| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers Calendar > Headlines for 2016 > News item |
Structured Products Calendar
BANK OF AMERICA CORP.
0% Accelerated Return Notes due March 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% capped Leveraged Index Return Notes due January 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due January 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
BANK OF MONTREAL
0% notes due Jan. 27, 2017 linked to Raymond James Analysts Best Picks for 2016 (Allstate Corp., Alexion Pharmaceuticals, Inc., American Homes 4 Rent, AmSurg Corp., Becton, Dickinson and Co., Concho Resources, Inc., Halliburton Co., Lazard Ltd., Mohawk Industries, Inc., Microsoft Corp., Northern Trust Corp., Regal Entertainment Group, Tractor Supply Co. and Zayo Group Holdings, Inc.); via BMO Capital Markets Corp. and Raymond James; settling Jan. 25; Cusip: 06366R5Z4
Redeemable step-up coupon notes with 2% initial rate due Jan. 29, 2021; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6T7
0% bullish enhanced return notes due Jan. 31, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6N0
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the Energy Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6L4
0% upside booster notes with barrier due Jan. 31, 2019 linked to the Energy Select Sector SPDR Fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6Q3
0% upside booster notes with barrier due Jan. 31, 2019 linked to the Energy Select Sector SPDR Fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6R1
0% upside booster notes with buffer due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6A8
0% buffered bullish digital plus notes due Jan. 31, 2020 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6U4
0% upside booster notes with barrier due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6P5
7.2% autocallable cash-settled notes due Jan. 31, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; 75% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6D2
9% autocallable cash-settled notes due Jan. 31, 2017 linked to the iShares Nasdaq Biotechnology exchange-traded fund; 75% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6G5
10.2% autocallable cash-settled notes due Jan. 31, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; 65% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6C4
12% autocallable cash-settled notes due Jan. 31, 2017 linked to the Market Vectors Gold Miners exchange-traded fund; 65% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6F7
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6V2
0% bullish enhanced return notes due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6H3
0% bullish enhanced return notes due Jan. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6J9
0% bullish enhanced return notes due Jan. 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6M2
0% buffered bullish enhanced return notes due Jan. 31, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6K6
12% autocallable cash-settled notes due Jan. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6B6
13.8% autocallable cash-settled notes due Jan. 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via BMO Capital Markets Corp.; pricing Jan. 26; Cusip: 06366R6E0
0% bullish digital return notes due Feb. 3, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Jan. 29; Cusip: 06366R6X8
0% bullish digital return notes with a barrier due Feb. 3, 2021 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Jan. 29; Cusip: 06366R6W0
BANK OF NOVA SCOTIA
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2019 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities, LLC; pricing Jan. 29; Cusip: 064160708
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2019 linked to the Euro Stoxx 50 index; via Scotia Capital (USA) Inc. and Wells Fargo Securities LLC; pricing Jan. 29; Cusip: 064159708
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due Jan. 30, 2023 linked to the stocks of Apple Inc., AT&T Inc., Cisco Systems, Inc., Duke Energy Corp., Hershey Co., Merck & Co., Inc., Philip Morris International Inc., Target Corp., Verizon Communications Inc. and Xcel Energy Inc.; via BNP Paribas Securities Corp.; pricing Jan. 25; Cusip: 06426XPV6
Income advantage market-linked certificates of deposit due Jan. 30, 2023 linked to the stocks are Apple Inc., AT&T Inc., Duke Energy Corp., Philip Morris International Inc. and Target Corp.; via BNP Paribas Securities Corp.; pricing Jan. 25; Cusip: 06426XPW4
0% market-linked certificates of deposit due Jan. 30, 2023 linked to the DWA Large Cap Sector Rotation Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XPY0
0% market-linked certificates of deposit due Jan. 31, 2023 linked the Euro Stoxx 50 index, the Hang Seng index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XQA1
0% market-linked certificates of deposit due Jan. 30, 2023 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Jan. 26; Cusip: 06426XPX2
0% market-linked certificates of deposit due Feb. 3, 2023 linked to the Euro Stoxx 50 index, the S&P 500 index and the Nikkei 225 index; via BNP Paribas Securities Corp.; pricing Jan. 29; Cusip: 06426XPZ7
BARCLAYS BANK DELAWARE
0% certificates of deposit due Jan. 26, 2023 linked to the Elkhorn DWA Tactical Tilt 5% Volatility Target index; via Barclays and Incapital LLC; pricing Jan. 22; Cusip: 06740FCQ9
Certificates of deposit due Jan. 28, 2019 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Duke Energy Corp., Ford Motor Co., Kimberly-Clark Corp., Microsoft Corp., Prudential Financial, Inc., Target Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCU0
Certificates of deposit due Jan. 28, 2021 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Duke Energy Corp., Ford Motor Co., Kimberly-Clark Corp., Microsoft Corp., Prudential Financial, Inc., Target Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCV8
Certificates of deposit due Jan. 27, 2023 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Duke Energy Corp., Ford Motor Co., Kimberly-Clark Corp., Microsoft Corp., Prudential Financial, Inc., Target Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCW6
Certificates of deposit due Jan. 27, 2023 linked to the common stocks of Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Duke Energy Corp., Ford Motor Co., Kimberly-Clark Corp., Microsoft Corp., Prudential Financial, Inc., Target Corp. and Valero Energy Corp.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCX4
Certificates of deposit due Jan. 28, 2021 linked to the common stocks of AT&T Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Intel Corp. and Nike, Inc.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCR7
Certificates of deposit due Jan. 28, 2022 linked to the common stocks of AT&T Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Intel Corp. and Nike, Inc.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCS5
Certificates of deposit due Jan. 27, 2023 linked to the common stocks of AT&T Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Intel Corp. and Nike, Inc.; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCT3
0% certificates of deposit due Jan. 28, 2021 linked to the Russell 2000 index; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCY2
0% certificates of deposit due Jan. 27, 2023 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Jan. 25; Cusip: 06740FCZ9
BARCLAYS BANK PLC
0% jump securities due Jan. 18, 2019 linked to the class C capital stock of Alphabet Inc.; 80% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 06743T238
0% jump securities due Jan. 18, 2018 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 06743T295
Trigger callable contingent yield notes due Jan. 19, 2018 linked to the Euro Stoxx 50 index, the Russell 2000 index and the S&P 500 index; 65% trigger; via Barclays; pricing Jan. 15; Cusip: 06743T162
0% capped return enhanced notes due Feb. 1, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Jan. 15; Cusip: 06741U3T9
Trigger phoenix autocallable optimization securities due Jan. 22, 2026 linked to the lesser performing of the Nasdaq-100 index and the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 15; Cusip: 06743T287
Contingent income autocallable securities due Jan. 18, 2019 linked to the common stock of Prudential Financial, Inc.; via Barclays; pricing Jan. 15; Cusip: 06743T279
Trigger phoenix autocallable optimization securities due Jan. 18, 2019 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 15; Cusip: 06743T329
Callable contingent coupon notes due Jan. 25, 2019 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Barclays; pricing Jan. 22; Cusip: 06741U2J2
0% annual autocallable notes due Jan. 27, 2020 linked to the lesser performing index of the S&P 500 index and the Euro Stoxx 50 index; via Barclays; pricing Jan. 22; Cusip: 06741U2K9
Callable contingent coupon notes due Jan. 25, 2019 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; pricing Jan. 22; Cusip: 06741U2L7
10.25%-12.25% autocallable notes due Jan. 29, 2019 linked to the least performing of the common stocks of Alphabet Inc., Amazon.com, Inc., Facebook, Inc. and Netflix, Inc.; via Barclays; pricing Jan. 26; Cusip: 06741WBJ8
0% buffered Super Track notes due Jan. 29, 2021 linked to the Dow Jones industrial average; via Barclays; pricing Jan. 26; Cusip: 06741U2F0
0% buffered Super Track notes due July 29, 2019 linked to the lesser performing of the Dow Jones industrial average and the Russell 2000 index; via Barclays; pricing Jan. 26; Cusip: 06741U2H6
Callable contingent coupon notes due Jan. 29, 2021 linked to the Dow Jones industrial average and the Russell 2000 index; via Barclays; pricing Jan. 26; Cusip: 06741U2P8
Annual reset coupon buffered notes due Jan. 28, 2022 linked to the Russell 2000 index; via Barclays; pricing Jan. 26; Cusip: 06741U2G8
0% buffered digital notes due July 27, 2018 linked to the Russell 2000 index; via Barclays; pricing Jan. 26; Cusip: 06741U2N3
0% callable contingent coupon notes due Jan. 29, 2026 linked to the lesser performing index of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Barclays; pricing Jan. 26; Cusip: 06741U2U7
Phoenix autocallable notes due Jan. 27, 2017 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Jan. 26; Cusip: 06741U2M5
Phoenix autocallable notes due Jan. 27, 2023 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 60% trigger; via Barclays; pricing Jan. 26; Cusip: 06741U3B8
Phoenix autocallable notes due Jan. 29, 2026 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing Jan. 26; Cusip: 06741U3E2
0% return optimization securities due March 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 26; Cusip: 06743T220
0% return optimization securities due Feb. 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 27; Cusip: 06743T345
0% trigger return optimization securities due Jan. 31, 2019 linked to the Euro Stoxx 50 index; 80% trigger; via UBS Financial Services Inc. and Barclays; pricing Jan. 27; Cusip: 06743T352
0% return optimization securities due Feb. 28, 2017 linked to the Nikkei 225 index; via UBS Financial Services Inc. and Barclays; pricing Jan. 27; Cusip: 06743T337
Step-up fixed-rate callable notes due Jan. 28, 2036; via Barclays; settling Jan. 28; Cusip: 06741U3G7
Phoenix autocallable notes due Feb. 8, 2021 linked to the lesser performing of the SPDR S&P 500 exchange-traded fund and the iShares Russell 2000 exchange-traded fund; via Barclays; pricing Jan. 28; Cusip: 06741WBH2
0% buffered Super Track notes due Feb. 3, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Jan. 29; Cusip: 06741U3P7
0% one-look notes due January 2017 linked to the common stock of Apple Inc.; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing in January
0% Accelerated Return Notes due March 2017 linked to an international equity index basket composed of the Euro Stoxx 50 index (40%), the FTSE 100 index (20%), the Nikkei Stock Average index (20%), the Swiss Market index (7.5%), the S&P/ASX 200 index (7.5%) and the Hang Seng index (5%); via Barclays; pricing in January
0% Accelerated Return Notes due in April 2017 linked to the JPX-Nikkei index 400; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2017 linked to the Russell 1000 Value index; via Barclays; pricing in January
0% Accelerated Return Notes due March 2017 linked to the Russell 2000 index; via Barclays; pricing in January
Three-year autocallable market-linked step-up notes linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2019 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% notes due Feb. 7, 2019 linked to the EquityCompass Share Buyback index; via Barclays; pricing Feb. 4; Cusip: 06741U2Z6
0% digital notes linked to the Euro Stoxx 50 index; via Barclays; Cusip: 06741U3J1
0% 18- to 20-month capped leveraged notes linked to a basket containing Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Barclays; Cusip: 06741U2W3
0% 23- to 26-month capped leveraged buffered notes linked to a basket of indexes consisting of the Euro Stoxx 50 index (37%), the FTSE 100 index (23%), the Topix index (23%), the Swiss Market index (9%) and the S&P/ASX 200 index (8%); via Barclays; Cusip: 06741U2Y9
23- to 26-month digital notes linked to the S&P 500 index; via Barclays; Cusip: 06741U3C6
0% digital notes linked to the S&P 500 index; via Barclays; Cusip: 06741U3D4
0% 48- to 51-month capped leveraged notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Barclays; Cusip: 06741U2V5
0% capped leveraged notes linked to a basket of indexes; via Barclays; Cusip: 06741U3A0
BNP PARIBAS
Phoenix notes due Jan. 29, 2021 linked to the worst of the Euro Stoxx 50 index and the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26.; Cusip: 05579TKK1
0% buffered notes due Jan. 29, 2020 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26.; Cusip: 05579TKH8
0% dual directional notes due Jan. 29, 2020 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26.; Cusip: 05579TKM7
0% dual directional notes due Jan. 29, 2020 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26.; Cusip: 05579TKJ4
0% leveraged notes due Jan. 29, 2021 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Jan. 26.; Cusip: 05579TKL9
CANADIAN IMPERIAL BANK OF COMMERCE
0% market-linked securities with leverage upside participation to a cap and fixed percentage downside due Aug. 3, 2018 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing Jan. 29; Cusip: 13605WBD2
0% buffered notes due Jan. 29, 2021 linked to the S&P 500 index; via CIBC World Markets Corp.; pricing Jan. 29; Cusip: 13605WBE0
0% Leveraged Index Return Notes due January 2021 tied to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in January
0% market-linked step-up notes due January 2022 tied to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in January
0% market-linked step-up notes due January 2018 tied to the Energy Select Sector index; via BofA Merrill Lynch; pricing in January
0% Capped Leveraged Index Return Notes due January 2018 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
0% market-linked step-up notes due January 2018 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
0% capped Leveraged Index Return Notes due January 2018 tied to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in January
0% Leveraged Index Return Notes due January 2019 linked to the S&P 500 index; via Merrill Lynch & Co.; pricing in January
0% Accelerated Return Notes due March 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% market-linked step-up notes due January 2018 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% Accelerated Return Notes due March 2017 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in January
CITIGROUP INC.
10% to 12% single observation Equity Linked Securities due Jan. 23, 2017 linked to Netflix, Inc. shares; 70% trigger; via Citigroup Global Markets Inc.; pricing Jan. 18; Cusip: 17298C5Y0
0% notes linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 19; Cusip: 17298C6A1
0% Performance Leveraged Upside Securities due April 25, 2017 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Jan. 20; Cusip: 17323P835
Autocallable contingent coupon equity-linked securities due Jan. 25, 2018 linked to Apple, Inc. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing Jan. 22; Cusip: 17298C5R5
Barrier digital securities due January 2018 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 22; Cusip: 17298C6C7
Autocallable contingent coupon equity-linked securities due Jan. 31, 2018 linked to the class A common stock of Facebook, Inc.; 80% trigger; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17298C6E3
Non-callable fixed-to-floating-rate notes due Jan. 29, 2026; via Citigroup Global Markets Inc. and Morgan Stanley Wealth Management; pricing Jan. 26; Cusip: 17298C6B9
0% buffer securities due Jan. 29, 2021 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17298C5N4
0% market-linked notes due Jan. 31, 2023 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17298C5U8
0% buffer securities due Jan. 30, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Jan. 26; Cusip: 17298C5T1
0% trigger performance securities due Jan. 29, 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 17323P843
0% trigger performance securities due Jan. 29, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 17323P447
0.25% market-linked notes due July 2021 linked to the S&P 500 index, with a 33.34% weight, the Euro Stoxx 50 index and the iShares Core U.S. Aggregate Bond ETF, each with a 33.33% weight each; via Citigroup Global Markets Inc.; pricing Jan. 27; Cusip: 17298C5L8
0% market-linked notes due Aug. 3, 2023 linked to the Euro Stoxx 50 index, the S&P 500 index and the Topix index; via Citigroup Global Markets Inc.; pricing Jan. 29; Cusip: 117323P363
0% market-linked securities leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 5, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Citigroup Global Markets Inc. and Wells Fargo Securities, LLC; pricing Jan. 29; Cusip: 17298C5S3
0% market-linked notes due Aug. 3, 2023 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Jan. 29; Cusip: 17323P249
0% enhanced barrier digital plus securities due January 2021 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in January; Cusip: 17298C5M6
CREDIT SUISSE AG, LONDON BRANCH
0% Buffered Accelerated Return Equity Securities due Jan. 19, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Jan. 14; Cusip: 22546VU46
Trigger phoenix autocallable optimization securities due Jan. 22, 2019 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via UBS Financial Services Inc.; pricing Jan. 15; Cusip: 22548J416
Trigger phoenix autocallable optimization securities due Jan. 22, 2018 linked to the Financial Select Sector SPDR fund; 75% to 80% trigger; via UBS Financial Services Inc.; pricing Jan. 15; Cusip: 22548J432
Contingent coupon autocallable yield notes due Jan. 22, 2019 linked to the common stock of Netflix, Inc.; via Incapital LLC; pricing Jan. 15; Cusip: 22546VUB0
Trigger phoenix autocallable optimization securities due Jan. 22, 2018 linked to the SPDR S&P 500 exchange-traded fund trust; 72% to 77% trigger; via UBS Financial Services Inc.; pricing Jan. 15; Cusip: 22548J424
6.5% to 8.5% autocallable reverse convertible securities due Jan. 23, 2017 linked to Apple Inc. common shares; via Credit Suisse Securities (USA) LLC; pricing Jan. 19; Cusip: 22546VSG2
9% to 11% autocallable reverse convertible securities due Jan. 23, 2017 linked to the common stock of Vertex Pharmaceuticals Inc.; via Credit Suisse Securities (USA) LLC; pricing Jan. 19; Cusip: 22546VTW6
23- to 26-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 19; Cusip: 22546VU38
0% digital plus barrier notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTJ5
Contingent coupon callable yield notes due Jan. 29, 2019 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTK2
0% digital buffered notes due Jan. 29, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTG1
0% digital buffered notes due Jan. 29, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTH9
0% digital barrier notes due July 31, 2017 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTF3
Contingent coupon callable yield notes due Jan. 31, 2022 linked to the Russell 2000 index; via Incapital LLC; pricing Jan. 26; Cusip: 22546VTX4
Callable daily range accrual securities due Nov. 29, 2030 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTZ9
Callable daily range accrual securities due Jan. 29, 2031 linked to the S&P 500 index; 50% trigger; via Incapital LLC; pricing Jan. 26; Cusip: 22546VUJ3
Leveraged CMS curve securities due Jan. 29, 2031 linked to the 30- and two-year Constant Maturity Swap rates and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 22546VTV8
0% digital plus barrier notes due Jan. 29, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTL0
0% trigger step performance securities due Jan. 31, 2020 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing Jan. 26; Cusip: 22548J374
0% trigger performance securities due Jan. 29, 2021 linked to the S&P 500 index; 75% trigger; via Credit Suisse Securities (USA) LLC with UBS Financial Services Inc.; pricing Jan. 26; Cusip: 22548J382
0% accelerated barrier notes due Jan. 29, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTM8
0% autocallable securities due Jan. 29, 2018 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTQ9
High/low coupon callable yield notes due July 31, 2017 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTB2
0% digital buffered notes due July 31, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22546VQX7
0% trigger performance securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC with UBS Financial Services Inc.; pricing Jan. 27; Cusip: 22548J390
0% digital buffered notes due July 31, 2019 linked to the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 27; Cusip: 22546VTR7
0% buffered return equity securities due Aug. 2, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VSX5
0% digital barrier notes due Feb. 3, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VSW7
High/low coupon callable yield notes due Aug. 3, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VRY4
7.25% to 9.25% autocallable yield notes due Feb. 3, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Credit Suisse; pricing Jan. 29; Cusip: 22546VS23
0% absolute return barrier securities due Feb. 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VRX6
Contingent coupon autocallable yield notes due Feb. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VUH7
0% accelerated barrier notes due Feb. 3, 2021 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VSV9
CREDIT SUISSE AG, NASSAU BRANCH
0% CS notes due April 22, 2021 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing Jan. 19; Cusip: 22546VU79
0% CS notes due Jan. 29, 2021 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing Jan. 22; Cusip: 22546VTS5
0% CS notes due July 30, 2020 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing Jan. 26; Cusip: 22546VTT3
0% CS notes due Nov. 1, 2019 linked to the CS Retiree Consumer Expenditure 5% Blended Index Excess Return; via Credit Suisse Securities (USA) LLC; pricing Jan. 29; Cusip: 22546VTU0
DEUTSCHE BANK AG, LONDON BRANCH
0% bearish buffered return enhanced notes due Feb. 6, 2017 linked to the inverse performance of the price of copper; via JPMorgan Chase Bank, NA and JPMorgan Securities Inc.; pricing Jan. 15; Cusip: 25152RYT4
0% knock-out notes due July 19, 2017 linked to the Euro Stoxx 50 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 25152RYX5
0% buffered return enhanced notes due Feb. 1, 2017 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 25152RYZ0
0% accelerated return securities due July 31, 2019 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Jan. 26; Cusip: 25152RYL1
8.5% STEP Income Securities due January 2017 linked to the common stock Ford Motor Co.; via BofA Merrill Lynch; pricing in January
11% STEP Income Securities due January 2017 linked to Under Armour, Inc. shares; via BofA Merrill Lynch; pricing in January
0% tracker notes due Feb. 23, 2018 linked to S&P 500 Total Return index and one times the return of the Deutsche Bank ProVol Balanced index; via Deutsche Bank Securities Inc.; pricing Feb. 18; Cusip: 25152RV67
0% tracker notes due Feb. 23, 2018 linked to S&P 500 Total Return index and one times the return of the Deutsche Bank ProVol Balanced index; via Deutsche Bank Securities Inc.; pricing Feb. 18; Cusip: 25152RV75
18- to 21-month 0% capped leveraged notes linked to Euro Stoxx 50 index, the FTSE 100 index, the Tokyo Stock Price index, the Swiss Market index and the S&P/ASX 200 index; via Deutsche Bank Securities Inc.; Cusip: 25152RYK3
0% buffered digital notes linked to the S&P 500 index; via Deutsche Bank Securities Inc.; Cusip: 25152RYS6
GOLDMAN SACHS GROUP, INC.
0% trigger autocallable optimization securities due Jan. 22, 2021 linked to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Jan. 15; Cusip: 36250E241
0% Performance Leveraged Upside Securities due April 20, 2017 linked to the Energy Select Sector SPDR fund; via Goldman, Sachs & Co. with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 36250E159
0% buffered Performance Leveraged Upside Securities due Jan. 18, 2019 linked to the S&P 500 index; via Goldman, Sachs & Co. with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 36250E167
0% trigger return optimization securities due Jan. 31, 2019 linked to the Russell 2000 index; 80% trigger; via Goldman, Sachs & Co.; pricing Jan. 26; Cusip: 36250E191
Callable range accrual notes due Jan. 29, 2031 linked to the Russell 2000 index; 50% trigger; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40054CAS3
Callable buffered monthly range accrual notes due Jan. 29, 2021 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CAT1
Callable monthly Russell 2000 index-linked range accrual notes due Jan. 29, 2026; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CAN4
Callable monthly Russell 2000 index-linked range accrual notes due Jan. 29, 2026; 50% trigger; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CAP9
24- to 27-month 0% index-linked notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged notes linked to Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight; via Goldman Sachs & Co.
0% digital index-linked notes linked to the Russell 2000 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% 24- to 27-month index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
0% index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
24-month 0% leveraged buffered notes due linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38148TKX6
24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
13- to 15-month 0% leveraged notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.
GS FINANCE CORP.
0% buffered Performance Leveraged Upside Securities due Jan. 18, 2019 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. and Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 36250E209
Callable monthly range accrual notes due Jan. 25, 2026 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 20; Cusip: 40054CBD5
0% notes due Jan. 29, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 22; Cusip: 0054CAF1
0% index-linked notes due July 28, 2023 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40054CAM6
0% leveraged buffered notes due Jan. 30, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40054CAR5
0% buffered notes due Jan. 28, 2021 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 25; Cusip: 40054CAQ7
0% autocallable notes due Jan. 31, 2019 linked to the Euro Stoxx 50 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40054CBA1
0% notes due July 31, 2024 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40054CAD6
0% notes due Jan. 29, 2026 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40054CAE4
0% autocallable notes due Feb. 9, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 40054CAH7
0% return optimization securities due Feb. 28, 2017 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 26; Cusip: 36250E175
0% trigger step performance securities due Jan. 31, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 36250E183
0% digital index-linked notes due Jan. 31, 2019 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CAL8
Callable monthly S&P 500-linked range accrual notes due July 27, 2023; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CAZ7
Autocallable contingent coupon index-linked notes due Feb. 10, 2026 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CBC7
Callable contingent coupon index-linked notes due Jan. 29, 2020 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Jan. 27; Cusip: 40054CBB9
Callable contingent coupon index-linked notes due Jan. 29, 2031 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Jan 27; Cusip: 40054CBG8
0% leveraged buffered notes due Feb. 3, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing on Jan. 29; Cusip: 40054CBE3
60-month 0% trigger notes linked to the Bloomberg Commodity index; 70% trigger; via Goldman Sachs & Co.; Cusip: 40054CAA2
21-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 40054CBF0
0% notes linked to the S&P 500 index; via Goldman Sachs & Co.
HSBC USA INC.
Autocallable contingent income barrier notes due Jan. 20, 2017 linked to the common stock of Apple Inc.; via HSBC Securities (USA) Inc.; pricing Jan. 14; Cusip: 40433UGF7
0% dual directional barrier notes due Jan. 22, 2019 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 15; Cusip: 40433UGG5
0% dual directional trigger Performance Leveraged Upside Securities due Jan. 18, 2019 linked to the Energy Select Sector SPDR fund; 80% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 15; Cusip: 40434K230
0% trigger autocallable optimization securities due Jan. 22, 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 15; Cusip: 40434E192
0% trigger autocallable optimization securities due Jan. 22, 2021 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Jan. 15; Cusip: 40434K156
Contingent income autocallable securities due Jan. 24, 2023 linked to the worst performing of the Nikkei 225 index, the Russell 2000 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 19; Cusip: 40434E218
0% dual directional barrier notes due Jan. 31, 2022 linked to the Euro Stoxx 50 index; 60% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 40433UFH4
0% autocallable notes with contingent return due Jan. 29, 2020 linked to the S&P 500 index and the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; 70% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 22; Cusip: 40433UFG6
Income plus notes due Jan. 30, 2023 linked to a basket of the common stocks of Apple Inc., Bristol-Myers Squibb Co., Ford Motor Co., Philip Morris International Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFK7
0% trigger performance securities due Jan. 29, 2021 linked to the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Jan. 26; Cusip: 40434K222
0% digital dual directional barrier notes due Jan. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFN1
0% buffered accelerated market participation securities due July 31, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UEQ5
0% barrier participation notes due Jan. 29, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFU5
0% autocallable growth barrier notes due Jan. 29, 2019 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFV3
0% autocallable growth barrier notes due Jan. 29, 2020 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFW1
Autocallable yield notes due May 1, 2017 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFL5
Autocallable yield notes due May 1, 2017 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UFM3
0% buffered uncapped market participation securities due Jan. 29, 2021 linked to Russell 2000 index, the S&P 500 index and the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 26; Cusip: 40433UGD2
0% trigger performance securities due Jan. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 40434K198
0% trigger performance securities due Jan. 29, 2021 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 40434K180
0% trigger return optimization securities due Jan. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 40434K172
0% trigger jump securities due Feb. 3, 2022 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Jan. 29; Cusip: 40434K214
0% trigger jump securities due Feb. 3, 2022 linked to the S&P 500 index; 65% trigger; via HSBC Securities (USA) Inc.; pricing Jan. 29; Cusip: 40434K164
0% Market Index Target-Term Securities due January 2023 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2019 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in January
0% autocallable market-linked step-up notes due January 2021 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in January
Autocallable market-linked step-up notes due January 2022 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
0% Strategic Accelerated Redemption Securities due February 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in January
JPMORGAN CHASE & CO.
0% capped contingent buffered return enhanced notes due Jan. 19, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 14; Cusip: 48128GHZ6
Autocallable contingent interest notes due Jan. 21, 2020 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing Jan. 14; Cusip: 48128GHT0
8% to 10% autocallable reverse exchangeable due Jan. 23, 2017 linked to the common stock of Amazon.com, Inc.; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128AAD5
Autocallable contingent interest notes due Feb. 1, 2017 linked to the common stock of Bank of America Corp.; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128GKC3
Autocallable contingent interest notes due Feb. 1, 2017 linked to the common stock of Bristol-Myers Squibb Co.; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128GKD1
0% digital dual directional contingent buffered notes due Feb. 1, 2017 linked to the Euro Stoxx 50 index; 85% trigger; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip:48128GKA7
0% review notes due Jan. 18, 2018 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128GKB5
Contingent income autocallable securities due Jan. 21, 2021 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128A459
0% capped buffered enhanced participation notes due July 21, 2017 linked to a basket of indexes; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128GJK7
Contingent income callable securities due Jan. 19, 2018 linked to the worst performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 48128GJW1
0% dual directional trigger Performance Leveraged Upside Securities due Jan. 19, 2018 linked to Apple Inc. shares; 85% trigger; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128A590
0% Performance Leveraged Upside Securities due Feb. 2, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128A442
Contingent income callable securities due Jan. 19, 2018 linked to the worst performing of the Euro Stoxx 50 index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128GJP6
8% to 10% autocallable reverse exchangeable due Jan. 23, 2017 linked to the common stock of Facebook, Inc.; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128AAC7
Contingent income autocallable securities due Jan. 23, 2017 linked to the common stock of Facebook, Inc.; via J.P. Morgan Securities; pricing Jan. 15; Cusip: 48128A467
Contingent income callable securities due Jan. 21, 2020 linked to the worst performing of the MSCI EAFE index, the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC and Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 48128GJT8
0% Performance Leveraged Upside Securities due April 20, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128A632
0% jump securities due Jan. 19, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Jan. 15; Cusip: 48128A616
Callable range accrual notes due Jan. 22, 2031 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 19; Cusip: 48125U2K7
0% capped buffered enhanced participation equity notes due April 12, 2017 linked to the Russell 1000 Growth index; via J.P. Morgan Securities LLC; pricing Jan. 19; Cusip: 48128GJC5
0% digital notes due Jan. 24, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 19; Cusip: 48128GHY9
6% autocallable yield notes due April 25, 2017 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 63% trigger; via J.P. Morgan Securities LLC; pricing Jan. 20; Cusip: 48128GGV6
0% review notes due Jan. 27, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 22; Cusip: 48128GGU8
Callable range accrual notes due Jan. 29, 2031 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48125U2J0
0% trigger performance securities due Jan. 29, 2021 linked to the Energy Select Sector SPDR fund; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 48128A624
0% dual directional contingent buffered return enhanced notes due Jan. 31, 2020 linked to the Euro Stoxx 50 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHN3
0% capped buffered return enhanced notes due Jan. 29, 2021 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GJU5
0% capped buffered return enhanced notes due Jan. 31, 2018 linked to Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHF0
Callable contingent interest notes due Feb. 2, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GJV3
0% uncapped buffered return enhanced notes due Jan. 31, 2020 linked to Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHH6
0% capped buffered return enhanced notes due Jan. 31, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHC7
0% capped buffered return enhanced notes due Jan. 31, 2018 linked to the iShares Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHD5
0% capped buffered return enhanced notes due Jan. 31, 2018 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHB9
0% capped buffered return enhanced notes due Jan. 31, 2018 linked to S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHE3
0% uncapped buffered return enhanced notes due Jan. 31, 2020 linked to S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHG8
0% dual directional contingent buffered return enhanced notes due Jan. 31, 2020 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHJ2
0% dual directional contingent buffered return enhanced notes due Jan. 29, 2021 linked to the S&P 500 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHK9
0% dual directional notes due Jan. 29, 2021 linked to the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHQ6
Autocallable yield notes due Jan. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GGW4
Autocallable contingent interest notes due May 1, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GGZ7
Autocallable contingent interest notes due May 1, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHA1
Autocallable contingent interest notes due Jan. 31, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GGX2
Autocallable contingent interest notes due Jan. 31, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GGY0
0% review notes due Jan. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHP8
0% dual directional contingent buffered return enhanced notes due Jan. 31, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHL7
0% review notes due Jan. 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHR4
0% dual directional contingent buffered return enhanced notes due Jan. 31, 2020 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 65% trigger; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GHM5
Contingent coupon callable yield notes due Feb. 4, 2019 linked to the least performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Jan. 26; Cusip: 48128GJF8
Contingent income callable securities due Feb. 3, 2026 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 29; Cusip: 48128A533
MORGAN STANLEY
0% jump securities due Jan. 25, 2018 linked to the Energy Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing Jan. 20; Cusip: 61765U563
0% Performance Leveraged Upside Securities due April 25, 2017 linked to the iShares MSCI Japan index fund; via Morgan Stanley & Co. LLC; pricing Jan. 20; Cusip: 61765U555
0% trigger performance securities due Jan. 29, 2026 linked to the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 61765U605
Contingent income securities due Jan. 29, 2031 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61761JT41
Contingent income securities due Jan. 29, 2031 linked to the worst performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61761JT74
Leveraged CMS curve securities due Jan. 29, 2031 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 61760QJG0
0% trigger Performance Leveraged Upside Securities due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61761JT58
0% autocallable trigger Performance Leveraged Upside Securities due Jan. 29, 2021 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61761JT66
0% trigger performance securities due Jan. 30, 2026 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Jan. 27; Cusip: 61765U662
0% securities due Aug. 3, 2018 with leveraged upside participation to a cap and fixed percentage buffered downside linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61761JU56
0% market-linked notes due Aug. 3, 2021 linked to the Morgan Stanley ETF-MAP 2 index; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61765U597
CMS curve range accrual securities due Jan. 29, 2036 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61760QJH8
0% dual directional trigger Performance Leveraged Upside Securities due Feb. 3, 2022 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing Jan. 29; Cusip: 61765U571
0% trigger Performance Leveraged Upside Securities due July 30, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; via Morgan Stanley & Co. LLC; pricing Jan. 26; Cusip: 61761JU49
ROYAL BANK OF CANADA
Bullish enhanced return notes due Jan. 20, 2017 linked to equally weighted basket of Healthcare Sector SPDR fund, the Technology Select Sector SPDR fund, the Consumer Discretionary Select Sector SPDR fund and the Consumer Staples Select Sector SPDR fund; via RBC Capital Markets, LLC; pricing Jan. 14; Cusip: 78012KKS5
0% contingent income autocallable securities due Jan. 23, 2017 linked to Aetna Inc. shares; 80% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 78013C575
Autocallable contingent interest notes due Jan. 23, 2017 linked to Apple Inc. shares; via J.P. Morgan Securities LLC; pricing Jan. 15; Cusip: 48128AAB9
0% contingent income autocallable securities due Jan. 23, 2017 linked to the common units of Blackstone Group LP; 70% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 78013C583
0% Performance Leveraged Upside Securities due April 21, 2017 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 78013C559
0% Performance Leveraged Upside Securities due April 20, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing Jan. 15; Cusip: 78013C492
0% jump securities due Jan. 19, 2018 linked to the iShares MSCI Japan exchange-traded fund; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 78013C500
0% contingent income autocallable securities due July 20, 2016 linked to lululemon athletica Inc. shares; 75% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing Jan. 15; Cusip: 78013C567
Redeemable step-up notes due Jan. 26, 2026; via RBC Capital Markets, LLC; pricing Jan. 21; Cusip: 78012KHK6
Redeemable step-up notes due Jan. 27, 2023; via RBC Capital Markets, LLC; pricing Jan. 22; Cusip: 78012KHL4
Fixed-to-floating notes with cap due Jan. 28, 2021; via RBC Capital Markets, LLC; pricing Jan. 25; Cusip: 78012KHM2
0% trigger performance securities due Jan. 29, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 78013C526
0% trigger performance securities due Jan. 29, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 78013C534
0% buffered return optimization securities due Jan. 31, 2019 linked to the Russell 2000 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Jan. 26; Cusip: 78013C518
0% buffered bullish enhanced return notes due May 28, 2021 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78012KKP1
0% bullish enhanced return notes due March 30, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78012KKL0
0% direct investment notes due Feb. 7, 2017 linked to the Top 30 Global Ideas for 2016: Agrium Inc., Air Lease Corp., Allianz SE, Aramark, Alimentation Couche-Tard Inc., Avago Technologies Ltd., Brookfield Asset Management Inc., CBOE Holdings, Inc., Canadian National Railway Co., Cenovus Energy Inc., Dixons Carphone plc, Vinci SA, Dollar Tree, Inc., Enbridge Inc., Google Inc., Hexagon AB, Intact Financial Corp., InterXion Holding NV, Incitec Pivot Ltd., Lloyds Banking Group plc, Marathon Petroleum Corp., ServiceNow, Inc., Newell Rubbermaid Inc., PNC Financial Services Group. Inc., Royal Dutch Shell plc, Raytheon Co., Ryanair Holdings plc, Toronto-Dominion Bank, Whirlpool Corp. and Yum! Brands, Inc.; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78012KKH9
0% bullish barrier enhanced return notes due Jan. 31, 2019 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78012KKN6
0% bullish barrier enhanced return notes due July 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Jan. 26; Cusip: 78012KKM8
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Feb. 3, 2021 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing Jan. 29; Cusip: 78012KKJ5
0% direct investment notes due March 8, 2017 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Feb. 3; Cusip: 78012KKQ9
TORONTO-DOMINION BANK
Callable step-up notes with 2% initial rate due Jan. 29, 2021; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QUL0
Callable step-up notes due Jan. 29, 2023; via TD Securities (USA) LLC; pricing Jan. 26; Cusip: 89114QUN6
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 3, 2020 linked to a basket of SPDR S&P 500 ETF Trust with a 50% weight, iShares Russell 2000 ETF with a 15% weight, iShares MSCI EAFE ETF with a 15% weight, iShares MSCI Emerging Markets ETF with a 10% weight, PowerShares DB Commodity Index Tracking Fund with a 5% weight and Vanguard REIT ETF with a 5% weight; via TD Securities (USA) LLC and Wells Fargo Securities, LLC; pricing Jan. 29; Cusip: 89114QUK2
0% leveraged capped buffered index-linked notes tied to the S&P 500 index; via TD Securities (USA) LLC and Goldman, Sachs & Co.; pricing in January; Cusip: 89114QUM8
UBS AG, LONDON BRANCH
Trigger phoenix autocallable optimization securities due Jan. 22, 2019 linked to the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 15; Cusip: 90275L391
Contingent income autocallable securities due Jan. 18, 2019 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via UBS Securities LLC; pricing Jan. 15; Cusip: 90275L409
0% return optimization securities due Feb. 28, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 26; Cusip: 90275L326
0% trigger performance securities due Jan. 30, 2026 linked to the Bloomberg Commodity Index 3 Month Forward; via UBS Financial Services Inc. and UBS Investment Bank; pricing Jan. 27; Cusip: 90275L359
0% trigger performance securities due Jan. 29, 2021 linked to the Euro Stoxx 50 index; 75% trigger; via UBS Securities LLC; pricing Jan. 27; Cusip: 90275L334
WELLS FARGO & CO.
Fixed-to-floating notes due Jan. 26, 2026 linked to the 10-year Constant Maturity Swap rate; via Wells Fargo Securities, LLC; pricing Jan. 21; Cusip: 94986RD40
Collared floating-rate notes due Jan. 28, 2019; via Wells Fargo Securities, LLC; pricing Jan. 25; Cusip: 94986RD57
Access securities with contingent coupon and contingent downside due Jan. 28, 2022 linked to the Russell 2000 index; 70% trigger; via Wells Fargo Securities, LLC; pricing Jan. 22; Cusip: 94986RD24
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.