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Structured Products Calendar
BANK OF AMERICA CORP.
0% leveraged notes with cap due June 30, 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing March 26; Cusip: 06048WQN3
0% Market Index Target-Term Securities due March 2022 linked to the Dow Jones industrial average via BofA Merrill Lynch; pricing in March
0% Accelerated Return notes due May 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
Leveraged Index Return Notes due September 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
0% market-linked step-up notes due March 2017 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due April 2017 linked to the gold spot price; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2017 tied to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2018 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due March 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2018 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2017 tied to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in March
BANK OF MONTREAL
0% oil markets equity-linked notes due Sept. 12, 2016 tied to equal weights of Basic Energy Services, Inc., Bonanza Creek Energy, Inc., Chevron Corp., Concho Resources Inc., Energy Transfer Equity, LP, Chart Industries, Inc., LinnCo, LLC, Nabors Industries Ltd., Oasis Petroleum Inc., Occidental Petroleum Corp., Plains GP Holdings, LP, Phillips 66, Patterson-UTI Energy, Inc., RSP Permian, Inc., Targa Resources Corp., Valero Energy Corp. and Whiting Petroleum Corp.; via BMO Capital Markets Corp. with Raymond James; settlement March 11; Cusip: 06366RB53
0% notes due April 8, 2016 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RC94
0% upside booster notes with barrier due March 29, 2018 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RE27
0% upside booster notes with barrier due March 29, 2018 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; March 26; Cusip: 06366RD93
0% contingent risk absolute return notes due March 31, 2021 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD69
0% contingent risk absolute return notes due March 31, 2021 linked to the Euro Stoxx 50 index; 65% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD36
0% buffered bullish enhanced return notes due March 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RC45
0% contingent risk absolute return notes due March 31, 2021 linked to the iShares MSCI EAFE ETF; 70% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RC29
Tracking notes due April 8, 2016 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD28
0% buffered bullish enhanced return notes due March 31, 2017 linked to the Russell 2000 index; 90% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RC52
0% buffered bullish enhanced return notes due March 29, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RB95
0% buffered bullish enhanced return notes due March 29, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RB87
0% buffered bullish enhanced return notes due March 29, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RE35
0% buffered bullish enhanced return notes due March 29, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RE43
0% contingent risk absolute return notes due March 31, 2021 linked to the S&P 500 index; 65% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RC37
0% contingent risk absolute return notes due March 31, 2021 linked to the S&P 500 index; 75% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD44
0% contingent risk absolute return notes due March 31, 2021 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD77
0% contingent risk absolute return notes due March 31, 2021 linked to the SPDR Dow Jones industrial average exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RD85
1% autocallable cash-settled notes with step-up call price due March 31, 2016 linked to the SPDR S&P Oil & Gas Exploration and Production exchange-traded fund; 70% trigger; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RE50
14.4% autocallable cash-settled notes due March 31, 2016 linked to the SPDR S&P Oil & Gas Exploration and Production exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RE68
0% buffered bullish enhanced return notes due March 31, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RB79
BANK OF NOVA SCOTIA
0% equity-linked index notes due March 20, 2018 linked to the Raymond James Analyst Current Favorites Total Return index; via Scotia Capital (USA) Inc.; pricing March 20; Cusip: 064159GG5
0% series A enhanced participation notes due Sept. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159EB8
BANK OF THE WEST
Contingent variable income market-linked certificates of deposit due March 30, 2022 linked to a basket of 10 equally weighted stocks; via BNP Paribas; pricing March 25; Cusip 06426XMS6
Income advantage market-linked certificates of deposit due March 30, 2022 linked to a basket of five equally weighted stocks; via BNP Paribas; pricing March 25; Cusip 06426XMT4
Income advantage market-linked certificates of deposit due March 30, 2022 linked to a basket of commodity futures indexes; via BNP Paribas; pricing March 25; Cusip 06426XMU1
0% market-linked certificates of deposit due March 31, 2022 linked to the DWA Large Cap Sector Rotation Target Volatility 7 index; via BNP Paribas; pricing March 26; Cusip 06426XMW7
0% market-linked certificates of deposit due March 31, 2022 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas; pricing March 26; Cusip 06426XMV9
BARCLAYS BANK DELAWARE
0% certificates of deposit due Sept. 27, 2022 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing March 20; Cusip: 06740A5E5
0% certificates of deposit due March 30, 2022 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740A5C9
0% certificates of deposit due March 30, 2022 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740A4V8
BARCLAYS BANK PLC
Step-up fixed-rate callable notes due March 18, 2025; via Barclays; pricing March 13; Cusip: 06741URU0
Phoenix autocallable notes due March 30, 2016 linked to AbbVie Inc. shares; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing March 13; Cusip: 06741USP0
Trigger phoenix autocallable optimization securities due March 19, 2025 linked to the lesser performing of the Euro Stoxx 50 index and the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing March 13; Cusip: 06743P749
Trigger phoenix autocallable optimization securities due March 19, 2025 linked to the lesser performing of the Euro Stoxx 50 index and the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing March 13; Cusip: 06743P756
Phoenix autocallable notes due March 30, 2016 linked to Goodyear Tire & Rubber Co. shares; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing March 13; Cusip: 06741USN5
Contingent income autocallable securities due March 17, 2016 linked to United Rentals, Inc. shares; 75% trigger; via Barclays with Morgan Stanley Wealth Management; pricing March 13; Cusip: 06743P699
Callable contingent coupon notes due March 23, 2017 linked to Microsoft Corp. shares; via Barclays; pricing March 20; Cusip: 06741WAG5
Contingent coupon notes due March 26, 2021 linked to the Russell 2000 index; via Barclays; pricing March 20; Cusip: 06741URT3
Callable contingent payment notes due March 29, 2018 linked to the least performing of the S&P 500 index and the Market Vectors Oil Services exchange-traded fund; via Barclays; pricing March 20; Cusip: 06741URR7
0% buffered Super Track notes due March 31, 2020 linked to the Dow Jones industrial average; via Barclays; pricing March 26; Cusip: 06741URX4
0% airbag performance securities due March 31, 2020 linked to the Energy Select Sector SPDR fund; via Barclays; pricing March 26; Cusip: 06743P772
0% annual autocallable notes due March 31, 2018 linked to the iShares China Large-Cap exchange-traded fund and the iShares Emerging Markets ETF; via Barclays; pricing March 26; Cusip: 06741USD7
Step-up callable notes due March 31, 2025 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing March 26; Cusip: 06741USB1
Phoenix autocallable notes due March 31, 2025 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Barclays; pricing March 26; Cusip: 06741USC9
0% buffered Super Track notes due March 31, 2020 linked to the S&P 500 index; via Barclays; pricing March 26; Cusip: 06741URW6
0% airbag performance securities due March 31, 2020 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06743P731
0% trigger performance securities due March 31, 2020 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06743P764
0% buffered Super Track notes due Sept. 29, 2017 linked to the Russell 2000 index; via Barclays; pricing March 27; Cusip: 06741URZ9
Annual reset coupon buffered notes due March 31, 2021 linked to the Russell 2000 index; via Barclays; pricing March 27; Cusip: 06741USA3
0% Accelerated Return Notes due May 2016 linked to the JPX-Nikkei 400 index; via BofA Merrill Lynch; pricing in March
0% capped Leveraged Index Return notes due March 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% Capped Leveraged Index Return Notes due March 2017 linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via BofA Merrill Lynch; pricing in March
0% Capped Leveraged Index Return Notes due March 2017 linked to the S&P 500, MSCI EAFE and MSCI Emerging Markets indexes; via BofA Merrill Lynch; pricing in March
13-16-month 0% capped leveraged notes linked to the Euro Stoxx 50 index, FTSE 100 index, Topix index, Swiss Market index and S&P/ASX 200 index; via Barclays; Cusip: 06741USE5
BNP PARIBAS
0% buffered notes due March 31, 2020 linked to the Dow Jones industrial average; via BNP Paribas; pricing March 26; Cusip 05579TBH8
0% buffered notes due March 31, 2020 linked to the performance of the PowerShares S&P 500 Low Volatility Portfolio; via BNP Paribas; pricing March 26; Cusip 05579TC38
0% return enhanced notes due March 29, 2019 linked to the performance of the PowerShares S&P 500 Low Volatility Portfolio; via BNP Paribas; pricing March 26; Cusip 05579TC46
0% buffered notes due Sept. 30, 2019 linked to the S&P 500 index; via BNP Paribas; pricing March 26; Cusip 05579TBG0
0% capped leveraged certificate plus notes March 29, 2019 linked to the performance of the S&P GSCI Crude Oil Index Excess Return; via BNP Paribas; pricing March 26; Cusip 05579TBM7
0% buffered return enhanced notes due Sept. 29, 2017 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via BNP Paribas; pricing March 26; Cusip 05579TBX3
CANADIAN IMPERIAL BANK OF COMMERCE
Redeemable step-up notes due March 31, 2025; via Janney Montgomery Scott LLC; pricing March 26; Cusip: 13605WAJ0
Redeemable step-up notes due March 31, 2020; via Janney Montgomery Scott LLC; pricing March 26; Cusip: 13605WAH4
CITIGROUP INC.
0% trigger jump securities due March 16, 2017 linked to the common stock of Apple Inc.; via Citigroup Global Markets Inc.; pricing March 13; Cusip: 17323B737
0% trigger jump securities due March 16, 2017 linked to the common stock of Palo Alto Networks, Inc.; via Citigroup Global Markets Inc.; pricing March 13; Cusip: 17323B729
Autocallable contingent coupon equity-linked securities due March 19, 2020 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 16; Cusip: 1730T05N5
Callable step-up coupon notes due March 26, 2020; via Citigroup Global Markets Inc.; pricing March 23; Cusip: 1730T05L9
Floating-rate notes due March 27, 2025 linked to the Consumer Price Index; via Citigroup Global Markets Inc.; pricing March 24; Cusip: 1730T06D6
Callable step-up coupon notes due March 30, 2020; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T05Z8
Floating-rate notes due March 30, 2025 linked to the 10-year Constant Maturity Swap rate; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T06G9
0% market-linked notes due March 30, 2022 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T05Y1
0% market-linked notes due March 30, 2022 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T05X3
0% barrier digital plus securities due March 31, 2020 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 1730T06E4
0% trigger performance securities due March 29, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc. and Citigroup Global Markets Inc.; pricing March 26; Cusip: 17323B778
0% contingent return optimization securities due March 29, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 17323B760
0% trigger return optimization securities due March 29, 2018 linked to the S&P MidCap 400 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 17323B752
Annual reset coupon securities due March 31, 2021 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing March 27; Cusip: 1730T05U9
0% trigger Performance Leveraged Upside Securities due April 6, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 31; Cusip: 17323B745
CREDIT SUISSE AG
8%-10% autocallable reverse convertible securities due March 21, 2016 linked to Expedia, Inc. common stock; via Credit Suisse Securities (USA) LLC; pricing March 17; Cusip: 22546V6T8
0% absolute return barrier securities due March 29, 2021 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22547QZ90
0% accelerated barrier notes due March 29, 2021 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22546V6D3
Contingent coupon callable yield notes due March 27, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22546V6C5
0% digital plus barrier notes due March 29, 2021 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22546V6V3
Contingent coupon callable yield notes due March 27, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22546V6A9
Coupon digital barrier notes due March 29, 2021 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 20; Cusip: 22546V3L8
8% to 10% autocallable reverse convertible securities due March 28, 2016 linked to Delta Air Lines, Inc. shares; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing March 23; Cusip: 22546V6K7
High/low coupon callable yield notes due Sept. 30, 2016 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22546V5X0
Contingent coupon callable yield notes due March 31, 2025 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22546V6H4
0% absolute return barrier securities due March 31, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22546V5W2
Contingent coupon callable yield notes due March 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Incapital LLC as placement agent; pricing March 26; Cusip: 22546V6P6
0% digital plus buffered notes due March 31, 2021 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing March 27; Cusip: 22546V5Z5
Contingent coupon autocallable yield notes due March 31, 2025 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Incapital LLC as placement agent; pricing March 26; Cusip: 22546V6F8
0% digital buffered notes due Oct. 1, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 27; Cusip: 22546V5Y8
0% buffered Performance Leveraged Upside Securities due April 6, 2018 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing March 31; Cusip: 06743P830
0% autocallable trigger Performance Leveraged Upside Securities due April 6, 2018 linked to the Euro Stoxx 50 index; via Barclays and Morgan Stanley Wealth Management; pricing March 31; Cusip: 06743P798
0% Buffered Accelerated Return Equity Securities due Oct. 5, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22546V5U6
0% absolute return barrier securities due April 3, 2020 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22546V5U6
High/low coupon callable yield notes due Oct. 6, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22546V5R3
11% STEP Income Securities due March 2016 linked to FireEye, Inc. shares; via BofA Merrill Lynch; pricing in March
DEUTSCHE BANK AG, LONDON BRANCH
0% uncapped buffered underlying securities due Oct. 1, 2018 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing March 26; Cusip: 2515A1MH1
0% trigger performance securities due March 31, 2025 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing March 26; Cusip: 25190E353
0% trigger performance securities due March 29, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing March 26; Cusip: 25190E361
Callable leveraged steepener notes due March 27, 2035 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Deutsche Bank Securities Inc.; settlement March 27; Cusip: 25152RYF4
0% trigger performance securities due March 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing March 27; Cusip: 25190E346
0% autocallable market-linked step-up notes due April 2020 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
0% autocallable market-linked step-up notes due March 2020 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
GOLDMAN SACHS BANK USA
0% certificates of deposit due Dec. 30, 2019 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing March 25; Cusip: 38148D5U4
Contingent coupon certificates of deposit due March 26, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38148D5Z3
0% certificates of deposit due Dec. 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing March 25; Cusip: 38148D5R1
0% certificates of deposit due March 31, 2021 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC; pricing March 26; Cusip: 38148D6B5
1% certificates of deposit due March 30, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing March 25; Cusip: 38148D5V2
0% certificates of deposit due March 30, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing March 25; Cusip: 38148D5Q3
Certificates of deposit due March 28, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38148D5X8
Certificates of deposit due March 28, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38148D6C3
Contingent coupon certificates of deposit due March 28, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38148D5Y6
Contingent coupon certificates of deposit due March 28, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38148D5W0
0% certificates of deposit due March 28, 2025 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing March 25; Cusip: 38148D6J8
Variable-coupon certificates of deposit due March 31, 2021 linked to a basket of stocks (Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Coca-Cola Co., International Business Machines Corp., Kinder Morgan, Inc., McDonalds Corp., Qualcomm Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38148D6F6
Variable-coupon certificates of deposit due March 31, 2022 linked to a basket of stocks (Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Coca-Cola Co., International Business Machines Corp., Kinder Morgan, Inc., McDonalds Corp., Qualcomm Inc., Walgreens Boots Alliance, Inc. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38148D6G4
0% equity index-linked certificates of deposit due March 31, 2022 linked to an index basket (S&P 500 index, Russell 2000 index and S&P MidCap 400 index); via Goldman Sachs & Co.; pricing March 26; Cusip: 38148D6H2
0% index-linked certificates of deposit due March 31, 2022 linked to the lesser performing of the S&P 500 index and the S&P GSCI Crude Oil Index Excess Return; via Goldman Sachs & Co.; pricing March 26; Cusip: 38148D6A7
GOLDMAN SACHS GROUP, INC.
0% equity-linked trigger notes due March 28, 2016 linked to the common stock of Bank of America Corp.; via Goldman Sachs & Co.; pricing March 11; Cusip: 38147QWY8
0% currency-linked notes due Sept. 16, 2016 linked to the Indian rupee relative to the euro; via Goldman Sachs & Co. with JPMorgan as placement agent; pricing March 13; Cusip: 38147QWU6
Contingent coupon autocallable equity-linked notes due March 22, 2018 linked to Twitter, Inc.; via Goldman Sachs & Co.; pricing March 17; Cusip: 38147QW93
Notes due March 27, 2023 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 20; Cusip: 38147QV94
0% leveraged notes due Sept. 27, 2016 linked to the S&P GSCI Crude Oil Index Excess Return; via Goldman Sachs & Co.; pricing March 20; Cusip: 38147QWC6
0% autocallable index-linked notes due March 29, 2018 tied to the Euro Stoxx 50 index and the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QVY9
0% leveraged notes due Sept. 29, 2022 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QVM5
0% trigger performance securities due March 31, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing March 26; Cusip: 38146U223
Callable buffered monthly Russell 2000 index-linked range accrual notes due Sept. 30, 2022; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QVR4
Callable quarterly S&P 500 index-linked range accrual notes due March 31, 2030; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QVV5
Autocallable contingent coupon notes due April 9, 2025 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QVZ6
Notes due April 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QW77
0% buffered digital notes due Oct. 2, 2017 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: Cusip: 38147QW85
Callable monthly Russell 2000 index-linked range accrual notes due March 31, 2025; 50% trigger; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QVC7
Callable monthly Russell 2000 index-linked range accrual notes due March 31, 2025; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QVD5
Callable contingent coupon notes due March 31, 2025 linked to the Russell 2000 index; via Goldman, Sachs & Co.; pricing March 27; Cusip: 38147QWG7
Callable monthly S&P 500 index-linked range accrual notes due March 31, 2030; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QWM4
Callable step-up fixed-rate notes due March 2020; via Goldman Sachs & Co.; pricing in March; Cusip: 38147QWQ5
Callable step-up fixed-rate notes due March 2027; via Goldman Sachs & Co. and Incapital LLC; pricing in March; Cusip: 38147QVL7
Callable step-up fixed-rate notes due March 2035; via Goldman Sachs & Co.; pricing in March; Cusip: 38147QVG8
0% digital notes due between 53 and 60 weeks after issue linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
Five-year 0% leveraged buffered notes linked to Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QWH5
60-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QRY4
0% 60-month leveraged buffered notes linked to the MSCI EAFE index; via Goldman, Sachs & Co.; Cusip: 38147QWL6
0% 60-month leveraged buffered notes linked to the MSCI EAFE index; 75% trigger; via Goldman, Sachs & Co.; Cusip: 38147QU38
Six- to eight-month 0% notes linked to the 23 ordinary shares included in the MSCI Spain 25/50 index; via Goldman Sachs & Co.
14-month 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QTH9
0% five-year leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QU46
24-month 0% leveraged buffered notes linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.; Cusip: 38147QRZ1
HSBC USA INC.
Fixed-to-floating notes due March 18, 2020; via HSBC Securities (USA) Inc.; settlement March 18; Cusip: 40433BF94
0% SelectInvest debt securities due March 28, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC55
0% SelectInvest debt securities due March 26, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BD21
0% barrier Accelerated Market Participation Securities due Sept. 27, 2018 linked to the Euro Stoxx 50 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BG44
0% leveraged buffered uncapped market participation securities due March 25, 2020 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BE46
0% SelectInvest debt securities due March 28, 2016 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC48
0% SelectInvest debt securities due March 26, 2018 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC97
0% barrier Accelerated Market Participation Securities due Sept. 27, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BG51
0% SelectInvest debt securities due March 28, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC30
0% SelectInvest debt securities due March 26, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC89
0% barrier Accelerated Market Participation Securities due Sept. 27, 2018 linked to the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BG36
0% SelectInvest debt securities due March 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC22
0% SelectInvest debt securities due March 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BC71
0% buffered market participation securities due March 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BYE2
0% barrier Accelerated Market Participation Securities due Sept. 27, 2018 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 20; Cusip: 40433BG28
0% SelectInvest debt securities due March 28, 2016 linked to a basket of one exchange-traded fund and three indexes (S&P 500 index, Euro Stoxx 50 index, Russell 2000 index, and iShares MSCI Emerging Markets exchange-traded fund); pricing March 20; Cusip: 40433BC63
0% SelectInvest debt securities due March 26, 2018 linked to a basket of one exchange-traded fund and three indexes (S&P 500 index, Euro Stoxx 50 index, Russell 2000 index, and iShares MSCI Emerging Markets exchange-traded fund); pricing March 20; Cusip: 40433BD39
Income plus notes due March 28, 2022 linked to a basket of common stocks of Altria Group, Inc., Apple Inc., Ford Motor Co., Kraft Foods Group Inc. and Microsoft Corp.; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BD47
0% buffered Accelerated Market Participation Securities due Sept. 26, 2017 linked to the Energy Select Sector SPDR Fund; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BF37
0% buffered Accelerated Market Participation Securities due March 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE87
0% buffered Accelerated Market Participation Securities due Sept. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BF45
0% leveraged buffered uncapped market participation securities due Sept. 26, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BD88
0% leveraged buffered uncapped market participation securities due Sept. 26, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE38
0% buffered Accelerated Market Participation Securities due March 27, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE79
0% buffered Accelerated Market Participation Securities due Sept. 26, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BF37
0% leveraged buffered uncapped market participation securities due March 26, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) LLC; pricing March 23; Cusip: 40433BD96
0% leveraged buffered uncapped market participation securities due March 26, 2020 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) LLC; pricing March 23; Cusip: 40433BE20
0% buffered Accelerated Market Participation Securities due March 27, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE61
0% buffered Accelerated Market Participation Securities due Sept. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BF29
0% buffered uncapped market participation securities due March 26, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BB80
0% buffered Accelerated Market Participation Securities due March 27, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE53
0% buffered Accelerated Market Participation Securities due Sept. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BE95
0% buffered uncapped market participation securities due March 26, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BD70
0% buffered uncapped market participation securities due March 26, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BB72
6% autocallable yield notes due June 27, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 40433BD62
0% buffered uncapped market participation securities due March 27, 2020 linked to equal weights of the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40433BB98
0% performance barrier notes due Oct. 1, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40433BG77
0% trigger performance securities due March 31, 2021 linked to the Russell 2000 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40434F124
0% trigger performance securities due March 31, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 40434F157
0% trigger performance securities due March 31, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 40434F140
0% trigger performance securities due March 31, 2020 linked to the DAX Index (Price Return); via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40434F165
0% trigger performance securities due March 31, 2025 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40434F132
0% buffered digital notes due Oct. 1, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40433BG69
0% Performance Leveraged Upside Securities due July 6, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 40434F199
0% dual directional trigger Performance Leveraged Upside Securities due April 6, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing March 31; Cusip: 40434F173
0% trigger jump securities due April 6, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing March 31; Cusip: 40434F181
0% barrier leveraged tracker notes due March 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing in March; Cusip: 40433BG85
Floating-rate autocallable yield notes due March 2020 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing in March; Cusip: 40433BB56
0% Accelerated Return Notes due May 2016 linked to the S&P Regional Banks Select Industry index; via BofA Merrill Lynch; pricing in March
JPMORGAN CHASE BANK, NA
Digital contingent coupon certificates of deposit due March 31, 2022 linked to the stocks of AT&T Inc., CenturyLink, Inc., CME Group Inc., Exelon Corp., Ford Motor Co., International Business Machines Corp., Lorillard, Inc., Marathon Petroleum Corp., Potash Corp. of Saskatchewan Inc. and Williams Cos. Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4P7
Digital contingent coupon certificates of deposit due March 31, 2022 linked to the common stocks of AT&T Inc., CenturyLink, Inc., CME Group Inc., Exelon Corp., Ford Motor Co., International Business Machines Corp., Lorillard, Inc., Marathon Petroleum Corp., Potash Corp. of Saskatchewan Inc. and Williams Cos. Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4Q5
0% certificates of deposit due Sept. 30, 2019 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T3Z6
0% certificates of deposit due March 31, 2021 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4A0
Certificates of deposit due March 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4B8
Variable annual income certificates of deposit due March 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T3N3
Certificates of deposit with contingent annual interest due March 31, 2022 linked to the J.P. Morgan Efficiente Plus DS 5 Index (Net ER); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4C6
0% certificates of deposit due March 31, 2022 linked to the JPMorgan ETF Efficiente 5 Index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T3X1
0% certificates of deposit due March 31, 2021 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4J1
0% certificates of deposit due March 31, 2022 linked to the J.P. Morgan TargetTracker: European Equities 20/8 (EUR) index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T4X0
Callable accrual certificates of deposit due March 31, 2030 linked to the S&P 500 index, the 30-year Constant Maturity Swap rate and the two-year CMS rate; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125T5D3
JPMORGAN CHASE & CO.
Callable step-up fixed-rate notes due March 17, 2023; via J.P. Morgan Securities LLC; pricing March 12; Cusip: 48125UCM2
4.9% to 5.4% callable yield notes due March 20, 2017 linked to the worse performing of the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing March 12; Cusip: 48125UHW5
0% buffered return enhanced notes due March 17, 2020 linked to the S&P 500 index; 85% trigger; via J.P. Morgan Securities LLC; pricing March 12; Cusip: 48125UFF4
Autocallable contingent interest notes due March 30, 2016 linked to Apple Inc. shares; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UDB5
Autocallable contingent interest notes due March 30, 2016 linked to Bank of America Corp. shares; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UDA7
0% capped return enhanced notes due March 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UJH6
0% trigger jump securities due March 16, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 48127T400
Contingent income autocallable securities due March 16, 2018 linked to General Motors Co. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 48127T806
0% return notes due March 30, 2016 linked to the JPX-Nikkei Index 400; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UJF0
Trigger phoenix autocallable optimization securities due March 19, 2025 linked to the least performing of the MSCI EAFE index and the Russell 2000 index; 50% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 13; Cusip: 48127R156
0% capped return enhanced notes due June 16, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UHX3
Autocallable contingent interest notes due March 16, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; 70% trigger; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 13; Cusip: 48125UCQ3
Contingent income autocallable securities due Sept. 17, 2015 linked to the S&P GSCI Crude Oil Index - Excess Return; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 48125UCT7
Autocallable contingent interest notes due March 16, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125UCR1
0% capped return enhanced notes due June 21, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 16; Cusip: 48125UHY1
Autocallable contingent interest notes due March 21, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 16; Cusip: 48125UJM5
Autocallable reverse exchangeable notes due June 22, 2016 linked to Apple Inc. shares; via J.P. Morgan Securities LLC; pricing March 17; Cusip: 48125UHL9
9.5% autocallable single observation reverse exchangeable notes due Sept. 22, 2016 linked to Keurig Green Mountain, Inc. shares; via J.P. Morgan Securities LLC; pricing March 19; Cusip: 48125UGR7
Callable step-up fixed-rate notes due March 24, 2035; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UCU4
Callable step-up fixed-rate notes due March 24, 2030; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UCV2
Autocallable reverse exchangeable notes due Sept. 23, 2016 linked to the worst performing of the common stocks or capital stock of General Electric Co., International Business Machines Corp., Procter & Gamble Co. and Microsoft Corp.; 70% trigger; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UHU9
5.3% to 5.8% callable yield notes due Sept. 27, 2016 linked to the worse performing of the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UHV7
0% review notes due March 25, 2019 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UGH9
0% capped contingent buffered return enhanced notes due Sept. 23, 2018 linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48125UGQ9
Callable range accrual notes due March 29, 2030 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; via J.P. Morgan Securities LLC: pricing March 26; Cusip: 48125UCP5
Callable range accrual notes due March 31, 2025 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; 50% trigger; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UCW0
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGW6
0% uncapped contingent buffered return enhanced notes due March 29, 2018 linked to an index basket (Euro Stoxx 50 index, FTSE 100 index, Topix index, Swiss Market index and S&P/ASX 200 index); via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHZ8
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the iShares MSCI EAFE ETF; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGT3
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGU0
0% return notes due April 29, 2016 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGY2
Callable contingent interest notes due March 26, 2025 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UJB9
0% return optimization securities due April 29, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127R123
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGS5
0% contingent return optimization securities due March 29, 2018 linked to the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127R115
0% trigger return optimization securities due March 29, 2018 linked to the Russell 2000 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127T202
0% digital notes due March 29, 2019 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UKH1
0% uncapped contingent buffered return enhanced notes due March 31, 2020 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHJ4
Autocallable contingent interest notes due June 30, 2016 linked to the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHA3
0% uncapped buffered return enhanced notes due March 29, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGX4
0% uncapped contingent buffered return enhanced notes due March 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHG0
0% uncapped contingent buffered return enhanced notes due March 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHF2
0% uncapped contingent buffered return enhanced notes due March 31, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHH8
Autocallable contingent interest notes due June 30, 2016 linked to the S&P 500 index and the iShares MSCI Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHB1
Autocallable contingent interest notes due June 30, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UGZ9
0% review notes due March 29, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHC9
Callable contingent interest notes due April 4, 2022 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHM7
Contingent coupon callable yield notes due March 29, 2018 linked to the least performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; 65% trigger; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125UHN5
0% trigger return optimization securities due March 29, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing March 27; Cusip: 48127T103
0% Performance Leveraged Upside Securities due July 6, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 48127R172
0% Performance Leveraged Upside Securities due May 4, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 31; Cusip: 48127R131
0% Performance Leveraged Upside Securities due July 6, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 48127R180
0% Performance Leveraged Upside Securities due July 6, 2016 linked to the WisdomTree Japan Hedged Equity Fund; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 48127R149
MORGAN STANLEY
0% trigger autocallable optimization securities due March 19, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing March 13; Cusip: 61764V380
0% trigger jump securities due March 16, 2017 linked to Facebook, Inc. common stock; via Morgan Stanley & Co. LLC; pricing March 13; Cusip: 61764V414
Contingent income autocallable securities due March 20, 2017 linked to the common stock of Seadrill Ltd.; via Morgan Stanley & Co. LLC; pricing March 13; Cusip: 61761JXN4
Contingent income autocallable securities due March 16, 2018 linked to the S&P GSCI Crude Oil Index Excess Return; via Morgan Stanley & Co. LLC; pricing March 13; Cusip: 61762GDJ0
Contingent income autocallable securities due March 16, 2018 linked to the S&P GSCI Crude Oil Index - Excess Return; 60% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 61762GDJ0
Contingent income autocallable securities due March 26, 2018 linked to the worst performing of the common shares of Bank of Montreal, Toronto-Dominion Bank and Royal Bank of Canada; via Morgan Stanley & Co. LLC; pricing March 20; Cusip: 61761JXS3
0% trigger performance securities due March 31, 2025 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61764V471
0% trigger performance securities due March 31, 2020 linked to the Bloomberg Commodity Index 3 Month Forward; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing March 26; Cusip: 61764V398
0% trigger Performance Leveraged Upside Securities due March 31, 2025 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXH7
Contingent income autocallable securities due March 29, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXJ3
Contingent income autocallable cannon securities due March 29, 2030 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXK0
Contingent income securities due March 29, 2030 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXF1
Contingent income autocallable securities due March 31, 2025 linked to the worst performing of the Russell 2000 index and the S&P GSCI Crude Oil Index - Excess Return; 50% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing March 26; Cusip: 61761JXG9
0% trigger Performance Leveraged Upside Securities due March 31, 2025 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXE4
Contingent income autocallable step-up securities due March 31, 2025 linked to the S&P GSCI Crude Oil Index Excess Return; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61762GDG6
0% trigger Performance Leveraged Upside Securities due March 31, 2025 linked to the S&P GSCI Crude Oil Index Excess Return; pricing March 26; Cusip: 61762GDH4
Contingent income autocallable securities due March 31, 2025 linked to the worst performing of the S&P GSCI Crude Oil Index - Excess Return and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JXJ9
Floating-rate CMS curve and S&P 500 index-linked notes due March 31, 2035 linked to 30-year Constant Maturity Swap rate and two-year CMS rate; via Morgan Stanley & Co. LLC; settlement March 31; Cusip: 61760QFV1
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due March 31, 2035; via Morgan Stanley & Co. LLC; settlement March 31; Cusip: 61760QFU3
0% Trigger Performance Leveraged Upside Securities due April 3, 2020 linked to the Energy Select Sector SPDR Fund; 60% trigger; via Morgan Stanley & Co. LLC; pricing March 31; Cusip: 61764V406
0% equity-linked partial principal at risk securities due April 5, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 31; Cusip: 61764V364
0% securities with leveraged upside participation to a cap and fixed percentage buffered downside due April 6, 2020 linked to the SPDR S&P 500 ETF Trust; via Morgan Stanley & Co. LLC and Wells Fargo Securities LLC; pricing March 31; Cusip: 61761JXQ7
0% participation securities due April 2017 linked to the Backwardation Enhanced Bloomberg Commodity Index (Total Return; via Morgan Stanley & Co. LLC; Cusip: 61762GCG7
ROYAL BANK OF CANADA
0% buffered bullish enhanced return notes due March 15, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 12; Cusip: 78012KBP1
Collared floating-rate notes due March 13, 2020; via RBC Capital Markets, LLC; settlement March 13; Cusip: 78012KCD7
Redeemable step-up notes due March 17, 2025; via RBC Capital Markets, LLC; pricing March 13; Cusip: 78012KAK3
Contingent income autocallable securities due March 17, 2016 linked to the common stock of GNC Holdings, Inc.; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 780082624
Redeemable step-up notes due March 19, 2021; via RBC Capital Markets, LLC; settlement March 19; Cusip: 78012KAL1
0% absolute return notes due March 25, 2021 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing March 20; Cusip: 78012KCL9
0% trigger performance securities due March 29, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 780082673
0% airbag performance securities due March 31, 2020 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 780082681
0% trigger return optimization securities due March 29, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 780082590
0% contingent return optimization securities due March 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 780082608
Redeemable step-up notes due March 27, 2028; via RBC Capital Markets, LLC; settlement March 27; Cusip: 78012KAJ6
0% buffered bullish enhanced return notes due March 31, 2020 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78012KCF2
0% buffered bullish enhanced return notes due March 31, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78012KCE5
0% bullish enhanced return notes due Sept. 29, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78012KCH8
Contingent income callable notes due March 31, 2020 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78012KCG0
0% Performance Leveraged Upside Securities due July 6, 2016 linked to the Energy Select Sector SPDR Fund; via RBC Capital Markets, LLC and Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 780082582
0% dual directional trigger Performance Leveraged Upside Securities due April 2021 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing March 31; Cusip: 780082616
0% Performance Leveraged Upside Securities due July 6, 2016 linked to a basket of the WisdomTree India Earnings Fund, the iShares MSCI Malaysia ETF, the iShares MSCI Taiwan ETF, the iShares MSCI South Korea Capped ETF and the iShares China Large-Cap ETF; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing March 31; Cusip: 780082574
0% Strategic Accelerated Redemption Securities due March 2016 linked to Apple Inc. shares; via BofA Merrill Lynch; pricing in March
0% Leveraged Index Return notes due March 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in March
8% STEP Income Securities due March 2016 linked to General Motors Co. shares; via BofA Merrill Lynch; pricing in March
0% Strategic Accelerated Redemption Securities due April 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
0% Accelerated Return Notes due May 2016 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in March
0% direct investment notes due May 9, 2016 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing April 6; Cusip: 78012KCK1
AB SVENSK EXPORTKREDIT
0% Accelerated Return notes due May 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
TORONTO-DOMINION BANK
Callable step-up notes due March 31, 2018; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QSN9
Callable step-up notes due March 31, 2025; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QSR0
Callable step-up notes due March 31, 2020; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QSP4
Callable step-up notes due March 31, 2022; via TD Securities (USA) LLC; pricing March 26; Cusip: 89114QSQ2
TOYOTA MOTOR CREDIT CORP.
Fixed-rate step-up callable notes due March 20, 2030; pricing March 13; Cusip: 89236TCE3
UBS AG, LONDON BRANCH
Contingent income autocallable securities due March 17, 2022 linked to the worst performing of the Euro Stoxx 50 index, the Nikkei 225 index and the Russell 2000 index; via UBS Securities LLC with Morgan Stanley Wealth Management; pricing March 13; Cusip: 90274P393
0% trigger return optimization securities due March 29, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90274P369
0% trigger performance securities due March 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90274P377
0% contingent absolute return performance securities due March 31, 2020 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90274P385
0% buffered return optimization securities due March 31, 2017 to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90274P351
WELLS FARGO & CO.
Callable step-up notes due March 20, 2035; via Wells Fargo Securities, LLC; pricing March 17; Cusip: 94986RWH0
0% market-linked securities with upside participation, contingent minimum return and contingent downside due March 29, 2021 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing March 20; Cusip: 94986RWC1
Variable annual interest market-linked certificates of deposit due April 1, 2022 linked to Apple Inc., Exelon Corp., AT&T Inc., Hewlett-Packard Co., Baxter International Inc., Merck & Co., Inc., Duke Energy Corp., Microsoft Corp., Eli Lilly and Co. and Wal-Mart Stores, Inc.; pricing March 26; Cusip: 94986TTC1
0% market-linked notes due April 6, 2022 linked to the iShares MSCI EAFE exchange-traded fund; via Wells Fargo Securities LLC; pricing March 31; Cusip: 94986RWD9
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due April 5, 2019 linked to the iShares Russell 2000 exchange-traded fund; via Wells Fargo Securities LLC; pricing March 31; Cusip: 94986RWE7
0% Accelerated Return Notes due May 2016 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in March
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