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Structured Products Calendar
BANK OF AMERICA CORP.
Step-up callable notes due Aug. 19, 2026; via BofA Merrill Lynch; pricing Aug. 17; Cusip: 06048WTA8
6% to 7% coupon bearing notes due September 2017 linked to the common stock of Citigroup Inc.; via BofA Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the Euro Stoxx 50, FTSE 100, Nikkei Stock Average, Swiss Market, S&P/ASX 200 and Hang Seng indexes; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to gold; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the JPX-Nikkei Index 400; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Sept. 29, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Aug. 24; Cusip: 06367TJV3
0% buffered bullish enhanced return notes due Sept. 29, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 24; Cusip: 06367TJU5
0% buffered bullish enhanced return notes due Feb. 28, 2018 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJC5
0% upside booster notes with a barrier due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJG6
0% contingent risk absolute return notes due Aug. 31, 2022 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJB7
0% contingent risk absolute return notes due Aug. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; 67% to 71% trigger; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJQ4
0% contingent risk absolute return notes due Aug. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; 70% to 74% trigger; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJR2
0% buffered bullish enhanced return notes due Aug. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJS0
0.6% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJM3
0% buffered bullish digital return notes due Aug. 30, 2019 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJD3
0% buffered bullish digital return notes due Aug. 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJK7
0% buffered bullish digital return notes due Aug. 30, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJL5
0% upside booster notes with barrier due Aug. 31, 2021 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJE1
0.75% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367THW3
0.95% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the SPDR S&P Metals and Mining exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJN1
0.85% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367THX1
0.9% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367THZ6
0% contingent risk absolute return notes with digital upside due Aug. 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJH4
0.8% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367THY9
1% autocallable cash-settled notes with fixed interest payments due Aug. 31, 2017 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJA9
0% contingent risk absolute return notes with digital upside due Aug. 31, 2018 linked to the VanEck Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 26; Cusip: 06367TJJ0
BANK OF NOVA SCOTIA
0% market-linked securities autocallable with fixed percentage buffered downside due Sept. 6, 2018 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc.; pricing Aug. 31; Cusip: 064159HY5
0% autocallable market-linked step-up notes due August 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit with a minimum annual interest payment due Aug. 30, 2023 linked to a basket of 10 common stocks; via BNP Paribas Securities Corp.; pricing Aug. 25; Cusip 06426XRD4.
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Aug. 30, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Aug. 25; Cusip 06426XRE2.
Income advantage market-linked certificates of deposit with a minimum annual interest payment due Aug. 30, 2023 linked to a basket of five common stocks; via BNP Paribas Securities Corp.; pricing Aug. 25; Cusip 06426XRF9.
0% market-linked certificates of deposit due Aug. 31, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Aug. 26; Cusip 06426XRG7
BARCLAYS BANK DELAWARE
Certificates of deposit due Aug. 27, 2021 linked to the common stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFB9
Certificates of deposit due Aug. 29, 2022 linked to the common stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFC7
Certificates of deposit due Aug. 29, 2023 linked to the common stocks of AbbVie Inc., Apple Inc., AT&T Inc., Microsoft Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFD5
Certificates of deposit due Aug. 27, 2021 linked to the common stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFE3
Certificates of deposit due Aug. 27, 2021 linked to the common stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFF0
Certificates of deposit due Aug. 27, 2021 linked to the common stocks of AbbVie Inc., AT&T Inc., CME Group Inc., Costco Wholesale Corp., Duke Energy Corp., HP Inc., Intel Corp., LyondellBasell Industries NV, Pfizer Inc. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFG8
0% certificates of deposit due Aug. 27, 2021 linked to the Russell 2000 index; via Barclays and Incapital LLC; pricing Aug. 24; Cusip: 06740FFH6
BARCLAYS BANK PLC
0% Performance Leveraged Upside Securities due Dec. 5, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing Aug. 17; Cusip: 06740Q237
0% buffered Performance Leveraged Upside Securities due March 5, 2019 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing Aug. 17; Cusip: 06740Q245
Phoenix autocallable notes due Aug. 20, 2021 linked to the Russell 2000 index; 65% trigger; via Barclays; pricing Aug. 17; Cusip: 06741VA69
Contingent income autocallable securities due Aug. 22, 2019 linked to Netflix, Inc. shares; 60% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 06740Q146
Callable contingent coupon notes due Aug. 22, 2019 linked to the lesser performing of the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Aug. 19; Cusip: 06741V6X5
Autocallable notes due Aug. 29, 2019 linked to the least performing of the commons stocks of Alphabet Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via Barclays; pricing Aug. 25; Cusip: 06741V6W7
Phoenix autocallable notes due Aug. 30, 2018 linked to the common stocks of Apple Inc., Bank of America Corp. and Dow Chemical Co.; via Barclays; pricing Aug. 25; Cusip: 06741VA36
10.5% to 11.5% autocallable notes due Aug 30, 2018 linked to the least performing of the ConocoPhillips, Chevron Corp. and Marathon Oil Corp.; via Barclays; pricing Aug. 25; Cusip: 06741V7J5
Buffered SuperTrack notes due Aug. 30, 2021 linked to the Dow Jones industrial average; via Barclays; pricing Aug. 25; Cusip: 06741V7B2
0% buffered digital notes due Feb. 28, 2019 linked to the Russell 2000 index; via Barclays; pricing Aug. 25; Cusip: 06741V7A4
Phoenix autocallable notes due Aug. 30, 2023 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Aug. 25; Cusip: 06741V7C0
0% buffered digital notes due Feb. 28, 2020 linked to the S&P 500 index; via Barclays; pricing Aug. 25; Cusip: 06741V6Z0
0% buffered SuperTrack notes due Aug. 28, 2020 linked to the S&P 500 index; via Barclays; pricing Aug. 25; Cusip: 06741V7H9
0% capped gears due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Aug. 26; Cusip: 06745B854
0% capped trigger gears due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Aug. 26; Cusip: 06740Q187
Phoenix autocallable notes due Aug. 29, 2019 linked to the Market Vectors Gold Miners exchange-traded fund; via Barclays; pricing Aug. 26; Cusip: 06741V7D8
0% Performance Leveraged Upside Securities due Dec. 5, 2017 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Wealth Management; pricing Aug. 31; Cusip: 06740Q153
0% Performance Leveraged Upside Securities due March 5, 2019 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Wealth Management; pricing Aug. 31; Cusip: 06740Q138
0% Accelerated Return Notes due October 2017 linked to Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; via Bank of America Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% bear Accelerated Return Notes due October 2017 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% capped Leveraged Index Return Notes due August 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
10% STEP Income Securities due September 2017 linked to the common stock of Under Armour, Inc.; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2019 linked to the Euro Stoxx 50 index; BofA Merrill Lynch; pricing in September
17- to 19-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Barclays; Cusip: 06741V7L0
13- to 15-month 0% digital notes linked to the S&P 500 index; via Barclays; Cusip: 06741VA44
BNP PARIBAS
0% leveraged notes due Aug. 31, 2021 linked to the worst performing of the Russell 2000 index and the S&P 500 index; BNP Paribas; pricing Aug. 26; Cusip 05579TQQ2
0% buffered notes due Aug. 28, 2020 linked to the S&P 500 index; via BNP Paribas; pricing Aug. 26; Cusip 05579TQP4
0% leveraged notes due Aug. 31, 2021 linked to the S&P 500 index; via BNP Paribas; pricing Aug. 26; Cusip 05579TQR0
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Sept. 6, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities, LLC; pricing Aug. 31; Cusip: 13605WBR1
CITIGROUP GLOBAL MARKETS HOLDINGS INC.
0% market-linked notes due Aug. 30, 2021 linked to a basket consisting of the iShares Core U.S. Aggregate Bond ETF, the Dow Jones industrial average and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 17324C6L5
0% trigger gears due Aug. 31, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; 70% trigger; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 17324P750
0% market-linked notes due Aug. 29, 2024 linked to the Citi ETF Market Pilot 5 Excess Return index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 17324C7L4
0% capped trigger gears due Aug. 31, 2018 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 17324P800
Annual reset coupon securities due Aug. 31, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 17324C7G5
0% buffer securities due Aug. 31, 2021 linked to the S&P 500 index; 74%-78% trigger; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 17324C7H3
Autocallable contingent coupon equity-linked securities due Sept. 4, 2019 linked to the Deutsche X-trackers Harvest CSI 300 China A-Shares exchange-traded fund; via Citigroup Global Markets Inc.; pricing Aug. 29; Cusip: 17324CA71
0% dual directional barrier securities due Sept. 4, 2019 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Aug. 29; Cusip: 17324CA30
0% enhanced barrier digital plus securities due Sept. 2, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Aug. 29; Cusip: 17324C7K6
0% market-linked notes due March 3, 2022 linked to the iShares Core U.S. Aggregate Bond exchange-traded fund, the Dow Jones industrial average and the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 30: Cusip: 17324CA55
0% buffer securities due Sept. 2, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 17324C7M2
22- to 25-month 0% notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; Cusip: 17324C6Z4
CITIGROUP INC.
Callable step-up coupon notes with 1.5% initial rate due Sept. 2, 2021; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 17298CET1
CREDIT SUISSE AG, LONDON BRANCH
0% digital barrier notes due Aug. 24, 2020 linked to the Energy Select Sector SPDR fund and the Financial Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 16; Cusip: 22548QEA9
0% 21- to 24-month leveraged buffered notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing Aug. 17; Cusip: 22548QE92
0% Performance Leveraged Upside Securities due Dec. 5, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing Aug. 17; Cusip: 22548R731
Contingent coupon callable yield notes due Aug. 26, 2019 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 19; Cusip: 22548QDN2
Contingent coupon autocallable yield notes due Nov. 24, 2017 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 19; Cusip: 22548QED3
Absolute return barrier securities due Aug. 26, 2019 linked to the S&P 500 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 19; Cusip: 22548QDK8
0% autocallable securities due Aug. 26, 2020 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 19; Cusip: 22548QDP7
0% Buffered Accelerated Return Equity Securities due Aug. 29, 2019 linked to the Nikkei 225 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDG7
0% autocallable securities due Aug. 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDA0
0% digital buffered notes due March 2, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QD85
Callable daily range accrual securities due Feb. 29, 2024 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDW2
Contingent coupon autocallable yield notes due Aug. 31, 2017 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QCZ6
Contingent coupon callable yield notes due Aug. 31, 2018 linked to the lowest performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDV4
Contingent coupon autocallable yield notes due Sept. 6, 2017 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QD28
Contingent coupon callable yield notes due Aug. 30, 2019 linked to the lower performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDL6
Contingent coupon autocallable yield notes due Aug. 30, 2019 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QCU7
Contingent coupon autocallable yield notes due Sept. 8, 2020 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QDE2
Contingent coupon autocallable yield notes due Aug. 31, 2021 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QD51
0% Buffered Accelerated Return Equity Securities due March 5, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QD44
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QD36
0% capped buffer gears due Aug. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Aug. 26; Cusip: 22548R780
0% capped buffer gears due Aug. 31, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 22548R798
Digital buffered notes due Aug. 31, 2020 linked to the S&P 500 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QD93
Absolute return digital barrier securities due Aug. 31, 2021 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QCW3
0% digital plus barrier notes due Aug. 31, 2021 linked to the S&P 500 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QCY9
Contingent coupon callable yield notes due Aug. 30, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22548QDJ1
0% barrier notes due Sept. 4, 2019 linked to the United States Oil Fund, LP; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22548QE27
0% accelerated barrier notes due Sept. 3, 2020 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QD77
0% absolute return barrier securities due Sept. 3, 2020 linked to the lowest performing of the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QD69
0% dual directional trigger Performance Leveraged Upside Securities due Sept. 5, 2019 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548R749
Contingent income securities due Sept. 3, 2026 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC and Morgan Stanley Wealth Management; pricing Aug. 31; Cusip: 22548QEE1
Contingent coupon callable yield notes due Sept. 6, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QDD4
Contingent coupon callable yield notes due Sept. 6, 2019 linked to the S&P 500 index and the SPDR S&P Biotech exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QDF9
0% Buffered Accelerated Return Equity Securities due Sept. 5, 2019 linked to the SPDR Gold trust and the iShares Silver trust; via Credit Suisse Securities (USA) LLC; pricing Aug. 31; Cusip: 22548QDH5
Market-linked step up notes due August 2018 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2018, linked to the Russell 2000 index; via Merrill Lynch & Co.; pricing in August
0% autocallable market-linked step-up notes due August 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Autocallable market-linked step-up notes due August 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% notes due October 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due August 2018 linked to the S&P 500 index; via Merrill Lynch & Co.; pricing in August
0% capped Leveraged Index Return Notes due August 2018 linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via BofA Merrill Lynch; pricing in August
DEUTSCHE BANK AG, LONDON BRANCH
0% capped trigger gears notes due Aug. 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 26; Cusip: 25190F772
0% capped gears due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 26; Cusip: 25190F764
Callable contingent coupon notes due Aug. 31, 2026 linked to the Russell 2000 index and the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KGW0
0% Strategic Accelerated Redemption Securities due August 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
GOLDMAN SACHS BANK USA
0% certificates of deposit due Aug. 2, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DM84
Variable coupon certificates of deposit due Aug. 30, 2021 linked to equally weighted basket of stocks of AbbVie Inc., Altria Group, Inc., Eli Lilly & Co., Gilead Sciences, Inc., Nike, Inc., Qualcomm Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMF8
Variable coupon certificates of deposit due Aug. 30, 2023 linked to equally weighted basket of stocks of AbbVie Inc., Altria Group, Inc., Eli Lilly & Co., Gilead Sciences, Inc., Nike, Inc., Qualcomm Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc. ; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMD3
Variable coupon certificates of deposit due Aug. 30, 2023 linked to equally weighted basket of stocks of AbbVie Inc., Altria Group, Inc., Eli Lilly & Co., Gilead Sciences, Inc., Nike, Inc., Qualcomm Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMG6
Variable coupon certificates of deposit due Aug. 28, 2026 linked to equally weighted basket of stocks of AbbVie Inc., Altria Group, Inc., Eli Lilly & Co., Gilead Sciences, Inc., Nike, Inc., Qualcomm Inc., Schlumberger NV, UnitedHealth Group Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DME1
0% certificates of deposit due Aug. 30, 2022 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMB7
0% certificates of deposit due Aug. 30, 2023 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMC5
0% certificates of deposit due Feb. 29, 2024 linked to the S&P 500 index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 25; Cusip: 38148DMA9
0% certificates of deposit due June 1, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DLV4
0% certificates of deposit due March 2, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DLW2
0% certificates of deposit due Aug. 31, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DLX0
0.25% certificates of deposit due Aug. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DM43
0% certificates of deposit due Feb. 29, 2024 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DLY8
0% certificates of deposit due March 3, 2025 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DLZ5
0% certificates of deposit due Aug. 26, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; Cusip: 38148DM27
0% certificates of deposit due Dec. 2, 2022 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 29; Cusip: 38148DM92
GOLDMAN SACHS GROUP, INC.
Callable step-up fixed-rate notes due 2023; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38148TNL9
Callable step-up fixed-rate notes due 2031; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38148TNJ4
GS FINANCE CORP.
0% Performance Leveraged Upside Securities due Dec. 5, 2017 linked to the Financial Select Sector SPDR fund; via Goldman, Sachs & Co. with Morgan Stanley Wealth Management; pricing Aug. 17; Cusip: 36250Y429
0% leveraged notes due Aug. 26, 2022 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 19; Cusip: 40054KGS9
Contingent income autocallable securities due Aug. 22, 2019 linked to the common stock of Halliburton Co.; via Goldman Sachs & Co.; pricing Aug. 19; Cusip: 36250Y551
0% notes due Aug. 29, 2024 linked to the Dow Jones industrial average; via Goldman, Sachs & Co.; pricing Aug. 25; Cusip: 40054KH41
0% leveraged buffered notes due Feb. 28, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 25; Cusip: 40054KHC3
0% buffered notes due Aug. 30, 2021 linked to the S&P 500 index; via Goldman, Sachs & Co.; pricing Aug. 25; Cusip: 40054KHB5
0% notes due June 21, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 40054KGJ9
0% notes due Aug. 26, 2021 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 40054KGQ3
0% notes due Aug. 28, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 40054KGT7
0% autocallable notes due Sept. 12, 2023 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 40054KGN0
0% notes due Aug. 31, 2026 linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 40054KGP5
Callable CMS spread and Russell 2000 index-linked range accrual notes due Aug. 31, 2031; 50% trigger; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KGZ3
Callable CMS spread and Russell 2000 index-linked range accrual notes due Aug. 31, 2031; 50% trigger; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KGY6
Callable buffered monthly range accrual notes due Aug. 31, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KH25
Autocallable contingent coupon notes due Dec. 1, 2017 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Goldman, Sachs & Co.; pricing Aug. 29; Cusip: 40054KHG4
Callable contingent coupon notes due Aug. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KGV2
Callable contingent coupon notes due Aug. 31, 2026 linked to the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KH33
Autocallable contingent coupon notes due Sept. 8, 2026 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 29; Cusip: 40054KGU4
0% autocallable index-linked notes due Aug. 15, 2019 linked to the FTSE 100 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 30; Cusip: 40054KHH2
Callable step-up fixed-rate notes due August 2036; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38148TNG0
36-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 40054KFN1
48-month 0% notes linked to the GS Momentum Builder Multi-Asset 5S ER index; via Goldman Sachs & Co.; Cusip: 40054KHA7
Two-year 0% leveraged buffered notes linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; Cusip: 40054KH90
18- to 21-month 0% leveraged buffered notes linked to the iShares U.S. Real Estate exchange-traded fund; via Goldman Sachs & Co.
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 40054KH82
24-month callable contingent coupon notes linked to the Russell 2000 index and the S&P 500 index; 60% trigger; via Goldman, Sachs & Co.; Cusip: 40054KHK5
18-month callable contingent coupon notes linked to the Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KH66
Three-year callable contingent coupon notes linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KFM3
Two-year 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KE44
Two-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KH74
Three-year 0% autocallable buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054KE93
Four-year 0% notes linked to the S&P 500 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KHD1
18-month autocallable contingent coupon notes linked to the S&P 500 index and the Euro Stoxx 50 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054KH58
HSBC BANK USA, NA
Income Plus certificates of deposit due Aug. 30, 2021 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAR8
Income Plus certificates of deposit due Aug. 30, 2021 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAS6
Income Plus certificates of deposit due Aug. 30, 2021 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAT4
Income Plus certificates of deposit due Aug. 30, 2023 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAU1
Income Plus certificates of deposit due Aug. 30, 2023 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAV9
Income Plus certificates of deposit due Aug. 30, 2023 linked to the common stocks of Altria Group, Inc., Apple Inc., International Business Machines Corp., Eli Lilly & Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAW7
Rate Builder certificates of deposit due Aug. 30, 2021 linked to the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAX5
Rate Builder certificates of deposit due Aug. 30, 2023 linked to the common stocks of Bristol-Myers Squibb Co., Eli Lilly & Co., Exxon Mobil Corp., Intel Corp., International Business Machines Corp., McDonald's Corp., Pfizer Inc., Procter & Gamble Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc. and Incapital LLC; pricing Aug. 25; Cusip: 40434YAY3
HSBC USA INC.
Fixed-to-floating-rate notes due Aug. 19, 2021; via HSBC Securities (USA) Inc.; pricing Aug. 16; Cusip: 40433UTH9
Contingent income callable securities due Nov. 21, 2018 linked to the lesser performing of the Dow Jones Industrial Average, the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 16; Cusip: 40434V129
0% dual directional trigger Performance Leveraged Upside Securities due Sept. 6, 2018 linked to Facebook, Inc. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Aug. 17; Cusip: 40434V251
Callable contingent income securities due Aug. 20, 2026 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Aug. 17; Cusip: 40434V269
0% digital barrier notes due Aug. 26, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 19; Cusip: 40433URW8
0% digital barrier notes due Aug. 26, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 19; Cusip: 40433URX6
0% digital dual directional barrier notes due Aug. 26, 2022 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 19; Cusip: 40433URY4
Income plus notes due Aug. 31, 2023 linked to Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USC1
Income plus notes due Aug. 31, 2023 linked to Bristol-Myers Squibb Co., Ford Motor Co., McDonalds Corp., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USD9
0% buffered digital notes due Aug. 31, 2021 linked to the Dow Jones industrial average; via HSBC Securities (USA) LLC; pricing Aug. 26; Cusip: 40433USJ6
0% averaging notes due Aug. 31, 2023 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USB3
0% buffered Accelerated Market Participation Securities due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USQ0
0% buffered Accelerated Market Participation Securities due Feb. 28, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USU1
0% barrier enhanced participation notes due March 2, 2020 linked to the Euro Stoxx 50 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433UTC0
0% trigger step securities due Aug. 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40434V194
0% leveraged Buffered Uncapped Market Participation Securities due Aug. 31, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USF4
0% buffered Accelerated Market Participation Securities due Aug. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433UST4
0% leveraged Buffered Uncapped Market Participation Securities due Aug. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USN7
0% averaging notes due Aug. 31, 2023 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USA5
0% leveraged Buffered Uncapped Market Participation Securities due Aug. 31, 2021 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USH0
0% buffered Accelerated Market Participation Securities due Aug. 31, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USS6
0% buffered Accelerated Market Participation Securities due Feb. 28, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USW7
6.5% autocallable yield notes due Feb. 28, 2018 linked to the Russell 2000 index and the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USY3
5% autocallable yield notes due Feb. 28, 2018 linked to the Russell 2000 index and the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USX5
0% buffered digital notes due Aug. 31, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) LLC; pricing Aug. 26; Cusip: 40433USP2
0% digital dual directional barrier notes due Aug. 31, 2021 linked to lesser performing of the Russell 2000 index and the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USE7
0% buffered Accelerated Market Participation Securities due April 17, 2018 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433UTD8
0% buffered Accelerated Market Participation Securities due Aug. 31, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USR8
0% buffered Accelerated Market Participation Securities due Feb. 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USV9
0% buffered uncapped market participation securities due Aug. 31, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USL1
0% trigger gears due Aug. 31, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40434V210
Contingent coupon buffered securities with trigger upside participation due Aug. 31, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433UTM8
0% digital dual directional barrier notes due Aug. 31, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433USG2
0% dual directional trigger Performance Leveraged Upside Securities due Sept. 5, 2019 linked to an equally weighted basket of the stocks of Apple Inc., Google Inc., Mobileye NV, Magna International Inc., NVIDIA Corp. and Tesla Motors, Inc.; via HSBC Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing Aug. 31; Cusip: 40434V178
0% dual directional trigger Performance Leveraged Upside Securities due Sept. 6, 2018 linked to Facebook, Inc. shares; 80% trigger; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing Aug. 31; Cusip: 40434V137
0% Market Index Target-Term Securities due August 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing August
0% Accelerated Return Notes due October 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Leveraged Index Return Notes due August 2021 linked to the S&P 500 index; via BofA Merrill Lynch; pricing August
0% autocallable market-linked step-up notes due August 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Leveraged Index Return Notes due August 2019 linked to the S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in August
18- to-21 month 0% capped leveraged notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UTJ5
19- to 22-month 0% capped leveraged buffered notes linked to the S&P 500 index; 87.5% trigger; via HSBC Securities (USA) Inc.; Cusip: 40433UTK2
24- to 27-month 0% leveraged buffered capped notes linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip: 40433UTN6
JEFFERIES GROUP LLC
Step-up callable notes due Aug. 26, 2024; via Jefferies LLC; pricing Aug. 26; Cusip: 47233JAD0
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Nov. 30, 2021 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBS3.
0% certificates of deposit due Aug. 31, 2022 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBT1
0% certificates of deposit due Aug. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBR5
0% certificates of deposit with contingent annual interest due Aug. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26;
Cusip: 48126XAS4
0% variable annual income certificates of deposit due Aug. 31, 2023 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBE4
0% autocallable certificates of deposit due Aug. 31, 2023 with step-up call value linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBD6
0% certificates of deposit due Aug. 31, 2026 linked to the JPMorgan Efficiente Plus DS 5 index (Net ER); via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBJ3
0% certificates of deposit due Aug. 31, 2023 linked to the J.P. Morgan Mozaic index (USD) ; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XAX3
0% certificates of deposit due Aug. 31, 2023 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XAR6
0% certificates of deposit due Aug. 31, 2023 linked to the S&P 500 Low Volatility High Dividend index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBP9
0% certificates of deposit due Aug. 31, 2023 linked to the S&P 500 Low Volatility Rate Response Daily RC 7% Excess Return index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 26; Cusip: 48126XBQ7
JPMORGAN CHASE & CO.
Callable step-up fixed-rate notes due Aug. 18, 2028; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 48128GD98
Callable step-up fixed-rate notes due Aug. 19, 2024; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 48128GF47
JPMORGAN CHASE FINANCIAL CO. LLC
0% capped buffered enhanced participation equity notes due Oct. 19, 2018 linked to Euro Stoxx 50 index, the FTSE 100 index, the Tokyo Stock Price index, the Swiss Market index and the S&P/ASX 200 index; 85% trigger; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 46646EUS9
Autocallable contingent interest notes due Aug. 21, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 46646EUR1
Autocallable contingent interest notes due Aug. 20, 2020 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Aug. 16; Cusip: 46646EUH3
8.5% autocallable yield notes due Feb. 23, 2018 linked to the least performing of the common stocks of Kansas City Southern, Norfolk Southern Corp. and Union Pacific Corp.; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646ESV5
Autocallable contingent interest notes due Aug. 22, 2019 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646ETV4
0% Performance Leveraged Upside Securities due Dec. 5, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646X704
0% buffered Performance Leveraged Upside Securities due March 5, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646X803
Autocallable contingent interest notes due Aug. 22, 2019 linked to the lesser performing of the S&P 500 index and the Energy Select Sector SPDR fund; 60% trigger; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646ETU6
Autocallable contingent interest notes due Feb. 20, 2019 linked to the S&P GSCI Crude Oil Index Excess Return; 60% trigger; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646ESY9
Autocallable contingent interest notes due Feb. 20, 2019 linked to the S&P GSCI Crude Oil Index Excess Return; 60% trigger; via J.P. Morgan Securities LLC; pricing Aug. 17; Cusip: 46646ESX1
0% capped buffered enhanced participation equity notes due March 22, 2018 linked to the Euro Stoxx 50 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Aug. 18; Cusip: 46646EUT7
Contingent income autocallable securities due Aug. 22, 2019 linked to Bank of America Corp. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 46646X761
Autocallable contingent interest notes due Nov. 24, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 19; Cusip: 46646EUC4
Autocallable yield notes due Nov. 28, 2017 linked to the least performing of the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 46646EQT2
0% capped buffered return enhanced notes due Sept. 28, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 46646EUY6
Autocallable contingent interest notes due March 1, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 24; Cusip: 46646EUU4
6.25% to 9.25% autocallable contingent interest notes due Aug. 30, 2018, linked to the least performing of the common stocks of Amazon.com, Inc., Bristol-Myers Squibb Co. and CSX Corp.; via J.P. Morgan Securities LLC; pricing Aug. 25; Cusip: 46646EUW0
0% capped buffered return enhanced notes due Aug. 28, 2020 linked to linked to the lesser performing of the SPDR Gold Trust and the iShares Silver Trust; via J.P. Morgan Securities LLC; pricing Aug. 25; Cusip: 46646ETP7
Callable range accrual securities due Aug. 29, 2031 linked to 30-year U.S. dollar ICE swap rate, the two-year U.S. dollar ICE swap rate and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646EUX8
0% capped buffered return enhanced notes due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERN4
0% capped buffered return enhanced notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERT1
Callable contingent interest notes due Sept. 2, 2021 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646EUF7
0% capped buffered return enhanced notes due Aug. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERL8
0% capped buffered return enhanced notes due Aug. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERR5
0% contingent buffered equity notes due Aug. 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERX2
0% capped buffered return enhanced notes due Aug. 31, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERM6
0% capped buffered return enhanced notes due Aug. 30, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERS3
0% capped buffered return enhanced notes due Aug. 31, 2018 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERK0
0% capped buffered return enhanced notes due Aug. 30, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERQ7
0% contingent buffered equity notes due Aug. 31, 2020 linked to the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERW4
5%-7% yield notes due May 31, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESF0
0% dual directional contingent buffered return enhanced notes due Aug. 31, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESE3
Autocallable contingent interest notes due Nov. 30, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESQ6
0% uncapped contingent buffered return enhanced notes due Aug. 31, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESB9
0% uncapped contingent buffered return enhanced notes due Aug. 31, 2021 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESC7
0% capped buffered return enhanced notes due Aug. 31, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERJ3
0% trigger in-step securities due Aug. 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646X837
0% trigger gears due Aug. 31, 2021 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC Inc.; pricing Aug. 26; Cusip: 46646X886
0% capped buffered return enhanced notes due Aug. 30, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERP9
0% capped buffered return enhanced notes due Aug. 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERU8
0% contingent buffered equity notes due Aug. 31, 2020 linked to the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ERV6
0% uncapped dual directional notes due Aug. 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESA1
0% trigger gears due Aug. 31, 2021 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 46646X878
4% to 6% annualized yield notes due June 30, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESG8
7.5% to 9.5% autocallable yield notes due Aug. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESH6
Autocallable contingent interest notes due Aug. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip:46646ESP8
Autocallable contingent interest notes due Aug. 31, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESM5
Autocallable contingent interest notes due Nov. 30, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESK9
7.25% to 9.25% autocallable yield notes due Nov. 30, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESN3
0% dual directional contingent buffered return enhanced notes due Aug. 31, 2020 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESE3
Autocallable contingent interest notes due Aug. 31, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 46646ESM5
Autocallable contingent interest notes due Sept. 3, 2020 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 30; Cusip: 46646ETL6
Contingent income callable securities due Sept. 6, 2018 linked to the lesser performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 31; Cusip: 46646EVA7
0% buffered Performance Leveraged Upside Securities due March 5, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 31; Cusip: 46646X787
MORGAN STANLEY
0% trigger Performance Leveraged Upside Securities due Sept. 6, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 31; Cusip: 61766B804
MORGAN STANLEY FINANCE LLC
Contingent income autocallable securities due Feb. 24, 2017 linked to Freeport-McMoRan Inc. shares; 60% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 61766B861
Contingent income autocallable securities due Aug. 29, 2031 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61766BBT7
Contingent income autocallable securities due Aug. 30, 2019 linked to the Market Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61766BBU4
0% enhanced buffered jump securities due Aug. 30, 2019 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61766BBS9
Contingent income securities due Aug. 29, 2031 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61766BBR1
0% autocallable securities with fixed-percentage buffered downside due Sept. 6, 2018 linked to the Energy Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing Aug. 31; Cusip: 61761J3L1
0% market-linked notes due March 5, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 31; Cusip: 61766B820
Leveraged CMS curve securities due Aug. 31, 2036 linked to the 30-year and two-year ICE swap rates, the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 31; Cusip: 61766YAM3
CMS curve range accrual securities due Aug. 31, 2036 linked to the 30-year and two-year ICE swap rates, the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; settling Aug. 31; Cusip: 61766YAK7
ROYAL BANK OF CANADA
Contingent income autocallable securities due Aug. 22, 2019 linked to Apple Inc. shares; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 78014C525
Contingent income autocallable securities due Aug. 22, 2019 linked to Coach, Inc. shares; 70% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 78014C509
0% buffered return notes due Aug. 24, 2020 linked to the Russell 2000 index; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 78012KSQ1
Contingent income autocallable securities due Aug. 22, 2019 linked to salesforce.com, inc. shares; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Aug. 19; Cusip: 78014C517
Direct investment notes due Sept. 8, 2017 linked to the August 2016 RBC Capital Markets U.S. Equity Top Picks List; via RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78012KSG3
0% enhanced return notes due Oct. 31, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78012KRM1
0% buffer enhanced return notes due Aug. 30, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78012KSL2
0% absolute return barrier notes due Aug. 30, 2018 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing Aug. 26; Cusip: 78012KSM0
0% buffered return notes due March 3, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 26: Cusip: 78012KRN9
0% barrier booster notes due Aug. 31, 2022 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78012KRP4
0% best profile notes due Aug. 31, 2021 linked to the best-performing of three baskets of exchange-traded funds; each basket consists of different weights of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE exchange-traded fund, the SPDR Gold trust, the iShares iBoxx $ High Yield Corporate Bond ETF and the iShares iBoxx $ Investment Grade Corporate Bond ETF; via RBC Capital Markets LLC; pricing Aug. 26; Cusip: 78012KSR9
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Sept. 7, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Aug. 31; Cusip: 78012KRS8
0% Accelerated Return Notes due August 2017 linked to the common stock of Amazon.com, Inc.; via BofA Merrill Lynch; pricing in August
0% direct investment notes due Oct. 10, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets LLC; pricing Sept. 6; Cusip: 78012KSK4
25- to 28-month 0% leveraged buffered notes linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; Cusip: 78012KRU3
AB SVENSK EXPORTKREDIT
0% Accelerated Return Notes due October 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2017 linked to the S&P MidCap 400 index; via Merrill Lynch & Co.; pricing in August
TORONTO-DOMINION BANK
Callable step-up notes due Aug. 31, 2021; via TD Securities (USA) LLC; pricing Aug. 26; Cusip: 89114QXC7
Callable step-up notes due Aug. 31, 2023; via TD Securities (USA) LLC; pricing Aug. 26; Cusip: 89114QXF0
WELLS FARGO & CO.
Fixed-to-floating rate notes due Aug. 24, 2026; via Wells Fargo Securities LLC; pricing Aug. 19; Cusip: 94986RT68
Market-linked securities due Aug. 26, 2022 contingent coupon and contingent downside linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing Aug. 19; Cusip: 94986RS93
Market-linked securities due Aug. 31, 2026 callable with contingent coupon and contingent downside linked to the least performing of the Euro Stoxx 50 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Aug. 26; Cusip: 94986RS69
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities, LLC; pricing Aug. 26; Cusip: 94986RT84
Market-linked securities due Aug. 31, 2026 autocallable with contingent coupon and contingent downside linked to the Russell 2000 index and the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Aug. 26; Cusip: 94986RS77
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 31, 2018 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Aug. 26; Cusip: 94986RT92
Callable market-linked securities with contingent coupon and contingent downside due Aug. 29, 2031 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing Aug. 26; Cusip: 94986RT43
Market-linked securities due Aug. 31, 2026 callable with contingent coupon and contingent downside linked to the least performing of the S&P 500 index and the Russell 2000 index; via Wells Fargo Securities LLC; pricing Aug. 26; Cusip: 94986RS51
0% market-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due Sept. 28, 2021 linked to the Euro Stoxx 50 index; via Wells Fargo Securities LLC; pricing Aug. 31; Cusip: 94986RT35
21- to 24-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; 87.5% trigger; via Wells Fargo Securities, LLC; pricing in August; Cusip: 94986RT76
22- to 25-month 0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in August; Cusip: 94986RT27
WELLS FARGO BANK, NA
Variable annual interest certificates of deposit due Aug. 30, 2023 linked to a stock basket including Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Caterpillar Inc., Cisco Systems, Inc., Coca-Cola Co., Merck & Co., Inc., Nike, Inc., Procter & Gamble Co., and Starbucks Corp.; via Incapital LLC; pricing Aug. 26; Cusip: 94986TB30
Certificates of deposit due Aug. 31, 2023, linked to the S&P 500 index; via Incapital LLC; pricing Aug. 26; Cusip: 94986TB22
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