5W1
0% autocallable index-linked notes due May 9, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing April 30; Cusip: 40056F5Y7
0% leveraged buffered notes due May 5, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing April 30; Cusip: 40056FAF2
0% notes due May 4, 2023 linked to the Dow Jones industrial average; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB87
0% leveraged buffered notes due Nov. 4, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB95
0% leveraged buffered notes due Nov. 4, 2021 linked to the MSCI Emerging Markets index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB79
0% leveraged buffered notes due May 5, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB53
0% leveraged buffered notes due May 5, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 1; Cusip: 40056FB61
0% leveraged buffered notes due in 24 to 27 months linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 40056EYQ5
0% index-linked notes due in 36 months tied to the MSCI Emerging Markets index and the MSCI AC ASIA index; via Goldman Sachs & Co.; Cusip: 40056EYK8
0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056F2W4
0% autocallable notes due in 84 months linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; Cusip: 40056EZX9
36-month 0% notes linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. LLC; Cusip: 40056EU30
0% leveraged buffered digital notes due in 72 months linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40056EXP8
0% leveraged basket-linked notes due in 18 to 21 months linked to an unequally weighted basket of ordinary shares of the 22 Spanish companies included in the MSCI Spain 25/50 index; via Goldman Sachs & Co.; Cusip: 40056EYJ1
HSBC USA, INC.
Autocallable contingent income barrier notes due April 30, 2029 linked to the least performing of the Russell 2000 index, S&P 500 index and Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435ULF9
0% buffered uncapped market participation securities due May 3, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435UKJ2
0% performance allocator notes due April 30, 2024 linked to three baskets of regional indexes (U.S. basket consists of the S&P 500 index, Russell 2000 index; Europe basket consists of the Euro Stoxx 50 index, FTSE 100 index; Asia Pacific basket consists of the S&P/ASX 200 index, Nikkei 225 index); via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40435UKE3
0% buffered Performance Leveraged Upside Securities due May 5, 2021 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40436B501
0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKP8
0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKQ6
0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKN3
0% buffered Accelerated Market Participation Securities due May 3, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKM5
0% barrier digital return notes due June 3, 2020 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKY9
6.75% autocallable yield notes due Aug. 3, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKX1
0% buffered uncapped market participation securities due May 3, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKK9
0% performance allocator notes due May 3, 2022 linked to three baskets of regional indexes (U.S. basket consists of the S&P 500 index, Russell 2000 index; Europe basket consists of the Euro Stoxx 50 index, FTSE 100 index; Asia Pacific basket consists of the S&P/ASX 200 index, Nikkei 225 index); via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKD5
0% autocallable barrier notes with step-up premium and contingent return feature due May 3, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULH5
0% buffered uncapped market participation securities due May 3, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKL7
0% digital dual directional barrier securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435UKG8
Autocallable barrier notes with contingent return due May 3, 2024 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Nasdaq-100 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULA0
0% buffered uncapped market participation securities due May 3, 2022 linked to the Invesco S&P 500 Low Volatility Portfolio ETF; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40435ULB8
0% digital dual directional barrier notes due May 8, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 1; Cusip: 40435UJG0
0% leveraged buffered notes due in 21 to 24 months linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; Cusip: 40435UJY1
27- to 30-month 0% leveraged buffered capped notes linked to a basket of indexes; via HSBC Securities (USA) Inc.; Cusip: 40435UJX3
JPMORGAN CHASE FINANCIAL CO. LLC
Autocallable contingent interest notes due July 28, 2020 linked to Amazon.com, Inc. stock; via J.P. Morgan Securities LLC; pricing April 23; Cusip: 48132CBR3
Autocallable yield notes due Oct. 30, 2020 tied to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WU25
0% digital notes due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WX48
0% capped buffered return enhanced notes due July 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR52
0% capped buffered return enhanced notes due Oct. 29, 2021 linked to the Nasdaq-100 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS36
0% capped buffered return enhanced notes due Oct. 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR60
0% uncapped buffered equity notes due Dec. 30, 2024 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48132CBF9
0% uncapped dual directional contingent buffered equity notes due April 30, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48132CCG6
0% uncapped buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS51
0% step-up autocallable buffered equity notes due April 30, 2026 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WQ95
0% step-up autocallable notes due April 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR78
0% step-up autocallable notes due April 30, 2026 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WR86
0% capped buffered return enhanced notes due July 31, 2020 tied to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48132CBA0
Autocallable contingent interest notes due Oct. 30, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS85
Autocallable contingent interest notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48130WS69
0% notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV24
0% notes due April 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV32
Autocallable contingent interest notes due July 31, 2020 linked to the least performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT76
0% uncapped contingent buffered return enhanced notes due April 28, 2023 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAA1
Autocallable contingent interest notes due July 31, 2020 linked to the lesser performing of the Nasdaq-100 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT68
0% bear market Performance Leveraged Upside Securities due Nov. 4, 2019 linked inversely to the Nasdaq-100 index; via J.P. Morgan Securities LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing April 30; Cusip: 48130X158
Autocallable contingent interest notes due July 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT84
Autocallable yield notes due July 31, 2020 tied to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WT92
0% digital notes due May 29, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ38
Autocallable contingent interest notes due July 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WU33
0% capped notes due April 30, 2021 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WU82
0% uncapped contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAC7
0% uncapped contingent buffered return enhanced notes due April 28, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ95
0% uncapped contingent buffered equity notes due April 30, 2024 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAE3
0% uncapped dual directional contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WZ79
0% notes due April 30, 2024 linked to an equally-weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV57
0% notes due April 30, 2024 linked to an equally-weighted basket of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV65
0% uncapped contingent buffered return enhanced notes due April 30, 2024 linked to the lesser performing of the iShares MSCI EAFE exchange-traded fund and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48132CAB9
0% notes due April 29, 2022 linked to an equally-weighted basket of the S&P 500 Low Volatility High Dividend index and the Euro Stoxx Select Dividend 30 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48130WV40
0% autocallable contingent buffered equity notes due April 30, 2024 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip; 48130WU58
Autocallable contingent interest notes due May 20, 2022 linked to the least performing of the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 17; Cusip: 48132CCX9
MORGAN STANLEY FINANCE LLC
0% buffered Performance Leveraged Upside Securities due Oct. 28, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4S1
0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4V4
0% buffered participation securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4P7
0% dual directional trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4T9
0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4U6
0% jump securities with autocallable feature due April 28, 2022 linked to the lesser performing of the Russell 2000 index and the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5C5
0% equity-linked partial principal at risk securities due Oct. 28, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5J0
0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5L5
0% buffered Performance Leveraged Upside Securities due April 30, 2024 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4K8
Contingent income autocallable securities due Oct. 29, 2020 linked to the least performing of the Dow Jones industrial average and the Nasdaq-100 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D5M3
0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61768D4Z5
Contingent income autocallable securities due April 29, 2022 linked to the common stock of Amazon.com, Inc.; via Morgan Stanley & Co. LLC as agent with Morgan Stanley Wealth Management handling distribution; pricing April 26; Cusip: 61768Y133
0% trigger gears due April 30, 2029 linked to a basket consisting of the Euro Stoxx 50, FTSE 100, Nikkei 225, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 61768X804
0% trigger gears due in March 2025 to May 2025 linked to a basket consisting of the Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei 225 index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight; via Morgan Stanley & Co. LLC as agent with UBS Financial Services Inc. as dealer; pricing April 26; Cusip: 61768Y166
0% capped gears due June 30, 2020 linked to the Euro Stoxx 50, FTSE 100, Nikkei 225, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 26; Cusip: 61768Y174
0% trigger participation securities due May 1, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61768D5V3
Contingent income autocallable securities due April 29, 2022 linked to UnitedHealth Group Inc. common stock; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61768Y141
0% buffered Performance Leveraged Upside Securities due April 29, 2021 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 29; Cusip: 61768D3U7
0% trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4Q5
0% buffered Performance Leveraged Upside Securities due May 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4M4
0% dual directional trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4B8
0% buffered Performance Leveraged Upside Securities due May 5, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4R3
0% trigger Performance Leveraged Upside Securities due May 3, 2024 linked to the lesser performing of the Dow Jones Industrial Average and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D4N2
0% equity-linked partial principal at risk securities due May 5, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D5H4
0% jump securities with autocallable feature due May 5, 2022 linked to the worse performing of the Russell 2000 index and the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing April 30; Cusip: 61768D5B7
0% trigger Performance Leveraged Upside Securities due May 5, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management handling distribution; pricing April 30; Cusip: 61768Y158
21- to 24-month 0% capped leveraged buffered notes linked to a basket of indexes; via Morgan Stanley & Co. LLC; Cusip: 61768D6C4
0% buffered digital notes due in 23 to 26 months linked to the MSCI EAFE index; via Morgan Stanley & Co. LLC; Cusip: 61768D2R5
0% digital notes due in 13 to 15 months linked to the Nasdaq-100 index; via Morgan Stanley & Co. LLC; Cusip: 61768D6K6
ROYAL BANK OF CANADA
0% trigger absolute return step securities due April 30, 2024 linked to a basket of six indexes; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 26; Cusip: 78014H540
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the common stocks of Amazon.com, Inc. and Alibaba Group Holding Ltd.; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5Q7
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the least performing of the common stocks of Amazon.com, Inc., Facebook, Inc., Alphabet Inc. and Netflix Inc.; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5V6
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the common stocks of AT&T Inc. and Vodafone Group plc; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5P9
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the least performing of the common stocks of McDonalds Corp., Starbucks Corp. and YUM! Brands, Inc.; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5R5
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the common stock of Netflix, Inc.; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5U8
Autocallable contingent coupon barrier notes due April 29, 2022 linked to the common stocks of Target Corp. and Walmart Inc.; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78013X5N4
0% Capped Leveraged Index Return Notes due April 2021 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in April
0% Leveraged Index Return Notes due in April 2021 linked to a basket of indexes (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in April
0% Accelerated Return Notes due June 2020 linked to a basket of Citigroup Inc., KeyCorp and Wells Fargo & Co. common stocks; via BofA Merrill Lynch; pricing in April
TORONTO-DOMINION BANK
0% buffered notes due April 29, 2024 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 25; Cusip: 89114QJ58
0% market-linked securities with leveraged upside participation and contingent downside due May 2, 2022 linked to the Dow Jones industrial average; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing April 29; Cusip: 89114QL89
0% market-linked securities leveraged upside participation to a cap and contingent downside principal at risk due May 2, 2022 linked to an ETF basket; via Wells Fargo Securities LLC; pricing April 29; Cusip: 78013X4C9
0% leveraged buffered notes due May 4, 2022 linked to the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK80
0% capped leveraged buffered notes due May 4, 2022 linked to the iShares MSCI EAFE ETF; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL63
0% capped leveraged buffered notes due May 4, 2022 linked to the iShares MSCI Emerging Markets ETF; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL55
0% capped leveraged buffered notes due May 4, 2022 linked to the Russell 2000 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL48
0% capped leveraged buffered notes due May 4, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL30
0% digital buffered notes due May 4, 2022 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK72
Autocallable contingent interest barrier notes due May 2, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QL71
0% contingent absolute return barrier notes due May 2, 2024 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via TD Securities (USA) LLC; pricing April 30; Cusip: 89114QK98
30- to 33-month 0% leveraged capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QH50
24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QM96
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Oct. 25, 2019 linked to General Electric Co. common stock; via UBS Securities LLC and Morgan Stanley Smith Barney LLC; pricing April 22; Cusip: 90281C757
Trigger autocallable contingent yield notes due April 29, 2021 tied to the lesser performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90270KYY9
0% bearish barrier early redeemable market-linked notes with daily barrier observation linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90270KB24
0% digital index-linked notes due in 24 to 27 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KA66
0% capped leveraged buffered notes due in 22 to 25 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KYM5
0% capped leveraged buffered notes due in 24 to 27 months linked to the MSCI EAFE index; via UBS Securities LLC; Cusip: 90270KZF9
WELLS FARGO FINANCE LLC
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 28, 2021 linked to the Russell 2000 index and the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 25; Cusip: 95001H4N8
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4P3
0% market-linked securities with contingent fixed return and contingent downside due May 8, 2023 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4E8
0% market-linked securities with upside participation and fixed percentage buffered downside due May 2, 2024 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 29; Cusip: 95001H4R9
0% market linked securities autocallable with fixed percentage buffered downside due May 8, 2023 tied to the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing April 30; Cusip: 95001H4D0
0% market linked securities autocallable with fixed percentage buffered downside due May 8, 2023 tied to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 30; Cusip: 95001H4C2
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