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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-down step-up callable notes due March 12, 2032; via Bank of America Merrill Lynch; settlement March 12; Cusip: 06048WKV1
• 10% to 12% callable yield notes due March 19, 2013 linked to the S&P 500 index, Russell 2000 index and the iShares MSCI Emerging Markets index fund; 70% trigger; via Bank of America Merrill Lynch; settling March 19; Cusip: 06048WKY5
• 7% to 9% callable yield notes due March 19, 2013 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Bank of America Merrill Lynch; settling March 19; Cusip: 06048WKZ2
• 0% digital return notes due March 2015 linked to the 30-year Constant Maturity Swap rate; via Bank of America Merrill Lynch; pricing in March
• Variable coupon notes due April 2017 linked to Altria Group, Inc., Apple Inc., Barrick Gold Corp., Boeing Co., Citigroup Inc., Chesapeake Energy Corp., Cisco Systems, Inc., Eli Lilly and Co., Goldcorp Inc., Intel Corp., MetLife, Inc., Monsanto Co., Pfizer Inc., Union Pacific Corp., Whole Foods Market, Inc. and Wal-Mart Stores, Inc.; via Bank of America Merrill Lynch; pricing in March
• 0% Market Index Target-Term Securities due April 2018 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in March
• 0% currency-linked step-up notes due March 2015 linked to the Indian rupee and Chinese renminbi; via Bank of America Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the iShares MSCI Brazil index fund; 90% trigger; via Bank of America Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due April 2013 linked to the common stock of Microsoft Corp.; via Bank of America Merrill Lynch; pricing in March
• 0% autocallable market-linked step-up notes due March 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2013 linked to the S&P MidCap 400 index; via Bank of America Merrill Lynch; pricing in March
BANK OF MONTREAL
• 13% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Abercrombie & Fitch Co. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4C8
• 14% annualized reverse exchangeable notes due June 18, 2012 linked to Alpha Natural Resources, Inc.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3V7
• 10.5% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Baker Hughes Inc. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4D6
• 13.5% annualized reverse exchangeable notes due June 18, 2012 linked to Bank of America Corp.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3W5
• 9% annualized reverse exchangeable notes due June 18, 2012 linked to Baidu, Inc.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3X3
• 10% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Cameron International Corp. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4E4
• 13% annualized reverse exchangeable notes due Sept. 18, 2012 linked to CF Industries Holdings, Inc. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4F1
• 12.5% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Freeport-McMoRan Copper & Gold Inc. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4G9
• 13.5% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Goodyear Tire & Rubber Co. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4H7
• 0% buffered bullish enhanced return notes due Sept. 16, 2013 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3Q8
• 13.5% annualized reverse exchangeable notes due June 18, 2012 linked to lululemon athletica inc.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3Y1
• 12% annualized reverse exchangeable notes due June 18, 2012 linked to MGM Resorts International; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q3Z8
• 13% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Silver Wheaton Corp. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4K0
• 10.25% annualized reverse exchangeable notes due Sept. 18, 2012 linked to SLM Corp. shares; via BMO Capital Markets Corp.; pricing on March 13; Cusip: 06366Q4J3
• 12.5% annualized reverse exchangeable notes due June 18, 2012 linked to Western Refining, Inc.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q4A2
• 14% annualized reverse exchangeable notes due June 18, 2012 linked to United States Steel Corp.; via BMO Capital Markets Corp.; pricing March 13; Cusip: 06366Q4B0
• 7% to 10% autocallable reverse exchangeable notes due March 28, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing March 27; Cusip: 06366Q2S5
• 0% buffered bullish enhanced return notes due April 5, 2013 linked to the iShares Russell 2000 index fund; 90% trigger; via BMO Capital Markets Corp.; pricing March 27; Cusip: 06366Q4L8
BARCLAYS BANK PLC
• 0% notes due March 11, 2015 linked to the EquityCompass Share Buyback index; via Barclays Capital Inc.; pricing March 6; Cusip: 06738KQ38
• Buffered iSuper Track notes due March 17, 2014 linked to the iShares Dow Jones U.S. Real Estate index fund; via Barclays Capital Inc.; pricing March 13; Cusip: 06738KT68
• 0% Strategic Accelerated Redemption Securities due April 2013 linked to Freeport-McMoRan Copper & Gold Inc. shares; via Bank of America Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due April 2013 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in March
• 0% bear Strategic Accelerated Redemption Securities due September 2012 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due April 2013 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in March
CITIGROUP FUNDING INC.
• Callable step-up coupon notes due March 7, 2022; via Citigroup Global Markets Inc.; pricing March 9; Cusip: 1730T0WH8
• Noncallable fixed-to-floating-rate notes due March 16, 2015; via Wells Fargo Securities, LLC; pricing March 13; Cusip: 1730T0WN5
• Range accrual notes due March 2027 linked to Libor and the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 15; Cusip: 1730T0WE5
• Noncallable fixed-to-floating-rate notes due March 29, 2016; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 1730T0WQ8
• 0% contingent return optimization securities due March 31 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 27; Cusip: 17318Q202
• 9% to 11% annualized single observation Equity LinKed Securities due Sept. 26, 2012 linked to Bank of America Corp. shares; 80% trigger; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17317U113
• 0% dual directional trigger Performance Leveraged Upside Securities due March 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing March 29; Cusip: 17317U147
• 0% enhanced buffered jump securities due March 27, 2017 linked to the S&P 500 index; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing March 29; Cusip: 17317U139
• 0% Performance Leveraged Upside Securities due April 2013 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 29; Cusip: 17317U154
• 0% buffered digital plus notes due September 2015 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing in March; Cusip: 1730T0WJ4
CREDIT SUISSE AG, NASSAU BRANCH
• 8.5% to 9.5% callable yield notes due March 12, 2013 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing March 7; Cusip: 22546TNM9
• High/low coupon callable yield notes due March 12, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 7; Cusip: 22546TND9
• High/low coupon callable yield notes due March 12, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 7; Cusip: 22546TNE7
• High/low coupon callable yield notes due March 12, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 7; Cusip: 22546TNF4
• 0% digital barrier notes due April 11, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 8; Cusip: 22546TNU1
• Annual coupon CS notes due March 24, 2017 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22546TNB
• High/low coupon callable yield notes due March 26, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22546TNH0
• 6% to 8% callable yield notes due Sept. 26, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22546TNK3
• High/low coupon callable yield notes due March 27, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22546TNG2
• 0% callable Cert Plus securities due March 27, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22546TNN7
• High/low coupon callable yield notes due March 27, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 22; Cusip: 22546TNG2
• 0% digital barrier notes due July 1, 2013 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 23; Cusip: 22546TNP2
• 0% digital-plus barrier notes due March 31, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing March 23
• 6.75% to 8.75% callable yield notes due July 1, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 23; Cusip: 22546TNR8
DEUTSCHE BANK AG, LONDON BRANCH
• 0% capped buffered underlying securities due March 31, 2016 linked to S&P 500 index, Russell 2000 index and iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc.; pricing March 23; Cusip: 2515A1HB0
GOLDMAN SACHS BANK USA
• Contingent-coupon basket-linked certificates of deposit due 2018 linked to the common stocks of Aflac Inc., Altria Group, Inc., AT&T Inc., Eli Lilly & Co., Exelon Corp., Exxon Mobile Corp., Freeport-McMoRan Copper & Gold Inc., Lockheed Martin Corp., Microsoft Corp. and TJX Cos.; via Goldman Sachs & Co. (agent) and Incapital LLC (distributor); Cusip: 38143ALD5
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. (agent) and Incapital LLC (distributor); Cusip: 38143ALJ2
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. (agent) and Incapital LLC (distributor); Cusip: 38143ALL7
• Variable-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. (agent) and Incapital LLC (distributor); Cusip: 38143ALK9
• 0% equity index-linked certificates of deposit due 2019 linked to the Euro Stoxx 50 index, the S&P 500 index, the S&P/TSX 60 index and the Topix; via Goldman Sachs & Co. (agent) and Incapital LLC (distributor); Cusip: 38143ALM5
GOLDMAN SACHS GROUP, INC.
• 5.75-year 0% equity index-linked notes linked to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143US77
• 0% buffered index-linked digital notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UT27
• 0% leveraged index-linked notes due in three to four months tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes linked to the MSCI All Country World index; via Goldman Sachs & Co.
• 36- to 42-month 0% leveraged buffered index-linked notes linked to the MSCI All Country World index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.
• 13-month 0% buffered index-linked digital notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ61
• 13- to 15-month 0% buffered index-linked digital notes linked to the Russell 2000 index; via Goldman Sachs & Co.
• 18-month 0% autocallable buffered index-linked notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ53
• 0% buffered index-linked digital notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 18- to 21-month 0% index-linked digital notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 24-month 0% buffered index-linked digital notes tied to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143UP62
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 36-month 0% buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143US69
• Three-year 0% leveraged buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UQ79
• 42-month 0% buffered index-linked digital notes tied to the Dow Jones industrial average; 80% trigger; via Goldman Sachs & Co.
• 15-year callable quarterly index-linked range accrual notes tied to the S&P 500 index; 75% to 80% trigger; via Goldman Sachs & Co.; Cusip: 38143US44
• 15-year callable quarterly index-linked range accrual notes tied to the S&P 500 index and six-month Libor; 72.5% to 77.5% trigger; via Goldman Sachs & Co.; Cusip: 38143US36
• Four-year 0% leveraged buffered basket-linked notes linked to the S&P MidCap 400 index, the Russell 2000 index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip: 38143US28
HSBC BANK USA, NA
• 0% Global Opportunity certificates of deposit due March 28, 2019 linked to the Dow Jones industrial average, the Euro Stoxx 50 index and the TWSE index; via HSBC Securities (USA) Inc.; pricing March 22; Cusip: 40431GM55
• Annual income opportunity CDs with auto cap due March 29, 2019 linked to Amgen Inc., Applied Materials, Inc., Exelon Corp., General Electric Co., Intel Corp., Lorillard, Inc., PepsiCo, Inc., Pfizer Inc., Procter & Gamble Co. and Time Warner Cable Inc.; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40431GM89
• Income Plus certificates of deposit due March 29, 2019 with 3% potential coupon linked to common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing March 26; 40431GL98
• Income Plus certificates of deposit due March 29, 2019 with 5% potential coupon linked to common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40431GM22
• Income Plus certificates of deposit due March 29, 2019 with 6.25% potential coupon linked to common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40431GM30
• Head-Start Annual Income Opportunity certificates of deposit with auto cap feature due March 29, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40431GM71
• Annual income opportunity CDs with auto cap due April 1, 2019 linked to AstraZeneca plc, Encana Corp., General Mills, Inc., Gerdau SA, Home Depot, Inc., ICICI Bank Ltd., Randgold Resources Ltd., Taiwan Semiconductor Manufacturing Co. Ltd., Unilever NV and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40431GN39
• Annual income opportunity CDs with auto cap due March 30, 2017 linked to Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40431GL31
• Annual income opportunity CDs with auto cap due April 2, 2018 linked to Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40431GL64
• Annual Income Opportunity certificates of deposit with minimum return due April 1, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40431GL49
• 0% growth opportunity certificates of deposit due April 1, 2019 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40431GN21
HSBC USA INC.
• 7%-9% autocallable yield notes due March 13, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 7; Cusip: 4042K1YA5
• 10%-12% autocallable yield notes due March 13, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 7; Cusip: 4042K1XZ1
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the iShares FTSE/Xinhua China 25 index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing March 9; Cusip: 4042K1YB3
• Annual income opportunity notes with auto cap due March 30, 2015 linked to Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1ZA4
• Head start annual income opportunity notes with auto cap due March 28, 2017 linked to Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1ZB2
• 0% buffered uncapped market participation securities due March 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1YZ0
• 0% buffered performance plus securities due March 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1YQ0
• 0% buffered performance plus securities due March 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1YR8
• Annual income opportunity notes with auto cap due March 28, 2019 linked Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing March 23; Cusip: 4042K1ZC0
• 0% buffered Accelerated Market Participation Securities due Oct. 1, 2013 linked to the iShares MSCIEmerging Markets index fund; 90% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 4042K1YX5
• 0% buffered Accelerated Market Participation Securities due Oct. 1, 2013 linked to the Russell 2000 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 4042K1YW7
• 0% buffered Accelerated Market Participation Securities due Oct. 1, 2013 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 4042K1YV9
• 0% trigger performance securities due March 31, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 40433K330
• 7%-9% autocallable yield notes due April 3, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 4042K1ZG1
• 10%-12% autocallable yield notes due April 3, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 4042K1ZF3
• 0% leveraged buffered uncapped market participation securities due April 1, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc; pricing March 27; Cusip: 4042K1ZJ5
• 0% performance notes due March 30, 2017 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 4042K1ZD8
0% 50/150 performance notes due April 4, 2017 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing March 27; Cusip: 4042K1ZH9
• 0% buffered return optimization notes due March 31, 2014 linked to the S&P 500 index; 90% trigger; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing March 27; Cusip: 40433K348
• 0% trigger performance securities due March 31, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc. as underwriter with UBS Financial Services Inc. as agent; pricing March 27; Cusip: 40433K348
• 0% performance notes due April 4, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities(USA) Inc.; pricing March 30; Cusip: 4042K1ZE6
• Coupon-bearing notes due April 2013 linked to the common stock of Apple Inc.; via Bank of America Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2013 linked to the Energy Select Sector index; via Bank of America Merrill Lynch; pricing in March
• 0% participation securities due September 2013 linked to the spot price of gold; via HSBC Securities (USA) Inc.; pricing in March; Cusip: 4042K1YP2
• 0% Accelerated Return Notes due May 2013 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in March
• 0% Leveraged Index Return Notes due March 2015 linked to the S&P 100 index; via Bank of America Merrill Lynch; pricing in March
• 0% Accelerated Market Participation Securities due June 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in March; Cusip: 4042K1YG2
• 0% Capped Leveraged Index Return Notes due March 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in March
• Market-linked step-up notes due March 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in March
JPMORGAN CHASE & CO.
• Callable fixed-rate step-up notes due March 9, 2024 with 3.5% initial rate; via J.P. Morgan Securities LLC; pricing March 6; Cusip: 48125VQG8
• 0% knock-out digital notes due April 15, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via J.P. Morgan Securities LLC; pricing March 8; Cusip: 48125VQB9
• Range accrual notes due March 14, 2022 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 9; Cusip: 48125VLK4
• Upside autocallable single observation reverse exchangeable notes due March 15, 2013 linked to Peabody Energy Corp. shares; 65% trigger; via J.P. Morgan Securities LLC; pricing March 12; Cusip: 48125VPY0
• 11.5% to 13.5% annualized reverse exchangeable notes due Sept. 18, 2012 linked to Kohl's Corp. shares; 85% trigger; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125VPE4
• Callable range accrual notes due March 16, 2027 linked to the S&P 500 index and six-month Libor; via J.P. Morgan Securities LLC; pricing March 13; Cusip: 48125VQH6
• Callable variable-rate range accrual notes due March 21, 2027 linked to the S&P 500 index and Libor; via J.P. Morgan Securities LLC; pricing March 16; Cusip: 48125VQJ2
• Digital contingent coupon notes due March 29, 2018 linked to a basket of stocks (Altria Group, Inc., Barrick Gold Corp., CenturyLink, Inc., Kinross Gold Corp., Lorillard, Inc., Mead Johnson Nutrition Co., PG&E Corp., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.); via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VQA1
• 0% buffered return enhanced notes due March 31, 2014 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPX2
• 0% buffered return enhanced notes due Sept. 30, 2013 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPP9
• 0% buffered return enhanced notes due Sept. 30, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPQ7
• 0% notes due Sept. 30, 2015 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 48125VPW4
• 0% notes due June 30, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 48125VPV6
• Annual income notes due March 31, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPT1
• Annual income notes due March 29, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip 48125VPU8
• 0% return notes due June 28, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPS3
• 0% notes due Sept. 28, 2018 linked to a basket of the S&P 500 index, the Dow Jones industrial average, the Dow Jones-UBS Commodity index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPZ7
• 0% buffered return enhanced notes due Sept. 30, 2013 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPN4
• 0% buffered return enhanced notes due Sept. 30, 2013 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48125VPR5
JPMORGAN CHASE BANK, NA
• 0% certificates of deposit due Sept. 28, 2018 linked to the JPMorgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing March 27; Cusip: 48123Y6V3
• 0% certificates of deposit due Sept. 28, 2018 linked to the JPMorgan Asia-Pacific Equity Rotator 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 27; Cusip: 48123Y6T8
• 0% certificates of deposit due Sept. 28, 2018 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 27; Cusip: 48123Y6X9
• 0% certificates of deposit due Sept. 28, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 27; Cusip: 48123Y7C4
MORGAN STANLEY
• Non-callable contingent coupon notes due March 16, 2027 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 13; Cusip: 617482H23
• Fixed-to-floating notes due March 16, 2017; via Morgan Stanley & Co. LLC; settlement March 16; Cusip: 61760QAM6
• Fixed-to floating notes due March 21, 2018 tied to the 10-Year Constant Maturity Swap rate; via Morgan Stanley & Co. LLC; settlement March 21; Cusip: 61760QAL8
• 0% commodity-linked notes due March 29, 2018 tied to the Dow Jones-UBS Commodity index; via Morgan Stanley & Co. LLC; pricing March 27; Cusip: 617482M68
• Buffered securities with contingent coupon due March 30, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 27; Cusip: 617482G99
• 0% buffered jump securities due Sept. 30, 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 27; Cusip: 617482G65
• 0% market-linked notes due March 29, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 27; Cusip: 617482G73
• Leveraged CMS curve and S&P 500 index-linked notes due March 30, 2032; via Morgan Stanley & Co. LLC; settlement March 30; Cusip: 61760QAK0
• 0% currency-linked jump securities due April 2013 based on the performance of a long emerging markets currency basket (Brazilian real, Mexican peso, Indian rupee, South Korean won, Turkish lira, Russian ruble and South African rand) and a short developed markets currency basket (euro, Japanese yen and dollar); via Morgan Stanley & Co. LLC; pricing in March; Cusip: 617482SJ4
• 0% buffered Performance Leveraged Upside Securities due March 2015 linked to the Euro Stoxx 50 index; 85% trigger; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760T538
• Contingent income autocallable securities due March 2013 linked to the common stock of MetLife, Inc.; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760T504
ROYAL BANK OF CANADA
• 0% direct investment notes due April 8, 2013 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing March 5; Cusip: 78008TR71
• 13% reverse convertible notes due June 15, 2012 linked to AK Steel Holding Corp. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TX90
• 10% reverse convertible notes due June 15, 2012 linked to Salesforce.com, Inc. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY24
• 11% reverse convertible notes due June 15, 2012 linked to MGM Resorts International stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY32
• 13% reverse convertible notes due June 15, 2012 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY40
• 13% reverse convertible notes due Sept. 17, 2012 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY57
• 13.5% reverse convertible notes due Sept. 17, 2012 linked to Cliffs Natural Resources Inc. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY65
• 11.75% reverse convertible notes due Sept. 17, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY73
• 12% reverse convertible notes due Sept. 17, 2012 linked to Goodyear Tire & Rubber Co. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY81
• 0% buffered bullish enhanced return notes due Sept. 18, 2013 linked to the iShares MSCI EAFE index fund; 85% trigger; via RBC Capital Markets, LLC; pricing March 13; Cusip: 78008TV50
• 11% reverse convertible notes due Sept. 17, 2012 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing March 13; Cusip: 78008TY99
• 0% buffered bullish enhanced return notes due Sept. 18, 2013 linked to the S&P 500 index; 85% trigger; via RBC Capital Markets, LLC; pricing March 13; Cusip: 78008TV43
• 0% return optimization securities due April 30, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 27; Cusip: 78008C788
• 0% jump securities due October 2012 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets, LLC and Morgan Stanley Barney LLC; pricing in March; Cusip: 78008C770
• 18- to 21-month 0% leveraged buffered equity index-linked notes linked to the Euro Stoxx 50 index and the dollar/euro exchange rate; via Goldman Sachs & Co.
• 0% index-linked notes due December 2013 linked to the FTSE 100 Dividend Index - RDSA Withholding; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• Variable-income notes due March 9, 2017 linked to the common stocks of Altria Group, Inc., American Electric Power Co., Inc., AT&T Inc., Avon Products, Inc., Bristol-Myers Squibb Co., Entergy Corp., Lockheed Martin Corp., Pfizer Inc., Southern Co. and Verizon Communications Inc.; pricing March 6; via RBS Securities Inc.; Cusip: 78009PCN9
• 0% enhanced participation notes with contingent buffer due March 9, 2017 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing March 6; Cusip: 78009PCP4
• 0% Bonus Notes with contingent buffer due March 9, 2017 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing March 6; Cusip: 78009PCQ2
SUNTRUST BANKS, INC.
• Fixed-to-floating-rate notes due March 16, 2017 with 3.5% initial rate; via SunTrust Robinson Humphrey, Inc.; pricing March 13; Cusip: 86802WAH1
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due June 2013 linked to the gold spot price; via Bank of America Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2013 linked to the Rogers International Commodity Index-Excess Return; via Bank of America Merrill Lynch; pricing in March
UBS AG, JERSEY BRANCH
• 0% market plus notes due March 21, 2013 linked to the performance of the Russian ruble relative to the dollar; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing March 12; Cusip: 90261JJC8
• Callable step-up fixed-rate notes due March 21, 2019; via UBS Securities LLC; settlement March 21; Cusip: 90261JJD6
• Callable step-up fixed-rate notes due March 21, 2024; via UBS Securities LLC; settlement March 21; Cusip: 90261JJE4
UBS AG, LONDON BRANCH
• 0% contingent return optimization securities due March 31, 2014 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 9026M0317
• 0% trigger performance securities due March 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 9026M0291
• 0% trigger performance securities due March 31, 2022 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27: Cusip: 9026M0309
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due March 30, 2016 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and Incapital LLC; pricing March 27; Cusip: 90521AJG4
• 0% market-linked certificates of deposit due March 30, 2017 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and Incapital LLC; pricing March 28; Cusip: 90521AJH2
WELLS FARGO & CO.
• Step-up callable notes due March 14, 2027 with 3% initial rate; via Wells Fargo Securities LLC; pricing March 9; Cusip: 94986RHT1
• 3.25% access securities due Sept. 22, 2015 linked the iShares MSCI EAFE index fund, the SPDR S&P MidCap 400 ETF Trust, the iShares MSCI Emerging Markets index fund and the iShares Russell 2000 index fund; viaWells Fargo Securities LLC; pricing March 19; Cusip: 94986RHS3
• 0% growth securities due September 2018 linked to silver, copper, nickel, corn futures, sugar futures, soybean futures, crude oil futures and gasoline futures; via Wells Fargo Securities, LLC; settling in March; Cusip: 94986RHR5
• 0% market-linked notes due September 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHG9
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the Dow Jones-UBS Commodity index; 85% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHK0
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the Financial Select Sector SPDR fund; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHL8
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHD6
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the S&P 500 index; 85% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHJ3
• 0% growth securities due September 2014 linked to SPDR S&P 500 ETF trust, the S&P MidCap 400 ETF Trust and the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHE4
• 0% market-linked notes due October 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RHX2
• 0% growth securities with capped upside and fixed percentage buffered downside due October 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RHU8
• 0% growth securities due September 2014 linked to the S&P 500 ETF trust with a 50% weight, the iShares Russell 2000 index fund with a 25% weight and the Sprobability of default rating S&P MidCap 400 ETF Trust with a 25% weight; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RHW4
• 0% growth securities due October 2016 linked to the SPDR S&P 500 ETF trust with a 45% weight, the iShares Russell 2000 index fund with a 20% weight, the iShares MSCI EAFE index fund with a 20% weight and the iShares MSCI Emerging Markets index fund with a 15% weight; via Wells Fargo Securities, LLC; settlement in April; Cusip: 94986RHW4
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