Prospect News: Prospect News

E-mail us: service@prospectnews.com Or call: 212 374 2800

Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products

Add to balance / Manage account

User:

Log out

Prospect News home > News index > List of issuers Calendar > Headlines for 2017 > News item

Published on 7/21/2017 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF MONTREAL

• 0% contingent risk absolute return notes due July 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip:06367TZN3

• 0% buffered bullish enhanced return notes due Aug. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZE3

• 0% buffered bullish enhanced return notes due July 31, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZL7

• 0% buffered bullish enhanced return notes due July 31, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZM5

• 0% buffered bullish enhanced return notes due Aug. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZD5

• 0% contingent risk absolute return notes due July 31, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZP8

• 0% bullish digital return notes with barrier due Aug. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TZJ2

• Autocallable cash-settled notes with conditional interest payments due May 29, 2020 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06367TYP9

• 0% buffered bullish enhanced return notes due Aug. 20, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 14; Cusip 06367TZR4

BANK OF NOVA SCOTIA

• Market-linked notes due Aug. 3, 2022 – leveraged upside participation to a cap and fixed percentage buffered downside linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing July 31; Cusip: 064159JV9

• 0% autocallable market-linked step-up notes due July 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• Autocallable market-linked step-up notes due July 2022 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• 0% Leveraged Index Return Notes due July 2022 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• 0% Accelerated Return Notes due in September 2018 linked to the JPX-Nikkei Index 400; via BofA Merrill Lynch; pricing in July

• 0% autocallable market-linked step-up notes due July 2022 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in July

• 0% market-linked step-up notes with enhanced buffer due July 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July

• 0% autocallable market-linked step-up notes due July 2023 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July

BARCLAYS BANK PLC

• Autocallable notes due July 30, 2019 linked to the least performing of the common stocks of Chesapeake Energy Corp., Hess Corp. and Southwestern Energy Co.; via Barclays; pricing July 25; Cusip 06744CCM1

• 8.25%-9.25% autocallable notes due July 31, 2019 linked to the least performing of the stocks of Alphabet Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via Barclays; pricing July 26; Cusip: 06744CAD3

• 0% notes due Jan. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing July 26; Cusip: 06744CAM3

• 0% notes due July 31, 2024 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing July 26; Cusip: 06744CAL5

• Buffered SuperTrack notes due July 29, 2022 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06741VZH8

• 10.5%-11.5% autocallable notes due July 31, 2019 linked to the least performing of the common stocks of Marathon Oil Corp., Hess Corp. and Valero Energy Corp.; via Barclays; pricing July 26; Cusip: 06744CAE1

• Phoenix autocallable notes due July 30, 2020 linked to the common stocks of Raytheon Co., Charles Schwab Corp. and Marathon Oil Corp.; via Barclays; pricing July 26; Cusip: 06744CBD2

• 0% buffered digital plus notes due July 29, 2022 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741VZJ4

• 0% buffered digital plus notes due July 29, 2022 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06741VZK1

• 0% trigger gears due July 30, 2021 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing July 26; Cusip 06746L703

• Phoenix autocallable notes due July 29, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06744CAK7

• Phoenix autocallable notes due July 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing July 26; Cusip: 06744CAJ0

• Step-up callable contingent payment notes due July 29, 2027 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing July 26; Cusip: 06744CAB7

• 0% buffered digital notes due July 31, 2019 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06741VZG0

• 0% capped buffer gears due July 31, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing July 26; Cusip 06746L869

• 0% buffered digital notes due Jan. 29, 2021 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06741VZF2

• 0% buffered SuperTrack notes due July 29, 2022 linked to the S&P 500 index; via Barclays; pricing July 26; Cusip: 06741VZE5

• Callable range accrual notes due Jan. 31, 2024 linked to the performance of the S&P 500 index; via Barclays; pricing July 26; Cusip: 06744CAG6

• 0% trigger gears due July 30, 2021 linked to the S&P 500 index and the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing July 26; Cusip 06746L109

• Callable contingent coupon notes due July 29, 2022 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741VZY1

• Phoenix autocallable notes due Oct. 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 26; Cusip: 06741VZW5

• Phoenix autocallable notes due Oct. 31, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; 70% trigger; via Barclays; pricing July 26; Cusip: 06741VZX3

• 0% trigger autocallable contingent yield notes due July 30, 2027 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing July 27; Cusip: 06746L836

• Trigger autocallable contingent yield notes due July 30, 2027 linked to the MSCI EAFE index and the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing July 27; Cusip: 06746L844

• Contingent income autocallable securities due July 31, 2020 linked to the common stock of Palo Alto Networks, Inc.; via Barclays as agent, Morgan Stanley Wealth Management as dealer; pricing July 28; Cusip 06746L760

• Contingent income autocallable securities due July 31, 2020 linked to the common stock of Tesla, Inc.; via Barclays as agent, Morgan Stanley Wealth Management as dealer; pricing July 28; Cusip 06746L778

• 0% notes due Aug. 4, 2022 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing July 31; Cusip: 06744CAN1

• 0% trigger jump securities due Aug. 5, 2019 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing July 31; Cusip 06746L307

• SuperTrack notes due Aug. 3, 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing July 31; Cusip: 06741VZU9

• Buffered SuperTrack notes due Feb. 5, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing July 31; Cusip: 06741VZS4

• Buffered SuperTrack notes due Aug. 5, 2019 linked to the S&P 500 index; via Barclays; pricing July 31; Cusip: 06741VZR6

• 0% buffered Performance Leveraged Upside Securities due Feb. 5, 2020 linked to the S&P 500 index; via Barclays and Morgan Stanley Wealth Management; pricing July 31; Cusip 06746L208

• Contingent income callable securities due Aug. 4, 2027 linked to the S&P 500 index; via Barclays and Morgan Stanley Wealth Management; pricing July 31; Cusip 06744CCH2

• Callable contingent coupon notes due Aug. 3, 2022 linked to the lesser performing index of the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 31; Cusip: 06741VZQ8

• Phoenix autocallable notes due Aug. 3, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing July 31; Cusip: 06741VZN5

• Phoenix autocallable notes due Aug. 3, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; 70% trigger; via Barclays; pricing July 31; Cusip: 06744CAC5

• 0% notes due July 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• Strategic Accelerated Redemption Securities due July 2022 linked to the Euro Stoxx 50 index; via Barclays; pricing in July

BOFA FINANCE LLC

• Contingent income autocallable notes due July 24, 2019 linked to the common stock of Wayfair Inc.; via BofA Merrill Lynch; settling July 24; Cusip: 09709TAS0

• 0% digital plus barrier notes due July 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing July 26; Cusip: 09709TAR2

• Contingent income autocallable securities due July 31, 2020 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BofA Merrill Lynch; pricing July 26; Cusip: 09709TAQ4

• 0% market-linked step-up notes due July 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• Market-linked step-up notes due July 2021 linked to an international equity index basket; via Merrill Lynch & Co.; pricing in July

• 0% autocallable market-linked step-up notes due July 2019 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in July

• 0% autocallable market-linked step-up notes due July 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in July

• Market-linked step-up notes due July 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July

• Autocallable market-linked step-up notes due July 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July

CANADIAN IMPERIAL BANK OF COMMERCE

• Floored floating-rate notes due July 28, 2022; via CIBC World Markets; pricing July 25; Cusip 13605WEG2

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2019 linked to the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 31; Cusip: 13605WDV0

• 0% capped Leveraged Index Return Notes due July 2019 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July

• 0% autocallable market-linked securities with fixed percentage buffered downside due Aug. 3, 2020 linked to the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing July 31; Cusip: 13605WDW8

• 0% Accelerated Return Notes due September 2018 linked to an international equity index basket (Euro Stoxx 50 index with a 40% weight, the FTSE 100 index with a 20% weight, the Nikkei Stock Average index with a 20% weight, the Swiss Market index with a 7.5% weight, the S&P/ASX 200 index with a 7.5% weight and the Hang Seng index with a 5% weight); via BofA Merrill Lynch; pricing in July

• 0% capped Leveraged Index Return Notes due July 2019 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in July

• 0% Accelerated Return Notes due September 2018 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in July

• 0% Accelerated Return Notes due September 2018 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in July

• 0% capped leveraged notes due in 17 to 20 months linked to a basket of indexes; via CIBC World Markets; Cusip 13605WEL1

• 0% capped leveraged buffered notes due in 24 to 27 months linked to the S&P 500 index; via CIBC World Markets; Cusip 13605WEJ6

• 22- to 25-month 0% capped leveraged buffered notes linked to the S&P 500 index; via CIBC World Markets; Cusip: 13605WEM9

CITIGROUP GLOBAL MARKETS HOLDINGS INC.

• Callable step-up coupon notes due July 28, 2037; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17290JDJ7

• Callable barrier leveraged CMS spread range accrual notes due July 29, 2032 linked to the 30-year Constant Maturity Swap rate, the two-year Constant Maturity Swap rate, the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 25; Cusip 17324CL61

• Autocallable contingent coupon equity linked securities due July 29, 2027 linked to Euro Stoxx 50 index and Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17324CLC8

• Autocallable contingent coupon equity-linked securities due July 30, 2018 linked to the worst performing of the common stocks of Goodyear Tire & Rubber Co. and Home Depot, Inc.; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17324XCS7

• 0% buffer securities due July 28, 2022 linked to the iShares Russell 2000 exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17324XCN8

• Autocallable contingent coupon equity linked securities due Jan. 30, 2019 linked to the lesser performing of the class B common stock of Nike, Inc. and the common stock of Starbucks Corp.; via Citigroup Global Markets Inc.; pricing July 25; Cusip 17324XCT5

• 0.5% market-linked notes due Jan. 30, 2023 linked to a basket containing the S&P 500 index, the Euro Stoxx 50 index and the iShares iBoxx $ High Yield Corporate Bond exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 17324CKS4

• Autocallable contingent coupon equity linked securities due July 31, 2019 linked to the worst performing of the common stocks of Advance Auto Parts, Inc., Applied Materials, Inc. and Hess Corp.; 50% trigger; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKZ8

• 0% enhanced buffered digital securities due July 29, 2021 linked to the Dow Jones Industrial Average; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKR6

• 0% enhanced buffered digital securities due July 30, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKQ8

• 0% enhanced buffered digital securities due July 30, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKP0

• Annual reset coupon securities due Aug. 1, 2022 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKT2

• Callable barrier leveraged CMS spread range accrual securities due July 30, 2037 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324CKW5

• 0% enhanced barrier digital plus securities due July 29, 2022 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324XCL2

• 0% dual directional barrier securities due Jan. 29, 2021 linked to the SPDR S&P 500 ETF trust; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 17324XCM0

• 0% market-linked notes due Aug. 1, 2022 linked to an equally weighted basket consisting of the S&P 500 index, the Euro Stoxx 50 index, the iShares MSCI Emerging Markets ETF, the iShares iBoxx $ High Yield Corporate Bond ETF and the iShares Core U.S. Aggregate Bond ETF; via Citigroup Global Markets Inc.; pricing July 27; Cusip: 17324CKX3

• Autocallable contingent coupon equity-linked securities due Aug. 3, 2018 linked to the lesser performing of the common stocks of Amazon.com, Inc. and Apple Inc.; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 17324XCQ1

• 0.75% market-linked notes due Feb. 5, 2024 linked to a basket consisting of the S&P 500 index, the Euro Stoxx 50 index and the Topix index; via Citigroup Global Markets Inc. with Morgan Stanley Wealth Management; pricing July 31; Cusip: 17325K776

• 0% buffered digital index-linked notes tied to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; Cusip 17324CL53

• VelocityShares Long Libor exchange-traded notes due 2032 linked to the Janus Velocity Long Libor index; via Citigroup Global Markets Inc.; Cusip: 17325K743

• VelocityShares Short Libor exchange-traded notes due 2032 linked to the Janus Velocity Short Libor index; via Citigroup Global Markets Inc.; Cusip: 17325K529

• 0% buffered index-linked notes linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip 17324CL38

• 0% buffered index-linked notes linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip 17324CL46

• 0% notes linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; Cusip 17324CL79

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon autocallable reverse convertible securities due Oct. 31, 2018 linked to the common stock of Amazon.com, Inc.; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip 22549JJM3

• 0% digital plus buffered notes due July 31, 2023 linked to the Dow Jones industrial average; via Incapital LLC; pricing July 26; Cusip: 22550BC68

• 0% accelerated barrier notes due July 29, 2022 linked to the Dow Jones Industrial Average and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BBD4

• 17.5% to 18.5% autocallable equity linked securities due July 31, 2018 linked to the common stock of Hertz Global Holdings, Inc.; via Citigroup Global Markets Inc.; pricing July 26; Cusip 17324XCU2

• Callable contingent coupon buffered securities due July 29, 2022 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BC76

• Contingent coupon autocallable yield notes due Oct. 31, 2018 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BB85

• Autocallable securities due July 31, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BBP7

• Autocallable securities due July 31, 2020 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BCR2

• Contingent coupon callable yield notes due July 26, 2019 linked to the lowest performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 24; Cusip 22550BDP5

• 0% Buffered Accelerated Return Equity Securities due Aug. 30, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BB93

• 0% absolute return digital barrier securities due July 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BBS1

• Contingent coupon autocallable yield notes due Jan. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BB77

• Contingent coupon callable yield notes due July 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BBF9

• Contingent coupon callable yield notes due July 31, 2024 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BCT8

• Contingent coupon callable yield notes due July 30, 2027 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 22550BCN1

• Contingent coupon callable yield notes due July 31, 2020 linked to the lowest performing of the S&P 500 index, the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Regional Banking exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip 22550BDK6

• Contingent coupon callable yield notes due July 31, 2020 linked to the lesser performing of the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip 22550BDJ9

• Contingent coupon autocallable yield notes due Jan. 31, 2020 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BBR3

• 0% accelerated barrier notes due Aug. 3, 2022 linked to the Dow Jones Industrial Average and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBY8

• Contingent coupon autocallable yield notes due Nov. 5, 2018 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBE2

• 0% Buffered Accelerated Return Equity Securities due Feb. 5, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBB8

• Contingent coupon autocallable yield notes due Nov. 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBC6

• Contingent coupon callable yield notes due Aug. 3, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBZ5

• 0% absolute return digital barrier securities due Aug. 3, 2022 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBG7

• Contingent coupon callable yield notes due Aug. 3, 2020 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550B3A9

• Contingent coupon autocallable yield notes due Feb. 3, 2020 linked to the lesser performing of the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22550BBX0

• 0% accelerated barrier notes due Feb. 7, 2020 linked to the lowest performing of the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 4; Cusip 22550BDM2

• 17- to 20-month 0% digital buffered notes linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22550BCY7

• 0% leveraged buffered notes linked to the S&P 500 index due in 17 to 20 months; via Credit Suisse Securities (USA) LLC; Cusip 22550BDF7

• 0% leveraged buffered notes linked to a basket of indexes; via Credit Suisse Securities (USA) LLC; Cusip 22550B2B8

CREDIT SUISSE AG, NASSAU BRANCH

• Callable step-up securities due July 31, 2022; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22550BCS0

DEUTSCHE BANK AG, LONDON BRANCH

• 0% Leveraged Index Return Notes due July 2022 linked to the Bloomberg ExEnergy Subindex Excess Return index; via Merrill Lynch & Co.; pricing in July

GOLDMAN SACHS BANK USA

• 0% certificates of deposit due July 30, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DWJ9

• 0% certificates of deposit due July 28, 2022 linked to the Russell 2000 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DWE0

• 0% certificates of deposit due July 30, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DWD2

• 0% certificates of deposit due Jan. 30, 2025 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38148DWK6

GOLDMAN SACHS GROUP, INC.

• Callable step-up fixed-rate notes due July 2022; via Goldman, Sachs & Co. and Incapital LLC; pricing in July; Cusip number: 38150A3T0

GS FINANCE CORP.

• 0% autocallable index-linked notes due Aug. 1, 2022 linked to the Dow Jones industrial average, the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 24; Cusip 40054LL69

• 0% notes due April 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs Group, Inc.; pricing July 24; Cusip 40054LL85

• 0% leveraged buffered index-linked notes due July 29, 2019 linked to Russell 2000 index, the Euro Stoxx 50 index, the S&P 500 index, the S&P MidCap 400 index and the iShares MSCI Emerging Markets ETF; via Goldman Sachs & Co. LLC; pricing July 24; Cusip: 40054LLB8

• 0% autocallable notes due Aug. 8, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054LH49

• 0% leveraged buffered index-linked notes due July 30, 2019 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 25; Cusip: 40054LHB3

• 0% notes due July 29, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 25; Cusip: 40054LHA5

• 0% leveraged buffered index-linked notes due July 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. LLC; pricing July 25; Cusip: 40054LHE7

• 0% leveraged buffered digital notes due July 28, 2023 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054LHK3

• Autocallable contingent coupon index-linked notes due April 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054LH72

• Index-linked notes due Jan. 28, 2021 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 25; Cusip: 40054LH56

• 0% index-linked notes due June 29, 2022 linked to the Euro Stoxx 50 index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 40054LHP2

• 0% autocallable notes due Aug. 9, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 40054LJ39

• 0% autocallable notes due Aug. 9, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJ47

• 0% autocallable notes due Aug. 9, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJA3

• 0% autocallable notes due Aug. 9, 2027 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJ54

• 0% notes due July 31, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LH23

• 0% notes due May 1, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LH31

• 0% notes due July 31, 2024 linked to the Motif Capital National Defense 7 ER index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJJ4

• 0% leveraged buffered notes due July 31, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LHN7

• 0% leveraged buffered index-linked notes due Jan. 30, 2020 tied to the Russell 2000 index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 40054LHM9

• Autocallable contingent coupon index-linked notes due Feb. 4, 2019 linked to the Russell 2000 index and the S&P 500 Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJH8

• Callable contingent coupon notes due July 31, 2021 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LHZ0

• Callable contingent coupon notes due July 31, 2021 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LHR8

• 0% index-linked notes due July 29, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40054LJC9

• 0% digital index-linked notes due July 31, 2023 linked to the least performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co. LLC; pricing July 26; Cusip: 40054LJ70

• Autocallable contingent coupon index-linked notes due Aug. 2, 2027 linked to the Russell 2000 index and the S&P 500 Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJ21

• 0% leveraged buffered notes due Jan. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LHL1

• 0% trigger absolute return step securities due July 29, 2022 linked to the S&P 500 index; via Goldman, Sachs & Co; pricing July 26; Cusip: 36253M273

• 0% buffered index-linked notes due July 29, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 40054LHC1

• 0% leveraged buffered index-linked notes due July 29, 2022 tied to the S&P 500 index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 40054LHD9

• Index-linked notes due July 29, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJG0

• 0% trigger absolute return step securities due July 29, 2022 linked to the S&P 500 index; via Goldman, Sachs & Co.; pricing July 26; Cusip: 36253M281

• 0% digital notes due July 31, 2023 linked to the S&P 500 index, and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LJ62

• Callable contingent coupon notes due July 31, 2019 linked to the least performing of the SPDR S&P Biotech exchange-traded fund and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; pricing July 26; Cusip: 40054LKP8

• Callable buffered monthly range accrual notes due July 31, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co. LLC; pricing July 27; Cusip: 40054LHV9

• Callable monthly range accrual notes due July 31, 2027 linked to the Russell 2000 index;; via Goldman Sachs & Co. LLC; pricing July 27; Cusip: 40054LHW7

• Autocallable contingent coupon index-linked notes due Aug. 5, 2019 linked to the Russell 2000 index and the S&P 500 Russell 2000 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054LJD7

• Callable contingent coupon notes due July 31, 2022 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054LHT4

• Callable contingent coupon notes due July 31, 2027 linked to the least performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing July 27; Cusip: 40054LHS6

• Callable CMS spread range accrual notes due July 31, 2032 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co. LLC; pricing July 27; Cusip: 40054LKN3

• Callable monthly range accrual notes due July 31, 2032 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 27; Cusip: 40054LHY3

• 0% Performance Leveraged Upside Securities due Aug. 2, 2022 linked to a basket made up of the iShares MSCI Emerging Markets exchange-traded fund and the Euro Stoxx 50 index; via Goldman Sachs & Co. as and Morgan Stanley Wealth Management as distributor; pricing July 28; Cusip 36253M448

• Contingent income autocallable securities due July 31, 2020 linked to the common stock of LyondellBasell Industries NV; via Goldman Sachs & Co. LLC as agent, Morgan Stanley Wealth Management as dealer; pricing July 28; Cusip 36253M471

• Callable contingent coupon notes due July 28, 2022 linked to the least performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing July 28; Cusip: 40054LH64

• 0% trigger Performance Leveraged Upside Securities due Aug. 2, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 28; Cusip: 36253M430

• 0% buffered Performance Leveraged Upside Securities due Feb. 5, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing July 31; Cusip 36253M406

• 0% trigger Performance Leveraged Upside Securities due Aug. 4, 2021 linked to the Euro Stoxx 50 index; 75% trigger; via Goldman Sachs & Co. LLC; pricing July 31; Cusip: 36253M257

• 0% jump securities with autocallable feature due Aug. 3, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. as underwriter and Morgan Stanley Wealth Management as dealer; pricing July 31; Cusip 36253M372

• 0% Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the iShares Emerging Markets exchange-traded fund; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing July 31; Cusip 36253M398

• 0% Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the Russell 2000 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing July 31; Cusip 36253M380

• Index-linked notes due Aug. 5, 2020 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40054LKK9

• Index-linked notes due Aug. 4, 2022 tied to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing July 31; Cusip: 40054LKL7

• 36- to 39-month 0% autocallable buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 47- to 52-month 0% buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 21- to 24-month 0% leveraged notes linked to a basket of the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Goldman Sachs & Co.

• 36- to 39-month 0% digital notes linked to the 25 stocks of the European companies included in the Euro Stoxx Banks index; via Goldman Sachs & Co.

• Buffered contingent coupon notes due in 36 months linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054LLH5

• 0% leveraged basket-linked notes due in 13 to 15 months tied to the 24 ordinary shares of the Spanish companies included in the MSCI Spain 25/50 index; via Goldman, Sachs & Co.

HSBC BANK USA, NA

• 0% growth opportunity averaging certificates of deposit due July 29, 2024 linked to the Euro Stoxx 50, Hang Seng index and S&P 500 indexes; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 24; Cusip: 40434YLV7

• Income Plus certificates of deposit due July 28, 2022 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YLG0

• Income Plus certificates of deposit due July 29, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YLL9

• Autocallable target income certificates of deposit due July 29, 2024 linked to the common stocks of AT&T Inc., Cisco Systems, Inc., Deere & Co., Pfizer Inc. and Philip Morris International Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YLW5

• 0% growth opportunity averaging certificates of deposit due July 29, 2024 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YLU9

• 0% certificates of deposit due July 28, 2024 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YMB0

• 0% accumulated return certificates of deposit due July 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Incapital LLC; pricing July 25; Cusip: 40434YLT2

HSBC USA INC.

• Income plus notes due July 29, 2024 linked to Apple Inc., Boeing Co., Ford Motor Co., Eli Lilly and Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435FBC0

• 0% buffered market participation securities due Oct. 29, 2018 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435FCF2

• 0% leveraged performance notes due July 27, 2020 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435FBA4

• 0% leveraged performance notes due July 27, 2022 linked to the HSBC Vantage5 Index (USD) Excess Return; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40435FBB2

• 0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBM8

• 0% buffered Accelerated Market Participation Securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBR7

• 0% leveraged buffered uncapped market participation securities due Aug. 1, 2022 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBF3

• Autocallable barrier notes with contingent return due July 31, 2018 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBS5

• 0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBN6

• 0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBL0

• 0% buffered Accelerated Market Participation Securities due Jan. 31, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBQ9

• 0% buffered Accelerated Market Participation Securities due July 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBK2

• 0% buffered Accelerated Market Participation Securities due Jan. 31, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBP1

• 0% buffered uncapped market participation securities due July 31, 2020 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBH9

• 0% leveraged buffered uncapped market participation securities due Aug. 2, 2021 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBJ5

• 0% buffered uncapped market participation securities due Aug. 1, 2022 tied to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBG1

• Autocallable barrier notes with contingent return due Oct. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBV8

• 4.75% autocallable yield notes due Jan. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40435FBU0

• 0% trigger step securities due July 30, 2021 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing July 27; Cusip: 40435G303

• 0% Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing July 31; Cusip 40435G709

• 0% Trigger Performance Leveraged Upside Securities due Aug. 3, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 31; Cusip: 40435G204

• 0% Trigger Performance Leveraged Upside Securities due Aug. 3, 2023 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc. as agent, Morgan Stanley Wealth Management as distributor; pricing July 31; Cusip 40435G873

• 0% buffered uncapped market participation securities due Aug. 9, 2021 linked to a basket of the iShares MSCI Emerging Markets ETF, the iShares MSCI EAFE ETF, the S&P MidCap 400 index, the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 4; Cusip: 40435FCM7

JEFFERIES GROUP LLC

• Fixed-to-floating-rate notes due July 31, 2037 linked to the leveraged difference between the 30-year and two-year Constant Maturity Swap rates; via Jefferies LLC; settling July 31; Cusip: 47233JAT5

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due July 31, 2023 linked to the stocks of Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Kraft Heinz Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co. and Starbucks Corp.; via J.P. Morgan Securities LLC and Incapital LLC; pricing July 26; Cusip: 48126X7V1

• 0% capped certificates of deposit due Jan. 31, 2025 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC and Incapital LLC; pricing July 26; Cusip: 48126YBM4

• 0% certificates of deposit due Jan. 31, 2022 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YAT0

• 0% certificates of deposit due Jan. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YAU7

• 0% certificates of deposit due July 31, 2024 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YAV5

• 1% certificates of deposit due July 31, 2024 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YCD3

• Certificates of deposit with contingent annual interest due July 31, 2024 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YBT9

• Certificates of deposit with variable annual income due July 31, 2024 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YAZ6

• Autocallable certificates of deposit with step-up call value due July 31, 2024 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing July 26; Cusip: 48126YBD4

• 0% capped quarterly observation certificates of deposit due July 29, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing July 26; Cusip: 48126X7X7

• 0% capped certificates of deposit due Jan. 31, 2025 linked to the S&P 500 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing July 26; Cusip: 48126YBL6

JPMORGAN CHASE FINANCIAL CO. LLC

• Autocallable contingent interest notes due Oct. 29, 2018 linked to Amazon.com, Inc. common stock; via J.P. Morgan Securities LLC; pricing July 24; Cusip: 46647MXY4

• Callable range accrual notes due July 28, 2022 linked to the 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 25; Cusip 46647MMD2

• 0% capped buffered return enhanced notes due July 30, 2019 linked to a basket of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 25; Cusip: 46647MA60

• 0% capped buffered return enhanced notes due July 31, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip 46647MXN8

• 0% uncapped buffered return enhanced notes due July 29, 2022 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MSX2

• Autocallable contingent interest notes due Oct. 31, 2018 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTR4

• Autocallable contingent interest notes due Oct. 31, 2018 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTU7

• Autocallable contingent interest notes due July 29, 2021 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTW3

• Autocallable contingent interest notes due July 29, 2027 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTX1

• 0% capped buffered return enhanced notes due July 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip 46647MXL2

• 0% capped buffered return enhanced notes due July 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MXJ7

• 0% trigger absolute return step securities due July 29, 2022 linked to the iShares MSCI EAFE exchange-traded fund; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing July 26; Cusip: 48129G539

• 0% capped buffered enhanced participation equity notes due Feb. 12, 2019 linked to the MSCI EAFE index; 90% barrier; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MYE7

• 0% dual directional contingent buffered return enhanced notes due July 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MUP6

• 0% dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MUS0

• Autocallable contingent interest notes due July 31, 2024 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTF0

• Autocallable contingent interest notes due Jan. 31, 2025 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MVV2

• Step-up autocallable contingent buffered return enhanced notes due July 29, 2027 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MUK7

• 0% capped buffered return enhanced notes due July 31, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip 46647MXM0

• Autocallable contingent interest notes due Jan. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MTT0

• 0% uncapped contingent buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MVA8

• 0% uncapped dual directional contingent buffered return enhanced notes due July 29, 2022 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MVC4

• 0% uncapped buffered return enhanced notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MVN0

• 0% uncapped contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MVB6

• Step-up autocallable contingent buffered return enhanced notes due July 31, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MUM3

• Callable contingent interest accrual notes due Aug. 2, 2024 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 46647MWF6

• 7% autocallable yield notes due Aug. 2, 2018 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 70% barrier; via J.P. Morgan Securities LLC; pricing July 28; Cusip: 46647MYN7

• Contingent income autocallable securities due Aug. 1, 2019 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 65% barrier; via J.P. Morgan Securities LLC; pricing July 28; Cusip: 46647MYR8

• 0% capped contingent buffered return enhanced notes due Aug. 2, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 28; Cusip: 46647MXZ1

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVH3

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVF7

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVG5

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVE0

• 0% digital notes due Sept. 6, 2018 linked to the lesser performing of the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVM2

• Autocallable contingent interest notes due Aug. 3, 2018 linked to the lesser performing of the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MTZ6

• Autocallable contingent interest notes due Nov. 5, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUA9

• 0% capped dual directional contingent buffered return enhanced notes due Aug. 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUJ0

• 0% dual directional contingent buffered return enhanced notes due Aug. 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUD3

• Autocallable contingent interest notes due Aug. 5, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUB7

• Autocallable contingent interest notes due Aug. 4, 2022 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUC5

• 0% Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48129G414

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVD2

• 0% capped buffered return enhanced notes due Feb. 5, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVP5

• Uncapped contingent buffered equity notes due Aug. 5, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUU5

• Uncapped contingent buffered equity notes due Aug. 5, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUT8

• 0% uncapped buffered return enhanced notes due Aug. 3, 2022 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVK6

• 0% dual directional notes due Aug. 4, 2022 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUW1

• 6% to 8% autocallable yield notes due Nov. 5, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUF8

• Autocallable contingent interest notes due Nov. 5, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MTY9

• 6.25% to 8.25% autocallable yield notes due Nov. 5, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUH4

• 0% uncapped contingent buffered return enhanced notes due Aug. 5, 2021 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUY7

• 0% uncapped contingent buffered return enhanced notes due Aug. 4, 2022 linked to the least performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUZ4

• 0% uncapped buffered return enhanced notes due Aug. 4, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MUV3

• 0% capped buffered return enhanced notes due Aug. 5, 2019 linked to the Topix index; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 46647MVJ9

• Capped buffered enhanced participation notes due July 19, 2019 linked to a basket of indexes; via J.P. Morgan Securities LLC; pricing Aug. 2; Cusip 46647MYD9

MORGAN STANLEY

• Callable fixed-rate step-up notes due July 31, 2035; via Morgan Stanley & Co. LLC and Morgan Stanley Wealth Management; settlement July 31; Cusip 61760QKP8

• 0% Performance Leveraged Upside Securities due Nov. 5, 2018 linked to the Tokyo Stock Price index; via Morgan Stanley & Co. LLC; pricing July 31; Cusip 61766A798

• Fixed-rate step-up callable notes due July 28, 2027; via Morgan Stanley & Co. LLC; Cusip: 61760QKN3

MORGAN STANLEY FINANCE LLC

• Range accrual notes due July 28, 2032 linked to the Russell 2000 index, the S&P 500 index and Libor; via Morgan Stanley & Co. LLC; pricing July 25; Cusip 61766YBU4

• Leveraged CMS curve securities due July 28, 2037 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 25; Cusip 61766YBV2

• Callable buffered range accrual securities due Jan. 31, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61768CMJ3

• Callable contingent income securities due Aug. 2, 2032 linked to the lesser performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61768CMG9

• Contingent income autocallable securities due July 31, 2020 linked to the common stock of Apple Inc.; via Morgan Stanley as agent, Morgan Stanley Wealth Management as dealer; pricing July 28; Cusip 61766X384

• 0% dual directional trigger Performance Leveraged Upside Securities due Aug. 5, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; 80% trigger; via Morgan Stanley & Co. LLC; pricing July 31; Cusip: 61766X244

• Leveraged CMS curve securities due July 31, 2037 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Morgan Stanley & Co. LLC; settling July 31; Cusip: 61766YBS9

• Fixed-to-floating notes due Aug. 2, 2027 linked to the 10-year U.S. dollar ICE swap rate; via Morgan Stanley & Co. LLC; settlement Aug. 2; Cusip 61760QKQ6

• 4.5% fixed income buffered securities due Aug. 9, 2019 linked to the Euro Stoxx 50 index; 80% barrier; via Morgan Stanley & Co. LLC; pricing Aug. 4; Cusip: 61768CMS3

• 0% digital notes due in 44 to 47 months linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; Cusip 61768CMP9

ROYAL BANK OF CANADA

• Fixed-to-floating notes with floor due July 28, 2022; via RBC Capital Markets, LLC; pricing July 25; Cusip: 78012KM46

• 0% buffered enhanced return notes due July 31, 2023 linked to the Dow Jones Industrial Average; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012K2H9

• 0% barrier booster notes due July 29, 2022 linked to the Euro Stoxx 50 index; 70% trigger; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012K2D8

• 0% buffered booster absolute return notes due July 31, 2023 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012K2E6

• 0% barrier absolute return notes due July 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3A3

• 0% buffered enhanced return notes due July 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3D7

• 0% buffered enhanced return notes due July 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3C9

• 0% buffered enhanced return notes due July 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3B1

• 0% barrier absolute return notes due Jan. 31, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012K2K2

• 0% barrier enhanced return notes due July 31, 2023 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78012K2L0

• 0% barrier booster notes due July 31, 2023 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing July 26; Cusip: 78012K2J5

• 0% absolute return notes due Jan. 29, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3J4

• 0% barrier booster notes due July 29, 2022 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing July 26; Cusip 78012K3F2

• Contingent income autocallable securities due Jan. 25, 2018 linked to the common stock of United States Steel Corp.; via RBC Capital Markets, LLC as agent, Morgan Stanley Wealth Management as distributor; pricing July 26; Cusip 78013F156

• Trigger autocallable contingent yield notes due July 30, 2020 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing July 27; Cusip: 78013F172

• Trigger autocallable contingent yield notes due July 30, 2020 linked to the lesser performing of the iShares Emerging Markets exchange-traded fund and the iShares Russell 2000 exchange-traded fund; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing July 27; Cusip 78013F180

• 0% capped Leveraged Index Return Notes due July 2019 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in July

• 0% leveraged index-linked notes due in 17 to 20 months tied to the S&P 500 index; via RBC Capital Markets, LLC; Cusip 78012K2Q9

AB SVENSK EXPORTKREDIT

• 0% Accelerated Return Notes due September 2018 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in July

TORONTO-DOMINION BANK

• Callable step-up notes due Jan. 31, 2021; via TD Securities (USA) LLC; pricing July 26; Cusip: 89114QJM1

UBS AG, LONDON BRANCH

• Trigger autocallable contingent yield notes due July 30, 2020 linked to the Nasdaq-100 index and the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 27; Cusip: 90280V780

• 24- to 27-month 0% capped leveraged buffered notes linked to the Euro Stoxx 50 index; via UBS Securities LLC; Cusip 90270KLH0

• 24- to 27-month 0% capped leveraged buffered notes linked to the S&P 500 index; via UBS Securities LLC; Cusip 90270KLJ6

WELLS FARGO & CO.

• Floating-rate notes with optional fixed-rate conversion right due Aug. 2, 2027; via Wells Fargo Securities, LLC; pricing July 28; Cusip: 95000N2Q1

• 0% market-linked securities – leveraged upside participation and contingent downside due Aug. 4, 2022 linked to the iShares MSCI EAFE exchange-traded fund; 70% trigger; via Wells Fargo Securities, LLC; pricing July 28; Cusip: 94986R7F2

• 0% buffered enhanced return securities with capped upside and buffered downside leveraged upside participation and contingent downside due in 24 to 27 months linked to the Russell 2000 index; via Wells Fargo Securities, LLC; Cusip 95000E2D0

© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.