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Structured Products Calendar
BANK OF AMERICA
0% Accelerated Return Notes due February 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
14-month 0% Accelerated Return Notes due February 2016 linked to the MSCI Brazil index; via BofA Merrill Lynch; pricing in December
14-month 0% Accelerated Return Notes due February 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
BANK OF MONTREAL
Redeemable step-up coupon notes due Dec. 30, 2019; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYS8
Redeemable step-up notes due Dec. 29, 2021; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYN9
0% contingent risk absolute return notes due Dec. 29, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYQ2
0% contingent risk absolute return notes due Dec. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYR0
Tracking notes due Jan. 11, 2016 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RWN1
0% contingent risk absolute return notes due Dec. 29, 2016 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYP4
0% contingent risk absolute return notes due Dec. 31, 2020 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYM1
0% contingent risk absolute return notes due Dec. 31, 2020 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 23; Cusip: 06366RYL3
0% buffered bullish enhanced return notes due Dec. 31, 2019 linked to the iShares MSCI EAFE ETF; via BMO Capital Markets Corp.; pricing Dec. 31; Cusip: 06366RYH2
0% buffered bullish enhanced return notes due Dec. 30, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Dec. 31; Cusip: 06366RYJ8
0% buffered bullish enhanced return notes due Dec. 29, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 31; Cusip: 06366RYK5
0% buffered bullish return notes due June 26, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 31; Cusip: 06366RYG4
BANK OF NOVA SCOTIA
0% series A enhanced participation notes due June 26, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via Scotia Capital (USA) Inc.; Cusip: 064159EB8
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due Dec. 30, 2021 linked to a basket of stocks (AbbVie Inc., Altria Group, Inc., Apple Inc., AT&T Inc., Duke Energy Corp., GlaxoSmithKline plc, McDonalds Corp., PPL Corp., Seagate Technology plc and Verizon Communications Inc.); via BNP Paribas Securities Corp.; pricing Dec. 24; Cusip: 06426XMB3
Income advantage market-linked certificates of deposit due Dec. 30, 2021 linked to a basket of five equally weighted stocks (AT&T Inc., CenterPoint Energy, Inc., GlaxoSmithKline plc, PPL Corp. and Target Corp.); via BNP Paribas Securities Corp.; pricing Dec. 24; Cusip: 06426XMC1
Income advantage market-linked certificates of deposit due Dec. 30, 2021 linked to a basket of commodity futures indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Corn Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER and the S&P GSCI Natural Gas Dynamic Roll Index ER); via BNP Paribas Securities Corp.; pricing Dec. 24; Cusip: 06426XMD9
0% market-linked certificates of deposit due Dec. 31, 2021 linked to the DWA Large Cap Sector Rotation Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Dec. 26; Cusip: 06426XMF4
0% market-linked certificates of deposit due June 30, 2021 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Dec, 26; Cusip: 06426XME7
BARCLAYS BANK PLC
Callable contingent coupon notes due Dec. 22, 2016 linked to Intel Corp. shares; via Barclays; pricing Dec. 17; Cusip: 06741JX95
0% annual autocallable notes due Dec. 22, 2016 linked to the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Dec. 17; Cusip: 06741UND2
0% Super Track notes due June 22, 2018 linked to the Euro Stoxx 50 index; via Barclays; pricing Dec. 19; Cusip: 06741UMR2
Trigger phoenix autocallable optimization securities due June 24, 2016 linked to the common stock of Macys Inc.; via UBS Financial Services Inc. and Barclays; pricing Dec. 19; Cusip: 06742Y1654
Trigger phoenix autocallable optimization securities due June 24, 2016 linked to the common stock of MetLife, Inc.; via UBS Financial Services Inc. and Barclays; pricing Dec. 19; Cusip: 06742Y162
Callable contingent payment notes due Dec. 22, 2016 linked to worst performing of the Russell 2000 index, S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via Barclays; pricing Dec. 19; Cusip: 06741UMQ4
Callable contingent payment notes due Dec. 24, 2024 linked to the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Barclays; pricing Dec. 19; Cusip: 06741UMS0
0% buffered digital notes due Dec. 28, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing Dec. 22; Cusip: 06741UMC5
10.6% reverse convertible notes due June 26, 2015 linked to EOG Resources, Inc. shares; via Barclays; pricing Dec. 23; Cusip: 06741JY60
0% buffered Super Track notes due Dec. 29, 2016 linked to the Russell 2000 index; via Barclays; pricing Dec. 23; Cusip: 06741UMX9
0% buffered Super Track notes due Dec. 29, 2016 linked to the S&P 500 index; via Barclays; pricing Dec. 23; Cusip: 06741UNC4
0% buffered Super Track notes due Dec. 29, 2016 linked to the S&P MidCap 400 index; via Barclays; pricing Dec. 23; Cusip: 06741UMY7
Callable buffered range accrual notes due June 29, 2022 linked to the Russell 2000 index; via Barclays; pricing Dec. 24; Cusip: 06741UMP6
0% trigger performance securities due Dec. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via UBS Financial Services Inc. and Barclays; pricing Dec. 26; Cusip: 06742Y345
Step up callable notes due Dec. 29, 2022; via Barclays Capital Inc.; settlement Dec. 29; Cusip: 06741UMN1
0% trigger autocallable optimization securities due Dec. 31, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Dec. 29; Cusip: 06742Y196
0% trigger performance securities due Dec. 31, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Dec. 29; Cusip: 06742Y311
0% trigger performance securities due Dec. 31, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing Dec. 29; Cusip: 06742Y329
0% Accelerated Return Notes due February 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing December
7% STEP Income Securities due December 2015 linked to Intel Corp.; via BofA Merrill Lynch; pricing in December
14-month 0% Accelerated Return Notes due February 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in December
11% STEP Income Securities due December 2015 linked to Tenet Corp.; via BofA Merrill Lynch; pricing in December
0% Performance Leveraged Upside Securities Feb. 8, 2016 linked to a basket (S&P 500 index, Euro Stoxx 50 index, iShares Russell 2000 ETF, WisdomTree Japan Hedged Equity fund, Technology Select Sector SPDR fund and Energy Select Sector SPDR fund); via Barclays; pricing Jan. 2; Cusip: 06742Y220
0% notes due Jan. 10, 2018 linked to the EquityCompass Share Buyback index; via Barclays; pricing Jan. 6; Cusip: 06741UMT8
0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UMH4
19-22-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UNA8
24-27-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UMF8
0% capped leveraged notes linked to a basket of five indexes; via Barclays; Cusip: 06741UMG6
BNP PARIBAS
0% buffered notes due Dec. 31, 2019 linked to the Dow Jones industrial average; via BNP Paribas; pricing Dec. 26; Cusip: 05579T6P6
0% dual directional contingent notes due June 30, 2017 linked to the Euro Stoxx 50 index; via BNP Paribas; pricing Dec. 26; Cusip: 05579T6R2
5.5% to 6.5% autocallable contingent income notes due June 29, 2018 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via BNP Paribas; pricing Dec. 26; Cusip: 05579T6S0
0% buffered notes due July 1, 2019 linked to the S&P 500 index; via BNP Paribas; pricing Dec. 26; Cusip: 05579T6N1
CITIGROUP INC.
Callable step-up coupon notes due Dec. 23, 2019; via Citigroup Global Markets Inc.; pricing Dec. 18; Cusip: 1730T03F4
0% enhanced barrier digital plus securities due Dec. 23, 2015 linked to American Depositary Shares representing common shares of Alibaba Group Holding Ltd.; 77% trigger; via Citigroup Global Markets Inc.; pricing Dec. 18; Cusip: 1730T03L1
0% buffer securities due Dec. 22, 2017 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Dec. 19; Cusip: 1730T03Q0
0% accelerated return notes due June 2018 linked to the iShares MSCI EAFE exchange-traded fund; 75% trigger; via Citigroup Global Markets Inc.; pricing Dec. 19; Cusip: 1730T03K3
Autocallable contingent coupon equity-linked securities due June 27, 2016 linked to Gilead Sciences, Inc.; via Citigroup Global Markets Inc.; pricing Dec. 22; Cusip: 1730T03R8
0% barrier digital plus securities due Dec. 27, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Dec. 22; Cusip: 1730T03P2
0% trigger performance securities due Dec. 31, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 17322X656
0% trigger return optimization securities due Dec. 29, 2017 linked to the S&P MidCap 400 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 17322X631
0% Performance Leveraged Upside Securities due April 2016 linked to the Energy Select Sector SPDR fund; via Citigroup Global Markets Inc.; pricing Dec. 30; Cusip: 17322X599
CREDIT SUISSE AG
0% buffered return equity securities due Dec. 21, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 18; Cusip: 22547QZ41
0% absolute return barrier securities due Dec. 29, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Dec. 19; Cusip: 22547QYD2
Contingent coupon callable yield notes due Dec. 29, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 19; Cusip: 22547QY91
0% digital-plus barrier notes due Dec. 29, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 19; Cusip: 22547QYC4
Contingent coupon callable yield notes due Dec. 29, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 19; Cusip: 22547QYA8
Step-up contingent coupon callable yield notes due Dec. 26, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Incapital LLC as placement agent; pricing Dec. 22; Cusip: 22547QYN0
Step-up contingent coupon callable yield notes due Dec. 26, 2029 linked to the S&P 500 index; via Incapital LLC as placement agent; pricing Dec. 22; Cusip: 22547QYM2
Callable dual range accrual securities due Dec. 26, 2029 linked to the S&P 500 index; 50% trigger; via Incapital LLC; pricing Dec. 22; Cusip: 22547QZ58
8%-10% autocallable reverse convertible securities due Dec. 29, 2015 linked to Alexion Pharmaceuticals, Inc.; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QYU4
7.5% to 9.5% autocallable reverse convertible securities due Dec. 17, 2015 linked to the common stock of Apple Inc.; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QZ74
Contingent coupon callable yield notes due Dec. 31, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QYT7
0% CS notes due June 28, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QY83
0% absolute return barrier securities due Dec. 28, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QX92
0% accelerated barrier notes due Dec. 28, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QX84
Contingent coupon autocallable yield notes due Dec. 30, 2024 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 23; Cusip: 22547QYL4
0% trigger performance securities due Dec. 31, 2024 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing Dec. 26; Cusip: 22547T449
0% trigger performance securities due Dec. 31, 2020 linked to the Russell 2000 index; via UBS Financial Services Inc.; pricing Dec. 26; Cusip: 22547T464
Market-linked notes due Dec. 31, 2020 tied to the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing Dec. 29; Cusip: 22547QZ66
0% trigger performance securities due Dec. 31, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc.; pricing Dec. 29; Cusip: 22547T456
Annual reset coupon buffered notes due Jan. 4, 2021 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 29: Cusip: 22547QYK6
0% Buffered Accelerated Return Equity Securities due June 29, 2018 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 29; Cusip: 22547QYE0
0% callable cert plus securities due Jan. 5, 2017 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22547QXE1
0% absolute return barrier securities due Jan. 4, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 30; Cusip: 22547QXA9
0% Market Index Target-Term Securities due December 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in December
0% buffered capped participation notes due December 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in December
0% buffered capped participation notes due December 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2017 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in December
14-month 0% Accelerated Return Notes due February 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% airbag performance securities due December 2019 linked to the S&P 500 index; via UBS Financial Services Inc.; pricing in December; Cusip: 22547T563
0% autocallable market-linked step-up notes due December 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2017 linked to the S&P 500 index with a 60% weight and the MSCI EAFE index with a 60% weight; via BofA Merrill Lynch; pricing in December
0% Accelerated Return Notes due February 2016 linked to the WisdomTree Japan Hedged Equity index; via BofA Merrill Lynch; pricing in December
0% Buffered Accelerated Return Equity Securities due Jan. 6, 2022 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Jan. 2; Cusip: 22547QZC3
0% Buffered Accelerated Return Equity Securities due Jan. 6, 2023 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Jan. 2; Cusip: 22547QZD1
CREDIT SUISSE AG, LONDON BRANCH
17-20 month 0% leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; Cusip: 22547QYW0
24- to 27-month 0% leveraged notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QT22
DEUTSCHE BANK AG, LONDON BRANCH
Trigger phoenix autocallable optimization securities due Dec. 26, 2019 linked to Dicks Sporting Goods, Inc. shares; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Dec. 19; Cusip: 25156D753
Trigger phoenix autocallable optimization securities due Dec. 26, 2019 linked to General Electric Co. shares; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Dec. 19; Cusip: 25156D746
0% autocallable securities due Dec. 22, 2017 linked to the Russell 2000 index and the S&P 500 index; 80% trigger; via Deutsche Bank Securities Inc.; pricing Dec. 19; Cusip: 25152RTE3
0% trigger return optimization securities due Dec. 29, 2017 linked to Market Vectors Oil Services exchange-traded fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 25156D779
0% trigger performance securities due Dec. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25190A682
0% return optimization securities due Jan. 29, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25190A633
0% uncapped buffered underlying securities due Jan. 4, 2018 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Dec. 30; Cusip: 25152RKQ5
0% uncapped buffered underlying securities due Jan. 3, 2020 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Dec. 30; Cusip: 25152RKR3
0% autocallable market-linked step-up notes due December 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
Capped Leveraged Index Return Notes due December 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% market-linked step-up notes due December 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% autocallable market-linked step-up notes due December 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in December
0% trigger performance securities due December 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing in December
14- to 16-month 0% leveraged currency-linked notes tied to the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RTG8
15-18-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RTK9
0% capped leveraged buffered notes linked to the S&P 500 index due in 26 to 29 months; 85% trigger; via Deutsche Bank Securities Inc.; Cusip: 25152RTD5
GOLDMAN SACHS GROUP, INC.
0% notes due Dec. 29, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Dec. 19; Cusip: 38147QP83
0% leveraged trigger notes due Dec. 29, 2020 linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co.; pricing Dec. 19; Cusip: 38147QP75
Callable monthly S&P 500 index-linked range accrual notes due Dec. 29, 2029; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 38147QQG4
Notes due June 28, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Dec. 23; Cusip: 38147QNY8
Callable contingent coupon notes due Dec. 28, 2029 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 24; Cusip: 38147QPD2
Autocallable contingent coupon notes due Jan. 11, 2023 linked to the Russell 2000 index and the West Texas Intermediate light sweet crude oil futures contract; via Goldman Sachs & Co.; pricing Dec. 24; Cusip: 38147QQ33
0% index-linked notes due June 29, 2022 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 24; Cusip: 38147QNU6
Autocallable contingent coupon notes due Jan. 9, 2030 linked to the S&P 500 index and the Russell 2000 index; via Goldman Sachs & Co.; pricing Dec. 24; Cusip: 38147QPY6
Callable contingent coupon notes due Jan. 2, 2023 linked to the Russell 2000 index and the S&P 500 index; via Goldman Sachs & Co.; pricing Dec. 26; Cusip: 38147QPU4
0% trigger performance securities due Dec. 31, 2019 linked to the Euro Stoxx Low Risk Weighted 50 index; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 38148K579
Callable monthly Russell 2000 index-linked range accrual notes due Dec. 31, 2024; 75% trigger; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 38147QP59
Callable monthly Russell 2000 index-linked range accrual notes due Dec. 31, 2024; 50% trigger; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 38147QP42
Callable buffered monthly S&P 500 index-linked range accrual notes due June 30, 2022; via Goldman Sachs & Co.; pricing Dec. 29; Cusip: 38147QPR1
Trigger phoenix autocallable optimization securities due Dec. 31, 2024 linked to the least performing of the Russell 2000 index and the S&P 500 index; 50% trigger; via Goldman, Sachs & Co.; pricing Dec. 29; Cusip: 38148K736
Trigger phoenix autocallable optimization securities due Dec. 30, 2024 linked to the least performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Goldman, Sachs & Co.; pricing Dec. 29; Cusip: 38148K710
Callable step-up fixed-rate notes due December 2019; via Goldman, Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38147QP91
Callable step-up fixed-rate notes due December 2024; via Goldman, Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38147QPV2
Callable step-up fixed-rate notes due December 2034; via Goldman, Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38147QPH3
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QPC4
Callable step-up fixed-rate notes due December 2029; via Goldman, Sachs & Co.; pricing in December; Cusip: 38147QQ74
36- to 40-month 0% contingent coupon currency-linked notes tied to the dollar relative to the euro; via Goldman Sachs & Co.; pricing in December
0% 48-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QPM2
0% 48-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QPL4
60-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QMM5
24- to 27-month 0% leveraged notes linked to a basket of indexes (Euro Stoxx 50 index with a 37% weight, the FTSE 100 index with a 23% weight, the Topix index with a 23% weight, the Swiss Market index with a 9% weight and the S&P/ASX 200 index with an 8% weight); via Goldman Sachs & Co. is the underwriter
60-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
48-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QQ82
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
22- to 25-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% 60-month leveraged buffered notes linked to the S&P 500 index; 75% trigger; via Goldman Sachs & Co.; Cusip: 38147QQ90
0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
41- to 44-month 0% leveraged buffered notes linked to a basket of indexes (S&P 500 index, Euro Stoxx 50 index and S&P Banks Select Industry index); via Goldman Sachs & Co.
0% digital notes due 13 to 16 months after issue linked to the SPDR S&P Oil & Gas Exploration & Production exchange-traded fund; via Goldman Sachs & Co.
HSBC USA INC.
Income plus notes due Dec. 23, 2021 linked to a basket of common stocks (Altria Group, Inc., Apple Inc., Eli Lilly and Co., McDonalds Corp. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVE5
0% buffered uncapped market participation securities due Dec. 23, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVM7
0% leveraged buffered uncapped market participation securities due Dec. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVL9
0% buffered uncapped market participation securities due Dec. 24, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVK1
Buffered Accelerated Market Participation Securities due Dec. 23, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVT2
0% buffered Accelerated Market Participation Securities due June 23, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVX3
Buffered Accelerated Market Participation Securities due Dec. 23, 2016 linked to the iShares China Large-Cap ETF; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVS4
0% buffered uncapped market participation securities due Dec. 26, 2017 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BWA2
0% leveraged buffered uncapped market participation securities due Dec. 23, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVP0
Buffered Accelerated Market Participation Securities due Dec. 23, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVR6
0% buffered Accelerated Market Participation Securities due June 23, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVV7
0% buffered Accelerated Market Participation Securities due June 23, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVU9
Buffered Accelerated Market Participation Securities due Dec. 23, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVQ8
0% buffered accelerated return notes due Dec. 23, 2021 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BWB0
0% buffered uncapped market participation securities due Dec. 24, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 18; Cusip: 40433BVJ4
6.2% to 7.55% airbag autocallable yield optimization notes due Dec. 24, 2015 linked to AbbVie Inc. shares; 90% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40434F751
0% SelectInvest debt securities due Dec. 24, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUX4
0% SelectInvest debt securities due Dec. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVC9
0% barrier Accelerated Market Participation Securities due June 29, 2018 linked to the Euro Stoxx 50 index; 65% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUC0
0% SelectInvest debt securities due Dec. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUM8
0% SelectInvest debt securities due Dec. 24, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUS5
6% to 7.2% airbag autocallable yield optimization notes due Dec. 24, 2015 linked to Intel Corp. shares; 89% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40434F744
0% SelectInvest debt securities due Dec. 26, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUL0
0% SelectInvest debt securities due Dec. 24, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUR7
0% SelectInvest debt securities due Dec. 24, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUW6
0% SelectInvest debt securities due Dec. 26, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVB1
0% barrier Accelerated Market Participation Securities due June 29, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; 75% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUD8
0% Accelerated Market Participation Securities due March 24, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVZ8
6.5% to 8.5% airbag autocallable yield optimization notes due Dec. 24, 2015 linked to Palo Alto Networks, Inc. shares; 80% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40434F736
0% barrier Accelerated Market Participation Securities due June 29, 2018 linked to the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUE6
0% SelectInvest debt securities due Dec. 24, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip:40433BUQ9
0% SelectInvest debt securities due Dec. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUK2
0% SelectInvest debt securities due Dec. 24, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUV8
0% SelectInvest debt securities due Dec. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVA3
Contingent income barrier notes due Dec. 29, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUG1
0% SelectInvest debt securities due Dec. 24, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUU0
0% SelectInvest debt securities due Dec. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUZ9
0% SelectInvest debt securities due Dec. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUJ5
0% SelectInvest debt securities due Dec. 24, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUP1
0% barrier Accelerated Market Participation Securities due June 29, 2018 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUF3
0% Accelerated Market Participation Securities due March 24, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVY1
0% SelectInvest debt securities due Dec. 24, 2015 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUY2
0% SelectInvest debt securities due Dec. 26, 2017 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BVD7
0% SelectInvest debt securities due Dec. 26, 2017 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUN6
0% SelectInvest debt securities due Dec. 24, 2019 linked to a basket consisting of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets exchange-traded fund with a 10% weight; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40433BUT3
6% to 7.2% airbag autocallable yield optimization notes due Dec. 24, 2015 linked to Trinity Industries, Inc. shares; 73% trigger; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40434F728
Contingent income autocallable securities due Dec. 24, 2015 linked to Valero Energy Corp. shares; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40434F769
0% buffered market participation securities due Dec. 26, 2017 linked to the Energy Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Dec. 22; Cusip: 40433BVN5
0% leveraged buffered uncapped market participation securities due Dec. 30, 2019 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Dec. 23; Cusip: 40433BWC8
0% trigger performance securities due Dec. 31, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc. with UBS Financial Services Inc. as agent; pricing Dec. 26; Cusip: 40434F785
0% trigger return optimization securities due Dec. 29, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 40434F793
0% trigger performance securities due Dec. 31, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; 75% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 26; Cusip: 40434F819
0% trigger Performance Leveraged Upside Securities due Jan. 4, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Dec. 30; Cusip: 40434F827
14-month 0% Accelerated Return Notes due February 2016 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in December
14-month 0% Accelerated Return Notes due February 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in December
0% Strategic Accelerated Redemption Securities due January 2016 linked to S&P 500 index; via BofA Merrill Lynch; pricing in December
Four- to five-year 0% lookback allocator notes linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing in December; Cusip: 40433BWD6
JPMORGAN CHASE & CO.
0% autocallable notes due Dec. 22, 2016 linked to the Euro Stoxx 50 index, the FTSE 100 index and the Nikkei 225 index; via J.P. Morgan Securities LLC; pricing Dec. 17; Cusip: 48127D3L0
Trigger phoenix autocallable optimization securities due June 24, 2016 linked to Celanese Corp. shares; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Dec. 19; Cusip: 48127P374
Contingent income autocallable securities due Dec. 22, 2017 linked to the Energy Select Sector SPDR fund; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127P424
0% contingent buffered equity notes due June 29, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3R7
0% capped index knock-out notes due Jan. 6, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3S5
0% contingent buffered equity notes due June 29, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3R7
6% autocallable yield notes due March 24, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund, the Energy Select Sector SPDR fund and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3J5
Callable contingent interest notes due Dec. 27, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3M8
Contingent income autocallable securities due Dec. 22, 2017 linked to Macys, Inc. shares; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127P432
Trigger phoenix autocallable optimization securities due June 24, 2016 linked to Mylan Inc. shares; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Dec. 19; Cusip: 48127P366
Airbag phoenix autocallable optimization securities due June 24, 2016 linked to the common stock of Netflix Inc.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127P382
Contingent income participation securities due Dec. 24, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley; pricing Dec. 19; Cusip: 61761JVE6
Contingent income securities due Dec. 24, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley; pricing Dec. 19; Cusip: 61761JVC0
0% knock-out buffered notes due June 29, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3Q9
0% capped return enhanced notes due Jan. 6, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127D3P1
Callable fixed-to-floating notes due Dec. 24, 2029 linked to the 30-year Constant Maturity Swap rate, the two-year CMS rate and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127DPH5
Range accrual notes due Dec. 24, 2029 linked to the S&P 500 index and six-month Libor; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127DPG7
0% review notes due Dec. 24, 2018 linked to the worse performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127DY28
Airbag phoenix autocallable optimization securities due June 24, 2016 linked to the common stock of Time Warner Cable Inc.; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48127P390
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ84
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ68
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ50
0% return notes due Jan. 29, 2016 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ35
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ43
Autocallable contingent interest notes due March 29, 2016 linked to the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127D2A5
0% capped buffered return enhanced notes due Dec. 30, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ76
0% review notes due Dec. 30, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127D2F4
Autocallable contingent interest notes due March 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127DZ92
0% review notes due Dec. 29, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Dec. 23; Cusip: 48127D2C1
11.9% reverse convertible notes due March 26, 2015 linked to Trinity Industries, Inc. stock; via JPMorgan; pricing Dec. 23; Cusip: 48127D3G1
0% Performance Leveraged Upside Securities due April 4, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 30; Cusip: 48127P598
0% Performance Leveraged Upside Securities due April 4, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 30; Cusip: 48127P614
0% Performance Leveraged Upside Securities due Feb. 5, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Jan. 2; Cusip: 48127P440
0% digital notes due July 31, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Jan. 27; Cusip: 48127D3V8
MORGAN STANLEY
Contingent income autocallable securities due Dec. 22, 2017 linked to the common stock of American Airlines Group Inc.; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61764M315
Trigger phoenix autocallable optimization securities due Dec. 26, 2019 linked to the Boeing Co. shares; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 19; Cusip: 61764M331
Contingent income autocallable securities due Dec. 22, 2017 linked to the common stock of Caterpillar Inc.; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61764M323
0% dual directional trigger Performance Leveraged Upside Securities due Dec. 22, 2017 linked to the Energy Select Sector SPDR fund; 85% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing Dec. 19; Cusip: 61764M265
0% trigger Performance Leveraged Upside Securities due Dec. 24, 2024 linked to the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61761JVD8
0% autocallable securities with conditional observation due Dec. 22, 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61764M216
Contingent income autocallable securities due Dec. 27, 2016 linked to the common stock of Facebook, Inc.; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61761JUZ0
Trigger phoenix autocallable optimization securities due Dec. 26, 2019 linked to the Ford Motor Co. shares; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 19; Cusip: 61764M349
Contingent income autocallable securities due Dec. 27, 2016 linked to the common stock of LinkedIn Corp.; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61761JVB2
Trigger phoenix autocallable optimization securities due Dec. 26, 2019 linked to Marriott International, Inc. class A shares; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 19; Cusip: 61764M356
0% contingent return optimization securities due Dec. 26, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61764M240
0% Target Optimized Participation Securities due Dec. 24, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61761JUY3
Contingent income autocallable securities due Dec. 27, 2016 linked to the common stock of Twitter, Inc.; via Morgan Stanley & Co. LLC; pricing Dec. 19; Cusip: 61761JVA4
0% trigger performance securities due Dec. 31, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as agent; pricing Dec. 26; Cusip: 61764M208
0% trigger performance securities due Dec. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as agent; pricing Dec. 26; Cusip: 61764M182
0% market-linked notes due Dec. 31, 2020 with 10% principal at risk linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 26; Cusip: 61761JVF3
0% trigger Performance Leveraged Upside Securities due Jan. 4, 2018 linked to the Euro Stoxx 50 index; 85% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip: 61764M166
0% trigger participation securities due July 3, 2019 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); 85% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip number is 61764M224
0% market-linked notes due July 6, 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip: 61764M158
0% dual directional trigger Performance Leveraged Upside Securities due Jan. 5, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 30; Cusip: 61764M133
Fixed-to-floating leveraged CMS curve and Russell 2000 index-linked notes due Dec. 31, 2034; via Morgan Stanley & Co. LLC; settlement Dec. 31; Cusip: 61760QFN9
0% trigger Performance Leveraged Upside Securities due January 2020 linked to the Bloomberg Commodity index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61762GCR3
0% Performance Leveraged Upside Securities due August 2016 linked to the S&P GSCI Brent Crude Index - Excess Return; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61762GCP7
0% participation securities due April 2016 linked to West Texas Intermediate light sweet crude oil futures contracts; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61762GCQ5
NOMURA AMERICA FINANCE, LLC
Callable leveraged steepener notes due Dec. 24, 2034; via Nomura Securities International, Inc.; pricing Dec. 19; Cusip: 65539ABL3
Floating-rate notes due Dec. 24, 2024 linked to the Consumer Price Index; via Nomura Securities International, Inc.; pricing Dec. 19; Cusip: 65539ABM1
ROYAL BANK OF CANADA
Contingent coupon callable yield notes due Dec. 22, 2017 linked to the iShares MSCI EAFE exchange-traded fund, the Russell 2000 index and the Euro Stoxx 50 index; 65% trigger; via RBC Capital Markets, LLC and Barclays; pricing Dec. 19; Cusip: 78010U6F9
Contingent income autocallable securities due Dec. 24, 2015 linked to Netflix, Inc.; via RBC Capital Markets, LLC; pricing Dec. 19; Cusip: 78011Y868
Redeemable step-up notes due Dec. 23, 2024; via RBC Capital Markets, LLC; settlement Dec. 23; Cusip: 78010UWV5
Redeemable leveraged steepener notes due Dec. 23, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via RBC Capital Markets LLC; pricing Dec. 23; Cusip: 78010UWU7
0% contingent return optimization securities due Dec. 30, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 78011Y777
0% buffered bullish enhanced return notes due Jan. 2, 2020 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Dec. 29; Cusip: 78010U6E2
0% Performance Leveraged Upside Securities April 2016 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Dec. 30; Cusip: 78011Y736
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due July 5, 2018 linked to the iShares Russell 2000 exchange-traded fund; via Wells Fargo Securities LLC; pricing Dec. 30; Cusip: 78010U5Y9
0% Performance Leveraged Upside Securities April 2016 linked to the WisdomTree Japan hedged equity fund; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing Dec. 30; Cusip: 78011Y728
0% Leveraged Index Return Notes due December 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in December
0% Leveraged Index Return Notes due December 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in December
0% direct investment notes due Feb. 8, 2016 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 6; Cusip: 78010U6Y8
0% leveraged buffered notes linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78010U7B7
TORONTO-DOMINION BANK
Callable step-up notes due Dec. 30, 2019; via TD Securities (USA) LLC; pricing Dec. 23; Cusip: 89114QSD1
Callable step-up notes due Dec. 30, 2021; via TD Securities (USA) LLC; pricing Dec. 23; Cusip: 89114QSC3
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Dec. 22, 2017 linked to the common stock of Amazon.com, Inc.; via UBS Securities LLC; pricing Dec. 19; Cusip: 90274F361
0% contingent return optimization securities due Dec. 26, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 19; Cusip: 90274F338
0% contingent absolute return autocallable optimization securities due Dec. 28, 2015 linked to Blackstone Group LP units; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 19; Cusip: 90274F403
0% contingent absolute return autocallable optimization securities due Dec. 28, 2015 linked to Facebook, Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 19; Cusip: 90274F387
0% contingent absolute return autocallable optimization securities due Dec. 28, 2015 linked to Gilead Sciences, Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 19; Cusip: 90274F379
0% contingent absolute return autocallable optimization securities due Dec. 28, 2015 linked to ServiceNow, Inc. shares; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 19; Cusip: 90274F395
0% contingent return optimization securities due Dec. 29, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90274F239
0% trigger return optimization securities due Dec. 29, 2017 linked to the Euro Stoxx 50 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Dec. 29; Cusip: 90274F270
0% trigger performance securities due Dec. 31, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 29; Cusip: 90274F106
WELLS FARGO & CO.
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Oct. 5, 2018 linked to the SPDR S&P 500 exchange-traded fund trust; via Wells Fargo Securities LLC; pricing Dec. 30; Cusip: 94986RVJ7
0% buffered enhanced return securities with capped upside and buffered downside linked to the MSCI EAFE index; via Wells Fargo Securities LLC; pricing in December; Cusip: 94986RVL2
0% buffered enhanced return securities with capped upside and buffered downside linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in December; Cusip: 94986RVK4
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