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Structured Products Calendar
BANK OF AMERICA CORP.
0% market-linked step-up notes due October 2016 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2016 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due October 2014 linked to a basket of the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
0% market-linked step-up notes due October 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
Capped Leveraged Index Return Notes due October 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% autocallable market-linked step-up notes due October 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due October 2015 linked to the Merrill Lynch Commodity index eXtra; via BofA Merrill Lynch; pricing in October
BANK OF MONTREAL
0% contingent risk absolute return notes due Oct. 15, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Oct. 9; Cusip: 06366RRL1
0% barrier bullish return notes due Oct. 17, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 9; Cusip: 06366RRK3
0% buffered bullish enhanced return notes due Oct. 31, 2016 linked to the iShares China Large-Cap exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRD9
0% buffered bullish enhanced return notes due Oct. 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRE7
4% autocallable cash-settled notes with step-up call price due Oct. 30, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRF4
0% upside booster notes with barrier due Oct. 31, 2018 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRJ6
0% barrier bullish enhanced return notes due Oct. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRG2
0% upside booster notes with barrier due Oct. 31, 2018 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Oct. 28; Cusip: 06366RRH0
BANK OF NOVA SCOTIA
Callable step-up notes due Oct. 30, 2028; via Scotia Capital (USA) Inc.; pricing Oct. 25; Cusip: 064159CC8
BARCLAYS BANK DELAWARE
Certificates of deposit due Oct. 30, 2018 linked to the common stocks of AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Wells Fargo & Co., Walgreen Co. and Verizon Communications Inc.; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD30
Certificates of deposit due Oct. 30, 2019 linked to the common stocks of AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Wells Fargo & Co., Walgreen Co. and Verizon Communications Inc.; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD48
Certificates of deposit due Oct. 29, 2020 linked to the common stocks of AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Wells Fargo & Co., Walgreen Co. and Verizon Communications Inc.; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD55
0.5%-0.75% certificates of deposit due Oct. 29, 2020 linked to the Barclays Armour II Excess Return 5% index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD22
0% certificates of deposit due Oct. 29, 2020 linked to the Euro Stoxx 50 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD71
0% certificates of deposit due Oct. 30, 2019 linked to the Hang Seng index, the Euro Stoxx 50 index, the FTSE 100 index and the S&P 500 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AE21
0.25%-0.35% certificates of deposit due Oct. 30, 2018 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD89
0% certificates of deposit due Oct. 29, 2020 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD63
Certificates of deposit due Oct. 29, 2020 linked to the S&P GSCI Aluminum Index Excess Return, the S&P GSCI Brent Crude Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Lean Hogs Index Excess Return, the S&P GSCI Live Cattle Index Excess Return, the S&P GSCI Precious Metals Index Excess Return, the S&P GSCI Lead Index Excess Return, the S&P GSCI Nickel Index Excess Return, the S&P GSCI Sugar Index Excess Return and the S&P GSCI Zinc Index Excess Return; via Barclays and Incapital LLC; pricing Oct. 25; Cusip: 06740AD97
BARCLAYS BANK PLC
0% buffered Super Track notes due Feb. 13, 2018 linked to the S&P 500 index; via Barclays; pricing Oct. 8; Cusip: 06741TL47
12% reverse convertible notes due Jan. 14, 2014 linked to Cirrus Logic, Inc. stock; via Barclays Capital; pricing Oct. 9; Cusip: 06741J4M8
0% buffered Super Track notes due Oct. 15, 2015 linked to the iShares MSCI EAFE index fund; via Barclays; pricing Oct. 9; Cusip: 06741TP43
0% buffered Super Track notes due Oct. 15, 2015 linked to the S&P 500 index; via Barclays; pricing Oct. 9; Cusip: 06741TP50
5% callable yield notes Oct. 15, 2021 linked to the Russell 2000 index; 50% trigger; via Barclays; pricing Oct. 11; Cusip: 06741TN45
Trigger phoenix autocallable optimization securities due Oct. 17, 2023 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; 50% trigger; via UBS Financial Services Inc. and Barclays; pricing Oct. 11; Cusip: 06742E836
Principal at risk steepener range accrual notes due Oct. 18, 2028 linked to the 30-year Constant Maturity Swap rate over the two-year CMS rate and the Russell 2000 index; via Barclays; pricing Oct. 15; Cusip: 06741TS24
Capped fixed-to-floating notes due Oct. 23, 2018; via Barclays; pricing Oct. 18; Cusip: 06741TR66
Notes due Oct. 29, 2020 linked to AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Walgreen Co., Wells Fargo & Co. and Verizon Communications Inc.; via Barclays; pricing Oct. 24; Cusip: 06741TQ59
Callable contingent coupon notes due Oct. 27, 2016 linked to Facebook, Inc. shares; via Barclays; pricing Oct. 24; Cusip: 06741J4Q9
0% Super Track notes due April 28, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing Oct. 28; Cusip: 06741TQ83
0% Super Track notes due Aug. 2, 2017 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing Oct. 28; Cusip: 06741TL21
0% airbag return optimization securities due Oct. 31, 2016 linked to the iShares Russell 2000 exchange-traded fund; via Barclays with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 06742E869
Callable contingent payment notes due Oct. 26, 2018 linked to the Market Vector Gold Miners exchange-traded fund; via Barclays; pricing Oct. 28; Cusip: 06741TP76
Callable contingent payment notes due Oct. 31, 2019 linked to the Market Vector Gold Miners exchange-traded fund; via Barclays; pricing Oct. 28; Cusip: 06741TP92
0% airbag return optimization securities due Oct. 31, 2016 linked to the SPDR S&P 500 exchange-traded fund; via Barclays with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 06742E877
0% trigger performance securities due Oct. 31, 2018 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 06742E851
Annual reset coupon buffered notes due Oct. 31, 2019 linked to the Russell 2000 index; via Barclays; pricing Oct. 29; Cusip: 06741TQ34
Annual reset coupon buffered notes due Oct. 31, 2019 linked to the Russell 2000 index; via Barclays; pricing Oct. 29; Cusip: 06741TH91
11.5% STEP Income Securities due October 2014 linked to Delta Air Lines, Inc.; via BofA Merrill Lynch; pricing in October
Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7
BNP PARIBAS
0% buffered return enhanced notes due Oct. 30, 2015 linked to the S&P 500 index; via BNPP Securities; pricing Oct. 8; Cusip: 05574LR67
0% buffered return enhanced notes due Oct. 30, 2015 linked to the S&P 500 index; via BNPP Securities; pricing Oct. 8; Cusip: 05574LR83
0% leveraged certificate plus notes due Jan. 30, 2019 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing Oct. 25; Cusip: 05574LR59
0% return enhanced notes due Oct. 30, 2015 linked to a basket of common stocks selected from the Richard Bernstein Advisors American Industrial Renaissance universe (Acuity Brands, Inc., American Railcar Industries, Inc., Covanta Holding Corp., Generac Holdings Inc., Huntington Bancshares Inc., MasTec, Inc., Proto Labs, Inc., Quanta Services, Inc., Trinity Industries, Inc. and URS Corp.); via BNP Paribas Securities Corp.; pricing Oct. 28; Cusip: 05574LQW1
0% buffered notes due Oct. 31, 2017 linked to the Dow Jones industrial average; via BNPP Securities; pricing Oct. 28; Cusip: 05574LR75
23- to 26-month 0% notes linked to the Russell 2000 index; via BNP Paribas Securities Corp.; Cusip: 05574LRC4
CITIGROUP INC.
0% dual directional trigger Performance Leveraged Upside Securities due April 21, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc. with Morgan Stanley Smith Barney LLC as dealer; pricing Oct. 18; Cusip: 17321F847
Noncallable fixed-to-floating notes due Dec. 28, 2018; via Citigroup Global Markets Inc.; pricing Oct. 25; Cusip: 1730T0VM8
0% Accelerated Return Notes due Aug. 2, 2017 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Oct. 28; Cusip: 1730T0VL0
CREDIT SUISSE AG
0% Buffered Accelerated Return Equity Securities due Feb. 13, 2018 tied to the S&P MidCap 400 index with a 70% weight and the Russell 2000 index with a 30% weight; via Credit Suisse Securities (USA) LLC; pricing Oct. 8; Cusip: 22547QB62
5% callable yield notes due Oct. 15, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 10; Cusip: 22547QC20
0% accelerated barrier notes due Oct. 25, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 18; Cusip: 22547QBD7
Contingent coupon callable yield notes Oct. 25, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 18; Cusip: 22547QBE5
6.05% callable daily range accrual securities due July 29, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 24; Cusip: 22547QBN5
Autocallable securities due Oct. 31, 2016 linked to the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QBW5
0% Bares due Oct. 31, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QBP0
High/low coupon callable yield notes due April 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QBK1
0% cert plus securities due Oct. 31, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QBF2
Contingent coupon callable yield notes due Oct. 31, 2016 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Barclays; pricing Oct. 28; Cusip: 22547QBV7
High/low coupon callable yield notes due Oct. 31, 2014 linked to the U.S. Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QBH8
6.55% contingent coupon autocallable yield notes due Oct. 31, 2023 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 28; Cusip: 22547QC61
6%-7% contingent coupon callable yield notes due Oct. 31, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 22547QC46
0% Buffered Accelerated Return Equity Securities due Oct. 31, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 29; Cusip: 38147QWW2
0% Bares due Nov. 5, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QBS4
0% cert plus securities due Nov. 6, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QBR6
0% callable cert plus securities due Nov. 5, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QBL9
High/low coupon callable yield notes due May 5, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Oct. 31; Cusip: 22547QBJ4
0% Strategic Accelerated Redemption Securities due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
9% STEP Income Securities due October 2014 linked to salesforce.com, inc.; via BofA Merrill Lynch; pricing in October
0% buffered return equity securities due March 13, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QA89
CREDIT SUISSE AG, LONDON BRANCH
0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing in October; Cusip: 22547QBB1
GOLDMAN SACHS GROUP, INC.
Callable monthly Russell 2000 index-linked range accrual notes due Oct. 30, 2028; via Goldman Sachs & Co.; pricing Oct. 25; Cusip: 38147QZE9
Callable buffered monthly range accrual notes due July 31, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Oct. 28; Cusip: 38147QYW0
Callable monthly range accrual notes due Oct. 31, 2023 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QYA8
Callable monthly range accrual notes due Oct. 31, 2023 linked to the Russell 2000 index; 50% ; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QXW1
Callable monthly range accrual notes due Oct. 31, 2028 linked to the Russell 2000 index; 50% ; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QYS9
0% leveraged notes due Nov. 3, 2020 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing Oct. 29; Cusip: 38147QXA9
Fixed-to-floating notes due October 2023 linked to the Consumer Price Index; via Goldman, Sachs & Co. and Incapital LLC; pricing in October; Cusip: 38147QYN0
60-month 0% leveraged buffered notes linked to the S&P 500 index; 75% trigger; via Goldman, Sachs & Co.; Cusip: 38147QXJ0
18- to 21-month 0% digital notes linked to the dollar value of the Euro Stoxx 50 index; via Goldman Sachs & Co.
15-year callable quarterly CMS spread-linked notes linked to the 30-year and five-year Constant Maturity Swap rates; via Goldman Sachs & Co.; Cusip: 38147QWS1
18- to 21-month 0% leveraged notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.
0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
36- to 39-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co; Cusip: 38147QZA7
36- to 40-month 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QXN1
0% leveraged buffered notes due 2018 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QRA6
24- to 27-month 0% leveraged buffered notes linked to the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38147QXS0
26-month 0% leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; 90% trigger; via Goldman, Sachs & Co.; Cusip: 38147QYE0
0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9
0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
HSBC USA INC.
0% buffered market participation securities due Sept. 27, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 10; Cusip: 40432XMD0
Fixed-to-floating notes due Oct. 17, 2016; via HSBC Securities (USA) Inc.; settlement Oct. 17; Cusip: 40432XMG3
Contingent income barrier notes due Oct. 25, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 18; Cusip: 40432XM81
0% buffered uncapped market participation securities due Oct. 30, 2017 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XM32
Income plus notes due Oct. 29, 2020 linked to the common stocks of AT&T Inc., General Electric Co., Hewlett-Packard Co., Intel Corp. and Pfizer Inc.; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XM65
Income plus notes due Oct. 29, 2020 linked to the common stocks of AT&T Inc., General Electric Co., Hewlett-Packard Co., Intel Corp. and Pfizer Inc.; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XM73
0% trigger performance securities due Oct. 31, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Oct. 28; Cusip: 40434B503
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XM57
0% buffered uncapped market participation securities due Oct. 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XLZ2
0% buffered market participation securities due Oct. 31, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Oct. 24; Cusip: 40432XM24
0% buffered uncapped market participation securities with lock-in floor due Sept. 27, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; settlement Oct. 25; Cusip: 40432XM99
0% uncapped Accelerated Market Participation Securities due Oct. 30, 2015 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XLV1
0% leveraged buffered uncapped market participation securities due Oct. 31, 2016 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XLU3
0% 50/150 performance securities due Oct. 30, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XLX7
5% to 6% autocallable yield notes due Jan. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XMB4
5.5% to 6.5% autocallable yield notes due Jan. 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XMA6
0% leveraged buffered uncapped market participation securities due Oct. 30, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Oct. 25; Cusip: 40432XLW9
Autocallable barrier notes with step-up call price due Oct. 31, 2016 linked to the Russell 2000 index; via BMO Capital Markets Corp., pricing Oct. 28; Cusip: 06366RRN7
0% airbag return optimization securities due Oct. 31, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Oct. 29; Cusip: 40433X134
0% trigger performance securities due Oct. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Oct. 29; Cusip: 40434B404
0% airbag performance securities due Oct. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Oct. 29; Cusip: 40433X126
Leveraged Index Return Notes due October 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% Market Index Target-Term Securities due October 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in October
0% performance plus securities due October 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing in October; Cusip: 40432XLH2
0% Performance Leveraged Upside Securities due October 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC handling distribution; pricing in October; Cusip: 40433X118
JPMORGAN CHASE & CO.
14.9% reverse convertible notes due Jan. 14, 2014 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48126NVK0
7.55% reverse convertible notes due April 14, 2014 linked to Coach, Inc. stock; via JPMorgan; pricing Oct. 9; Cusip: 48126NVM6
0% capped buffered equity notes due Oct. 15, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 9; Cusip: 48126NVP9
0% capped dual directional knock-out buffered notes due Oct. 14, 2016 linked to the iShares 20+ Year Treasury Bond exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing Oct. 9; Cusip: 48126NVN4
13.6% reverse convertible notes due Jan. 14, 2014 linked to J.C. Penney Co., Inc stock; via JPMorgan; pricing Oct. 9; Cusip: 48126NVJ3
13.55% reverse convertible notes due Jan. 14, 2014 linked to Lennar Corp. stock; via JPMorgan; pricing Oct. 9; Cusip: 48126NVL8
Notes due Oct. 19, 2020 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 11; Cusip: 48126NWR4
Single observation callable yield notes due April 27, 2015 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 18; Cusip: 48126NWS2
Fixed-to-floating rate leveraged CMS curve and S&P 500 index-linked notes due Oct. 23, 2028; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; settlement Oct. 23; Cusip: 48126D7K9
0% capped buffered return enhanced notes due July 31, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVV6
7% to 9% autocallable yield notes due Oct. 31, 2014 linked to the iShares MSCI Emerging Markets exchange-traded fund and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVT1
0% capped buffered return enhanced notes due July 31, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVW4
Notes due Oct. 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NWU7
0% return notes due Jan 30, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVZ7
0% capped buffered return enhanced notes due Oct. 30, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVY0
0% capped buffered return enhanced notes due Oct. 30, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVX2
5.25% to 7.25% autocallable yield notes due Oct. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVS3
6.25% to 8.25% autocallable yield notes due Oct. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48126NVR5
0% buffered Performance Leveraged Upside Securities due Dec. 4, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing Oct. 31; Cusip: 48126H266
0% Performance Leveraged Upside Securities due Dec. 4, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Oct. 31; Cusip: 48126H274
JPMORGAN CHASE BANK, NA
Callable variable-rate range accrual certificates of deposit due Oct. 17, 2028 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Oct. 11;Cusip: 48124J5Y0
0% certificates of deposit due Oct. 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48124J4V7
0% certificates of deposit due April 30, 2019 linked to the J.P. Morgan Mozaic Fixed Income index (USD); via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48124J5D6
0% certificates of deposit due April 30, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC; pricing Oct. 28; Cusip: 48124J5F1
Digital contingent coupon certificates of deposit due Oct. 31, 2019 linked to a basket of 10 equally weighted common stocks (Bristol-Myers Squibb Co., Kimberly-Clark Corp., Coca-Cola Co., McDonald's Corp., Altria Group, Inc., Procter & Gamble Co., Philip Morris International Inc., Southern Co., AT&T Inc. and Unilever plc); pricing Oct. 28; Cusip: 48124J5R5
Digital contingent coupon certificates of deposit due Oct. 30, 2020 linked to a basket of 10 equally weighted common stocks (Bristol-Myers Squibb Co., Kimberly-Clark Corp., Coca-Cola Co., McDonald's Corp., Altria Group, Inc., Procter & Gamble Co., Philip Morris International Inc., Southern Co., AT&T Inc. and Unilever plc); pricing Oct. 28; Cusip: 48124J5Q7
Digital contingent coupon certificates of deposit due Oct. 30, 2020 linked to a basket of 10 equally weighted common stocks (Bristol-Myers Squibb Co., Kimberly-Clark Corp., Coca-Cola Co., McDonald's Corp., Altria Group, Inc., Procter & Gamble Co., Philip Morris International Inc., Southern Co., AT&T Inc. and Unilever plc); pricing Oct. 28; Cusip: 48124J5V6
MORGAN STANLEY
0% trigger performance securities due Oct. 31, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 61762W208
0% trigger performance securities due Oct. 31, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 28; Cusip: 61762W216
0% lock-in buffered securities due Oct. 31, 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JMD8
0% market-linked notes due Oct. 29, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JMC0
0% trigger Performance Leveraged Upside Securities due Oct. 30, 2020 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JLZ0
Contingent income securities due Oct. 31, 2028 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JMB2
Contingent income securities due Oct. 31, 2028 linked to S&P 500 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JMA4
Contingent coupon notes due Oct. 31, 2033 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JLY3
Contingent income securities due Oct. 31, 2028 linked to the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Oct. 28; Cusip: 61761JLW7
0% trigger performance securities due Oct. 31, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Oct. 29; Cusip: 61762W224
Fixed-to-floating-rate leveraged CMS curve and Russell 2000 index-linked notes due Oct. 31, 2033; via Morgan Stanley & Co. LLC; settlement Oct. 31; Cusip: 61760QDN1
Contingent income autocallable securities due October 2014 linked to Amazon.com, Inc. shares; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762W190
Contingent income autocallable securities due October 2014 linked to Ford Motor Co. shares; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762W232
0% dual directional trigger Performance Leveraged Upside Securities due April 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762W257
0% commodity-linked notes due April 2019 tied to West Texas Intermediate light sweet crude oil; via Morgan Stanley & Co. LLC; pricing in October; Cusip: 61762GAG9
ROYAL BANK OF CANADA
Contingent income autocallable securities due October 2016 linked to the worst performing of the common stocks of Goldman Sachs Group, Inc. and Wells Fargo & Co.; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing Oct. 8; Cusip: 78009Q638
0% buffered bullish enhanced return notes due Oct. 11, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Oct. 8; Cusip: 78010UFP7
7.8%-11.8% reverse convertible notes due April 14, 2014 linked to the common stock of Eaton Corp.; via RBC Capital Markets, LLC; pricing Oct. 9; Cusip: 78010UFF9
0% absolute return barrier notes due Oct. 15, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via RBC Capital Markets, LLC; pricing Oct. 9; Cusip: 78010UFD4
7.15%-11.15% reverse convertible notes due April 14, 2014 linked to the common stock of Mead Johnson Nutrition Co.; via RBC Capital Markets, LLC; pricing Oct. 9; Cusip: 78010UFG7
0% absolute return barrier notes due Oct. 15, 2015 linked to the S&P 500 index; 76.75%-79.75% trigger; via RBC Capital Markets, LLC; pricing Oct. 9; Cusip: 78010UFE2
Redeemable step-up notes due Oct. 23, 2025; via RBC Capital Markets, LLC; settlement Oct. 23; Cusip: 78010UCX3
0% contingent return optimization securities due April 29, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78009Q554
0% contingent return optimization securities due April 29, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Oct. 28; Cusip: 78009Q562
0% Performance Leveraged Upside Securities due December 2014 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing Oct. 31; Cusip: 78009Q588
0% Accelerated Return Notes due January 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in October
0% Strategic Accelerated Redemption Securities due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in October
18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
AB SVENSK EXPORTKREDIT
0% Accelerated Return Notes due January 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in October
0% Accelerated Return Notes due January 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in October
UBS AG, LONDON BRANCH
0% trigger step performance securities due Oct. 31, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90271M567
0% trigger step performance securities due Oct. 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Oct. 28; Cusip: 90271M559
UNION BANK, NA
0% quarterly capped return market-linked certificates of deposit due Oct. 31, 2018 linked to the Dow Jones industrial average; via UnionBanc Investment Services, LLC with Incapital LLC; pricing Oct. 28; Cusip: 90521APM4
0% quarterly capped return market-linked certificates of deposit due Oct. 31, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC with Incapital LLC; pricing Oct. 28; Cusip: 90521APN2
0% quarterly capped return market-linked certificates of deposit due Oct. 31, 2017 linked to the PowerShares QQQ Trust, series 1; via UnionBanc Investment Services, LLC with Incapital LLC; pricing Oct. 28; Cusip: 90521APP7
WELLS FARGO & CO.
2.2%-2.4% access securities with upside participation to a cap and fixed percentage buffered downside due Oct. 19, 2016 linked to the iShares U.S. Real Estate exchange-traded fund; via Wells Fargo Securities, LLC; pricing Oct. 14; Cusip: 94986RRQ6
0% access securities with upside participation and contingent downside due Oct. 19, 2016 linked to the SPDR S&P 500 ETF trust; via Wells Fargo Securities, LLC; pricing Oct. 14; Cusip: 94986RRR4
Market-linked notes due May 7, 2020 tied to SPDR S&P 500 ETF Trust, the SPDR S&P MidCap 400 ETF Trust and the iShares Russell 2000 ETF; via Wells Fargo Securities, LLC; pricing Oct. 31; Cusip: 94986RRS2
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