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Structured Products Calendar
BANK OF AMERICA
0% relative value Strategic Accelerated Redemption Securities due September 2015 linked to the performance of the common stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co. versus the iShares Barclays 20+ Year Treasury Bond exchange-traded fund; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due July 2016 linked to the Hang Seng China Enterprises index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2016 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in September
BANK OF MONTREAL
Notes due Sept. 25, 2015 linked to a basket of 13 stocks (American Home 4 Rent, American Residential Properties, Inc., Catchmark Timber Trust, Inc., Home Depot, Inc., Lennar Corp., Mid-America Apartment Communities, Inc., Masco Corp., Potlatch Corp., PGT, Inc., PulteGroup, Inc., Standard Pacific Corp., Toll Bros., Inc. and Weyerhaeuser Co.); via BMO Capital Markets Corp.; settlement Sept. 19; Cusip: 06366RWA9
Redeemable step-up coupon notes due Sept. 29, 2017; via BMO Capital Markets Corp.; pricing Sept. 24
Redeemable step-up coupon notes due Sept. 30, 2024; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWT8
Redeemable step-up coupon notes due Sept. 30, 2019; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWS0
0% notes due Oct. 9, 2015 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Sept. 25; Cuisp: 06366RWK7
0% notes due Sept. 30, 2024 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWL5
0% buffered bullish enhanced return notes due Sept. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; 85% trigger; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWB7
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWF8
Tracking notes due Sept. 30, 2024 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWP6
0% basket tracking notes due Oct. 9, 2015 linked to the Morningstar MLP Composite index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWN1
0% buffered bullish enhanced return notes due Sept. 30, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWC5
0% bullish enhanced return notes due Sept. 28, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWJ0
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the SPDR Dow Jones Industrial Average exchange-traded fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWE1
0% contingent risk absolute return notes due Sept. 30, 2020 linked to the SPDR Euro Stoxx 50 ETF; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWD3
0% buffered bullish enhanced return notes due Sept. 30, 2016 linked to the Technology Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing Sept. 25; Cusip: 06366RWH4
BANK OF NOVA SCOTIA
20-year callable steepener notes linked to 30-year and two-year Constant Maturity Swap rates; via Scotia Capital (USA) Inc.; pricing Sept. 24; Cusip: 064159FT8
Callable contingent interest range accrual barrier notes due Sept. 29, 2024 linked to the S&P 500 index; 50% trigger; via Scotia Capital (USA) Inc. and Barclays; pricing Sept. 24; Cusip: 064159FU5
BANK OF THE WEST
Contingent variable-income market-linked certificates of deposit due Sept. 29, 2021 linked to a basket of stocks (Altria Group, Inc., Apple Inc., AT&T Inc., Darden Restaurants Inc., Duke Energy Corp., GlaxoSmithKline plc, McDonalds Corp., PPL Corp., Seagate Technology plc and Verizon Communications Inc.); via BNP Paribas Securities Corp.; pricing Sept. 24; Cusip: 06426XLL2
Income advantage market-linked certificates of deposit due Sept. 29, 2021 linked to a basket of commodity futures indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Corn Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER and the S&P GSCI Natural Gas Dynamic Roll Index ER); via BNP Paribas Securities Corp.; pricing Sept. 24; Cusip: 06426XLN8
0% market-linked certificates of deposit due March 31, 2021 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing Sept. 25; Cusip: 06426XLP3
BARCLAYS BANK DELAWARE
0% certificates of deposit due March 23, 2022 linked to the Euro Stoxx 50 index; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 19; Cusip: 06740AY60
Certificates of deposit due Sept. 27, 2019 linked to the common stocks of Apple Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and Williams Cos., Inc.; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ51
Certificates of deposit due Sept. 29, 2021 linked to the common stocks of Apple Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and Williams Cos., Inc.; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ77
Certificates of deposit due Sept. 29, 2021 linked to the common stocks of Apple Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and Williams Cos., Inc.; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ44
Certificates of deposit due Sept. 27, 2019 linked to the common stocks of Apple Inc., Duke Energy Corp., Hewlett-Packard Co., NIKE, Inc. and Ford Motor Co.; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ28
Certificates of deposit due Sept. 30, 2020 linked to the common stocks of Apple Inc., Duke Energy Corp., Hewlett-Packard Co., NIKE, Inc. and Ford Motor Co.; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ36
0% certificates of deposit due Sept. 30, 2020 linked to the Euro Stoxx 50 index, the FTSE 100 index, the Hang Seng index and the S&P 500 index; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AZ69
0% certificates of deposit due Sept. 30, 2019 linked to the Russell 2000 index; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AY78
0% certificates of deposit due Sept. 29, 2021 linked to the S&P 500 index; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AY52
0% certificates of deposit due Sept. 29, 2021 linked to the S&P 500 index; via Barclays as agent and Incapital LLC as distributor; pricing Sept. 24; Cusip: 06740AY86
BARCLAYS BANK PLC
Step-up fixed-rate callable notes due Sept. 23, 2024; via Barclays; pricing Sept. 18; Cusip: 06741UJX3
Contingent income autocallable securities due Sept. 25, 2017 linked to Genworth Financial Inc. class A common stock; via agent Barclays and dealer Morgan Stanley Smith Barney LLC; pricing Sept. 19; Cusip: 06740D822
Contingent income autocallable securities due Sept. 25, 2017 linked to United Continental Holdings, Inc.; via Barclays; pricing Sept. 19; Cusip: 06740D814
Callable contingent coupon notes due March 28, 2017 linked to ConocoPhillips shares; 80% trigger; via Barclays; pricing Sept. 23; Cusip: 06741UJK1
8.75% autocallable notes due March 30, 2016 linked to the least performing of the common stocks of Exxon Mobil Corp., Chevron Corp., BP plc and Valero Energy Corp.; via Barclays; pricing Sept. 24; Cusip: 06741UJM7
0% buffered Super Track notes due Sept. 30, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Sept. 25; Cusip: 06741UJC9
0% Super Track notes due Sept. 30, 2019 linked to the Euro Stoxx 50 index; 65% trigger; via Barclays; pricing Sept. 25; Cusip: 06741UJN5
0% digital plus notes due March 28, 2020 linked to the Euro Stoxx 50 index; via Barclays; pricing Sept. 25; Cusip: 06741UJQ8
0% notes due March 29, 2018 linked to a basket containing equal weights of the Hang Seng China Enterprises index and the MSCI Taiwan Price index; via Barclays; pricing Sept. 25; Cusip: 06741UJF2
0% buffered Super Track notes due Sept. 30, 2019 linked to the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 06741UJD7
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 06740D400
0% trigger performance securities due Sept. 29, 2017 linked to the S&P 500 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 06740D608
0% buffered performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via Barclays and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 06740D509
0% trigger performance securities due Sept. 29, 2017 linked to the MSCI EAFE index; via Barclays and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 06740D301
0% buffered digital notes due Sept. 29, 2017 linked to the Russell 2000 index; via Barclays; pricing Sept. 26; Cusip: 06741UJP0
14-month 0% Accelerated Return Notes due November 2015 linked to a basket of stocks of Aflac Inc., MetLife, Inc. and Prudential Financial, Inc.; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due September 2015 linked to the common stock of General Motors Co.; via BofA Merrill Lynch; pricing in September
0% capped leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; 85% trigger; via Barclays; Cusip: 06741UJJ4
24- to 27-month 0% capped buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741UJE5
BMO HARRIS BANK NA
Annual digital yield generator certificates of deposit due Sept. 30, 2018 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JC85
Annual digital yield generator certificates of deposit due Sept. 30, 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JD27
Annual digital yield generator certificates of deposit due Sept. 30, 2020 linked to the common stocks of Altria Group, Inc., Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via agent BMO Capital Markets Corp. and distributor Advisors Asset Management, Inc.; pricing Sept. 25; Cusip: 05573JD35
BNP PARIBAS
0% buffered notes due Sept. 28, 2018 linked to the Dow Jones industrial average; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4C7
0% buffered return enhanced notes due March 31, 2017 linked to the Russell 2000 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4A1
0% buffered notes due Sept. 28, 2018 linked to the S&P 500 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Sept. 25; Cusip: 05579T4D5
CITIGROUP INC.
0% trigger return optimization securities due Sept. 15, 2017 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Sept. 15; Cusip: 17322H164
Callable step-up coupon notes due Sept. 19, 2029; via Citigroup Global Markets Inc.; pricing Sept. 16; Cusip: 1730T0X20
0% autocallable contingent coupon equity-linked securities due Sept. 21, 2015 linked to the common stock of Celgene Corp.; via Citigroup Global Markets Inc.; pricing Sept. 16; Cusip: 1730T0Z93
0% barrier digital plus securities due Sept. 20, 2018 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Sept. 16; Cusip: 1730T0X95
Callable dual range accrual notes due Sept. 29, 2029; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 1730T0X38
Callable leveraged CMS curve notes due Sept. 29, 2034; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 1730T0X46
Callable step-up coupon notes due Sept. 29, 2019; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 1730T0Y29
Floating-rate notes due Sept. 29, 2024 linked to the Consumer Price Index; via Citigroup Global Markets Inc.; pricing Sept. 24; Cusip: 1730T0Y86
0% trigger return optimization securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 17322H156
0% trigger performance securities due Sept. 30, 2024 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 17322H172
Autocallable contingent coupon equity-linked securities due Oct. 1, 2015 linked to Facebook, Inc.; via Citigroup Global Markets Inc.; pricing Sept. 26; Cusip: 1730T0X61
0% market-linked notes due April 2, 2020 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Sept. 29; Cusip: 1730T0Y37
0% buffer securities due Oct. 3, 2019 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing Sept. 29; Cusip: 1730T0X53
0% trigger jump securities due Oct. 3, 2019 linked to the Euro Stoxx 50 index; 60% trigger; via Citigroup Global Markets Inc.; pricing Sept. 30; Cusip: 17322H180
CONVEXCEL SUIT BUFFERED CAPPED ENHANCED PARTICIPATION TRUST, SERIES 1
Units linked to the iShares Russell 2000 index fund; via Matrix Capital Group, Inc.; pricing Oct. 15; Cusip: 57683W111 (standard accounts) and 57683W103 (fee-based accounts)
CREDIT SUISSE AG
15% autocallable reverse convertible securities due Sept. 18, 2015 linked to 3D Systems Corp.; via Credit Suisse Securities (USA) LLC; pricing Sept. 15; Cusip: 22547QTC0
0% absolute return barrier securities due Sept. 28, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Sept. 19; Cusip: 22547QT48
5.4% callable yield notes due Sept. 26, 2016 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 19; Cusip: 22547QSZ0
0% digital-plus barrier notes due Sept. 28, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 19; Cusip: 22547QRW8
Contingent coupon callable yield notes due March 24, 2021 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 19; Cusip: 22547QRD0
8.25% autocallable reverse convertible securities due Sept. 25, 2015 linked to Delta Air Lines, Inc. common stock; via Credit Suisse Securities (USA) LLC; pricing Sept. 22; Cusip: 22547QTG1
Contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT63
Contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QTH9
Step-up contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Incapital LLC as placement agent; pricing Sept. 25; Cusip: 22547QT89
Fixed-to-contingent coupon callable yield notes due Sept. 30, 2024 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cuisp: 22547QT63
High/low coupon callable yield notes due Dec. 30, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSV9
Callable daily range accrual notes due March 30, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT71
Contingent coupon callable yield notes due Sept. 30, 2026 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QT55
0% Accelerated Return Notes due Sept. 28, 2018 linked to the S&P 500 index; via Barclays; pricing Sept. 25; Cusip: 22547QT30
0% absolute return barrier securities due Sept. 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSN7
0% accelerated barrier notes due Sept. 26, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25; Cusip: 22547QSP2
10% to 12% autocallable reverse convertible securities due Oct. 1, 2015 linked to Facebook, Inc.; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QTB2
Annual reset coupon buffered notes due Sept. 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QSY3
0% Buffered Accelerated Return Equity Securities due March 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 26; Cusip: 22547QSX5
0% accelerated barrier notes due Oct. 3, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22547QSR8
0% absolute return barrier securities due Oct. 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 30; Cusip: 22547QSQ0
0% autocallable market-linked step-up notes due September 2017 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
0% autocallable market-linked step-up notes due September 2019 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
0% market-linked dual directional notes due September 2019 linked to an equally weighted basket made up of the Russell 2000 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due November 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
Autocallable market-linked step-up notes due September 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
0% Leveraged Index Return Notes due September 2016 linked to the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
CREDIT SUISSE AG, LONDON BRANCH
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QT22
DEUTSCHE BANK AG, LONDON BRANCH
0% autocallable securities due Sept. 28, 2017 linked to the lesser performing of the Hang Seng China Enterprises index and the MSCI Taiwan index; via Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25152RPS6
0% return optimization securities due March 31, 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25190A104
0% return optimization securities due Oct. 30, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25157U705
0% trigger performance securities due Sept. 30, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25; Cusip: 25190A401
0% return optimization securities due Oct. 30, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25190A203
0% trigger performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25157U887
0% contingent absolute return performance securities due Sept. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 26; Cusip: 25190A302
0% uncapped buffered underlying securities due Oct. 5, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKQ5
0% phoenix autocallable securities linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Oct. 4, 2018 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Sept. 30; Cusip: 25152RKR3
8% STEP Income Securities due October 2015 linked to Community Health Systems, Inc. common stock; via BofA Merrill Lynch; pricing in September
Two-year 0% market-linked step up notes linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
24-27-month 0% leveraged notes linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; Cusip: 25152RPR8
GOLDMAN SACHS BANK USA
0% certificates of deposit due Mary 27, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 24; Cusip: 38147J4C3
0% certificates of deposit due June 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 24; Cusip: 38147J4A7
1% certificates of deposit due Sept. 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 24; Cusip: 38147J3Y6
Variable-coupon basket-linked certificates of deposit due Sept. 30, 2021 linked to a basket of 10 stocks (Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonalds Corp., Merck & Co., Inc., Monsanto Co., Proctor & Gamble Co., UnitedHealth Group Inc. and Verizon Communications Inc.); via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4E9
Variable-coupon certificates of deposit due Sept. 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J3Z3
Variable-coupon certificates of deposit due Sept. 29, 2022 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4H2
0% certificates of deposit due Sept. 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4F6
0% equity index-linked certificates of deposit due March 30, 2021 linked to a basket of indexes (S&P 500 index, Russell 2000 index and S&P MidCap 400 index); via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147J4G4
GOLDMAN SACHS GROUP, INC.
Contingent coupon notes due Sept. 28, 2020 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Sept. 19; Cusip: 38147QGQ3
Callable quarterly S&P 500 index-linked range accrual notes due Sept. 29, 2029; 75% trigger; via Goldman Sachs & Co.; pricing Sept. 24; Cusip: 38147QG75
0% buffered index-linked notes due Sept. 30, 2019 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147QFH4
Callable contingent coupon notes due Sept. 28, 2017 linked to the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded; 65% trigger; via Goldman Sachs & Co.; pricing Sept. 25; Cusip: 38147QG34
0% leveraged notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFL5
Callable buffered monthly Russell 2000 index-linked range accrual notes due March 30, 2022; 80% trigger; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QG59
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 30, 2024; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QG42
Callable monthly Russell 2000 index-linked range accrual notes due Sept. 30, 2024; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFM3
Callable monthly Russell 2000 index-linked range accrual notes due Sept. 30, 2024; 50% trigger; via Goldman Sachs & Co.; pricing Sept. 26; Cusip: 38147QFU5
Callable step-up fixed-rate notes due September 2019; via Goldman Sachs & Co. and Incapital LLC; settlement in September; Cusip: 38147QF76
Callable step-up fixed-rate notes due September 2024; via Goldman Sachs & Co. and Incapital LLC; settlement in September; Cusip: 38147QFV3
Callable step-up fixed-rate notes due September 2034; via Goldman Sachs & Co. and Incapital LLC; pricing in September; Cusip: 38147QGL4
Callable step-up fixed-rate notes due September 2019; via Goldman Sachs & Co. and Incapital LLC; pricing in September; Cusip: 38147QGY6
15-year callable quarterly CMS spread-linked linked to the 30-year and two-year Constant Maturity Swap rates; via Goldman Sachs & Co.; Cusip: 38147QFG6
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QCR5
0% 18-month buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QFY7
0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
Five-year 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGU4
HSBC USA INC.
0% Accelerated Market Participation Securities due Dec. 18, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40433BNC8
0% Accelerated Market Participation Securities due Dec. 18, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 15; Cusip: 40433BNA2
0% buffered uncapped market participation securities due Sept. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLL0
0% buffered uncapped market participation securities due Sept. 26, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLK2
0% digital plus barrier notes due Sept. 28, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BNE4
0% twin participation notes due Sept. 28, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BNG9
0% SelectInvest debt securities due Sept. 26, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLE6
0% SelectInvest debt securities due Sept. 26, 2019 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLJ5
Contingent income barrier notes due Sept. 28, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BNF1
0% SelectInvest debt securities due Sept. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLD8
0% SelectInvest debt securities due Sept. 26, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLH9
0% SelectInvest debt securities due Sept. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLC0
0% SelectInvest debt securities due Sept. 26, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40433BLG1
Contingent income autocallable securities due Sept. 24, 2015 linked to the common stock of SunEdison, Inc.; via HSBC Securities (USA) Inc.; pricing Sept. 19; Cusip: 40434D624
0% lookback allocator notes linked to a basket of indexes (S&P 500 index, the Euro Stoxx 50 index and the Hang Seng China Enterprises index); via HSBC Securities (USA) Inc.; pricing Sept. 22; Cusip: 40433BLF3
0% SelectInvest debt securities due Sept. 28, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMA3
0% SelectInvest debt securities due Sept. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMF2
0% SelectInvest debt securities due Sept. 26, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLQ9
0% SelectInvest debt securities due Sept. 26, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLV8
0% SelectInvest debt securities due Sept. 28, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLZ9
0% SelectInvest debt securities due Sept. 26, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BME5
0% SelectInvest debt securities due Sept. 26, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLP1
0% SelectInvest debt securities due Sept. 26, 2019 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLU0
0% SelectInvest debt securities due Sept. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLN6.
0% SelectInvest debt securities due Sept. 26, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLT3
0% SelectInvest debt securities due Sept. 28, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLY2
0% SelectInvest debt securities due Sept. 26, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMD7
0% SelectInvest debt securities due Sept. 28, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLX4
0% SelectInvest debt securities due Sept. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMC9
0% SelectInvest debt securities due Sept. 26, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLM8
0% SelectInvest debt securities due Sept. 26, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLS5
0% SelectInvest debt securities due Sept. 26, 2017 linked to a basket consisting of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLR7
0% SelectInvest debt securities due Sept. 26, 2019 linked to a basket consisting of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BLW6
0% SelectInvest debt securities due Sept. 26, 2017 linked to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMG0
0% SelectInvest debt securities due Sept. 28, 2015 linked to S&P 500 index, the Euro Stoxx 50 index, the Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 23; Cusip: 40433BMB1
Income plus notes with minimum coupon due Sept. 30, 2021 linked to a basket of stocks of Altria Group, Inc., Apple Inc., Eli Lilly and Co., McDonalds Corp. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMH8
0% buffered uncapped market participation securities due Sept. 30, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMQ8
0% buffered uncapped market participation securities due Oct. 1, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMN5
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMZ8
0% leveraged buffered uncapped market participation securities due Oct. 2, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMP0
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMV7
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMU9
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMY1
0% leveraged buffered uncapped market participation securities due Sept. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMR6
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMX3
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMT2
0% buffered uncapped market participation securities due Oct. 1, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMM7
0% buffered Accelerated Market Participation Securities due Sept. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMS4
Buffered Accelerated Market Participation Securities due Oct. 2, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMW5
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 40434D665
0% buffered accelerated return notes due Sept. 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BND6
Autocallable yield notes due Dec. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40433BMK1
0% trigger performance securities due Sept. 30, 2019 linked to the S&P/TSX 60 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 40434D657
0% trigger performance securities due Sept. 29, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Sept. 25; Cusip: 40434D673
0% trigger performance securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Sept. 26; Cusip: 40434D640
0% trigger performance securities due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Sept. 26; Cusip: 40434D640
0% Performance Leveraged Upside Securities due Jan. 4, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and Morgan Stanley Wealth Management; pricing Sept. 30; Cusip: 40434D715
0% trigger jump securities due Oct. 5, 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management handling distribution; pricing Sept. 30; Cusip: 40434D723
0% barrier leveraged tracker notes due September 2018 linked to the DAX index; via HSBC Securities (USA) Inc.; pricing in September; Cusip; 40433BNH7
0% Leveraged Index Return Notes due September 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in September
0% Leveraged Index Return Notes due September 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in September
0% barrier tracker notes due September 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing in September; Cusip: 40433BLB2
0% barrier leveraged tracker notes due September 2018 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing in September; Cusip: 40433BNP9
Market-linked step-up notes due September 2018 linked to a basket of the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due September 2015 linked to the common stock of Yahoo! Inc.; via BofA Merrill Lynch; pricing in September
JPMORGAN CHASE BANK, NA
Callable interest rate spread certificates of deposit due Sept. 19, 2034 linked to the 10-year Constant Maturity Swap rate and the two-year CMS rate; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 16; Cusip: 48125TWD3
Certificates of deposit due Sept. 30, 2019 linked to a basket of the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXM2
Digital contingent coupon certificates of deposit due Sept. 30, 2021 linked to a basket of stocks (Caterpillar Inc., CenturyLink, Inc., Duke Energy Corp., Ford Motor Co., Internal Business Machines Corp., Eli Lilly and Co., Procter & Gamble Co., Philip Morris International Inc., Potash Corp. of Saskatchewan Inc. and Sysco Corp.); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXH3
Market-linked certificates of deposit with contingent annual interest due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWM3
Variable annual income certificates of deposit due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TXF7
0% certificates of deposit due Sept. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWT8
0% certificates of deposit due Sept. 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWY7
0% certificates of deposit due Sept. 30, 2020 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWF8
0% certificates of deposit due Sept. 30, 2020 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Sept. 25; Cusip: 48125TWC5
JPMORGAN CHASE & CO.
Autocallable contingent interest notes due Dec. 18, 2015 linked to the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 15; Cusip: 48127DZZ4
Callable step-up fixed-rate notes due Sept. 19, 2022; via J.P. Morgan Securities LLC; pricing Sept. 16; Cusip: 48127DNR5
Callable step-up fixed-rate notes due Sept. 19, 2029; via J.P. Morgan Securities LLC; pricing Sept. 16; Cusip: 48127DNT1
Contingent income autocallable securities due Sept. 22, 2017 linked to the common stock of BlackRock, Inc. and Prudential Financial, Inc.; via J.P. Morgan Securities LLC; pricing Sept. 19; Cusip: 481246262
8%-10% upside autocallable reverse exchangeable notes due Sept. 24, 2015 linked to the common stock of Facebook, Inc.; via J.P. Morgan Securities LLC; pricing Sept. 19; Cusip: 48127DZN1
6% autocallable yield notes due Dec. 24, 2015 linked to the Russell 2000 index, Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Sept. 19; Cusip: 48127DZS0
0% review notes due Sept. 22, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 19; Cusip: 48127DYP7
Contingent income autocallable securities due Sept. 22, 2017 linked to Seagate Technology plc shares; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Sept. 19; Cusip: 48127H711
0% Performance Leveraged Upside Securities due Dec. 24, 2015 linked to the WisdomTree Japan Hedged Equity fund; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Sept. 19; Cusip: 48127H737
0% Performance Leveraged Upside Securities due Sept. 22, 2016 linked to a basket of six commodities (WTI crude oil futures contract, RBOB gasoline futures contract, copper, palladium, soybean futures contract and cocoa futures contract); via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management handling distribution; pricing Sept. 19; Cusip: 48127DZE1
0% buffered equity notes due Sept. 27, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 24; Cusip: 48127DXX1
0% digital notes due Sept. 29, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DA57
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYN2
0% digital notes due Sept. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DA40
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYK8
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYL6
0% notes due Sept. 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYS
0% return notes due Dec. 31, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYR3
0% return notes due Oct. 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Sept. 25
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYJ1
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYV4
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYT9
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYU6
0% contingent return optimization securities due Sept. 30, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 481246338
0% capped buffered return enhanced notes due Sept. 30, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYM4
0% review notes due Sept. 28, 2017 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DWY2
0% dual directional knock-out buffered equity notes due Sept. 30, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYZ5
0% dual directional knock-out buffered equity notes due Sept. 29, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DZA9
Autocallable notes due Sept. 28, 2027 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Sept. 25; Cusip: 48127DYY8
Autocallable contingent interest notes due Sept. 30, 2015 linked to the Las Vegas Sands Corp. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DA32
Autocallable contingent interest notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Sept. 26; Cusip: 48127DZY7
0% Performance Leveraged Upside Securities due Jan. 6, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Sept. 30; Cusip: 481246346
MORGAN STANLEY
Contingent income autocallable securities due September 2015 linked to the common stock of Facebook, Inc.; via Morgan Stanley & Co. LLC; pricing Sept. 22; Cusip: 61758S740
Contingent income autocallable securities due Sept. 25, 2017 linked to the common stock of Facebook, Inc.; via Morgan Stanley & Co. LLC; pricing Sept. 22; Cusip: 61761JTD1
Fixed-to-floating notes due Sept. 25, 2024; via Morgan Stanley & Co. LLC; settlement Sept. 25; Cusip: 61760QEY6
0% market-linked notes due Sept. 30, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTB5
0% trigger Performance Leveraged Upside Securities due Sept. 30, 2022 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTA7
Contingent income autocallable securities due Sept. 30, 2015 linked to Facebook, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JST7
0% trigger performance securities due Sept. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S682
Contingent income autocallable securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTC3
Contingent income autocallable step-up securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co.; pricing Sept. 25; Cusip: 61761JSX8
Contingent income securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSY6
Contingent income securities due Sept. 28, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSZ3
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S666
0% buffered jump securities due Sept. 30, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JTF6
0% airbag performance securities due Sept. 28, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S690
0% trigger performance securities due Sept. 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Sept. 25; Cusip: 61758S674
0% buffered Performance Leveraged Upside Securities due Sept. 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSW0
Contingent income autocallable securities due Sept. 30, 2016 linked to Tesla Motors, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSV2
Contingent income autocallable securities due Sept. 30, 2015 linked to United Continental Holdings, Inc. shares; via Morgan Stanley & Co. LLC; pricing Sept. 25; Cusip: 61761JSU4
0% trigger performance securities due Sept. 30, 2019 linked to a basket consisting of four Euro Stoxx supersector indexes (Euro Stoxx Automobiles & Parts index, Euro Stoxx Banks index, Euro Stoxx Oil & Gas index and Euro Stoxx Utilities index); via Morgan Stanley & Co. LLC; pricing Sept. 26; Cusip: 61758S583
0% worst-of autocallable securities due March 2016 linked to the worst performing of the common stocks of Apple Inc., Amgen Inc., Bank of America Corp. and International Business Machines Corp.; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61761JTE9
Contingent income autocallable securities due September 2017 linked to Bank of America Corp.; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S641
0% trigger Performance Leveraged Upside Securities due September 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S591
0% participation securities due March 2017 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S708
0% market-linked notes due March 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S625
0% trigger jump securities due September 2017 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S658
0% dual directional trigger Performance Leveraged Upside Securities due September 2020 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S609
0% Performance Leveraged Upside Securities due December 2015 linked to the WisdomTree Japan Hedged Equity fund; via Morgan Stanley & Co. LLC; pricing in September; Cusip: 61758S617
ROYAL BANK OF CANADA
9% reverse convertible notes due March 19, 2015 linked to Alexion Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UY92
9.4% reverse convertible notes due Sept. 18, 2015 linked to Alexion Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ75
5.75% reverse convertible notes due March 18, 2016 linked to Apple Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010U2C0
7.75% reverse convertible notes due Sept. 18, 2015 linked to Biogen Idec Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ83
7% reverse convertible notes due Sept. 18, 2015 linked to Celgene Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010U2A4
8.5% reverse convertible notes due Sept. 18, 2015 linked to Facebook, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010U2B2
10.25% reverse convertible notes due March 19, 2015 linked to Illumina, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ26
9% reverse convertible notes due March 19, 2015 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ34
8.5% reverse convertible notes due Sept. 18, 2015 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ91
11% reverse convertible notes due March 19, 2015 linked to Tesla Motors, Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ42
10.25% reverse convertible notes due March 19, 2015 linked to Vertex Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ59
9.25% reverse convertible notes due March 19, 2015 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Sept. 15; Cusip: 78010UZ67
Contingent income autocallable securities due September 2017 linked to Palo Alto Networks, Inc.; via RBC Capital Markets, LLC; pricing Sept. 19; Cusip: 78011Y371
0% buffered bullish return notes due March 29, 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 24; Cusip: 78010UY43
Contingent coupon callable yield notes due March 31, 2016 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC and Barclays; pricing Sept. 25; Cusip: 78010UY35
0% absolute return barrier notes due Sept. 29, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Sept. 25; Cusip: 78010U2D8
0% buffered bullish enhanced return notes due Sept. 30, 2019 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Sept. 26; Cusip: 78010UY84
Redeemable leveraged steepener notes due Sept. 29, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via RBC Capital Markets, LLC; settlement Sept. 29; Cusip: 78010UWN3
Redeemable step-up notes due Sept. 30, 2027; via RBC Capital Markets, LLC; settlement Sept. 30; Cusip: 78010UWQ6
Redeemable step-up notes due Sept. 30, 2022; via RBC Capital Markets, LLC; settlement Sept. 30; Cusip: 78010UWP8
Fixed-to-floating notes due Sept. 30, 2019; via RBC Capital Markets LLC; settlement Sept. 30; Cusip: 78010UWM5
0% Performance Leveraged Upside Securities due January 2016 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y348
0% trigger Performance Leveraged Upside Securities due April 2017 linked to the S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y355
0% Performance Leveraged Upside Securities due January 2016 linked to the S&P MidCap 400 index; via RBC Capital Markets, LLC; pricing Sept. 30; Cusip: 78011Y330
0% Leveraged Index Return Notes due September 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Accelerated Return Notes due November 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% Strategic Accelerated Redemption Securities due October 2015 linked to the American Depositary Receipts of Petroleo Brasileiro SA; via BofA Merrill Lynch; pricing in September
0% Strategic Accelerated Redemption Securities due October 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
0% market-linked step-up notes due September 2017 linked to the S&P 500 index, the Russell 2000 index, the MSCI EAFE index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in September
0% direct investment notes due Nov. 8, 2015 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Oct. 3; Cusip: 78010UY76
18-21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78010UV79
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return Notes due November 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in September
14-month 0% Accelerated Return Notes due November 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in September
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Sept. 24, 2021 linked to the worst performing of the MSCI Emerging Markets index, the Russell 2000 index and the Topix index; 65% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Sept. 19; Cusip: 90273L658
0% contingent return optimization securities due Sept. 29, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L559
0% trigger return optimization securities due Sept. 15, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L526
0% contingent return optimization securities due Sept. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L542
0% trigger return optimization securities due Sept. 29, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L534
0% trigger step performance securities due Sept. 28, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L500
0% trigger performance securities due Sept. 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L484
0% trigger performance securities due Sept. 30, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25; Cusip: 90273L591
0% dual directional trigger Performance Leveraged Upside Securities due April 2, 2020 linked to the Euro Stoxx 50 index; via UBS Securities LLC; pricing Sept. 30; Cusip: 90273L450
0% Accelerated Return Notes due September 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in September
0% capped Leveraged Index Return Notes due September 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in September
WELLS FARGO & CO.
Floating-rate notes due Sept. 23, 2024 linked to the 30-year Constant Maturity Swap rate; via Wells Fargo Securities, LLC; pricing Sept. 18; Cusip: 94986RUW9
0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due July 9, 2018 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities LLC; pricing Sept. 30; Cusip: 94986RUU3
8% equity-linked securities due August 2015 linked to Archer-Daniels-Midland Co. common stock; via Wells Fargo Securities LLC; pricing in September; Cusip: 949746333
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