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Structured Products Calendar
BANK OF AMERICA CORP.
0% Accelerated Return Notes due October 2015 linked to BP plc, Exxon Mobil Corp. and Occidental Petroleum Corp.; via BofA Merrill Lynch; pricing in August
0% Market Index Target-Term Securities due August 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
8% STEP Income Securities due August 2015 linked to D.R. Horton, Inc. shares; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 tied to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in August
14-month 0% Accelerated Return Notes due October 2015 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the S&P Oil & Gas Exploration and Production Select Industry index; via BofA Merrill Lynch; pricing in August
BANK OF MONTREAL
0% notes due Aug. 30, 2024 linked to the BMO Q-30 Strategy; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVM4
0% buffered bullish return notes due Feb. 29, 2016 linked to the iShares MSCI EAFE ETF; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVX0
0% contingent risk absolute return notes due Aug. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVY8
0.5% autocallable cash-settled notes with step-up call price due Aug. 31, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVT9
0% buffered bullish digital notes due Feb. 28, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVQ5
0% upside booster notes with barrier due Aug. 30, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVS1
0% buffered bullish enhanced return notes due Aug. 31, 2017 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVU6
0% contingent risk absolute return notes due Aug. 31, 2020 linked to the SPDR Dow Jones industrial average exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVP7
0% contingent risk absolute return notes due Aug. 31, 2020 linked to the SPDR Euro Stoxx 50 exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 06366RVN2
BANK OF NOVA SCOTIA
Floored floating-rate notes due Aug. 28, 2024; via Scotia Capital (USA) Inc.; pricing Aug. 25; Cusip: 064159FP6
Callable steepener notes due Aug. 28, 2034; via Scotia Capital (USA) Inc.; pricing Aug. 25; Cusip: 064159FR2
Callable steepener notes due Aug. 28, 2034; via Scotia Capital (USA) Inc.; pricing Aug. 25; Cusip: 064159FM3
Capped fixed-to-floating-rate notes due Aug. 28, 2019; via Scotia Capital (USA) Inc.; pricing Aug. 25; Cusip: 064159FN1
BARCLAYS BANK DELAWARE
0% certificates of deposit due Feb. 25, 2022 linked to the Euro Stoxx 50 index; via agent Barclays and distributor Incapital LLC; pricing Aug. 22; Cusip: 06740AY29
Certificates of deposit due Aug. 28, 2019 linked to a basket of common stocks including Apple, Inc., Duke Energy Corp., Hewlett-Packard Co., NIKE Inc. and Ford Motor Co.; via Barclays with Incapital LLC as distributor; pricing Aug. 25; Cusip: 06740AY37
Certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks including Apple, Inc., Duke Energy Corp., Hewlett-Packard Co., NIKE Inc. and Ford Motor Co.; via Barclays with Incapital LLC as distributor; pricing Aug. 25; Cusip: 06740AX20
Certificates of deposit due Aug. 28, 2019 linked to a basket of 10 common stocks (Apple, Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and the Williams Cos., Inc.); via Barclays with Incapital LLC as distributor; pricing Aug. 25; Cusip: 06740AW96
Certificates of deposit due Aug. 27, 2021 linked to a basket of 10 common stocks (Apple, Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and the Williams Cos., Inc.); via Barclays with Incapital LLC as distributor; pricing Aug. 25; Cusip: 06740AX38
Certificates of deposit due Aug. 27, 2021 linked to a basket of 10 common stocks (Apple, Inc., AbbVie Inc., American Express Co., Bristol-Myers Squibb Co., ConocoPhillips, Cisco Systems, Inc., Ford Motor Co., Microsoft Corp., PPL Corp. and the Williams Cos., Inc.); via Barclays with Incapital LLC as distributor; pricing Aug. 25; Cusip: 06740AW88
0% certificates of deposit due Aug. 29, 2019 linked to the Russell 2000 index; via agent Barclays and distributor Incapital LLC; pricing Aug. 25; Cusip: 06740AX53
0% certificates of deposit due Aug. 30, 2021 linked to the S&P 500 index; via agent Barclays and distributor Incapital LLC; pricing Aug. 25; Cusip: 06740AX87
0% certificates of deposit due Aug. 30, 2021 linked to the S&P 500 index; via agent Barclays and distributor Incapital LLC; pricing Aug. 25; Cusip: 06740AX95
0% certificates of deposit due Aug. 30, 2021 linked to the Shiller Barclays CAPE US Sector Risk Controlled 7% USD Excess Return index; via agent Barclays and distributor Incapital LLC; pricing Aug. 25; Cusip: 06740AX79
0% certificates of deposit due Aug. 31, 2021 linked to the Barclays Armour II Excess Return 7% index; via agent Barclays and distributor Incapital LLC; pricing Aug. 26; Cusip: 06740AX61
BARCLAYS BANK PLC
0% autocallable trigger Performance Leveraged Upside Securities due Aug. 25, 2017 linked to the common stock of General Electric Co.; via Barclays; pricing Aug. 22; Cusip: 06742W216
Phoenix autocallable notes due Sept. 10, 2015 linked to General Motors Co. common stock; via Barclays and J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 06741UHX5
Phoenix autocallable notes due Aug. 25, 2017 linked to the worse performing of the common stocks of MasterCard Inc. and American Express Co.; 75% trigger; via Barclays; pricing Aug. 22; Cusip: 06741JV71
Phoenix autocallable notes due Sept. 10, 2015 linked to Pioneer Natural Resources Co. common stock; via Barclays and J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 06741UHW7
Contingent income autocallable securities due Aug. 25, 2017 linked to Valero Energy Corp. shares; 75% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 06742W174
Contingent income autocallable securities due Aug. 27, 2015 linked to Yahoo! Inc. shares; 75% trigger; via Barclays with Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 06742W182
0% buffered SuperTrack notes due Aug. 29, 2019 linked to the Dow Jones industrial average; via Barclays; pricing Aug. 26; Cusip: 06741UGQ1
0% dual directional notes due Aug. 31, 2020 linked to the Euro Stoxx 50 index; via Barclays; pricing Aug. 26; Cusip: 06741UHD9
0% Super Track notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via Barclays; pricing Aug. 26: Cusip: 06741UHE7
Callable contingent payment notes due Aug. 31, 2017 linked to the worst performing of the Euro Stoxx 50 index, the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; 60% trigger; via Barclays with UBS Financial Services Inc.; pricing Aug. 26; Cusip: 06741UHB3
Callable contingent payment notes due Aug. 29, 2024 linked to the Russell 2000 index; via Barclays; pricing Aug. 26; Cusip: 06741UHV9
Buffered iSuper Track notes due Aug. 31, 2017 linked to the S&P 500 index; via Barclays; pricing Aug. 26; Cusip: 06741UHR8
0% buffered SuperTrack notes due Aug. 29, 2019 linked to the S&P 500 index; via Barclays; pricing Aug. 26; Cusip: 06741UGP3
0% trigger performance securities due Aug. 30, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; 70% trigger; via Barclays with UBS Financial Services Inc.; pricing Aug. 26; Cusip: 06742W299
0% buffered digital notes due Aug. 31, 2017 linked to the Russell 2000 index; via Barclays; pricing Aug. 27; Cusip: 06741UGW8
14-month 0% Accelerated Return Notes due October 2015 linked to a basket of three technology sector stocks (Apple Inc., Facebook, Inc. and Yahoo! Inc.); via BofA Merrill Lynch; pricing in August
8% STEP Income Securities due September 2015 linked to Whirlpool Corp. shares; via Bank of America Merrill Lynch; pricing in August
0% notes due Sept. 9, 2017 linked to the EquityCompass Share Buyback index; via Barclays; pricing Sept. 4: Cusip: 06741UHH0
CONVEXCEL SUIT BUFFERED CAPPED ENHANCED PARTICIPATION TRUST, SERIES 1
Units linked to the iShares Russell 2000 index fund; via Matrix Capital Group, Inc.; pricing Oct. 15; Cusip: 57683W111 (standard accounts) and 57683W103 (fee-based accounts)
CITIGROUP INC.
Non-callable fixed-to-floating-rate notes due August 27, 2024; via Citigroup Global Markets Inc.; pricing Aug. 22; Cusip: 1730T0W39
Callable step-up coupon notes due Aug. 28, 2019; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 1730T0W47
Callable leveraged CMS spread notes due Aug. 28, 2034 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 1730T0W21
0% buffer securities due Aug. 29, 2019 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 1730T0V63
0% market-linked notes due Aug. 30, 2019 tied to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Aug. 25; Cusip: 1730T0W70
Autocallable contingent coupon equity-linked securities due Aug. 30, 2017 linked to Gilead Sciences, Inc. common stock; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 1730T0W54
0% market-linked notes due Feb. 28, 2020 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 25; Cusip: 1730T0V71
0% Accelerated Return Notes due Feb. 28, 2018 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0W62
0% contingent return optimization securities due Aug. 31, 2017 linked to the Russell 2000 index; via Citigroup Global Markets Inc. with distribution through UBS Financial Services Inc.; pricing Aug. 26; Cusip: 17322H362
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Aug. 29, 2034; via Citigroup Global Markets Inc. with Morgan Stanley & Co. LLC as dealer; pricing Aug. 26; Cusip: 1730T0V89
Callable step-up coupon notes due Sept. 19, 2029; via Citigroup Global Markets Inc.; pricing Sept. 16; Cusip: 1730T0X20
CREDIT SUISSE AG
0% absolute return barrier securities due Aug. 31, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QR81
0% absolute return barrier securities due Aug. 31, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QR73
0% digital-plus barrier notes due Aug. 31, 2020 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QQQ2
0% accelerated barrier notes due Aug. 27, 2019 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QRX6
0% accelerated barrier notes due March 1, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QS56
0% digital-plus barrier notes due Aug. 29, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QRC2
0% digital-plus barrier notes due Aug. 31, 2020 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QQE9
Contingent coupon callable yield notes due Aug. 29, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 22; Cusip: 22547QR99
7.5% autocallable reverse convertible securities due Aug. 28, 2015 linked to Celgene Corp. shares; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 25; Cusip: 22547QSD9
Contingent coupon autocallable yield notes due Aug. 29, 2016 linked to the common stock of E*Trade Financial Corp. and the American Depositary Shares of AstraZeneca plc; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QSC1
0% Buffered Accelerated Return Equity Securities due Aug. 28, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QR40
High/low coupon callable yield notes due Nov. 30, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QRJ7
Step-up contingent coupon callable yield notes due Aug. 29, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QRN8
Callable daily range accrual notes due Feb. 28, 2022 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QRZ1
0% digital-plus barrier notes due Aug. 28, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QR65
0% absolute return barrier securities due Aug. 28, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QQJ8
0% accelerated barrier notes due Aug. 28, 2018 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547QR57
0% Buffered Accelerated Return Equity Securities due Feb. 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547QRM0
Annual reset coupon buffered notes due Aug. 31, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547QRK4
0% accelerated barrier notes due Sept. 4, 2018 linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547QRG3
0% absolute return barrier securities due Sept. 4, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547QRH1
0% accelerated barrier notes due Sept. 4, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547QRE8
0% digital-plus barrier notes due Sept. 4, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547QRF5
5.2% autocallable coupon buffered securities due Dec. 4, 2015 linked to the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 29;
Cusip: 22547QSB3
Income notes due August 2020 linked to AbbVie Inc., BHP Billiton Ltd., Comcast Corp., Eaton Corp. plc, Exxon Mobil Corp., Ford Motor Co., Facebook, Inc., FireEye, Inc., Helmerich & Payne, Inc., JPMorgan Chase & Co., Kraft Foods Group, Inc., McDonalds Corp., Och-Ziff Capital Management Group LLC, Philip Morris International Inc., PPL Corp., Sempra Energy, SunEdison, Inc., Texas Instruments Inc., Under Armour, Inc. and Verizon Communications Inc.; via BofA Merrill Lynch; pricing in August
Market-linked step-up notes due August 2016 tied to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
Autocallable market-linked step-up notes due August 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Autocallable market-linked step-up notes due August 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Autocallable market-linked step-up notes due August 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
DEUTSCHE BANK AG, LONDON BRANCH
0% securities due Aug. 28, 2019 linked to the Euro Stoxx 50 index; 62% to 68% trigger; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25152RNL3
0% knock-out notes due Feb. 24, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25152RPD9
0% capped return enhanced notes due Sept. 10, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25152RPB3
Call warrants expiring Aug. 25, 2017 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25155V168
Call warrants expiring Aug. 25, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25155V184
0% capped knock-out notes due Sept. 10, 2015 linked to the S&P 500 index; 84.25% trigger; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Aug. 22; Cusip: 25152RPA5
0% trigger performance securities due Aug. 28, 2024 linked to the S&P 500 index; 50% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 22; Cusip: 25155V192
CMS slope steepener notes due Aug. 28, 2034 linked to 30-year Constant Maturity Swap rate over the two-year CMS rate; via Deutsche Bank Securities Inc.; pricing Aug. 25; Cusip: 25152RXC2
0% uncapped buffered underlying securities due Aug. 31, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Aug. 28; Cusip: 25152RKQ5
Phoenix autocallable securities due Sept. 1, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; 85% trigger; via Deutsche Bank Securities Inc.; pricing Aug. 28; Cusip: 25152RKP7
0% uncapped buffered underlying securities due Aug. 31, 2018 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Aug. 28; Cusip: 25152RKR3
0% buffered digital notes linked to the MSCI EAFE index due in 22 to 25 months; 90% trigger; via Deutsche Bank Securities Inc.; Cusip: 25152RNR0
GOLDMAN SACHS BANK USA
0% certificates of deposit due Feb. 28, 2020 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 25; Cusip: 38147JY63
0% certificates of deposit due May 28, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 25; Cusip: 38147JY48
Variable-coupon certificates of deposit due Aug. 26, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 25; Cusip: 38147JY71
1% certificates of deposit due July 29, 2021 linked to the GS Momentum Builder Multi-Asset 5 ER index; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 25; Cusip: 38147JY89
Variable-coupon basket-linked certificates of deposit due Aug. 27, 2021 linked to Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonalds Corp., Merck & Co., Inc., Monsanto Co., Proctor & Gamble Co., UnitedHealth Group Inc. and Verizon Communications Inc.; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 26; Cusip: 38147JZ21
0% certificates of deposit due Aug. 31, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 26; Cusip: 38147JY97
0% equity index-linked certificates of deposit due March 3, 2021 linked to S&P 500 index with a 50% weight, the Russell 2000 index with a 25% weight and the S&P MidCap 400 index with a 25% weight; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 26; Cusip: 38147JZ39
GOLDMAN SACHS GROUP, INC.
0% leveraged index-linked trigger notes due March 1, 2021 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 22; Cusip: 38147QEU6
0% trigger performance securities due Aug. 30, 2019 linked to the iShares MSCI EAFE exchange-traded fund; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38148C700
0% return optimization securities due Sept. 30, 2015 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38148C718
0% trigger performance securities due Aug. 30, 2019 linked to the S&P 500 index; 60% trigger; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38148C692
0% return optimization securities due Sept. 30, 2015 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38148C726
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 29, 2029; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QEG7
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 29, 2024; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QEM4
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 29, 2024; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QE36
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 29, 2029; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QE93
0% buffered notes due Aug. 30, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QEQ5
Callable step-up fixed-rate notes due August 2019; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38147QDU7
Fixed-to-floating-rate notes due August 2024; via Goldman Sachs & Co.; pricing in August; Cusip: 38147QEY8
0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QCR5
0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QER3
Two-year 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QSF4
0% 24-month buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QEV4
0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QCM6
HSBC USA INC.
0% buffered uncapped market participation securities due Aug. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc; pricing Aug. 22; Cusip: 40433BHP6
0% buffered uncapped market participation securities due Aug. 29, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc; pricing Aug. 22; Cusip: 40433BHQ4
0% SelectInvest debt securities due Aug. 27, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJL3
0% SelectInvest debt securities due Aug. 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJR0
0% SelectInvest debt securities due Aug. 27, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJF6
0% SelectInvest debt securities due Aug. 27, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHS0
0% SelectInvest debt securities due Aug. 27, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHV3
0% SelectInvest debt securities due Aug. 28, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHZ4
0% SelectInvest debt securities due Aug. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJA7
0% SelectInvest debt securities due Aug. 27, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHU5
0% SelectInvest debt securities due Aug. 27, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJK5
0% SelectInvest debt securities due Aug. 28, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJQ2
0% SelectInvest debt securities due Aug. 27, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJE9
0% SelectInvest debt securities due Aug. 29, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHK7
0% SelectInvest debt securities due Aug. 29, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHN1
0% SelectInvest debt securities due Aug. 29, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHH4
0% SelectInvest debt securities due Aug. 29, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHL5
0% SelectInvest debt securities due Aug. 27, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJJ8
0% SelectInvest debt securities due Aug. 27, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJD1
0% SelectInvest debt securities due Aug. 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJP4
0% SelectInvest debt securities due Aug. 27, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHT8
0% SelectInvest debt securities due Aug. 28, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHY7
0% SelectInvest debt securities due Aug. 27, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJD1
0% SelectInvest debt securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHS0
0% SelectInvest debt securities due Aug. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHX9
0% SelectInvest debt securities due Aug. 27, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJC3
0% SelectInvest debt securities due Aug. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJN9
0% SelectInvest debt securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJH2
0% SelectInvest debt securities due Aug. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHJ0
0% SelectInvest debt securities due Aug. 29, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHM3
0% SelectInvest debt securities due Aug. 27, 2015 linked to the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJM1
0% SelectInvest debt securities due Aug. 28, 2017 linked to the S&P 500 index with a 40% weight, the Euro Stoxx 50 index with a 30% weight, the Russell 2000 index with a 20% weight and iShares MSCI Emerging Markets ETF with a 10% weight; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJS8
0% SelectInvest debt securities due Aug. 22, 2019 linked to a basket of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJG4
0% SelectInvest debt securities due Aug. 28, 2017 linked to a basket of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BJB5
0% SelectInvest debt securities due Aug. 27, 2015 linked to a basket of the S&P 500 index, Euro Stoxx 50 index, Russell 2000 index and iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing Aug. 22; Cusip: 40433BHW1
Contingent income autocallable securities due Aug. 27, 2015 linked to Tesoro Corp. shares; 75% trigger; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 40434D798
Income plus notes with minimum coupon due Aug. 30, 2021 linked to a basket of common stocks (Altria Group, Inc., Bristol-Myers Squibb Co., ConocoPhillips, Kraft Foods Group, Inc. and McDonalds Corp.); via HSBC Securities (USA) Inc.; pricing Aug. 25; Cusip: 40433BKT4
0% market-linked notes due Aug. 30, 2019 tied to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 25; Cusip: 40433BKW7
0% barrier leveraged tracker notes due Aug. 29, 2018 linked to the Hang Seng China Enterprises index; via HSBC Securities (USA) Inc.; pricing Aug. 25; Cusip: 40433BHG6
0% buffered uncapped market participation securities due Aug. 29, 2019 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKB3
0% buffered uncapped market participation securities due Aug. 29, 2018 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKR8
0% barrier tracker notes due Aug. 29, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKZ0
0% buffered Accelerated Market Participation Securities due Aug. 29, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKG2
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKL1
0% leveraged buffered uncapped market participation securities due Aug. 29, 2017 linked to the Euro Stoxx 50 index; 85% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKA5
0% buffered uncapped market participation securities due Aug. 29, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BJZ2
0% Accelerated Market Participation Securities due Feb. 29, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKP2
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKL1
0% buffered Accelerated Market Participation Securities due Aug. 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKF4
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKK3
0% leveraged buffered uncapped market participation securities due Aug. 29, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKC1
0% Accelerated Market Participation Securities due Feb. 29, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKN7
0% buffered Accelerated Market Participation Securities due Aug. 29, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKE7
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKJ6
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKJ6
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKH0
0% buffered Accelerated Market Participation Securities due Aug. 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKD9
0% buffered Accelerated Market Participation Securities due Aug. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKH0
0% buffered uncapped market participation securities due Aug. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BJY5
0% buffered accelerated return notes due Aug. 30, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKQ0
0% Accelerated Market Participation Securities due Feb. 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BKM9
0% trigger performance securities due Aug. 31, 2017 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Aug. 26; Cusip: 40434D806
5.5% autocallable yield notes due Nov. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BJX7
6% autocallable yield notes due Nov. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40433BJW9
0% airbag performance securities due Aug. 30, 2024 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 40434D855
0% trigger performance securities due Aug. 31, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40434D889
0% trigger performance securities due Aug. 30, 2024 linked to the Euro Stoxx 50 index; 50% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40434D863
0% dual directional trigger Performance Leveraged Upside Securities due March 4, 2020 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 29; Cusip: 40434D509
0% trigger jump securities due Sept. 4, 2019 linked to the Euro Stoxx 50 index; 60% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 29; Cusip: 40434D608
0% barrier tracker notes due August 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing in August; Cusip: 40433BKZ0
16- to 20-month 0% long short notes linked to the Industrial Select Sector/Consumer Discretionary Select Sector Long Short index; via BofA Merrill Lynch; pricing in August
0% digital-plus barrier notes due February 2020 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in August; Cusip: 40433BKS6
Market-linked step-up notes due August 2018 linked to S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2016 linked to S&P 500 index, MSCI EAFE index and MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in August
JPMORGAN CHASE BANK, NA
Fixed-to-floating-rate certificates of deposit due Aug. 25, 2019; via J.P. Morgan Securities LLC; pricing Aug. 20; Cusip: 48125TVR3
0% Performance Leveraged Upside Securities due Aug. 29, 2016 linked to the iShares FTSE China Large-Cap exchange-traded fund; via HSBC Securities (USA) Inc. with Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 40434D814
0% certificates of deposit due Aug. 30, 2019 linked to a basket of four equally weighted currencies relative to the dollar (Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi); via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TVM4
Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to a basket of common stocks (Bristol-Myers Squibb Co., Duke Energy Corp. Hewlett-Packard Co., Kimberly-Clark Corp., McDonalds Corp., Mead Johnson Nutrition Co., Raytheon Co., Verizon Communications Inc., Walgreen Co. and Williams Cos., Inc.); via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TVF9
Digital contingent coupon certificates of deposit due Aug. 31, 2021 linked to a basket of common stocks (Caterpillar Inc., CenturyLink, Inc., Duke Energy Corp., Ford Motor Co., International Business Machines Corp., Eli Lilly and Co., Procter & Gamble Co., Philip Morris International Inc., Potash Corp. of Saskatchewan Inc. and Sysco Corp.); via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TVQ5
0% certificates of deposit due Aug. 31, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TUY9
0% certificates of deposit due Aug. 31, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TUW3
Market-linked certificates of deposit with contingent annual interest due Aug. 31, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TUP8
Variable annual income certificates of deposit due Aug. 31, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TVJ1
Variable annual income certificates of deposit due Aug. 31, 2021 linked to the J.P. Morgan High Yield ETF Volatility Target index 3%; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TVK8
0% certificates of deposit due Aug. 31, 2020 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48125TUJ2
0% certificates of deposit due Aug. 31, 2020 linked to the J.P. Morgan Mozaic Fixed Income index (USD); via J.P. Securities LLC; pricing Aug. 26; Cusip: 48125TUG8
JPMORGAN CHASE & CO.
Fixed-to-floating-rate notes due Aug. 25, 2021; via J.P. Morgan Securities LLC; pricing Aug. 20; Cusip: 48127DNP9
9% upside autocallable reverse exchangeable notes due Feb. 25, 2016 linked to the least performing of the capital stock of International Business Machines Corp., the common stock of Cisco Systems, Inc., the common stock of Microsoft Corp. and the common stock of Intel Corp.; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 20; Cusip: 48127DWJ3
6% autocallable yield notes due Nov. 25, 2015 linked to the Russell 2000 index, iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via J.P. Morgan Securities LLC; pricing Aug. 20; Cusip: 48127DWB0
0% capped buffered enhanced participation equity notes due Aug. 25, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 20; Cusip: 48127DWV6
0% trigger Performance Leveraged Upside Securities due Feb. 27, 2020 linked to Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 48127H869
0% knock-out buffered return enhanced notes due Aug. 25, 2017 linked to the lesser performing of the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DWK0
Autocallable contingent interest notes due Aug. 25, 2016 linked to the lesser performing of the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DWP9
0% Performance Leveraged Upside Securities due Feb. 26, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC with distribution through Morgan Stanley Wealth Management; pricing Aug. 22; Cusip: 481246510
0% capped return enhanced notes due Sept. 10, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DXL7
0% knock-out buffered notes due Feb. 24, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DXM5
0% review notes due Aug. 25, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DUD8
Autocallable contingent interest notes due Sept. 10, 2015 linked to YUM! Brands, Inc. shares; 85% trigger; via J.P. Morgan Securities LLC; pricing Aug. 22; Cusip: 48127DXN3
Autocallable contingent interest notes due Dec. 1, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 25; Cusip: 48127DXD5
Autocallable contingent interest notes due Dec. 1, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 25; Cusip: 48127DXC7
0% trigger performance securities due Aug. 29, 2019 linked to the S&P 500 index; 60% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 25; Cusip: 48127H604
Autocallable contingent interest notes due Aug. 29, 2019 linked to the least performing of the common stock of Apple Inc. and the class A common stock of Facebook, Inc. and Google Inc.; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DWQ7
Callable interest rate spread notes due Aug. 29, 2029 linked to the 10-year U.S. dollar Constant Maturity Swap rate and the two-year CMS rate; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48126N7K7
0% capped buffered return enhanced notes due Aug. 31, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVF2
8% to 10% upside autocallable reverse exchangeable notes due Aug. 31, 2015 linked to Gilead Sciences, Inc. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DXE3
0% capped buffered equity notes due March 2, 2016 linked to the iShares MSCI Canada exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DXF0
0% capped buffered return enhanced notes due Aug. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVC9
0% capped buffered return enhanced notes due Aug. 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVD7
0% notes due Aug. 31, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 48127DVW5
0% return notes due Nov. 30, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVJ4
0% return notes due Sept. 30, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVH8
0% capped buffered return enhanced notes due Aug. 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVB1
Autocallable contingent interest notes due Dec. 2, 2015 linked to the lesser performing of the Russell 2000 index and the iShares Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVP0
Autocallable contingent interest notes due Dec. 2, 2015 linked to the lesser performing of the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVM7
Autocallable contingent interest notes due Dec. 2, 2015 linked to the lesser performing of the Russell 2000 index and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVN5
0% capped buffered return enhanced notes due Aug. 31, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVE5
Callable variable-rate range accrual notes due Aug. 29, 2029 linked to the S&P 500 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48126N7L5
0% dual directional knock-out buffered equity notes due Aug. 31, 2016 linked to the S&P 500 index; 81.65% trigger; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DXG8
0% review notes due Aug. 31, 2017 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48127DVQ8
Callable range accrual notes due Aug. 29, 2026 linked to the S&P 500 index and Libor; via J.P. Morgan Securities LLC; pricing Aug. 26; Cusip: 48126N7J0
0% Performance Leveraged Upside Securities due Oct. 5, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 29; Cusip: 481246569
0% Performance Leveraged Upside Securities due Oct. 5, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 29; Cusip: 481246551
0% trigger Performance Leveraged Upside Securities due March 3, 2017 linked to S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Wealth Management; pricing Aug. 29; Cusip: 481246577
MORGAN STANLEY
0% trigger performance securities due Aug. 28, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 22; Cusip: 61758S468
0% trigger Performance Leveraged Upside Securities due Aug. 29, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSK6
Contingent income securities due Aug. 29, 2029 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSJ9.
Contingent coupon notes due Aug. 29, 2034 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSD2
Contingent income autocallable securities due Aug. 29, 2016 linked to Netflix, Inc. common stock; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSG5
Contingent income autocallable securities due Aug. 29, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSL4
Contingent income autocallable step-up securities due Aug. 29, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSH3
0% trigger performance securities due Aug. 30, 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC as agent and UBS Financial Services Inc. as dealer; pricing Aug. 26; Cusip: 61758S328
0% buffered jump securities due Aug. 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSC4
0% trigger performance securities due Aug. 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC as agent and UBS Financial Services Inc. as dealer; pricing Aug. 26; Cusip: 61758S310
0% trigger Performance Leveraged Upside Securities due Aug. 29, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSF7
Contingent income autocallable securities due Aug. 31, 2015 linked to Twitter, Inc. common stock; via Morgan Stanley & Co. LLC; pricing Aug. 26; Cusip: 61761JSM2
Fixed-to-floating notes due Aug. 28, 2024; via Morgan Stanley & Co. LLC; settlement Aug. 28; Cusip: 61760QEQ3
Fixed-to-floating-rate CMS curve and Russell 2000 index-linked range accrual securities due Aug. 29, 2034; 50% trigger; via Morgan Stanley & Co. LLC; settlement Aug. 29; Cusip: 61760QER1
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Aug. 29, 2034; via Morgan Stanley & Co. LLC; settlement Aug. 29; Cusip: 61760QEP5
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Aug. 29, 2034; via Morgan Stanley & Co. LLC; settling Aug. 29; Cusip: 61760QES9
Fixed-to-floating leveraged CMS curve and Russell 2000 index-linked notes due Aug. 29, 2034; 50% trigger; via Morgan Stanley & Co. LLC; settling Aug. 29; Cusip: 61760QET7
Contingent income autocallable securities due August 2015 linked to Micron Technology, Inc. shares; 65% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing in August; Cusip: 61758S443
Contingent income autocallable securities due August 2017 linked to the common stock of Celgene Corp.; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S450
0% trigger Performance Leveraged Upside Securities due August 2017 linked to the iShares U.S. Real Estate exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S237
0% market-linked notes with past performance adjusted contingent coupon due September 2021 linked to the Morgan Stanley SmartInvest Alpha 5% Volatility Target index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761S885
0% trigger PLUS due August 2020 linked to the iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S435
Contingent income autocallable securities due August 2017 linked to Prudential Financial, Inc. common stock; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S385
0% trigger Performance Leveraged Upside Securities due March 2017 linked to RBOB gasoline with a 27.5% weight, West Texas Intermediate light sweet crude oil with a 27.5% weight, soybeans with a 16.9% weight, copper with a 12.5% weight, palladium with a 10% weight and cotton with a 5.6% weight; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762GBZ6
0% dual directional trigger Performance Leveraged Upside Securities due August 2020 linked to the S&P 500 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S245
0% trigger jump securities due August 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S252
0% market-linked notes due February 2022 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S260
0% dual directional trigger jump securities due August 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61758S427
NOMURA AMERICA FINANCE, LLC
Callable step-up notes due Aug. 29, 2029; via Nomura Securities International, Inc.; pricing Aug. 28; Cusip: 65539ABF6
ROYAL BANK OF CANADA
0% buffered bullish enhanced return notes due Aug. 23, 2019 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Aug. 20; Cusip: 78010US99
Redeemable step-up notes due Aug. 22, 2022; via RBC Capital Markets, LLC; settlement Aug. 22; Cusip: 78010UWJ2
0% phoenix autocallable notes due Sept. 10, 2015 linked to the common stock of Actavis plc; via RBC Capital Markets, LLC; pricing Aug. 22; Cusip: 78010UV61
Trigger phoenix autocallable notes due Aug. 27, 2019 linked to the least performing of the Dow Jones industrial average, Russell 2000 index and Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Aug. 22; Cusip: 78010UV46
Trigger phoenix autocallable notes with memory coupon due Aug. 25, 2017 linked to the worst performing of the common stocks of Goldman Sachs Group, Inc. and JPMorgan Chase & Co.; 75% trigger; via RBC Capital Markets, LLC; pricing Aug. 22; Cusip: 78010US81
Trigger phoenix autocallable notes with memory coupon due Aug. 25, 2017 linked to MetLife, Inc. and Prudential Financial Inc.; via RBC Capital Markets, LLC; pricing Aug. 22; Cusip: 78010UU70
0% trigger return optimization securities due Aug. 31, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78011Y231
0% trigger return optimization securities due Aug. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78011Y223
0% trigger step performance securities due Aug. 31, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 26; Cusip: 78011Y207
Contingent coupon callable yield notes due March 2, 2016 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via RBC Capital Markets, LLC and Barclays; pricing Aug. 26; Cusip: 78010UR74
0% trigger performance securities due Aug. 31, 2017 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; 75% trigger; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing Aug. 26; Cusip: 78011Y215
0% buffered bullish enhanced return notes due Aug. 29, 2019 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78010US73
0% Performance Leveraged Upside Securities due October 2015 linked to the S&P 500 index; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing Aug. 29; Cusip: 78010Y165
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due Sept. 4, 2018 linked to SPDR S&P 500 ETF trust, the iShares Russell 2000 ETF, the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities LLC; pricing Aug. 29; Cusip: 78010UV38
0% Performance Leveraged Upside Securities due October 2015 linked to the WisdomTree Japan Hedged Equity fund; via RBC Capital Markets, LLC; pricing Aug. 29; Cusip: 78011Y157
Leveraged Index Return Notes due August 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
Leveraged Index Return Notes due August 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% bullish enhanced return notes due August 2017 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing in August; Cusip: 78010UU96
Capped Leveraged Index Return Notes due August 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% direct investment notes due Oct. 8, 2015 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Sept. 4; Cusip: 78010US65
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
AB SVENSK EXPORTKREDIT
14-month 0% Accelerated Return Notes due October 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
14-month 0% Accelerated Return Notes due October 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Aug. 27, 2019 linked to the Euro Stoxx 50 index, Russell 2000 index and Topix index; via UBS Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Aug. 22; Cusip: 90273L146
0% trigger performance securities due Aug. 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 26; Cusip: 90273E860
0% contingent return optimization securities due Aug. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 26; Cusip: 90273E886
0% trigger performance securities due Aug. 29, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 26; Cusip: 90273E795
0% trigger return optimization securities due Aug. 31, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 90273E878
0% trigger performance securities due Aug. 30, 2019 linked to the Euro Stoxx 50 index; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 90273E852
0% trigger performance securities due Aug. 30, 2019 linked to the Euro Stoxx 50 index; 60% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 90273E845
0% contingent absolute return performance securities due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 27; Cusip: 90273E837
Buffered performance securities due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 27; Cusip: 90273E829
WELLS FARGO & CO.
0% market-linked securities with leveraged upside participation to a cap and fixed buffered downside due June 7, 2018 linked to the SPDR S&P 500 exchange-traded fund trust; via Wells Fargo Securities LLC; pricing Aug. 29; Cusip: 94986RUR0
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