Prospect News: Prospect News

E-mail us: service@prospectnews.com Or call: 212 374 2800

Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products

Add to balance / Manage account

User:

Log out

Prospect News home > News index > List of issuers Calendar > Headlines for 2018 > News item

Published on 5/17/2018 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Step-up callable notes due May 25, 2030; via BofA Merrill Lynch; pricing May 23; Cusip: 06048WWJ5

• Step-up callable notes due Nov. 30, 2021; via BofA Merrill Lynch; settlement May 30; Cusip: 06048WWP1

BANK OF MONTREAL

• Autocallable cash-settled notes with conditional interest payments due May 31, 2022 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production ETF and the VanEck Vectors Gold Miners ETF; 75% trigger; via BMO Capital Markets Corp.; pricing May 24; Cusip: 06367T5K2

• 0% bullish digital return notes with barrier due June 28, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 25; Cusip 06367T5Y2

• 0% bullish enhanced return notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5T3

• 0% bullish enhanced return notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5M8

• 0% contingent risk absolute return notes due May 31, 2022 linked to the S&P 500 index; 75% trigger; via BMO Capital Markets Corp.; pricing May 25; Cusip: 06367T5S5

BANK OF NOVA SCOTIA

• Capped fixed- to floating-rate notes due June 1, 2028 linked to Libor; via Scotia Capital (USA) Inc.; pricing May 30; Cusip: 064159LJ3

• Callable step-up rate notes due June 4, 2025; via Scotia Capital (USA) Inc.; pricing May 31; Cusip: 064159LP9

• 0% Capped Leveraged Index Return Notes due November 2019 linked to Euro Stoxx 50 index and S&P 500 index; via BofA Merrill Lynch; pricing in May

BANK OF THE WEST

• 0% market-linked certificates of deposit due May 30, 2023 linked to the Euro Stoxx 50 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVT4

• 0% market-linked certificates of deposit due May 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVP2

• 0% market-linked certificates of deposit due May 30, 2024 linked to an equally weighted basket of the Nikkei 225 index, the S&P 500 index and the Euro Stoxx 50 index; via BNP Paribas Securities Corp. with Incapital LLC as distributor; pricing May 24; Cusip: 06426XVU1

BARCLAYS BANK PLC

• 0% notes due May 23, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 18; Cusip: 06746XAF0

• 0% notes due May 23, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 18; Cusip: 06746XAE3

• 0% notes due May 22, 2025 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 18; Cusip: 06746XC84

• 0% notes due May 21, 2026 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 18; Cusip: 06746XCC5

• 7% phoenix autocallable notes due May 23, 2023 linked to the least performing of the Dow Jones Industrial average and the Russell 2000 index; via Barclays; pricing May 18; Cusip: 06746XBY8

• 0% contingent barrier notes due Nov. 20, 2019 linked to the S&P 500 index; via Barclays; pricing May 18; Cusip: 06746XCD3

• Callable contingent coupon notes due May 21, 2021 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; 65% trigger; via Barclays; pricing May 18; Cusip: 06746XAH6

• 0% annual autocallable notes due May 23, 2022 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production ETF; 70% trigger; via Barclays; pricing May 18; Cusip: 06746XAJ2

• Floating-rate notes due May 22, 2023 linked to the Consumer Price Index; via Barclays; pricing May 22; Cusip: 06746XBW2

• Fixed- to floating-rate notes due May 24, 2023 tied to the 10-year U.S. dollar ICE swap rate; via Barclays; settlement May 24; Cusip: 06746XAN3

• Phoenix autocallable notes due May 27, 2021 linked to the least performing of the common stocks of Amazon.com Inc., Facebook, Inc., Alphabet, Inc. and Netflix, Inc.; 70% trigger; via Barclays; pricing May 24; Cusip: 06746XAC7

• 0% notes due May 27, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 24; Cusip: 06746X7C1

• 1.75% notes due May 31, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 24; Cusip: 06746XBL6

• 0% buffered SuperTrack notes due May 28, 2021 linked to the iShares MSCI Emerging Markets ETF and the iShares MSCI EAFE ETF; via Barclays; pricing May 24; Cusip: 06746X7H0

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Barclays; pricing May 24; Cusip: 06746XB28

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Barclays; pricing May 24; Cusip: 06746XAW3

• Callable contingent coupon notes due May 30, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx Banks index; 60% trigger; via Barclays; pricing May 24; Cusip: 06746XAY9

• 0% buffered SuperTrack notes due May 30, 2023 linked to the S&P 500 index; via Barclays; pricing May 24; Cusip: 06746XA78

• Phoenix autocallable notes due Aug. 30, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; 70% trigger; via Barclays; pricing May 24; Cusip: 06746XAP8

• Callable contingent coupon notes due May 28, 2021 linked to the least performing of the MSCI Emerging Markets index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Barclays; pricing May 25; Cusip: 06746XBA0

• 8% callable contingent coupon notes due May 31, 2023 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing May 25; Cusip 06746XCF8

• 0% buffered SuperTrack notes due Sept. 5, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing May 30; Cusip: 06746XCB7

• 0% notes due Dec. 4, 2019 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing May 31; Cusip: 06746X7B3

• Callable contingent coupon notes due June 5, 2023 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Dow Jones industrial average; 60% trigger; via Barclays; pricing May 31; Cusip: 06746XAT0

• 0% buffered SuperTrack notes due June 3, 2020 linked to the S&P 500 index; via Barclays; pricing May 31; Cusip: 06746X7K3

• 0% buffered SuperTrack notes due June 3, 2022 linked to the S&P 500 index; via Barclays; pricing May 31; Cusip: 06746XA37

• 0% buffered SuperTrack notes due June 5, 2023 linked to the S&P 500 index and the Dow Jones industrial average; 70% trigger; via Barclays; pricing May 31; Cusip: 06746XAU7

• 0% Leveraged Index Return Notes due May 2021 linked to the Dow Jones industrial average and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May

• Autocallable market-linked step-up notes due May 2023 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May

• Step-up fixed-rate callable notes due June 14, 2023; via Barclays; settlement June 14; Cusip: 06746XCK7

BMO HARRIS BANK NA

• Annual income with minimum interest rate certificates of deposit due May 31, 2022 linked to an equally weighted basket of stocks (Target Corp., Home Depot, Inc., Verizon Communications Inc., Ford Motor Co. and Exxon Mobil Corp.); via BMO Capital Markets Corp. with Incapital LLC as distributor; pricing May 25; Cusip: 05581WXE0

BOFA FINANCE LLC

• 0% Accelerated Return Notes due July 2019 linked to the Nikkei Stock Average index; via BofA Merrill Lynch pricing in May

• Leveraged market-linked step-up notes due May 2021 linked to a global equity index basket; via Merrill Lynch & Co.; pricing in May

CANADIAN IMPERIAL BANK OF COMMERCE

• 18.35% contingent coupon autocallable notes due May 21, 2020 linked to the lower performing of the common stocks of salesforce.com, inc., JPMorgan Chase & Co. and Nvidia Corp.; via CIBC World Markets; pricing May 18; Cusip 13605WLG4

• 0% digital buffered notes due May 28, 2021 linked to the S&P 500 index; via CIBC World Markets Corp.; pricing May 24; Cusip: 13605WKV2

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Callable fixed- to floating-rate notes due May 23, 2025 linked to the leveraged difference between the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing May 18; Cusip: 17324CUS3

• 8% to 9% autocallable contingent coupon Equity Linked Securities due May 28, 2019 linked to the worse performing of the class A common stock of Facebook, Inc. and the common stock of Apple Inc.; via Citigroup Global Markets Inc. pricing May 22; Cusip: 17324XLL2

• 0% market-linked notes due May 27, 2021 linked to an equally weighted basket of the S&P 500 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing May 23; Cusip: 17324CUL8

• 0% dual directional barrier securities due Nov. 24, 2021 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324CUJ3

• Callable barrier leveraged CMS spread range accrual securities due May 30, 2038 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324CUT1

• 0% market-linked notes due May 30, 2023 linked to a basket of the S&P 500 index with a 25% weight, the Euro Stoxx 50 index with a 25% weight and the iShares iBoxx $ High Yield Corporate Bond ETF with a 50% weight; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324CUH7

• 0% dual directional barrier securities due Nov. 30, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing May 24; Cusip: 17324XHQ6

• Fixed- to floating-rate notes due May 31, 2023 linked to 10-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing May 25; Cusip: 17324CUY0

• Callable step-up coupon notes due June 4, 2021; via Citigroup Global Markets Inc.; pricing May 30; Cusip: 17324CUU8

CREDIT SUISSE AG, LONDON BRANCH

• 0% Accelerated Return Equity Securities due Nov. 21, 2019 linked to an equally weighted basket of five common stocks (Continental Resources, Inc., Devon Energy Corp., Marathon Petroleum Corp., Pioneer Natural Resources Co. and Whiting Petroleum Corp.); via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WUD7

• 0% knock-out notes due Nov. 20, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 18; Cusip: 22550WU54

• Absolute return buffered securities due Feb. 21, 2020 linked to Euro Stoxx 50 index and iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WU96

• 0% digital barrier notes due Nov. 25, 2019 linked to the lesser performing of the iShares MSCI Emerging Markets ETF and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSA6

• Contingent coupon callable yield notes due May 25, 2021 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSF5

• 0% digital barrier notes due May 23, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 77.75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WTF4

• 0% absolute return barrier securities due May 25, 2021 to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSD0

• 0% accelerated barrier notes due Nov. 25, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WSR9

• 0% accelerated barrier notes due May 25, 2021 linked to the SPDR S&P Regional Banking exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing May 18; Cusip: 22550WST5

• 8% contingent coupon autocallable reverse convertible securities due Aug. 26, 2019 linked to the common stock of Amazon.com, Inc.; via Credit Suisse Securities (USA) LLC; pricing May 22; Cusip 22549JSY7

• Callable step-up securities due Nov. 30, 2023; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WS32

• Contingent coupon callable yield notes due May 30, 2023 linked to the lesser performing of the Russell 2000 index and the Nasdaq 100 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WSZ1

• 0% callable daily range accrual securities due Nov. 28, 2025 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WT64

• 0% Buffered Accelerated Return Equity Securities due June 27, 2019 tied to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WQJ9

• 0% digital plus barrier notes due May 30, 2023 tied to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 24; Cusip: 22550WQM2

• Contingent coupon autocallable yield notes due May 28, 2021 linked to the least performing of the common stocks of Amazon.com Inc., Facebook, Inc., Alphabet, Inc. and Netflix, Inc.; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22549JD23

• 0% accelerated barrier notes due May 29, 2020 linked to the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22550WSX6

• Contingent coupon autocallable yield notes due May 30, 2025 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 25; Cusip: 22550WT72

• 18.75% to 19.75% autocallable reverse convertible securities due May 31, 2019 linked to the least performing of the common stocks of Cleveland-Cliffs Inc., Ensco plc and United States Steel Corp.; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing May 29; Cusip: 22549JD31

• 0% Accelerated Return Equity Securities due July 31, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 29; Cusip: 22550WU88

• 0% buffered accelerated return equity securities due Sept. 5, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip 22550WTX5

• 0% buffered accelerated return equity securities due Sept. 5, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip 22550WTY3

• Market-linked securities due May 27, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing May 30; Cusip: 22550WSK4

• Contingent coupon autocallable yield notes due Dec. 5, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WRA7

• Contingent coupon callable yield notes due June 5, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WQP5

• Autocallable securities due June 5, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip: 22550WRN9

• 0% Performance Leveraged Upside Securities due Sept. 5, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC as agent, Morgan Stanley Wealth Management as distributor; pricing May 31; Cusip 22549M517

• 9% autocallable contingent income securities due Dec. 3, 2020 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing May 31; Cusip 22550WTW7

• 0% Capped Leveraged Index Return Notes due July 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May

• Autocallable market-linked step-up notes due May 2021 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing May

• Autocallable market-linked step-up notes due May 2023 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing May

• 0% Accelerated Return Notes due July 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May

• 0% Leveraged Index Return Notes due July 2019 linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in May

• 0% Capped Leveraged Index Return Notes due July 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

• Market-linked step-up notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

DEUTSCHE BANK AG, LONDON BRANCH

• 0% trigger return enhanced securities due June 4, 2021 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Deutsche Bank Securities Inc.; pricing May 29; Cusip: 25155MLB5

• 0% trigger return enhanced securities due June 4, 2021 linked to the lesser performing of the iShares MSCI EAFE ETF and the Euro Stoxx 50 index; 50% trigger; via Deutsche Bank Securities Inc.; pricing May 31; Cusip: 25155MLC3

GOLDMAN SACHS BANK USA

• Variable-coupon basket-linked certificates of deposit due May 25, 2023 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., AT&T Inc., Chevron Corp., Exxon Mobil Corp., Merck & Co., Inc., Pfizer Inc., Coca-Cola Co., Procter & Gamble Co. and Verizon Communications, Inc. and Wells Fargo & Co.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148REG4

• Variable-coupon basket-linked certificates of deposit due May 27, 2025 linked to a an equally weighted basket of 10 stocks (AbbVie Inc., AT&T Inc., Chevron Corp., Exxon Mobil Corp., Merck & Co., Inc., Pfizer Inc., Coca-Cola Co., Procter & Gamble Co. and Verizon Communications, Inc. and Wells Fargo & Co.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148REH2

• 0% certificates of deposit due Nov. 28, 2025 linked to the Dow Jones industrial average; via Goldman Sachs & Co. with LLC as distributor; pricing May 23; Cusip: 38148RDC4

• 0% equity-linked certificates of deposit due May 29, 2025 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with LLC as distributor; pricing May 23; Cusip: 38148RDB6

• 0% certificates of deposit due May 26, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDE0

• 0% certificates of deposit due May 29, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDF7

• 0% certificates of deposit due Nov. 28, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 23; Cusip: 38148RDD2

• 0% certificates of deposit due May 29, 2020 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDY6

• 0% certificates of deposit due Nov. 30, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDW0

• 0% certificates of deposit due Nov. 30, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDV2

• 0% certificates of deposit due Aug. 29, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDU4

• 0% certificates of deposit due May 30, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDT7

• 0% certificates of deposit due May 30, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RE33

• 1.5% certificates of deposit due May 27, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148REL3

• Variable-coupon certificates of deposit due May 30, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148REP4

• 0% autocallable certificates of deposit due June 10, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RE90

• 0% certificates of deposit due May 30, 2028 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip:38148RE25

• 0% certificates of deposit due May 30, 2025 linked to the Motif Capital Aging of America 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDG5

• 0% certificates of deposit due May 30, 2025 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDH3

• 0% autocallable certificates of deposit due June 8, 2028 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RE58

• 0% autocallable certificates of deposit due June 12, 2028 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RDZ3

• 0% autocallable certificates of deposit due June 8, 2028 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing May 24; Cusip: 38148RE41

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due May 2020; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6V2

• Callable step-up fixed-rate notes due May 2025; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6X8

• Callable step-up fixed-rate notes due May 2028; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 38150A6U4

• Floating-rate notes due May 2021 linked to the two-year Constant Maturity Swap rate; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A6S9

• Callable step-up fixed-rate notes due May 2023; via Goldman Sachs & Co. LLC and Incapital LLC; pricing in May; Cusip: 38150A7A7

• Callable step-up fixed-rate notes due May 2024; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 38150A6Q3

GS FINANCE CORP.

• 0% leveraged buffered notes due June 21, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q7L0

• 0% autocallable notes due May 28, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing May 18; Cusip: 40055Q2V3

• 0% leveraged buffered notes due May 25, 2021 linked to the MSCI EAFE index; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2G6

• 6.7% to 7.7% trigger autocallable contingent yield notes due May 23, 2028 linked to the lesser performing of the MSCI Emerging Markets index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC as underwriter, UBS Financial Services Inc. as selling agent; pricing May 18; Cusip 36254G648

• Callable contingent coupon notes due May 23, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2J0

• Callable contingent coupon notes due May 22, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2H4

• 0% trigger notes due Aug. 21, 2019 linked to the S&P 500 index; via Goldman, Sachs & Co. with JPMorgan as placement agent; pricing May 18; Cusip: 40055Q7K2

• 0% leveraged index-linked notes due May 28, 2024 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2L5

• 0% leveraged index-linked notes due May 28, 2024 linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055Q2K7

• Callable CMS spread range accrual securities due May 23, 2033 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 18; Cusip: 40055AZN0

• Callable CMS spread range accrual securities due May 25, 2028; via Goldman Sachs & Co. LLC; pricing May 22; Cusip: 40055AZH

• 0% autocallable notes due June 7, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. LLC; pricing May 23; Cusip: 40055Q6F4

• 0% notes due May 29, 2026 linked to the S&P 500; via Goldman Sachs & Co. LLC; pricing May 23; Cusip: 40055AZY6

• 0% notes due May 30, 2025 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing May 24; Cusip: 40055AZM2

• 4.74% fixed coupon callable buffered notes due May 30, 2023 tied to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZZ3

• Autocallable contingent coupon notes due Dec. 3, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q4G4

• Callable contingent coupon notes due May 30, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q3B6

• Callable contingent coupon notes due May 30, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZC4

• 7.5%-8.5% autocallable contingent coupon notes due Dec. 3, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZF7

• 6.15% autocallable contingent coupon notes due June 1, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip 40055Q7G1

• 0% leveraged buffered notes due Nov. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZV2

• 0% leveraged buffered notes due May 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZW0

• 0% buffered notes due May 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055AZA8

• 0% digital dual directional barrier securities due May 30, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40435FYW1

• Callable contingent coupon notes due Nov. 30, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 24; Cusip: 40055Q4A7

• Callable buffered monthly range accrual notes due May 31, 2024 tied to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2C5

• Callable monthly range accrual notes due May 31, 2028 linked to the Russell 2000 index; 75% trigger; via Goldman Sachs & Co.; pricing May 29; Cusip: 40055AZB6

• Autocallable contingent coupon notes due June 6, 2023 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4F6

• Autocallable contingent coupon notes due June 6, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4D1

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4J8

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2Y7

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q2Z4

• Autocallable contingent coupon notes due June 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q3A8

• Autocallable contingent coupon notes due Nov. 21, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4E9

• Callable contingent coupon notes due May 31, 2033 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4C3

• Callable contingent coupon notes due May 31, 2028 linked to the least performing of S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4B5

• Callable contingent coupon notes due May 31, 2023 linked to the least performing of S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q3W0

• Callable contingent coupon notes due May 31, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 55% trigger; via Goldman Sachs & Co. LLC; pricing May 29; Cusip: 40055Q4H2

• 0% barrier digital return notes due July 5, 2019 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FZR1

• 0% leveraged buffered notes due June 3, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q5R9

• 0% leveraged buffered notes due June 5, 2023 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q5W8

• 0% leveraged buffered notes due March 3, 2021 linked to the iShares MSCI EAFE ETF; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q5S7

• 9.5%-10.5% autocallable contingent coupon notes due Dec. 9, 2019 linked to the least performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055AZE0

• 0% index-linked notes due June 5, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q5X6

• 0% index-linked notes due Dec. 3, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q6A5

• 0% leveraged buffered notes due June 3, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing May 31; Cusip: 40055Q5V0

• 6.75% contingent income callable securities due June 5, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. as underwriter, Morgan Stanley Wealth Management as distributor; pricing May 31; Cusip 40055Q7J5

• 7% autocallable yield notes due Sept. 5, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FZP5

• 0% digital dual directional barrier securities due June 5, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 31; Cusip: 40435FYV3

• Callable fixed- to floating-rate notes due May 2023 linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co. LLC; pricing in May; Cusip: 40055Q2D3

• Autocallable contingent coupon notes due June 4, 2020 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing June 1; Cusip: 40055Q6G2

HSBC BANK USA, NA

• Income Plus certificates of deposit due June 1, 2021 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYK7

• Income Plus certificates of deposit due May 30, 2023 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYL5

• Income Plus certificates of deposit due May 29, 2025 linked to the common stocks of Bristol-Myers Squibb Co., General Motors Co., Intel Corp., International Business Machines Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYN1

• 0% autocallable certificates of deposit due May 29, 2025 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYW1

• 0% accumulated return certificates of deposit due May 31, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYQ4

• 0% accumulated return certificates of deposit due May 30, 2023 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYR2

• 0% growth opportunity averaging certificates of deposit due May 29, 2025 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYG6

• 0% growth opportunity certificates of deposit due Nov. 29, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYF8

• 0% growth opportunity certificates of deposit due May 31, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYT8

• 0% growth opportunity certificates of deposit due May 29, 2025 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. with Incapital LLC as distributor; pricing May 23; Cusip: 40434YYV3

HSBC USA, INC.

• Callable step-up rate notes due May 23, 2023; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FA56

• 0% leveraged buffered uncapped market participation securities due May 25, 2023 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYP6

• 0% leveraged buffered uncapped market participation securities due May 25, 2023 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYQ4

• Autocallable barrier notes with contingent return and step-down call threshold due May 3, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYR2

• Autocallable barrier notes with contingent return and step-down call threshold due May 25, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYS0

• 7.3% to 8.3% airbag autocallable yield notes due May 23, 2019 linked to Intel Corp. shares; via HSBC Securities (USA) Inc. as underwriter, UBS Financial Services Inc. as agent; pricing May 18; Cusip 40435M276

• 8.6% to 9.6% airbag autocallable yield notes due May 23, 2019 linked to MGM Resorts International shares; via HSBC Securities (USA) Inc. as underwriter, UBS Financial Services Inc. as agent; pricing May 18; Cusip 40435M268

• Callable notes with contingent return and step-down call threshold due May 25, 2021 linked to the lesser performing of the SPDR S&P Biotech ETF and the Technology Select Sector SPDR Fund; 70% trigger; via HSBC Securities (USA) Inc.; pricing May 18; Cusip: 40435FYU5

• 8% to 9% airbag autocallable yield notes due May 23, 2019 linked to Western Digital Corp.; via HSBC Securities (USA) Inc. as underwriter, UBS Financial Services Inc. as agent; pricing May 18; Cusip 40435M250

• 0% leveraged performance notes due May 26, 2025 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc.; pricing May 21; Cusip 40435FB48

• 0% barrier enhanced participation notes due May 30, 2023 linked to the Dow Jones industrial average and the Russell 200 index; via HSBC Securities (USA) Inc.; pricing May 24; Cusip: 40435FZL4

• 0% capped gears due July 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M391

• 0% trigger absolute return step securities due May 31, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M383

• 0% trigger gears securities due May 31, 2023 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435M375

• 7.75% callable barrier notes with contingent return due May 31, 2028 linked to the least performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435FA49

• 6% autocallable barrier notes with contingent return due May 25, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing May 25; Cusip: 40435FA31

• 0% trigger gears securities due May 31, 2022 linked to an equally weighted basket made up of the Hang Seng China Enterprises index and the Nikkei 225 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing May 29; Cusip 40435M235

• 0% Leveraged Index Return Notes due May 2020 linked to a basket of indexes; via BofA Merrill Lynch; pricing in May

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due May 30, 2025 linked to a basket of stocks (Altria Group, Inc., Apple Inc., AT&T Inc., Chevron Corp., Cisco Systems, Inc., Exxon Mobil Corp., Ford Motor Co., International Business Machines Corp., Merck & Co., Inc. and Verizon Communications Inc.); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 24; Cusip: 48128FAJ1

• 0% capped certificates of deposit due May 30, 2025 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAR3

• 0% certificates of deposit due May 30, 2025 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAN2

• Variable annual income certificates of deposit with due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAW2

• Variable annual income certificates of deposit due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAK8

• 0% certificates of deposit due May 28, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7P2

• 0% certificates of deposit due May 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7Q0

• 0% certificates of deposit due May 31, 2023 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7R8

• 0% certificates of deposit due May 31, 2024 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7S6

• 0% certificates of deposit due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7T4

• 0% autocallable certificates of deposit due May 30, 2025 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAZ5

• 1.75% certificates of deposit due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAX0

• Certificates of deposit with contingent annual interest due May 30, 2025 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAY8

• 0% autocallable certificates of deposit due May 31, 2028 with step-up call value linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FBB7

• 0% certificates of deposit due Nov. 30, 2020 linked to the J.P. Morgan Meridian index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48126Y7F4

• 0% capped quarterly observation certificates of deposit due May 31, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAV4

• 0% capped certificates of deposit due May 30, 2025 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing May 29; Cusip: 48128FAQ5

JPMORGAN CHASE FINANCIAL CO. LLC

• 0% review notes due May 21, 2021 linked to the Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MSN7

• 0% contingent buffered digital notes due May 23, 2024 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MRK4

• 0% review notes due June 15, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MQZ2

• Trigger absolute return autocallable notes due May 21, 2020 linked to Royal Caribbean Cruises Ltd.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129N815

• Autocallable contingent interest notes due Aug. 22, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MTL0

• 0% review notes due June 15, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 18; Cusip: 48129MNP7

• 6.5% autocallable yield notes due Aug. 26, 2019 linked to the least performing of the Nasdaq-100 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 21; Cusip 48129MSV9

• 0% digital buffered equity notes due May 26, 2021 linked to the lesser performing of the iShares U.S. Real Estate ETF; 90% barrier; via J.P. Morgan Securities LLC; pricing May 22; Cusip: 48129MPJ9

• Autocallable contingent interest notes due May 30, 2025 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 24; Cusip: 48129MSD9

• 0% autocallable notes due May 28, 2021 linked to the worse performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48129MRR9

• 0% uncapped dual directional contingent buffered return enhanced notes due Oct. 29, 2020 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 70% trigger; via J.P. Morgan Securities LLC; pricing May 25; Cusip: 48129MST4

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Bloomberg Commodity index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 46647MRS4

• 0% capped buffered return enhanced notes due Nov. 30, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPG5

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the iShares U.S. Real Estate ETF; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MTZ9

• 0% uncapped buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPH3

• 0% step-up autocallable contingent buffered equity notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MQN9

• 0% step-up autocallable buffered equity notes due May 30, 2025 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MQT6

• Autocallable contingent interest notes due Aug. 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MPQ3

• 0% uncapped buffered equity notes due May 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MSJ6

• 0% capped buffered return enhanced notes due Sept. 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 29; Cusip: 48129MSZ0

• 0% step-up autocallable notes due June 2, 2023 linked to the S&P Economic Cycle Factor Rotator index; via J.P. Morgan Securities LLC; pricing May 30; Cusip: 48129MSR8

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNW2

• 0% uncapped dual directional contingent buffered return enhanced notes due May 28, 2021 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQW9

• 0% uncapped contingent buffered return enhanced notes due May 31, 2022 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 50% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRL2

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; 50% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRM0

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MPB6

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNU6

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNV4

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MPA8

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNT9

• 0% capped buffered return enhanced notes due Nov. 29, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNZ5

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNS1

• 0% uncapped buffered return enhanced notes due May 31, 2023 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNY8

• 0% digital notes due June 28, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRB4

• 0% uncapped dual directional contingent buffered return enhanced notes due May 28, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQV1

• 0% uncapped dual directional contingent buffered return enhanced notes due Nov. 30, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQX7

• 0% uncapped dual directional contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MQY5

• 0% uncapped contingent buffered return enhanced notes due May 31, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MRD0

• 0% capped buffered return enhanced notes due May 29, 2020 linked to the Topix index; via J.P. Morgan Securities LLC; pricing May 31; Cusip: 48129MNX0

• 0% capped buffered return enhanced notes due Jan. 9, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 1; Cusip 48129MUH7

MORGAN STANLEY

• Floating-rate notes due May 23, 2025 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; settlement May 23; Cusip: 61760QLE2

MORGAN STANLEY BANK, NA

• Market-linked certificates of deposit due May 30, 2023 linked to the least performing of the common stocks of Apple Inc., Home Depot, Inc., Exxon Mobil Corp., Philip Morris International Inc. and Target Corp.; via Morgan Stanley & Co. LLC with Incapital LLC as distributor; pricing May 24; Cusip: 61765QGH6

MORGAN STANLEY FINANCE LLC

• Floating-rate notes due May 23, 2025 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61760QLE2

• 0% market-linked notes due May 20, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61768C2X4

• 0% contingent buffer equity notes due Nov. 20, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA as placement agents; pricing May 18; Cusip: 61768C2Y2

• Call warrants expiring May 20, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 18; Cusip: 61768Q445

• Call warrants expiring May 20, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing May 18; Cusip: 61768Q437

• 0% trigger jump securities due Nov. 20, 2019 linked to the Euro Stoxx Banks index; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61768C2Z9

• 0% equity-linked partial principal at risk securities due May 21, 2021 linked to the Euro Stoxx Select Dividend 30 index; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61768CY35

• 0% equity-linked partial principal at risk securities due May 21, 2021 linked to the Euro Stoxx Select Dividend 30 index; via Morgan Stanley & Co. LLC; pricing May 18; Cusip: 61768CY43

• 0% buffered Performance Leveraged Upside Securities due May 29, 2020 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CX93

• 0% buffered Performance Leveraged Upside Securities due June 4, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CY84

• 0% buffered Performance Leveraged Upside Securities due May 30, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2D8

• 0% jump notes with autocallable feature due Nov. 28, 2025 linked to the Morgan Stanley MAP Trend index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CZ91

• 0% enhanced buffered jump securities due May 27, 2021 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2C0

• Callable buffered range accrual securities due May 30, 2023 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CZ42

• 6.25% to 6.75% contingent income autocallable securities due Nov. 29, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768C2E6

• Contingent income securities due May 27, 2033 linked to the worse performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing May 24; Cusip: 61768CZ67

• 0% trigger gears securities due May 31, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing May 25; Cusip: 61768Q270

• 0% trigger gears securities due May 31, 2023 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing May 29; Cusip: 61768Q296

• 0% jump securities with autocallable feature due June 2, 2023 linked to the lesser performing of the Euro Stoxx 50 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 29; Cusip: 61768C2G1

• 0% market-linked notes due Nov. 30, 2023 linked to Euro Stoxx 50 index, FTSE 100 index, Nikkei 225 index, Swiss Market index, S&P/ASX 200 index and Hang Seng index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing May 29; Cusip: 61768CZ59

• 0% dual directional trigger jump securities due June 5, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing May 31; Cusip 61768Q460

ROYAL BANK OF CANADA

• Leveraged steepener notes due May 22, 2023 linked to the 30-year and two-year Constant Maturity Swap rates; via RBC Capital Markets, LLC; pricing May 18; Cusip: 78014RAD2

• Phoenix autocallable notes with memory coupon due June 5, 2019 linked to Broadcom Inc. shares; via RBC Capital Markets, LLC with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing May 18; Cusip: 78013XNS3

• 0% contingent barrier enhanced notes due June 5, 2019 linked to Broadcom Inc. common stock; via RBC Capital Markets, LLC is the agent with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing May 18; Cusip: 78013XLB2

• 0% absolute return buffered return notes due May 21, 2021 linked to the lesser performing of the S&P 500 index and the iShares 20+ Year Treasury Bond ETF; via RBC Capital Markets, LLC; pricing May 18; Cusip: 78013XKU1

• 0% contingent barrier enhanced notes due June 5, 2019 linked to Sony Corp. common stock; via RBC Capital Markets, LLC with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing May 18; Cusip: 78013XLC0

• Redeemable step-up notes due May 23, 2033; via RBC Capital Markets, LLC; pricing May 21; Cusip: 78014RAB6

• 7.55% to 8.55% autocallable contingent coupon barrier notes due May 28, 2021 linked to the lesser performing of the common stocks of Apple Inc. and Goldman Sachs Group, Inc.; via RBC Capital Markets, LLC; pricing May 25; Cusip 78013XPJ1

• 7.75% to 8.75% autocallable contingent coupon barrier notes due May 28, 2021 linked to the lesser performing of the common stocks of Exxon Mobil Corp. and ConocoPhillips; via RBC Capital Markets, LLC; pricing May 25; Cusip 78013XPN2

• 0% buffered enhanced return notes due June 3, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets LLC; pricing May 29; Cusip 78013XLF3

• 0% buffered enhanced return notes due June 3, 2020 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing May 29; Cusip 78013XLD8

• 0% buffered return notes due June 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 29; Cusip: 78013XKD9

• 0% barrier absolute return notes due June 2, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing May 29; Cusip: 78013XKC1

• 0% trigger jump securities due June 3, 2020 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC as agent, Morgan Stanley Wealth Management as distributor; pricing May 31; Cusip 78013Q772

• 0% market linked securities – autocallable with fixed percentage buffered downside due June 7, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing May 31; Cusip: 78013XHY7

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Dec. 5, 2023 linked to the Euro Stoxx 50 index; via Wells Fargo Securities, LLC; pricing May 31; Cusip: 78013XKL1

• 0% leveraged buffered notes due 2019 linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78013XKZ0

SUNTRUST BANKS, INC.

• 0% Leveraged Index Return Notes due May 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in May

TORONTO-DOMINION BANK

• Callable step-up notes due May 31, 2021; via TD Securities (USA) LLC; pricing May 25; Cusip: 89114QMZ8

• Callable step-up notes due May 31, 2022; via TD Securities (USA) LLC; pricing May 25; Cusip: 89114QNG9

• 0% leveraged capped buffered notes with a term of 23 to 26 months linked to the S&P 500 index; via TD Securities (USA) LLC; Cusip: 89114QNE4

UBS AG, LONDON BRANCH

• 0% capped leveraged buffered notes due in 21 to 24 months linked to a basket of indexes; via UBS Securities LLC; Cusip: 90270KRY7

WELLS FARGO & CO.

• Market-linked securities due May 30, 2023 – autocallable with contingent coupon and contingent downside linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 65% trigger; via Wells Fargo Securities LLC; pricing May 24; Cusip: 95001B3Q5

• Market-linked securities due May 27, 2022 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing May 30; Cusip: 95001B3N2

• Market-linked securities due June 7, 2021 – autocallable with fixed percentage downside linked to the Energy Select Sector SPDR Fund; via Wells Fargo Securities LLC; pricing May 31; Cusip: 95001B3L6

• 0% market linked securities – autocallable with fixed percentage downside due June 7, 2022 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing May 31; Cusip: 95001B3P7

• Market-linked step-up notes due June 2020 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in May

© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.