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Structured Products Calendar
BANK OF AMERICA
Floating-rate notes due Oct. 9, 2024 linked to the Consumer Price Index; via BofA Merrill Lynch; settling Oct. 9; Cusip: 06048WPU8
Floating-rate notes due Oct. 9, 2024 linked to the Consumer Price Index; via BofA Merrill Lynch; settlement Oct. 9; Cusip: 06048WPS3
Floating-rate notes due Oct. 9, 2024 linked to the Consumer Price Index; via Bank of America Merrill Lynch; settlement Oct. 9; Cusip: 06048WPT1
Currency-linked step-up notes due October 2016 linked to Chinese renminbi, the Indian rupee and the Russian ruble; via Bank of America Merrill Lynch; pricing in October
0% Market Index Target-Term Securities due October 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2016 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return Notes due December 2015 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in October
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Oct. 31, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXD2
0% bullish enhanced return notes due Oct. 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWY7
0% bullish enhanced return notes due Oct. 31, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWZ4
0% buffered bullish enhanced return notes due Oct. 31, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXE0
0% bullish enhanced return notes due Oct. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RWX9
0% buffered bullish enhanced return notes due Oct. 31, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXA8
0% upside booster notes with barrier due April 30, 2018 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXF7
0% contingent risk absolute return notes due Oct. 30, 2020 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXC4
0% contingent risk absolute return notes due Oct. 30, 2020 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RXB6
BARCLAYS BANK DELAWARE
0% certificates of deposit due April 29, 2022 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 24; Cusip: 06740A2J7
Certificates of deposit due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via Barclays and Incapital LLC; pricing Oct. 24; Cusip: 06740A2K4
0% certificates of deposit due April 29, 2022 linked to the Euro Stoxx 50 index; via Barclays and Incapital LLC; pricing Oct. 24; Cusip: 06740A2H1
Certificates of deposit due Oct. 30, 2019 linked to the common stocks of Apple Inc., AT&T Inc., General Electric Co., McDonalds Corp. and Merck & Co. Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 06740A2B4
Certificates of deposit due Oct. 30, 2020 linked to the common stocks of Apple Inc., AT&T Inc., General Electric Co., McDonalds Corp. and Merck & Co. Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 06740A2C2
Certificates of deposit due Oct. 30, 2019 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402F5
Certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402E8
Certificates of deposit due Oct. 29, 2021 linked to the common stocks of Apple Inc., Boeing Co., Cisco Systems, Inc., JPMorgan Chase & Co., Lockheed Martin Corp., Macys, Inc., Marathon Petroleum Corp., Merck & Co., Inc., Proctor & Gamble Co. and Yum! Brands, Inc.; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 067402D0
0% certificates of deposit due Oct. 29, 2021 linked to the Euro Stoxx 50 index, the Nikkei Stock Average index and the S&P 500 index; via Barclays and Incapital LLC; pricing Oct. 27; Cusip: 6740A2L2
0% certificates of deposit due Oct. 31, 2019 linked to the Russell 2000 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740A2A6
0% certificates of deposit due Oct. 29, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740AZ93
0% certificates of deposit due Oct. 29, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing Oct. 27; Cusip: 06740A2G3
BARCLAYS BANK PLC
Step-up fixed-rate callable notes due Oct. 15, 2029; via Barclays; pricing Oct. 9; Cusip: 06741UKK9
Contingent income autocallable securities due Oct. 13, 2017 linked to Actavis plc shares; via Barclays with Morgan Stanley Wealth Management as dealer; pricing Oct. 10; Cusip: 06742Y733
Contingent income autocallable securities due Oct. 13, 2017 linked to Gilead Sciences, Inc. shares; via Barclays with Morgan Stanley Wealth Management as dealer; pricing Oct. 10; Cusip: 06742Y725
Step-up fixed-rate callable notes due Oct. 28, 2019; via Barclays; pricing Oct. 23; Cusip: 06741UKQ6
Capped callable CMS steepener notes due Oct. 30, 2034; via Barclays; pricing Oct. 27; Cusip: 06741UKP8
0% buffered Super Track notes due Oct. 31, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Oct. 28; Cusip: 06741UKM5
Callable contingent payment notes due Nov. 2, 2016 linked to worst performing of the Russell 2000 index, Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; 70% trigger; via Barclays; pricing Oct. 28; Cusip: 06741UKV5
0% buffered Super Track notes due Oct. 31, 2019 linked to the S&P 500 index; via Barclays; pricing Oct. 28; Cusip: 06741UKN3
0% trigger performance securities due Oct. 31, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; UBS Financial Services Inc. and Barclays Capital Inc.; Cusip 06742Y758; pricing Oct. 28
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; UBS Financial Services Inc. and Barclays Capital Inc.; Cusip 06742Y741; pricing Oct. 28
0% trigger Performance Leveraged Upside Securities due Nov. 3, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 31; Cusip: 06740D731
0% Accelerated Return Notes due December 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
12.5% STEP Income Securities due October 2015 linked to FireEye, Inc. shares; via BofA Merrill Lynch; pricing in October
0% capped leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; 85% trigger; via Barclays; Cusip: 06741UJJ4
24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJE5
0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJV7
0% capped leveraged notes linked to the S&P 500 index; via Barclays; Cusip: 06741UKJ2
0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UKU7
CITIGROUP INC.
0% autocallable contingent coupon equity-linked securities due Oct. 21, 2015 linked to the common stock of Anadarko Petroleum Corp.; via Citigroup Global Markets Inc.; pricing Oct. 16; Cusip: 1730T0Z44
0% autocallable contingent coupon equity-linked securities due Oct. 27, 2016 linked to the ordinary shares of SINA Corp.; via Citigroup Global Markets Inc.; pricing Oct. 23; Cusip: 1730T02C2
Callable step-up coupon notes due Oct. 29, 2019; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 1730T02K4
0% buffer securities due Oct. 29, 2019 linked to the MSCI World index; via Citigroup Global Markets Inc.; pricing Oct. 24; Cusip: 1730T02G3
Leveraged CMS spread notes due Oct. 30, 2034; via Citigroup Global Markets Inc.; pricing Oct. 27; Cusip: 1730T02B4
Leveraged callable CMS curve-linked notes due Oct. 31, 2029 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Citigroup Global Markets Inc. with Morgan Stanley & Co. LLC as a dealer; pricing Oct. 28; Cusip: 1730T02D0
0% digital securities due Nov. 2, 2016 linked to the iShares Dow Jones U.S. Real Estate exchange-traded fund; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 1730T02F5
0% buffered return optimization securities due Oct. 31, 2017 linked to the iShares MSCI Brazil Capped exchange-traded fund; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 17322X300
0% barrier digital plus securities due Nov. 1, 2018 linked to the MSCI EAFE index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 1730T02A6
Market-linked notes due May 1, 2020 tied to the MSCI EAFE index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 1730T02E8
CONVEXCEL SUIT BUFFERED CAPPED ENHANCED PARTICIPATION TRUST, SERIES 1
Units linked to the iShares Russell 2000 index fund; via Matrix Capital Group, Inc.; pricing Oct. 15; Cusip: 57683W111 (standard accounts) and 57683W103 (fee-based accounts)
CREDIT SUISSE AG
0% absolute return barrier securities due Nov. 2, 2020 linked to the Dow Jones industrial average; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QU38
Contingent coupon callable yield notes due Oct. 31, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QUD6
Contingent coupon callable yield notes due Oct. 31, 2017 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QTZ9
0% digital-plus barrier notes due Nov. 2, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QU46
Contingent coupon callable yield notes due Oct. 31, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QTX4
6% callable daily range accrual notes due April 29, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 27; Cusip: 22547QUF1
0% accelerated return notes due May 4, 2018 linked to the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUE4
0% absolute return barrier securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTU0
8.5% autocallable reverse convertible notes due Oct. 21, 2015 linked to the common stock of Expedia, Inc.; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUL8
Contingent coupon callable yield notes due Oct. 31, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QU79
0% trigger performance securities due Oct. 31, 2024 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547T217
Step-up contingent coupon callable yield notes due Oct. 31, 2029 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QUA2
0% accelerated barrier notes due Oct. 30, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTW6
0% absolute return barrier securities due Oct. 31, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QTR7
0% airbag performance securities due Oct. 31, 2019 linked to the S&P/TSX 60 index; via UBS Financial Services Inc. as distributor; pricing Oct. 28; Cusip: 22547T191
Annual reset coupon buffered notes due Oct. 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 22547QTQ9
0% Buffered Accelerated Return Equity Securities due April 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 22547QTL0
0% accelerated barrier notes due Nov. 5, 2018 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU20
Contingent coupon callable yield notes due Nov. 5, 2019 linked to the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU61
0% accelerated barrier notes due Nov. 5, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QU53
0% absolute return barrier securities due Nov. 5, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QTS5
0% autocallable market-linked step-up notes due October 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due November 2015 linked to an equally weighted basket comprised of the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets exchange-traded fund; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2017 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due December 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
Market-linked step-up notes due October 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in October
Autocallable market-linked step-up notes due October 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in October
CREDIT SUISSE AG, LONDON BRANCH
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QT22
DEUTSCHE BANK AG, LONDON BRANCH
0% autocallable securities due Oct. 28, 2015 linked to the performance of the Indonesian rupiah relative to the dollar; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Oct. 8; Cusip: 25152RRN5
0% step-up digital return notes due April 14, 2016 linked to the Mexican peso relative to the euro; 90% trigger; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 25152RRL9
Callable leveraged steepener notes due Oct. 31, 2034 linked to the 30-year Constant Maturity Swap rate over the two-year CMS rate; via Deutsche Bank Securities Inc. with Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 25152RXF5
0% autocallable securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Oct. 28; Cusip: 25152RRG0
0% return optimization securities due Nov. 30, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 28; Cusip: 25190A864
0% trigger performance securities due Oct. 31, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 29; Cusip: 25157U564
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Oct. 29; Cusip: 25190A856
0% uncapped buffered underlying securities due Nov. 2, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKQ5
Phoenix autocallable securities due Nov. 3, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Nov. 4, 2019 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Oct. 30; Cusip: 25152RKR3
13- to 15-month 0% leveraged currency-linked notes tied to the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RQS5
0% leveraged notes linked to the performance of the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RQF3
22- to 26-month 0% buffered iShares MSCI Germany ETF-linked digital notes; via Deutsche Bank Securities Inc.; Cusip: 25152RQK2
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPR8
24- to 27-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPZ0
24- to 27-month 0% capped leveraged buffered notes linked to an unequally weighed basket of indexes (Euro Stoxx 50 index with a 37% weight, FTSE 100 index with a 23% weight, Tokyo Stock Price index with a 23% weight, Swiss Market index with a 9% weight and S&P/ASX 200 index with an 8% weight); via Deutsche Bank Securities Inc.; Cusip: 25152RQX4
20- to 23-month 0% capped buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RQE6
GOLDMAN SACHS BANK USA
Variable-coupon certificates of deposit due Oct. 28, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2N3
0% certificates of deposit due Nov. 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2M5
0% certificates of deposit due July 31, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2H6
0% certificates of deposit due April 30, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 27; Cusip: 38148D2K9
Variable-coupon basket-linked certificates of deposit due Oct. 29, 2021 linked to Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonalds Corp., Merck & Co., Inc., Monsanto Co., Proctor & Gamble Co., UnitedHealth Group Inc. and Verizon Communications Inc.; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2G8
Variable-coupon certificates of deposit due Oct. 31, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2Q6
0% certificates of deposit due Nov. 2, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2F0
0% equity index-linked certificates of deposit due May 3, 2021 linked to the S&P 500 index with a 50% weight, the Russell 2000 index with a 25% weight and the S&P MidCap 400 index with a 25% weight; via Goldman Sachs & Co. with Incapital LLC; pricing Oct. 28; Cusip: 38148D2P8
GOLDMAN SACHS GROUP, INC.
0% notes due Nov. 2, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 24; Cusip: 38147QJL1
0% leveraged trigger notes due Nov. 2, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 24; Cusip: 38147QJM9
2% notes due Nov. 1, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Oct. 27; Cusip: 38147QHU3
0% buffered notes due Oct. 31, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK47
0% leveraged notes due Oct. 28, 2021 linked to the Euro Stoxx 50 index; pricing Oct. 28; Goldman Sachs & Co.; Cusip 38147QJQ0
0% airbag performance securities due Oct. 31, 2018 linked to the FTSE 100 index; 80% trigger; via Goldman, Sachs & Co.; pricing Oct. 28; Cusip: 38148F612
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2029; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK88
0% leveraged trigger notes due Aug. 2, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QK70
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2024; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJR8
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 31, 2024; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJV9
Callable buffered monthly Russell 2000 index-linked range accrual notes due April 30, 2022; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QJH0
Contingent coupon notes due in 60 to 64 months linked to Canadian dollar, Mexican peso, U.S. dollar, British pound and Norwegian krone; via Goldman Sachs & Co.; pricing in October
Callable step-up fixed-rate notes due October 2034; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QHV1
Callable step-up fixed-rate notes due October 2024; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QJ49
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QJU1
18-month autocallable contingent coupon equity-linked notes linked to the worst performing of the common stock of Apple Inc., International Business Machines Corp. and Microsoft Corp.; via Goldman, Sachs & Co.; Cusip: 38147QHZ2
18-month autocallable contingent coupon equity-linked notes linked to the worst performing of the common stocks of Apple Inc., International Business Machines Corp. and Microsoft Corp.; Goldman Sachs & Co.; Cusip: 38147QJ98
15-year callable quarterly CMS spread-linked linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co.; Cusip: 38147QHL3
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QCR5
0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
0% 85- to 91-month leveraged notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QH74
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
0% 85- to 91-month leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QH58
Five-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGU4
HSBC USA INC.
Contingent income autocallable securities due Oct. 16, 2015 linked to Qlik Technologies Inc. common stock; via HSBC Securities (USA) Inc. and Morgan Stanley Smith Barney LLC; pricing Oct. 10; Cusip: 40434D467
0% SelectInvest debt securities due Oct. 28, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPT9
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPY8
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPH5
0% SelectInvest debt securities due Oct. 28, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPN2
0% SelectInvest debt securities due Oct. 28, 2015 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPU6
0% SelectInvest debt securities due Oct. 30, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPZ5
0% SelectInvest debt securities due Oct. 30, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPJ1
0% SelectInvest debt securities due Oct. 28, 2019 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPP7
0% SelectInvest debt securities due Oct. 28, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPS1
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPG7
0% SelectInvest debt securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPX0
0% SelectInvest debt securities due Oct. 28, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPM4
0% SelectInvest debt securities due Oct. 28, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPR3
0% SelectInvest debt securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPF9
0% SelectInvest debt securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPW2
0% SelectInvest debt securities due Oct. 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPL6
0% SelectInvest debt securities due Oct. 28, 2015 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPV4
0% SelectInvest debt securities due Oct. 30, 2017 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BQA9
0% SelectInvest debt securities due Oct. 30, 2017 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPK8
0% SelectInvest debt securities due Oct. 28, 2019 linked to a basket of the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and the iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Oct. 23; Cusip: 40433BPQ5
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQG6
0% buffered uncapped market participation securities due Oct. 29, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQN1
0% leveraged buffered uncapped market participation securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQM3
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQX9
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQL5
0% buffered uncapped market participation securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPC6
0% buffered uncapped market participation securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPD4
0% SelectInvest debt securities due Oct. 31, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNY0
0% SelectInvest debt securities due Oct. 31, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BPB8
0% leveraged buffered uncapped market participation securities due Oct. 29, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQP6
0% SelectInvest debt securities due Oct. 31, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNX2
0% SelectInvest debt securities due Oct. 31, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip:40433BPA0
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQV3
0% buffered accelerated return notes due Oct. 29, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BRB6
0% buffered Accelerated Market Participation Securities due Oct. 30, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQU5
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQK7
0% SelectInvest debt securities due Oct. 31, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNW4
0% SelectInvest debt securities due Oct. 31, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BNZ7
5.5% autocallable yield notes due Jan. 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQJ0
6% autocallable yield notes due Jan. 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQH4
0% lookback allocator notes linked to a basket of the S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40433BQB7
0% Accelerated Market Participation Securities due Feb. 1, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40433BQZ4
0% Accelerated Market Participation Securities due Feb. 1, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 27; Cusip: 40433BQY7
0% buffered return optimization securities due Oct. 31, 2016 to the IBEX 35 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D483
0% trigger return optimization securities due Oct. 31, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D541
0% trigger performance securities due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D491
0% trigger return optimization securities due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC Securities (USA) Inc.; pricing Oct. 28; Cusip: 40434D558
0% Performance Leveraged Upside Securities due Feb. 5, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with distribution through Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 40434D525
0% trigger Performance Leveraged Upside Securities due Nov. 6, 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via HSBC Securities (USA) Inc. with distribution through Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 40434D533
0% leveraged participation securities due October 2015 linked to the deliverable Chinese renminbi relative to the dollar; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433BQE1
Market-linked step-up notes due October 2017 linked to Russell 2000 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Notes due October 2016 linked to Russell 2000 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in October
Autocallable yield notes due October 2015 linked to the common stocks of BP plc, Chevron Corp. and Total SA; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40433BQD3
JPMORGAN CHASE BANK, NA
0% certificates of deposit due Oct. 31, 2019 linked to Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TZS7
Certificates of deposit due Oct. 29, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TZJ7
0% certificates of deposit due Oct. 29, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TYZ2
0% certificates of deposit due Oct. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Oct. 28; Cusip: 48125TYT6
0% certificates of deposit due April 30, 2020 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TZH1
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan TargetTracker: European Equities 20/8 (EUR) index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA54
0% certificates of deposit due Oct. 29, 2021 linked to the J.P. Morgan TargetTracker: U.S. Equities 18/6 (USD) index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA47
Callable accrual certificates of deposit due Oct. 31, 2029 linked to the S&P 500 index, the 30-year U.S. Dollar Constant Maturity Swap rate and the two-year U.S. Dollar CMS rate; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Oct. 28; Cusip: 48125TA21
JPMORGAN CHASE & CO.
9.75%-11.75% upside autocallable reverse exchangeable notes due Oct. 15, 2015 linked to Delta Air Lines Inc. common stock; via J.P. Morgan Securities LLC; pricing Oct. 9; Cusip: 48127DJ58
10% reverse convertible notes due Oct. 16, 2015 linked to Twitter, Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48127DE38
8% reverse convertible notes due Oct. 16, 2015 linked to Twitter, Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48127DE20
Autocallable contingent interest notes due Oct. 28, 2015 linked to Apple Inc. common stock; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DL22
Upside autocallable reverse exchangeable notes due Jan. 21, 2016 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK72
Upside autocallable reverse exchangeable notes due Oct. 19, 2015 linked to the common stock of Aruba Networks, Inc.; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK56
Upside autocallable reverse exchangeable notes due Oct. 16, 2015 linked to the common stock of Delta Air Lines Inc.; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DH27
0% contingent buffered equity notes due April 13, 2016 linked to the Euro Stoxx 50 index; 82.7% trigger; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK80
Upside autocallable reverse exchangeable notes due Oct. 16, 2015 linked to the common stock of Facebook, Inc.; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK23
Autocallable contingent interest notes due Oct. 28, 2015 linked to Ford Motor Co. common stock; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK98
Upside autocallable reverse exchangeable notes due Oct. 16, 2015 linked to the common stock of Michael Kors Holdings Ltd.; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DJ90
Autocallable contingent interest notes due Jan. 14, 2016 linked to the lesser performing of the Russell 2000 index and the iShares MSCI Emerging Markets ETF; 67.5% trigger; via J.P. Morgan Securities LLC; pricing Oct. 10; Cusip: 48127DK31
0% trigger jump securities due Oct. 20, 2016 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing Oct. 17; Cusip: 48127H489
0% trigger Performance Leveraged Upside Securities due Oct. 21, 2021 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Oct. 17; Cusip: 48127H554
0% review notes due Oct. 29, 2018 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 24; Cusip: 48127DE95
0% dual directional knock-out buffered equity notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; pricing Oct. 27; J.P. Morgan Securities LLC; Cusip 48127DH50
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG69
0% buffered return optimization securities due Oct. 31, 2017 to the FTSE MIB index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 481246148
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG36
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG44
0% return optimization securities due April 29, 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 48127H521
0% return notes due Jan. 26, 2016 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG85
0% return notes due Nov. 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG77
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG28
Contingent coupon callable yield notes due Nov. 2, 2017 linked to the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI EAFE ETF; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48127DJ33
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH84
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH68
0% capped buffered return enhanced notes due Oct. 31, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DG51
Autocallable contingent interest notes due Jan. 29, 2016 linked to the lesser performing of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH76
Range accrual notes due Oct. 31, 2029 linked to the S&P 500 index and six-month Libor; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48126N7L5
0% dual directional knock-out buffered equity notes due Oct. 31, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; pricing Oct. 28; J.P. Morgan Securities LLC; Cusip 48127DH43
0% review notes due Oct. 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48127DH92
0% trigger return optimization securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 48127H547
0% trigger performance securities due Oct. 31, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via J.P. Morgan Securities LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 48127H539
0% Performance Leveraged Upside Securities due Feb. 4, 2016 linked to the Energy Select Sector SPDR fund; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48127H562
0% Performance Leveraged Upside Securities due Feb. 4, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 48127H570
0% trigger jump securities due Nov. 4, 2020 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing in October; Cusip: 481246155
MORGAN STANLEY
Fixed-to-floating-rate leveraged CMS curve and Russell 2000 index-linked notes due Oct. 8, 2034; via Morgan Stanley & Co. LLC; settling Oct. 8; Cusip: 61760QFB5
Contingent income autocallable securities due Oct. 13, 2017 linked to Bank of America Corp. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 10; Cusip: 61764C333
Fixed-to-floating notes due Oct. 28, 2024 linked to the Consumer Price Index; via Morgan Stanley & Co. LLC; settling Oct. 28; Cusip: 61760QFD1
Floating-rate CMS curve and S&P 500 index-linked range accrual securities due Oct. 31, 2034; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61760QFC3
0% trigger Performance Leveraged Upside Securities due Oct. 31, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTT6
0% market-linked notes due Oct. 29, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTU3
Contingent coupon notes due Oct. 31, 2034 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTW9
Contingent income securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTR0
Contingent income autocallable securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTV1
Contingent income securities due Oct. 31, 2029 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTS8
0% buffered jump securities linked to the S&P 500 index due Oct. 30, 2020; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTF6
0% trigger Performance Leveraged Upside Securities due Oct. 31, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTQ2
0% trigger performance securities due Oct. 31, 2019 linked to the S&P/TSX 60 index; 75% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 61764C309
Contingent income autocallable securities due Oct. 30, 2015 linked to Tesla Motors, Inc. shares; 70% trigger; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JTP
0% trigger performance securities due Oct. 31, 2019 linked to Euro Stoxx Automobiles & Parts index, the Euro Stoxx Banks index, the Euro Stoxx Oil & Gas index and the Euro Stoxx Utilities index; 75% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 61764C291
0% buffered securities due October 2019 linked to the Bloomberg Commodity index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762GCC6
0% market-linked notes due April 2022 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C275
0% trigger Performance Leveraged Upside Securities due October 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C325
0% trigger participation securities due November 2020 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C317
0% trigger Performance Leveraged Upside Securities due October 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C283
0% trigger jump securities due October 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C267
0% dual directional trigger Performance Leveraged Upside Securities due October 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61764C259
ROYAL BANK OF CANADA
0% contingent return optimization securities due Oct. 31, 2017 linked to the Russell 2000 index; UBS Financial Services Inc. and RBC Capital Markets, LLC; Cusip 78011Y520; pricing Oct. 28
0% contingent return optimization securities due Oct. 31, 2017 linked to the S&P 500 index; UBS Financial Services Inc. and RBC Capital Markets, LLC; Cusip 78011Y512; pricing Oct. 28
0% buffered bullish enhanced return notes due Oct. 31, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78010U3P0
Trigger phoenix autocallable optimization securities due Oct. 31, 2019 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via RBC Capital Markets LLC and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 78011Y488
0% trigger performance securities due Oct. 31, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 78011Y538
0% Performance Leveraged Upside Securities due February 2016 linked to the Russell 2000 index; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip 78011Y496.
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Nov. 5, 2018 linked to the SPDR S&P 500 ETF trust with a 50% weight, the iShares Russell 2000 ETF with a 20% weight, the iShares MSCI EAFE ETF with a 15% weight and the iShares MSCI Emerging Markets ETF with a 15% weight; via RBC Capital Markets, LLC with UBS Financial Services Inc.; pricing Oct. 31; Cusip: 78010U3T2
0% Leveraged Index Return Notes due October 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Leveraged Index Return Notes due October 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due Nov. 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return notes due October 2016 linked to the S&P 500 index with a 45% weight, the MSCI EAFE index with a 27.5% weight and the MSCI Emerging Markets index with a 27.5% weight; via BofA Merrill Lynch; pricing in October
0% Capped Leveraged Index Return Notes due October 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% direct investment notes due Dec. 8, 2015 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Nov. 5; Cusip: 78010U3X3
18-21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78010UV79
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return notes due Dec. 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in October
14-month 0% Accelerated Return notes due Dec. 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Oct. 13, 2017 linked to Apple Inc.; UBS Securities LLC and Morgan Stanley Wealth Management; Cusip 90274B295; pricing Oct. 10
Contingent income autocallable securities due Oct. 13, 2017 linked to First Solar, Inc. shares; via UBS Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Oct. 10; Cusip: 90274B303
Contingent income autocallable securities due Oct. 16, 2015 linked to Stratasys Ltd. shares; via UBS Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Oct. 10; Cusip: 90274B287
0% return optimization securities due Nov. 30, 2015 linked to the stocks of Applied Materials, Inc., Autodesk, Inc., Citigroup Inc., Intel Corp., United Rentals, Inc. and Veeco Instruments Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90274B238
0% contingent absolute return performance securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B188
0% trigger step performance securities due Oct. 31, 2018 linked to the S&P 500 index; UBS Financial Services Inc. and UBS Investment Bank; Cusip 90274B204; pricing Oct. 28
0% trigger performance securities due Oct. 31, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90274B196
0% trigger performance securities due Sept. 27, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B162
0% buffered performance securities due Oct. 31, 2019 linked to the Euro Stoxx 50 index; UBS Financial Services Inc. and UBS Investment Bank; Cusip 90274B212; pricing Oct. 29
0% return optimization securities due Nov. 30, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 29; Cusip: 90274B154
WELLS FARGO & CO.
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Aug. 7, 2018 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities LLC; pricing Oct. 31; Cusip: 94986RVB4
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