E-mail us: service@prospectnews.com Or call: 212 374 2800
Bank Loans - CLOs - Convertibles - Distressed Debt - Emerging Markets
Green Finance - High Yield - Investment Grade - Liability Management
Preferreds - Private Placements - Structured Products
 
Published on 4/25/2013 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Floating-rate notes due April 30, 2021; via BofA Merrill Lynch; settling April 30; Cusip: 06048WNV8

• 0% Accelerated Return Notes due May 2014 linked to the Brent crude oil futures contract; via BofA Merrill Lynch; pricing in April

• 0% market-linked step-up notes due April 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due July 2014 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due July 2014 linked to the Merrill Lynch Commodity index eXtra Precious Metals Plus - Excess Return; via BofA Merrill Lynch; pricing in April

• 0% Capped Leveraged Index Return Notes due April 2015 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in April

• 0% autocallable market-linked step-up notes due April 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% market-linked step-up notes due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% autocallable market-linked step-up notes due April 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% market-linked step-up notes due April 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due May 2015 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via BofA Merrill Lynch; pricing in May

• 0% Accelerated Return Notes due June 2014 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in May

BARCLAYS BANK PLC

• 0% capped participation notes due Aug. 29, 2013 linked to the performance of the Brent crude futures contract; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing April 26; Cusip: 06741TTN7

• Phoenix autocallable securities due May 14, 2014 linked to eBay Inc. stock; 80% trigger; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06741TTQ0

• Trigger phoenix autocallable optimization securities due April 30, 2018 linked to the common stock of Deere & Co.; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06742C335

• Trigger phoenix autocallable optimization securities due April 30, 2018 linked to the common stock of Morgan Stanley; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06742C343

• 0% autocallable quarterly review notes due May 14, 2014 linked to palladium; via Barclays and J.P. Morgan Securities LLC; pricing April 26; Cusip: 06741TTR8

• Annual reset coupon buffered notes due April 30, 2019 linked to the Russell 2000 index; via Barclays; pricing April 26; Cusip: 06741TSF5

• 0% buffered Super Track notes due July 7, 2014 linked to the S&P 500 index; via Barclays; pricing April 26; Cusip: 06741TTX5

• Trigger phoenix autocallable optimization securities due April 30, 2018 linked to the common stock of Schlumberger NV; via UBS Financial Services Inc. and Barclays; pricing April 26; Cusip: 06742C327

• 0% notes due May 14, 2014 linked to the Topix index; via Barclays and J.P. Morgan Securities LLC; pricing April 26; Cusip: 06741TTP2

• 11.5% reverse convertible notes due April 29, 2014 linked to VeriFone Systems, Inc. stock; via Barclays Capital; pricing April 29; Cusip: 06741JZK8

• 0% Super Track notes due Oct. 29, 2014 linked to the S&P 500 index; via Barclays; settlement April 30; Cusip: 06741TTK3

• 0% trigger jump securities due Nov. 4, 2013 linked to Apple Inc. common stock; via Barclays and Morgan Stanley Smith Barney LLC; pricing April 30; Cusip: 06742C459

• 0% trigger Performance Leveraged Upside Securities due Nov. 4, 2014 linked to Brent blend crude oil, copper, corn, gold, soybeans and gasoline RBOB; 90% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing April 30; Cusip: 06741TSL2

• Callable contingent coupon notes due April 2015 linked to General Motors Co. shares; 70% trigger; via Barclays; pricing in April; Cusip: 06741JYW3

• 0% Accelerated Return Notes due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% annual autocallable notes due 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via Barclays; pricing in April; Cusip: 06741TTG2

• 0% notes due May 4, 2018 linked to the Barclays Multi-Strategy DJ-UBSCI with Seasonal Energy Excess Return index; via Barclays; pricing May 1; Cusip: 06741TSQ1

• 0% notes due May 10, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing May 7; Cusip: 06741TST5

• 0% buffered Super Track notes due May 19, 2016 linked to the S&P 500 index; via Barclays; pricing May 15; Cusip: 06741TTM9

CITIGROUP INC.

• 0% trigger performance securities due April 28, 2023 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc. with UBS Financial Services Inc.; pricing April 26; Cusip: 173095712

• Autocallable contingent coupon equity-linked securities due May 6, 2015 linked to Apple Inc.; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 1730T0SQ3

• 0% jump securities due May 5, 2015 linked to the iShares Dow Jones U.S. Real Estate index fund; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 1730T0SU4

• 0% trigger Performance Leveraged Upside Securities due May 4, 2016 linked to a basket of common stocks (LyondellBasell Industries NV, CF Industries Holdings, Inc., Schlumberger N.V., EOG Resources, Inc., Hess Corp., Marathon Petroleum Corp., Occidental Petroleum Corp., Phillips 66, Valero Energy Corp. and Halliburton Co.); via Citigroup Global Markets Inc.; pricing April 30; Cusip: 173095639

• 11.5%-13.5% single observation Equity Linked Securities due Nov. 4, 2013 linked to the common stock of Tesoro Corp.; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 173095613

• Callable leveraged CMS spread notes due April 29, 2033 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Citigroup Global Markets Inc.; settlement in April; Cusip: 1730T0SM2

CREDIT SUISSE AG, NASSAU BRANCH

• High/low coupon buffered securities due April 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546T5A5

• Callable daily range accrual securities due April 28, 2023 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 26; Cusip: 22546T5G2

• 7.5% to 8% callable yield notes due Nov. 3, 2014 linked to the Russell 2000 index and the iShares FTSE/Xinhua China 25 index fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22546T4U2

• High/low coupon callable yield notes due Nov. 3, 2014 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 58% trigger; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22546T4N8

• 0% autocallable buffered return equity securities due May 3, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22546T4R9

• 0% digital-plus barrier notes due May 3, 2017 linked to the S&P 500 index and the Russell 2000; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22546T4X6

• Contingent coupon callable yield notes due May 4, 2015 linked to the S&P 500 index, the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22546T4Q1

• High/low coupon callable yield notes due Nov. 3, 2014 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22546T5L1

• 42-month 0% accelerated return securities linked the Hang Seng China Enterprises index, the MSCI Taiwan index, the Hang Seng index and the MSCI Singapore Free index; via Barclays; pricing in April; Cusip: 22546T5B3

• Contingent coupon callable yield notes due May 7, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing May 1; Cusip: 22546T5V9

• 0% buffered lock-in securities due May 31, 2018 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing May 28; Cusip: 22546T5E7

DEUTSCHE BANK AG, LONDON BRANCH

• 6%-8% airbag autocallables yield optimization notes due April 30, 2014 linked to American Eagle Outfitters, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities LLC; pricing April 26; Cusip: 25155H763

• 8.6%-10.6% airbag autocallables yield optimization notes due April 30, 2014 linked to Cobalt International Energy, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities LLC; pricing April 26; Cusip: 25155H755

• 0% autocallable securities due April 30, 2015 linked to a basket of currencies, consisting of the Mexican peso, the Brazilian real and the Chilean peso, relative to the Japanese yen; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing April 26; Cusip: 25152RCM3

• 6.3%-8.3% airbag autocallables yield optimization notes due April 30, 2014 linked to SanDisk Corp. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities LLC; pricing April 26; Cusip: 25155H748

• 7%-9% airbag autocallables yield optimization notes due April 30, 2014 linked to TripAdvisor, Inc. common stock; via UBS Financial Services Inc. and Deutsche Bank Securities LLC; pricing April 26; Cusip: 25155H771

GOLDMAN SACHS GROUP, INC.

• 0% leveraged buffered index-linked notes due April 30, 2015 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 38141GRT3

• 0% buffered index-linked digital notes due April 29, 2016 tied to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 38141GRV8

• 0% leveraged buffered index-linked notes due April 29, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 26; Cusip: 38141GRS5

• Callable step-up fixed-rate notes due April 2028; via Goldman Sachs & Co. and Incapital LLC; pricing in April; Cusip: 38141GSN5

• 15-year callable quarterly CMS spread-linked notes on the 30-year Constant Maturity Swap rate over the five-year CMS rate; via Goldman Sachs & Co.; Cusip: 38141GSM7

• 0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.

• 0% leveraged fund-linked notes tied to the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip; 38147K877

• 24- to 27-month 0% leveraged buffered index-linked notes linked to the MSCI EAFE index; via Goldman Sachs & Co.

• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.

• 0% leveraged index-linked notes due in 18 to 21 months tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147K844

• 0% leveraged buffered notes linked to the S&P 500 index due in 18 to 21 months; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.; Cusip: 38147H486

• 24- to 27-month 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147K885

• 0% leveraged notes linked to the S&P 500 index due in 24 to 27 months; via Goldman Sachs & Co.

• 25- to 28-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.

• 26- to 30-month 0% leveraged buffered notes linked to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.

• 0% buffered notes linked to the S&P 500 index due in 42 to 45 months; 80% trigger; via Goldman Sachs & Co.

• 42- to 48-month 0% leveraged buffered notes linked to the S&P 500 index due in 42 to 48 months; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143U7U9

• 66-month 0% leveraged index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip:38141GSR6
• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• Four-month 0% notes linked to the Topix index; via Goldman Sachs & Co.
HSBC USA INC.
• 0% trigger return optimization securities due April 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 26; Cusip: 40433X837
• 0% Performance Leveraged Upside Securities due Nov. 3, 2014 linked to the Topix index; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing April 30; Cusip: 40433X605
• Zero-coupon callable accreting notes due April 2043; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XAP6
• Fixed-to-floating-rate notes due May 15, 2023; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XEY3
• 0% Capped Leveraged Index Return Notes due April 2015 linked to the Dow Jones Global Titans 50 index; via BofA Merrill Lynch; pricing in April
• 0% currency Market Index Target-Term Securities due April 2015 linked to the Indian rupee relative to the euro; via BofA Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due June 2014 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in April
• Capped Leveraged Index Return notes due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April
• Capped Leveraged Index Return notes due May 2015 linked to the silver spot price; via BofA Merrill Lynch; pricing in April
• Accelerated Market Participation Securities due April 2015 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XEA5
• Market-linked step-up notes due May 2015 linked to the DAX Price Return index; via Bank of America Merrill Lynch; pricing in May
JPMORGAN CHASE & CO.
• 20.5% reverse convertible notes due July 31, 2013 linked to Alpha Natural Resources Inc. stock; via JPMorgan; pricing April 26
• 16% reverse convertible notes due Oct. 31, 2013 linked to Apollo Group Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126DZ85
• 8.5% reverse convertible notes due April 29, 2014 linked to Apple Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2G3
• Autocallable contingent interest notes due May 14, 2014 linked to Apple Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126D2U2
• 0% return notes due May 14, 2014 linked to a basket of 15 equally weighted common stocks (Apple Inc., Citigroup Inc., Yum! Brands, Inc., General Motors Co., Coca-Cola Co., Coach, Inc., Starbucks Corp., Mead Johnson Nutrition Co., NIKE, Inc., Mondelez International, Inc., Wynn Resorts, Ltd., Starwood Hotels & Resorts Worldwide, Inc., Teva Pharmaceutical Industries Ltd., Broadcom Corp. and HSBC Holdings plc.); via J.P. Morgan Securities; pricing April 26; Cusip: 48126D2P3
• 0% contingent absolute return autocallable optimization securities due May 2, 2014 linked to Bank of America Corp. shares; 80% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48124B378
• 11% reverse convertible notes due Oct. 31, 2013 linked to Chesapeake Energy Corp. stock; via JPMorgan; pricing April 26; Cusip: 48126D2B4
• 20% reverse convertible notes due July 31, 2013 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing April 26
• 11.25% reverse convertible notes due Oct. 31, 2013 linked to Electronic Arts Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2A6
• 18.75% reverse convertible notes due July 31, 2013 linked to First Solar, Inc. stock; via JPMorgan; pricing April 26
• 10.5% reverse convertible notes due April 29, 2014 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2E8
• Autocallable contingent interest notes due May 14, 2014 linked to General Electric Co. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126D2N8
• Autocallable contingent interest notes due May 14, 2014 linked to General Motors Co. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126D2L2
• 19% reverse convertible notes due July 31, 2013 linked to J.C. Penney Co., Inc. stock; via JPMorgan; pricing April 26
• 12.75% reverse convertible notes due Oct. 31, 2013 linked to Joy Global Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2C2
• Contingent interest notes due April 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126DH28
• 0% notes due April 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126DG94
• 0% contingent absolute return autocallable optimization securities due May 2, 2014 linked to Micron Technology Inc. share; 60% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48124B386
• 18% reverse convertible notes due Oct. 31, 2013 linked to Netflix, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126DZ93
• 0% contingent absolute return autocallable optimization securities due May 2, 2014 linked to Nvidia Corp. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48124B394
• Autocallable contingent interest notes due May 14, 2014 linked to Occidental Petroleum Corp. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126D2R9
• 13% reverse convertible notes due Oct. 31, 2013 linked to PulteGroup, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2D0
• 11% reverse convertible notes due April 29, 2014 linked to Tesoro Corp. stock; via JPMorgan; pricing April 26; Cusip: 48126D2F5
• 11.25% reverse convertible notes due April 29, 2014 linked to United Continental Holdings, Inc. stock; via JPMorgan; pricing April 26; Cusip: 48126D2H1
• 0% contingent absolute return autocallable optimization securities due May 2, 2014 linked to United Rentals Inc. shares; 65% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 26; Cusip: 48124B410
• Autocallable contingent interest notes due May 14, 2014 linked to Wynn Resorts, Ltd. shares; 75% trigger; via J.P. Morgan Securities LLC; pricing April 26; Cusip: 48126D2M0
• 6% to 8% autocallable yield notes due May 5, 2014 linked to the iShares MSCI Brazil Capped index fund and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48126D2Q1
• Contingent income autocallable securities due May 2, 2014 linked to the Market Vectors Gold Miners exchange-traded fund; 75% trigger; via J.P. Morgan Securities LLC; pricing April 30
MORGAN STANLEY
• 0% trigger phoenix autocallable optimization securities due April 30, 2018 linked to the least performing of the iShares Russell 2000 index fund and the iShares MSCI Emerging Markets index fund; 60% to 65% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing April 26; Cusip: 61762E166
• Fixed-to-floating-rate notes due April 28, 2023 linked to the price of RBOB gasoline; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 6174824H4
• Contingent income securities due April 28, 2028 linked to the worse performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61761JFK0
• Contingent income securities due April 28, 2028 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing April 26; Cusip: 61761JFM6
• 0% return enhanced review notes due May 14, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with J.P. Morgan Securities LLC; pricing April 26; Cusip: 61761JFS3
• 0% trigger Performance Leveraged Upside Securities due April 2017 linked to the Euro Stoxx 50 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761M870
• 0% enhanced trigger jump securities due October 2016 linked to a equal weights of gold, silver and palladium; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 6174824J0
• 0% Performance Leveraged Upside Securities due May 2014 linked to the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761M862
• Contingent income autocallable securities due May 2016 linked to JPMorgan Chase & Co. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61762E174
• Contingent income autocallable securities due May 2014 linked to Las Vegas Sands Corp. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61762E182
• 0% market-linked notes linked to the Morgan Stanley ETF-MAP index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61762E190
• Contingent income securities due May 2028 linked to the Russell 2000 index; 55% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in April; Cusip: 61761JFQ7
• 0% buffered Performance Leveraged Upside Securities due October 2015 linked to the S&P 500 index; 90% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761M847
• 0% Performance Leveraged Upside Securities due May 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761M854
• 0% buffered jump securities due April 2017 linked to S&P 500 index, the Euro Stoxx 50 index, the Topix index and the iShares MSCI Emerging Markets index fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761M888
• Contingent income autocallable securities due May 2016 linked to Starbucks Corp. shares; 80% trigger; pricing in April; Cusip: 61762E208
ROYAL BANK OF CANADA
• Fixed-to-floating-rate notes due April 26, 2018; via RBC Capital Markets LLC; settlement April 26; Cusip: 78008SWT9
• 12.5% reverse convertible notes due July 30, 2013 linked to Abercrombie & Fitch Co. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SP59
• 10.75% reverse convertible notes due Oct. 30, 2013 linked to Allegheny Technologies, Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ41
• 12.25% reverse convertible notes due Oct. 30, 2013 linked to Chesapeake Energy Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ66
• 10% reverse convertible notes due Oct. 30, 2013 linked to F5 Networks, Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ82
• 11% reverse convertible notes due Oct. 30, 2013 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ74
• 10.25% reverse convertible notes due Oct. 30, 2013 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ90
• 13.75% reverse convertible notes due July 30, 2013 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SP83
• 13.25% reverse convertible notes due Oct. 30, 2013 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR32
• 12.25% reverse convertible notes due Oct. 30, 2013 linked to Juniper Networks, Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR24
• 14% reverse convertible notes due Oct. 30, 2013 linked to KB Home stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR40
• 9.25% reverse convertible notes due Oct. 30, 2013 linked to Las Vegas Sands Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR65
• 13.5% reverse convertible notes due Oct. 30, 2013 linked to Michael Kors Holdings Ltd. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR57
• 13.5% reverse convertible notes due Oct. 30, 2013 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ58
• 13.5% reverse convertible notes due Oct. 30, 2013 linked to PulteGroup Inc. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR73
• 10% reverse convertible notes due July 30, 2013 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SP91
• 0% bullish barrier enhanced return notes due April 28, 2016 linked to the SPDR Dow Jones Industrial Average exchange-traded fund trust; 75% trigger; via RBC Capital Markets, LLC; pricing April 26; Cusip: 78008SN44
• 12.5% reverse convertible notes due July 30, 2013 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SQ25
• 13.75% reverse convertible notes due Oct. 30, 2013 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR99
• 12.25% reverse convertible notes due Oct. 30, 2013 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing April 26; Cusip: 78008SR81
• Floored floating-rate notes due April 30, 2018; via RBC Capital Markets, LLC; settlement April 30; Cusip: 78008SWP7
• 0% trigger securities due May 2016 linked to the S&P 500 index; via RBC Capital Markets LLC; pricing April 30; Cusip: 78008D471
• 0% Accelerated Return Notes due June 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April
• 0% Strategic Accelerated Redemption Securities due May 2014 linked to the S&P 500 index; BofA Merrill Lynch; pricing in April
• Coupon-bearing notes due April 2014 linked to the common stock of Toll Bros., Inc.; via BofA Merrill Lynch; pricing in April
• 0% direct investment notes due June 8, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing May 3; Cusip: 78008SN36
• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
• 0% buffered enhanced return notes due in 18 to 21 months; linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78008SS23
• 0% buffered enhanced return notes due in 25 to 28 months linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78008SS31
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due June 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in April
• 0% Accelerated Return Notes due July 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in May
• 0% Accelerated Return Notes due July 2014 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in May
UBS AG, LONDON BRANCH
• Trigger phoenix autocallable optimization securities due Oct. 31, 2014 linked to the common stock of Anadarko Petroleum Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C320
• 0% contingent return optimization securities due Oct. 30, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271B850
• 0% trigger autocallable optimization securities due April 30, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C221
• 0% trigger performance securities due April 29, 2016 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271B868
• 0% trigger performance securities due April 30, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271B876
• 7.5%-9.5% annualized airbag yield optimization notes due Oct. 31, 2013 linked to the common stock of Fortinet, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C304
• Trigger phoenix autocallable optimization securities due Oct. 31, 2014 linked to the common stock of Genworth Financial, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C346
• 7.75%-9.75% annualized airbag yield optimization notes due Oct. 31, 2013 linked to the common stock of MEMC Electronic Materials, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C312
• Contingent income autocallable securities due April 29, 2016 linked to MetLife, Inc. shares; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 26; Cusip: 90271C270
• Trigger phoenix autocallable optimization securities due Oct. 31, 2014 linked to the common stock of Starwood Hotels & Resorts Worldwide, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C338
• 0% trigger autocallable optimization securities due April 30, 2018 linked to the WisdomTree Japan hedged equity fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 26; Cusip: 90271C205
• Contingent income autocallable securities due May 3, 2018 linked to the worst performing of the Euro Stoxx 50 index, the S&P 500 index and the MSCI Emerging Markets index; 57% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 30; Cusip: 90271C288
UNION BANK, NA
• 0% currency basket return market-linked certificates of deposit due April 30, 2018 linked to the Australian dollar, the Brazilian real, the Canadian dollar and the Norwegian krone; via UnionBanc Investment Services, LLC and Incapital LLC; pricing April 26; Cusip: 90521AMK1
WELLS FARGO & CO.
• 0% upside participation equity-linked notes due May 7, 2020 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing April 30; Cusip: 94986RPG0
• 0% upside participation ETF-linked notes due May 7, 2020 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities LLC; pricing April 30; Cusip: 94986RPF2
• 19- to 21-month 0% buffered enhanced return securities with upside participation to a cap and buffered downside with multiplier linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing in April; Cusip: 94986RPP0
• 0% equity-linked enhanced return securities with upside participation to a cap and one-to-one downside exposure tied to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in April; Cusip: 94986RPQ8

© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere. For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.