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Structured Products Calendar
BANK OF AMERICA
0% relative value Strategic Accelerated Redemption Securities due September 2015 linked to the performance of the common stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co. versus the iShares Barclays 20+ Year Treasury Bond exchange-traded fund; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due July 2016 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2016 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in September
BANK OF MONTREAL
Redeemable step-up coupon notes due Sept. 30, 2024; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWT8
Redeemable step-up coupon notes due Sept. 30, 2019; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWS0
0% notes due Oct. 9, 2015 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Sept. 25; Cuisp: 06366RWK7
0% notes due Sept. 30, 2024 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWL5
0% buffered bullish enhanced return notes due Sept. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWB7
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWF8
Tracking notes due Sept. 30, 2024 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWP6
0% basket tracking notes due Oct. 9, 2015 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWN1
0% buffered bullish enhanced return notes due Sept. 30, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWC5
0% bullish enhanced return notes due Sept. 28, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWJ0
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWE1
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the SPDR Euro Stoxx 50 ETF; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWD3
0% buffered bullish enhanced return notes due Sept. 30, 2016 linked to the Technology Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWH4
0% contingent risk absolute return notes due Sept. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; 74% to 78% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWU5
0% contingent risk absolute return notes due Sept. 30, 2016 linked to the iShares MSCI EAFE exchange-traded fund; 75% to 79% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWV3
BANK OF NOVA SCOTIA
Series A callable step-up rate notes due Sept. 29, 2019; via Scotia Capital (USA) Inc.; pricing Sept. 25; Cusip: 064159FW1
Series A callable step-up rate notes due Sept. 29, 2021; via Scotia Capital (USA) Inc.; pricing Sept. 25; Cusip: 064159FY7
Series A callable step-up rate notes due Sept. 29, 2024; via Scotia Capital (USA) Inc.; pricing Sept. 25; Cusip: 064159FX9
BANK OF THE WEST
0% market-linked certificates of deposit due March 31, 2021 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip: 06426XLP3
BARCLAYS BANK PLC
0% buffered Super Track notes due Sept. 30, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Sept. 25; Cusip: 06741UJC9
0% Super Track notes due Sept. 30, 2019 linked to the Euro Stoxx 50 index; 65% trigger; via Barclays; pricing Sept. 25; Cusip: 06741UJN5
0% digital plus notes due March 28, 2020 linked to the Euro Stoxx 50 index; via Barclays; pricing Sept. 25; Cusip: 06741UJQ8
0% notes due March 29, 2018 linked to a basket containing equal weights of the Hang Seng China Enterprises index and the MSCI Taiwan Price index; via Barclays; pricing Sept. 25; Cusip: 06741UJF2
0% buffered Super Track notes due Sept. 30, 2019 linked to the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 06741UJD7
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 06740D400
0% trigger performance securities due Sept. 29, 2017 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 06740D608
Contingent income autocallable securities due Sept. 29, 2017 linked to Alcoa Inc. shares; 75% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Sept. 26; Cusip: 06742Y816
Barclays Bank plc
0% trigger autocallable optimization securities due Sept. 30, 2019 linked to Apple Inc. common stock; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06740D764
0% trigger autocallable optimization securities due Sept. 30, 2019 linked to Consol Energy Inc. common stock; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06740D756
0% buffered performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 06740D509
0% trigger autocallable optimization securities due Sept. 30, 2019 linked to Intel Corp. common stock; via UBS Financial Services Inc. and Barclays; pricing Sept. 26; Cusip: 06740D749
0% trigger performance securities due Sept. 29, 2017 linked to the MSCI EAFE index; via Barclays and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 06740D301
0% buffered digital notes due Sept. 29, 2017 linked to the Russell 2000 index; via Barclays; pricing Sept. 26; Cusip: 06741UJP0
Notes due Dec. 21, 2015 linked to WTI crude oil futures contracts; via Barclays with JPMorgan as placement agent; pricing Sept. 26; Cusip: 06741UKL7
14-month 0% Accelerated Return Notes due November 2015 linked to a basket of stocks of Aflac Inc., MetLife, Inc. and Prudential Financial, Inc.; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due September 2015 linked to the common stock of General Motors Co.; via BofA Merrill Lynch; pricing in September
8.5% STEP Income Securities due October 2015 linked to Under Armour, Inc. shares; via BofA Merrill Lynch; pricing in September
0% notes due Oct. 12, 2017 linked to the EquityCompass Share Buyback index; via Barclays; pricing Oct. 6; Cusip: 06741UJS4
Principal-at-risk callable CMS steepener and Russell 2000 index-linked notes due Oct. 10, 2029; via Barclays; pricing Oct. 7; Cusip: 06741UKE3
0% capped leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; 85% trigger; via Barclays; Cusip: 06741UJJ4
24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJE5
BMO HARRIS BANK NA
Annual digital yield generator certificates of deposit due Sept. 30, 2018 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JC85
Annual digital yield generator certificates of deposit due Sept. 30, 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JD27
Annual digital yield generator certificates of deposit due Sept. 30, 2020 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JD35
BNP PARIBAS
0% buffered notes due Sept. 28, 2018 linked to the Dow Jones industrial average; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4C7
0% buffered return enhanced notes due March 31, 2017 linked to the Russell 2000 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4A1
0% buffered notes due Sept. 28, 2018 linked to the S&P 500 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4D5
CITIGROUP INC.
0% trigger return optimization securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 17322H156
0% trigger performance securities due Sept. 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 17322H172
Autocallable contingent coupon equity-linked securities due Oct. 1, 2015 linked to Facebook, Inc.; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 1730T0X61
10.75% fixed-coupon autocallable securities due Oct. 1, 2015 linked to Qlik Technologies Inc. common stock; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 17322X102
0% market-linked notes due April 2, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Sept. 29; Cusip: 1730T0Y37
0% buffer securities due Oct. 3, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Sept. 29; Cusip: 1730T0X53
0% trigger jump securities due Oct. 3, 2019 linked to the Euro Stoxx 50 index; 60% trigger; via Citigroup Global Markets Inc.; pricing Sept. 30; Cusip: 17322H180
1% market-linked notes due Oct. 7, 2021 tied to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Oct. 2; Cusip: 1730T0Z28
0% barrier digital plus securities due Oct. 8, 2018 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Oct. 3; Cusip: 1730T0Z36
0% autocallable contingent coupon equity-linked securities due Oct. 21, 2015 linked to the common stock of Anadarko Petroleum Corp.; via Citigroup Global Markets Inc.; pricing Oct. 16; Cusip: 1730T0Z44
CONVEXCEL SUIT BUFFERED CAPPED ENHANCED PARTICIPATION TRUST, SERIES 1
Units linked to the iShares Russell 2000 index fund; via Matrix Capital Group, Inc.; pricing Oct. 15; Cusip: 57683W111 (standard accounts) and 57683W103 (fee-based accounts)
CREDIT SUISSE AG
Contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT63
Contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QTH9
Step-up contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Incapital LLC as placement agent; pricing Sept. 25; Cusip: 22547QT89
Fixed-to-contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cuisp: 22547QT63
High/low coupon callable yield notes due Dec. 30, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSV9
Callable daily range accrual notes due March 30, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT71
Contingent coupon callable yield notes due Sept. 30, 2026 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT55
0% Accelerated Return Notes due Sept. 28, 2018 linked to the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 22547QT30
0% absolute return barrier securities due Sept. 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSN7
0% accelerated barrier notes due Sept. 26, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSP2
10% to 12% autocallable reverse convertible securities due Oct. 1, 2015 linked to Facebook, Inc.; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QTB2
Annual reset coupon buffered notes due Sept. 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QSY3
0% Buffered Accelerated Return Equity Securities due March 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QSX5
0% accelerated barrier notes due Oct. 3, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22547QSR8
0% absolute return barrier securities due Oct. 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22547QSQ0
0% autocallable market-linked step-up notes due September 2017 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
0% autocallable market-linked step-up notes due September 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
0% market-linked dual directional notes due September 2019 linked to an equally weighted basket made up of the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due November 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
0% Leveraged Index Return Notes due September 2016 linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
CREDIT SUISSE AG, LONDON BRANCH
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QT22
DEUTSCHE BANK AG, LONDON BRANCH
0% autocallable securities due Sept. 28, 2017 linked to the lesser performing of the Hang Seng China Enterprises index and the MSCI Taiwan index; via Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25152RPS6
0% return optimization securities due March 31, 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25190A104
0% return optimization securities due Oct. 30, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25157U705
0% trigger performance securities due Sept. 30, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25190A401
0% return optimization securities due Oct. 30, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25190A203
0% trigger performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U887
0% contingent absolute return performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25190A302
6%-7.6% airbag autocallable yield optimization notes due Sept. 30, 2015 linked to Athlon Energy Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U663
6%-7.2% airbag autocallable yield optimization notes due Sept. 30, 2015 linked to Avis Budget Group, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U655
6%-7.2% airbag autocallable yield optimization notes due Sept. 30, 2015 linked to Endo Health Solutions Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U648
0% step-up digital return notes due March 31, 2016 linked to the performance of the Mexican peso relative to the euro; via JPMorgan Chase Bank, N.A. and J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 25152RQP1
6.5%-8.5% airbag autocallable yield optimization notes due Sept. 30, 2015 linked to ServiceNow, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U630
6.1%-8.1% airbag autocallable yield optimization notes due Sept. 30, 2015 linked to Yelp Inc. class A common stock; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U622
0% uncapped buffered underlying securities due Oct. 5, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKQ5
0% phoenix autocallable securities linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Oct. 4, 2018 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKR3
8% STEP Income Securities due October 2015 linked to Community Health Systems, Inc. common stock; via BofA Merrill Lynch; pricing in September
Two-year 0% market-linked step up notes linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
0% leveraged notes linked to the performance of the dollar relative to the euro; via Deutsche Bank Securities Inc.; Cusip: 25152RQF3
22- to 26-month 0% buffered iShares MSCI Germany ETF-linked digital notes; via Deutsche Bank Securities Inc.; Cusip: 25152RQK2
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPR8
24- to 27-month 0% capped leveraged buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPZ0
20- to 23-month 0% capped buffered notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RQE6
GOLDMAN SACHS BANK USA
Variable-coupon basket-linked certificates of deposit due Sept. 30, 2021 linked to a basket of 10 stocks (Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonalds Corp., Merck & Co., Inc., Monsanto Co., Proctor & Gamble Co., UnitedHealth Group Inc. and Verizon Communications Inc.); via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4E9
Variable-coupon certificates of deposit due Sept. 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J3Z3
Variable-coupon certificates of deposit due Sept. 29, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4H2
0% certificates of deposit due Sept. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4F6
0% equity index-linked certificates of deposit due March 30, 2021 linked to a basket of indexes (S&P 500 index, Russell 2000 index and S&P MidCap 400 index); via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4G4
GOLDMAN SACHS GROUP, INC.
0% buffered index-linked notes due Sept. 30, 2019 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147QFH4
Callable contingent coupon notes due Sept. 28, 2017 linked to the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded; 65% trigger; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147QG34
0% leveraged notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFL5
0% return optimization securities due Nov. 30, 2015 linked to the MSCI EAFE index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38148F562
Callable buffered monthly Russell 2000 index-linked range accrual notes due March 30, 2022; 80% trigger; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QG59
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 30, 2024; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QG42
Callable monthly Russell 2000 index-linked range accrual notes due Sept. 30, 2024; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFM3
Callable monthly Russell 2000 index-linked range accrual notes due Sept. 30, 2024; 50% trigger; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFU5
Callable step-up fixed-rate notes due September 2019; via Goldman Sachs & Co. and Incapital LLC; pricing in September; Cusip: 38147QGY6
60-63-month contingent coupon notes linked to the performance of a basket of five currencies relative to the euro (Canadian dollar, Mexican peso, U.S. dollar, British pound and Norwegian krone); via Goldman Sachs & Co; pricing in September
Callable step-up fixed-rate notes due October 2034; via Goldman Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QHV1
18-month autocallable contingent coupon equity-linked notes linked to the worst performing of the common stock of Apple Inc., International Business Machines Corp. and Microsoft Corp.; via Goldman, Sachs & Co.; Cusip: 38147QHZ2
15-year callable quarterly CMS spread-linked linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co.; Cusip: 38147QHL3
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QCR5
0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
0% 85- to 91-month leveraged notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QH74
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
0% 85- to 91-month leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QH58
Five-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGU4
HSBC USA INC.
Income plus notes with minimum coupon due Sept. 30, 2021 linked to a basket of stocks of Altria Group, Inc., Apple Inc., Eli Lilly and Co., McDonalds Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMH8
0% leveraged participation securities due Oct. 2, 2015 linked to the deliverable Chinese renminbi, the Indian rupee, the Korean won and the Taiwanese dollar; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BNQ7
0% buffered uncapped market participation securities due Sept. 30, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMQ8
0% buffered uncapped market participation securities due Oct. 1, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMN5
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMZ8
0% leveraged buffered uncapped market participation securities due Oct. 2, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMP0
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMV7
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMU9
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMY1
0% leveraged buffered uncapped market participation securities due Sept. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMR6
0% buffered Accelerated Market Participation Securities due March 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BNT1
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMX3
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMT2
0% buffered uncapped market participation securities due Oct. 1, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMM7
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMS4
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMW5
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 40434D665
0% buffered accelerated return notes due Sept. 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BND6
0% autocallable notes due Sept. 28, 2017 linked to equal weights of the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BNS3
Autocallable yield notes due Dec. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMK1
0% trigger performance securities due Sept. 30, 2019 linked to the S&P/TSX 60 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 40434D657
0% trigger performance securities due Sept. 29, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40434D673
0% trigger performance securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 40434D640
0% trigger performance securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40434D640
0% Performance Leveraged Upside Securities due Jan. 4, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Sept. 30; Cusip: 40434D715
0% trigger jump securities due Oct. 5, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management handling distribution; pricing Sept. 30; Cusip: 40434D723
0% leveraged participation notes due September 2015 linked to Chinese renminbi, the Indian rupee, the Korean won and the Taiwanese dollar; via HSBC Securities (USA) Inc.; pricing in September; Cusip: 40433BNQ7
0% barrier leveraged tracker notes due September 2018 linked to the DAX index; via HSBC Securities (USA) Inc.; pricing in September; Cusip: 40433BNH7
0% Leveraged Index Return Notes due September 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in September
0% Leveraged Index Return Notes due September 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in September
Market-linked step-up notes due September 2018 linked to a basket of the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Capped Leveraged Index Return Notes due September 2017 linked to a basket of the S&P 500 index and the Russell 2000 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due September 2015 linked to the common stock of Yahoo! Inc.; via BofA Merrill Lynch; pricing in September
JPMORGAN CHASE BANK, NA
Certificates of deposit due Sept. 30, 2019 linked to a basket of the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXM2
Digital contingent coupon certificates of deposit due Sept. 30, 2021 linked to a basket of stocks (Caterpillar Inc., CenturyLink, Inc., Duke Energy Corp., Ford Motor Co., Internal Business Machines Corp., Eli Lilly and Co., Procter & Gamble Co., Philip Morris International Inc., Potash Corp. of Saskatchewan Inc. and Sysco Corp.); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXH3
Market-linked certificates of deposit with contingent annual interest due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWM3
Variable annual income certificates of deposit due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXF7
0% certificates of deposit due Sept. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWT8
0% certificates of deposit due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWY7
0% certificates of deposit due Sept. 30, 2020 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWF8
0% certificates of deposit due Sept. 30, 2020 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWC5
JPMORGAN CHASE & CO.
6% annualized reverse exchangeable notes due March 30, 2015 linked to Chesapeake Energy Corp. shares; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DA99
0% digital notes due Sept. 29, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DA57
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYN2
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYK8
0% digital notes due Sept. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DA40
0% digital notes due Sept. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DC55
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYL6
0% notes due Sept. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYS
0% return notes due Dec. 31, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYR3
0% return notes due Oct. 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Sept. 25
6.7% reverse convertible notes due March 30, 2015 linked to Pioneer Natural Resources Co. stock; via JPMorgan; pricing Sept. 25; Cusip: 48127DA81
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYJ1
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYV4
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYT9
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYU6
0% contingent return optimization securities due Sept. 30, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 481246338
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYM4
0% review notes due Sept. 28, 2017 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DWY2
0% dual directional knock-out buffered equity notes due Sept. 30, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYZ5
0% dual directional knock-out buffered equity notes due Sept. 29, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DZA9
Autocallable notes due Sept. 28, 2027 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYY8
10.5% upside autocallable single observation reverse exchangeable notes due Sept. 30, 2015 linked to the common stock of Twitter, Inc.; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DE53
0% capped contingent buffered return enhanced notes due Dec. 21, 2015 linked to a WTI crude oil futures contract; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DNV6
Trigger phoenix autocallable optimization securities due Sept. 30, 2019 linked Ford Motor Co. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127H679
Trigger phoenix autocallable optimization securities due Sept. 30, 2019 linked to Microsoft Corp. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127H661
Trigger phoenix autocallable optimization securities due Sept. 30, 2019 linked to Whiting Petroleum Corp. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 26; 48127H653
Contingent income autocallable securities due Sept. 29, 2017 linked to Apple Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 481246213
Autocallable contingent interest notes due Oct. 15, 2015 linked to the common stock of Apple Inc.; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DD54
Contingent income autocallable securities due Sept. 29, 2017 linked to Broadcom Corp. shares; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Sept. 26; Cusip: 48127H687
Upside autocallable reverse exchangeable notes due Oct. 1, 2015 linked to the common stock of DreamWorks Animation SKG, Inc.; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DB80
0% contingent buffered equity notes due March 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DD39
Contingent income autocallable securities due Sept. 29, 2017 linked to Facebook Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127H695
Autocallable contingent interest notes due Sept. 29, 2017 linked to Las Vegas Sands Corp. common stock; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DC71
Autocallable contingent interest notes due Sept. 30, 2015 linked to the Las Vegas Sands Corp. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DA32
8% to 10% upside autocallable reverse exchangeable notes due Oct. 1, 2015 linked to Lions Gate Entertainment Corp. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DB98
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DZY7
0% review notes due Sept. 29, 2017 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DB23
0% review notes due Oct. 4, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 29; Cusip: 48127DC63
0% Performance Leveraged Upside Securities due Jan. 6, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 30; Cusip: 481246346
10% reverse convertible notes due Oct. 16, 2015 linked to Twitter, Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48127DE38
8% reverse convertible notes due Oct. 16, 2015 linked to Twitter, Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48127DE20
MORGAN STANLEY
0% market-linked notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTB5
0% trigger Performance Leveraged Upside Securities due Sept. 30, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTA7
Contingent income autocallable securities due Sept. 30, 2015 linked to Facebook, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JST7
0% trigger performance securities due Sept. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S682
Contingent income autocallable securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTC3
Contingent income autocallable step-up securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co.; pricing Sept. 25; Cusip: 61761JSX8
Contingent income securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSY6
Contingent income securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSZ3
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S666
0% buffered jump securities due Sept. 30, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTF6
0% airbag performance securities due Sept. 28, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S690
0% trigger performance securities due Sept. 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S674
0% buffered Performance Leveraged Upside Securities due Sept. 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSW0
Contingent income autocallable securities due Sept. 30, 2016 linked to Tesla Motors, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSV2
Contingent income autocallable securities due Sept. 30, 2015 linked to United Continental Holdings, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSU4
Contingent income autocallable securities due Oct. 1, 2015 linked to Delta Air Lines, Inc. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61764C127
0% trigger performance securities due Sept. 30, 2019 linked to a basket consisting of four Euro Stoxx supersector indexes (Euro Stoxx Automobiles & Parts index, Euro Stoxx Banks index, Euro Stoxx Oil & Gas index and Euro Stoxx Utilities index); via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61758S583
Fixed-to-floating-rate leveraged CMS curve and Russell 2000 index-linked notes due Sept. 30, 2034; 50% trigger; via Morgan Stanley & Co. LLC; settlement Sept. 30; Cusip: 61760QFA7
0% trigger Performance Leveraged Upside Securities due September 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S591
0% market-linked notes due March 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S625
0% dual directional trigger Performance Leveraged Upside Securities due September 2020 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S609
Contingent income autocallable step-up securities due October 2029 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61761JTH2
0% trigger jump securities due October 2017 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61764C101
0% Performance Leveraged Upside Securities due December 2015 linked to the WisdomTree Japan Hedged Equity fund; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S617
0% Performance Leveraged Upside Securities due October 2016 linked to a basket of six commodities; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61762GCB8
NOMURA AMERICA FINANCE, LLC
Callable step-up notes due Sept. 30, 2029; via Nomura Securities International, Inc.; pricing Sept. 25; Cusip: 65539ABG4
ROYAL BANK OF CANADA
11%-15% reverse convertible notes due Dec. 31, 2014 linked to Splunk Inc. common stock; via RBC Capital Markets, LLC; pricing Sept. 25; Cusip: 78010U2E6
Contingent coupon callable yield notes due March 31, 2016 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC and Barclays; pricing Sept. 25; Cusip: 78010UY35
0% absolute return barrier notes due Sept. 29, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 25; Cusip: 78010U2D8
11% to 15% annualized reverse convertible notes due Dec. 31, 2014 linked to Splunk Inc. shares; 70% trigger; via RBC Capital Markets, LLC; pricing Sept. 25; Cusip: 78010U2E6
Trigger phoenix autocallable notes due Sept. 28, 2017 linked to Yahoo! Inc. common stock; via RBC Capital Markets, LLC; pricing Sept. 25; Cusip: 78010U3F2
8.3% reverse convertible notes due March 31, 2015 linked to Alexion Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2N6
6.8% reverse convertible notes due Sept. 30, 2015 linked to Amazon.com, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2X4
5.8% reverse convertible notes due Sept. 30, 2015 linked to Apple Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2W6
Phoenix autocallable notes due Oct. 15, 2015 linked to the common stock of Bank of America Corp.; via RBC Capital Markets, LLC with J.P. Morgan Securities LLC as placement agent; pricing Sept. 26; Cusip: 78010U3E5
8% reverse convertible notes due Sept. 30, 2015 linked to Biogen Idec Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2Y2
7.4% reverse convertible notes due Sept. 30, 2015 linked to Celgene Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2Z9
0% buffered bullish enhanced return notes due Sept. 30, 2019 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Sept. 26; Cusip: 78010UY84
0% buffered bullish enhanced return notes due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Sept. 26; Cusip: 78010U2F3
8.8% reverse convertible notes due Sept. 30, 2015 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U3A3
6.6% reverse convertible notes due March 31, 2015 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2P1
7.45% reverse convertible notes due March 31, 2015 linked to First Solar, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2Q9
7.85% reverse convertible notes due March 31, 2015 linked to Illumina, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2R7
7.25% reverse convertible notes due March 31, 2015 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2S5
6% reverse convertible notes due March 31, 2016 linked to Priceline.com Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U3B1
9.85% reverse convertible notes due March 31, 2015 linked to Tesla Motors, Inc stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2T3
Airbag phoenix autocallable optimization securities due March 31, 2016 linked to Twitter, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Sept. 26; Cusip: 78011Y447
Airbag phoenix autocallable optimization securities due March 31, 2016 linked to United Continental Holdings, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Sept. 26; Cusip: 78011Y454
9.3% reverse convertible notes due March 31, 2015 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2V8
9% reverse convertible notes due March 31, 2015 linked to Vertex Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 26; Cusip: 78010U2U0
Redeemable leveraged steepener notes due Sept. 29, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via RBC Capital Markets, LLC; settlement Sept. 29; Cusip: 78010UWN3
Fixed-to-floating notes due Sept. 30, 2019; via RBC Capital Markets LLC; settlement Sept. 30; Cusip: 78010UWM5
Redeemable step-up notes due Sept. 30, 2022; via RBC Capital Markets, LLC; settlement Sept. 30; Cusip: 78010UWP8
Redeemable step-up notes due Sept. 30, 2027; via RBC Capital Markets, LLC; settlement Sept. 30; Cusip: 78010UWQ6
0% Performance Leveraged Upside Securities due January 2016 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y348
0% trigger Performance Leveraged Upside Securities due April 2017 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y355
0% Performance Leveraged Upside Securities due January 2016 linked to the S&P MidCap 400 index; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y330
0% Leveraged Index Return Notes due September 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due November 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Strategic Accelerated Redemption Securities due October 2015 linked to the American Depositary Receipts of Petroleo Brasileiro SA; via BofA Merrill Lynch; pricing in September
0% Strategic Accelerated Redemption Securities due October 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
0% market-linked step-up notes due September 2017 linked to the S&P 500 index, the Russell 2000 index, the MSCI EAFE index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
0% direct investment notes due Nov. 8, 2015 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Oct. 3; Cusip: 78010UY76
18-21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78010UV79
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return Notes due November 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in September
14-month 0% Accelerated Return Notes due November 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
UBS AG, LONDON BRANCH
0% contingent return optimization securities due Sept. 29, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L559
0% trigger return optimization securities due Sept. 15, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L526
0% contingent return optimization securities due Sept. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L542
0% trigger return optimization securities due Sept. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L534
0% trigger step performance securities due Sept. 28, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L500
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L484
0% trigger performance securities due Sept. 30, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L591
0% contingent absolute return autocallable optimization securities due Oct. 2, 2015 linked to Ciena Corp. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L831
0% trigger autocallable optimization securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; 64% to 69% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L716
European-style, cash-settled call warrants expiring Sept. 29, 2017 linked to the Euro Stoxx 50 index; via UBS Investment Bank with J.P. Morgan Securities LLC as placement agent; pricing Sept. 26; Cusip: 90273L856
0% contingent absolute return autocallable optimization securities due Oct. 2, 2015 linked to Facebook, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L823
0% contingent absolute return autocallable optimization securities due Oct. 2, 2015 linked to Five Below, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L815
0% contingent absolute return autocallable optimization securities due Oct. 2, 2015 linked to Gilead Sciences, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L849
0% contingent absolute return autocallable optimization securities due Oct. 2, 2015 linked to LinkedIn Corp. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L807
Contingent income autocallable securities due Sept. 30, 2021 linked to the worst performing of the MSCI Emerging Markets index, the Russell 2000 index and the Euro Stoxx Banks index; 55% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Sept. 26; Cusip: 90273L773
Trigger phoenix autocallable optimization securities due Sept. 30, 2024 linked to the least performing of the Russell 2000 index and the MSCI Emerging Markets index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 26; Cusip: 90273L690
0% dual directional trigger Performance Leveraged Upside Securities due April 2, 2020 linked to the Euro Stoxx 50 index; via UBS Securities LLC; pricing Sept. 30; Cusip: 90273L450
0% Accelerated Return Notes due September 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% capped Leveraged Index Return Notes due September 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
WELLS FARGO & CO.
Fixed-to-floating-rate notes due Sept. 30, 2024; via Wells Fargo Securities LLC; pricing Sept. 25; Cusip: 94986RVA6
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due July 9, 2018 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities LLC; pricing Sept. 30; Cusip: 94986RUU3
8% equity-linked securities due August 2015 linked to Archer-Daniels-Midland Co. common stock; via Wells Fargo Securities LLC; pricing in September; Cusip: 949746333
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