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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% autocallable market-linked step-up notes due October 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in October
• 0% Accelerated Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
• 0% Capped Leveraged Index Return Notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
• 0% Strategic Accelerated Redemption Securities due November 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% market-linked step-up notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
BANK OF MONTREAL
• 0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLX6
• 0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLX6
• 0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLZ1
•0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLW8
• 0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLN8
• 0% buffered bullish digital return notes with barrier due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLQ1
• 0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLW8
• 0% buffered bullish enhanced return notes due Nov. 30, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 26; Cusip: 06367TLY4
BANK OF THE WEST
• Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of 10 common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRM4
• Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRN2
• Income advantage market-linked certificates of deposit with a minimum annual interest payment due Oct. 27, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Oct. 24; Cusip 06426XRP7
• 0% market-linked certificates of deposit due Oct. 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Oct. 25; Cusip 06426XRQ5
BARCLAYS BANK PLC
• 0% notes due Oct. 31, 2023 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCG5
• 0% notes due Oct. 29, 2021 linked to the Barclays Trailblazer Sectors 5 index; via Barclays; pricing Oct. 26; Cusip: 06741VCH3
• 10%-11% autocallable notes due Oct. 31, 2018 linked to the least performing of the common stocks of ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; via Barclays; pricing Oct. 26; Cusip: 06741VCA8
• Callable contingent coupon notes due Oct. 29, 2026 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing Oct. 26; Cusip: 06741VCD2
• 0% trigger in-step securities due April 30, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 06745B169
• 0% buffered digital notes due April 30, 2020 linked to the S&P 500 index; via Barclays; pricing Oct. 26; Cusip: 06741WBZ2
• 0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Oct. 26; Cusip: 06744M133
• 0% capped buffered gears due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 06745B177
• 14- to 16-month 0% capped leveraged notes linked to the Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; via Barclays; Cusip: 06741VC75
BNP PARIBAS
• 0% leveraged notes due Oct. 28, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRR9
• 0% buffered notes due Oct. 28, 2020 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRQ1
• 0% leveraged notes due Oct. 28, 2021 linked to the S&P 500 index; via BNP Paribas; pricing Oct. 25; Cusip 05579TRS7
CANADIAN IMPERIAL BANK OF COMMERCE
• 0% market-linked step-up notes due October 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
• 6% to 7% coupon bearing notes due October 2017 linked to Facebook, Inc. shares; via BofA Merrill Lynch; pricing in October
• 0% Accelerated Return Notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% Accelerated Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% Capped Leveraged Index Return Notes due October 2018 linked to S&P 500 index, MSCI EAFE index and MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
• 0% trigger gears due Oct. 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P446
• 0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P495
• 0% trigger step securities due Oct. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Holdings Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P420
• 0% barrier digital plus securities due April 30, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBE5
• Annual reset coupon securities due Nov. 1, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Oct. 26; Cusip: 17324CBS4
• 0% capped buffer gears due Oct. 31, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 17324P727
• 0% enhanced barrier digital plus securities due Nov. 1, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324C7K6
• 0% dual directional barrier securities due April 30, 2020 linked to the S&P 500 index; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 27; Cusip: 17324CBP0
• 0% buffer securities due Nov. 1, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 17324CBJ4
• 0% market-linked notes due Nov. 2, 2021 linked to the iShares Core U.S. Aggregate Bond ETF, the Dow Jones Industrial Average and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 17324CBN5
• 23- to 26-month 0% buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; 85% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; Cusip: 17324CBM7
• 0% buffered digital notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324CB54
CREDIT SUISSE AG, LONDON BRANCH
• Contingent coupon autocallable yield notes due Oct. 16, 2017 linked to Bristol-Myers Squibb Co. common stock; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Oct. 11; Cusip: 22549JCK4
• Contingent income autocallable securities due Oct. 17, 2019 linked to Amazon.com, Inc. common stock; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 22548T406
• 0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Financial Select Sector SPDR fund; via Barclays; pricing Oct. 14; Cusip: 06745B219
• 8% to 10% autocallable reverse convertible securities due Oct. 20, 2017 linked to Amazon.com, Inc. shares; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 17; Cusip: 22549JCL2
• Contingent coupon callable yield notes due Oct. 28, 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 25; Cusip: 22548QKM6
• 0% trigger gears due Oct. 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via UBS Financial Services Inc.; pricing Oct. 26; Cusip: 22548T323
• 0% digital buffered notes due April 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKA2
• 0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 222548QJN6
• Callable daily range accrual securities due April 30, 2024 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QKQ7
• Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
• 0% Buffered Accelerated Return Equity Securities due Oct. 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJP1
• 7% to 9% contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJX4
• 0% autocallable securities due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJL0
• Contingent coupon autocallable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJZ9
• 0% absolute return digital barrier securities due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJM8
• 0% digital plus barrier notes due Oct. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QK20
• 9% to 11% contingent coupon callable yield notes due Oct. 31, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 26; Cusip: 22548QJU0
• 0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJS5
• Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
• 0% Buffered Accelerated Return Equity Securities due May 3, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJR7
• Contingent coupon autocallable yield notes due Feb. 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK46
• Contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QK38
• 0% digital plus barrier notes due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip; 22548QJY2
• 0% absolute return digital barrier securities due Nov. 4, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJW6
• 0% digital plus barrier notes due Nov. 4, 2020 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJY2
• 0% absolute return digital barrier securities due Nov. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJQ9
• 10% to 12% contingent coupon callable yield notes due Nov. 1, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22548QJT3
CREDIT SUISSE AG, NASSAU BRANCH
• Fixed-to-floating-rate notes due Oct. 20, 2026 linked to the 10-year U.S. dollar ICE swap rate; via Incapital LLC; pricing Oct. 17; Cusip: 22548QL37
• Callable step-up securities due Oct. 28, 2031; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 22548QKJ3
GS FINANCE CORP.
• Contingent income autocallable securities due Oct. 17, 2019 linked to Gilead Sciences, Inc. common stock; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 36250Y874
• 0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 36250Y791
• Contingent income autocallable securities due Oct. 19, 2023 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 14; Cusip: 40054KL61
• 0% notes due Oct. 30, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLJ3
• Callable contingent coupon notes due Oct. 28, 2019 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 21; Cusip: 40054KLE4
• Contingent income callable securities due Oct. 26, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40054KMB9
• 0% leveraged notes due Oct. 28, 2022 linked to the Dow Jones industrial average; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLM6
• 0% index-linked notes due Oct. 28, 2022 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 40054KLL8
• 0% notes due July 29, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLF1
• 0% notes due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLG9
• 0% notes due Oct. 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLQ7
• 0% autocallable notes due Nov. 9, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLC8
• 0% notes due Oct. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Oct. 26; Cusip: 40054KLR5
• Callable CMS spread and index-linked range accrual notes due Oct. 31, 2031 linked to the 30-year and two-year Constant Maturity Swap rates, the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLP9
• Callable contingent coupon notes due Oct. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLY0
• Callable contingent coupon notes due Oct. 31, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLT1
• Autocallable contingent coupon notes due Feb. 1, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KM94
• Two-year 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KJX5
• 0% 24- to 27-month leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
• Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054KJW7
• Two-year callable contingent coupon notes linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLW4
• 0% 17- to 20-month digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% 24- to 27-month leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 48-month notes linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KLK0
HSBC USA INC.
• Contingent income autocallable securities due Oct. 19, 2017 linked to General Motors Co. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 14; Cusip: 40435B510
• Callable step-up rate notes due Oct. 20, 2026; via HSBC Securities (USA) Inc.; pricing Oct. 17; Cusip: 40433UVU7
• Contingent income autocallable securities due Oct. 26, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Oct. 21; Cusip: 40433UXS0
• 0% buffered uncapped market participation securities due Oct. 28, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVY9
• 0% digital barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVW3
• 0% digital dual directional barrier notes due Oct. 28, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 21; Cusip: 40433UVX1
• 0% averaging notes due Oct. 31, 2023 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWA0
• 0% buffered accelerated market participation securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
• 0% buffered accelerated market participation securities due April 30, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
• 0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UXF8
• 0% buffered accelerated market participation securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UKR6
• 0% trigger gears due Oct. 31, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B569
• 0% buffered uncapped market participation securities due Oct. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWJ1
• 0% buffered uncapped market participation securities due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40433UWH5
• 0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B585
• 0% trigger gears due Oct. 29, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) LLC; pricing Oct. 26; Cusip: 40435B577
• 0% allocation securities due Oct. 29, 2021 linked to a basket of the SPDR S&P 500 ETF, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 26; Cusip: 40435B551
• Callable buffered monthly range accrual notes due Oct. 31, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLA2
• Callable monthly range accrual notes due Oct. 31, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 40054KLB0
• 11% autocallable yield notes due October 2018 linked to the common stocks of Halliburton Co., Baker Hughes Inc. and Schlumberger Ltd.; 65% trigger; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433UWY8
• Autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
• Autocallable market-linked step-up notes due October 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
• 0% autocallable market-linked step-up notes due October 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% autocallable market-linked step-up notes due October 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% Leveraged Index Return Notes due September 2019 linked to S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
• 24- to 27-month 0% leveraged buffered capped notes linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXA9
• 0% leveraged buffered capped notes linked to Euro Stoxx 50 index, the FTSE 100 index, the Topix index, the Swiss Market index and the S&P/ASX 200 index; 85% trigger; via HSBC Securities (USA) Inc.; Cusip: 40433UXJ0
• 18- to 21-month 0% capped leveraged notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UVE3
• 18- to 21-month 0% leveraged buffered capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UVT0
• 18- to 21-month 0% leveraged capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXH4
• 21- to 24-month 0% leveraged buffered capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UXD3
JPMORGAN CHASE FINANCIAL CO. LLC
• Autocallable contingent interest notes due Oct. 17, 2018 linked to the least performing of the common stock of Walt Disney Co., the common stock of Lockheed Martin Corp. and the class B common stock of Nike, Inc.; via J.P. Morgan Securities LLC; pricing Oct. 12; Cusip: 46646ER79
• 0% Performance Leveraged Upside Securities due Feb. 5, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646X191
• 0% capped buffered enhanced participation notes due Oct. 18, 2018 linked to the Euro Stoxx 50, FTSE 100, Topix, Swiss Market and S&P/ASX 200 indexes; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646ES86
• Autocallable contingent interest notes due Oct. 18, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 46646EG71
• 0% buffered Performance Leveraged Upside Securities due May 3, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 14; Cusip: 48128P308
• Autocallable contingent interest notes due Oct. 22, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 46646EP71
• 0% capped buffered enhanced participation equity notes due Oct. 25, 2018 linked to a basket of two indexes and an exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 20; Cusip: 46646EF98
• Autocallable contingent interest notes due Oct. 26, 2017 linked to the least performing of the common stock of Apple Inc. and the class A common stocks of Facebook, Inc. and Alphabet Inc.; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 21; Cusip: 46646EU42
• 0% capped buffered return enhanced notes due April 30, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER46
• Autocallable notes due Oct. 30, 2019 linked to the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
• Contingent coupon autocallable yield notes due Oct. 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 25; Cusip: 46646ER53
• Callable contingent interest notes due Nov. 2, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EQ96
• 0% dual directional contingent buffered return enhanced notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN65
• 0% dual directional contingent buffered return enhanced notes due Oct. 30, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EN73
• Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK76
• Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK68
• Autocallable contingent interest notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK84
• Autocallable contingent interest notes due Oct. 29, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK92
• Autocallable contingent interest notes due Oct. 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL34
• Autocallable contingent interest notes due Jan. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL42
• Autocallable contingent interest notes due Oct. 31, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER38
• 5.25% to 7.25% yield notes due Aug. 31, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK35
• Contingent coupon autocallable yield notes due Jan. 31, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EL26
• 7% to 9% autocallable yield notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK50
• Callable contingent interest notes due Nov. 2, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646ER20
• 4.5% to 6.5% yield notes due Sept. 29, 2017, linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 26; Cusip: 46646EK43
• 0% review notes due Oct. 31, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 27; Cusip: 46646EU26
• 0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC; pricing Oct. 31; Cusip: 46646X175
MORGAN STANLEY FINANCE LLC
• 0% buffered Performance Leveraged Upside Securities due May 3, 2019 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 14; Cusip: 61766F268
• Callable contingent income securities due Oct. 19, 2026 linked to the S&P 500 index; 60% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 14; Cusip: 61768CAP2
• 0% accelerated return securities due April 28, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 25; Cusip: 61768CAT4
• Contingent income autocallable securities due Oct. 31, 2019 linked to Bank of America Corp. common stock; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAR8
• 0% buffered jump securities due Oct. 29, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAS6
• Contingent income securities due Oct. 31, 2019 linked to lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAM9
• Contingent income autocallable canon securities due Oct. 31, 2031 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAN7
• 0% market-linked notes due Oct. 31, 2023 linked to the Morgan Stanley ETF-Map 2 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAV9
• 0% enhanced buffered jump securities due April 30, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAW7
• Contingent income securities due Oct. 31, 2031 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAL1
• 0% trigger Performance Leveraged Upside Securities due Oct. 29, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 26; Cusip: 61768CAQ0
• 0% trigger gears due Oct. 30, 2026 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Oct. 26; Cusip: 61766F326
• Leveraged CMS curve securities due Oct. 31, 2036 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; settling Oct. 31; Cusip: 61766YAS0
• 0% market-linked notes due May 3, 2024 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F250
• 0% autocallable securities with fixed percentage buffered downside due Nov. 5, 2018 linked to the Energy Select Sector SPDR fund; 90% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61761JY94
• 0% buffered Performance Leveraged Upside Securities due Nov. 3, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F276
• 0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F292
• 0% trigger Performance Leveraged Upside Securities due Nov. 3, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 31; Cusip: 61766F284
ROYAL BANK OF CANADA
• 0% trigger autocallable contingent yield notes due Oct. 18, 2019 linked to the S&P 500 index and the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 14; Cusip: 78014C608
• Contingent coupon buffer enhanced return notes due Oct. 19, 2021 linked to the S&P 500 index; via RBC Capital Markets LLC; Oct. 14; Cusip: 78012KUD7
• 0% best profile notes due Oct. 19, 2021 linked to the best-performing of three baskets of exchange-traded funds; each basket contains different weights of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE ETF, the SPDR Gold trust, the iShares iBoxx $ High Yield Corporate Bond ETF and the iShares iBoxx $ Investment Grade Corporate Bond ETF; via RBC Capital Markets LLC; pricing Oct. 14; Cusip: 78012KTW7
• Autocallable contingent coupon barrier notes due Oct. 18, 2018 linked to the SPDR S&P Biotech exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 14; Cusip: 78012KTY3
• Redeemable step-up notes due Oct. 31, 2029; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KSA6
• 0% Capped Leveraged Index Return Notes due October 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
• 0% buffered enhanced return notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUB1
• 0% barrier booster notes due Oct. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 26; Cusip: 78012KUC9
• 0% Accelerated Return Notes due December 2017 linked to AstraZeneca plc, Eli Lilly and Co. and Pfizer Inc.; via BofA Merrill Lynch; pricing in October
• 0% direct investment notes due Dec. 8, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets LLC; pricing Nov. 3; Cusip: 78012KUH8
TORONTO-DOMINION BANK
• Callable step-up notes due Oct. 21, 2021; via TD Securities (USA) LLC and Barclays; pricing Oct. 26; Cusip: 89114QXR4
UBS AG, LONDON BRANCH
• 0% capped trigger gears due Oct. 31, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y518
• 0% capped gears due Dec. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 26; Cusip: 90275Y500
• 0% buffered accelerator notes due Oct. 31, 2019 linked to the S&P 500 index; via TD Securities (USA) LLC; pricing Oct. 26; Cusip: 89114QXS2
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 3, 2021 linked to the S&P 500 index; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 89114QXQ6
WELLS FARGO & CO.
• Capped fixed-to-floating notes due Oct. 18, 2026; via Wells Fargo Securities LLC; pricing Oct. 14; Cusip: 94986RW98
• Step-up callable notes due Oct. 20, 2018; via Wells Fargo Securities LLC; pricing Oct. 17; Cusip: 94986RY54
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due May 7, 2020 linked to the Energy Select Sector SPDR fund; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX89
• Market-linked securities due Nov. 7, 2018 – autocallable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RX97
•24- to 27-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; Cusip: 94986RY39
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