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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable notes due Feb. 15, 2032; via Bank of America Merrill Lynch; settlement Feb. 15; Cusip: 06048WKF6
• Step-down callable notes due Feb. 15, 2032; via Bank of America Merrill Lynch; settlement Feb. 15; Cusip: 06048WKE9
• 7% to 9% autocallable yield notes due Feb. 15, 2013 linked to the S&P 500 index and the Russell 2000 index; via Bank of America Merrill Lynch; settlement Feb. 15; Cusip: 06048WKL3
• Step-up callable notes due Feb. 16, 2027; via Bank of America Merrill Lynch; settlement Feb. 16; Cusip: 06048WKN9
• Step-up callable notes due Feb. 23, 2032; via Bank of America Merrill Lynch; settlement Feb. 23; Cusip: 06048WKQ2
• 0% Market Index Target-Term Securities due February 2017 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in February
• 0% Capped Leveraged Index Return Notes due March 2014 linked to the gold spot price; via Bank of America Merrill Lynch; pricing in February
• 9% coupon-bearing notes due March 2013 linked to the common stock of Halliburton Co.; via Bank of America Merrill Lynch; pricing in February
• Currency-linked step-up notes due March 2014 linked to the Indian rupee relative to the dollar; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due February 2013 linked to the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in February
• 8% coupon-bearing notes due March 2013 linked to the common stock of JPMorgan Chase & Co.; via Bank of America Merrill Lynch; pricing in February
• Capped Leveraged Index Return Notes due March 2014 linked to the Rogers International Commodity Index-Excess Return; via Bank of America Merrill Lynch; pricing in February
• 0% bear market Strategic Accelerated Redemption Securities due August 2012 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in February
• Zero-coupon notes due February 2015 linked to the S&P 500 index; 50% trigger; via Bank of America Merrill Lynch; pricing in February
• Zero-coupon Capped Leveraged Index Return Notes due March 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% lock-in notes due March 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due May 2013 linked to the silver spot price; via Bank of America Merrill Lynch; pricing in February
BANK OF MONTREAL
• 7%-10% autocallable reverse exchangeable notes due Feb. 28, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Feb. 24; Cusip: 06366Q285
• 0% buffered bullish enhanced return notes due Feb. 28, 2013 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Feb. 24; Cusip: 06366Q2T3
• 0.5% currency-linked basket tracking notes due February 2013 linked to the Australian dollar, the Canadian dollar, the New Zealand dollar and the Norwegian krone; via BMO Capital Markets Corp.; pricing in February
BANK OF THE WEST
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2017 linked to a basket of stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., The Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp., with Advisors Asset Management, Inc. as distributor; pricing Feb. 24; Cusip: 06426XCY4
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2018 linked to a basket of stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., The Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp., with Advisors Asset Management, Inc. as distributor; pricing Feb. 24; Cusip: 06426XCZ1
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2018 linked to a basket of stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., The Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp., with Advisors Asset Management, Inc. as distributor; pricing Feb. 24; Cusip: 06426XDA5
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2019 linked to a basket of stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., The Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp., with Advisors Asset Management, Inc. as distributor; pricing Feb. 24; Cusip: 06426XDC1
• Contingent variable-income market-linked certificates of deposit due Feb. 28, 2019 linked to a basket of stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., The Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp., with Advisors Asset Management, Inc. as distributor; pricing Feb. 24; Cusip: 06426XDD9
• Contingent variable income market-linked certificates of deposit due Feb. 28, 2018 linked to the S&P GSCI Cocoa Dynamic Roll Index Excess Return, the S&P GSCI Coffee Dynamic Roll Index Excess Return, the S&P GSCI Cotton Dynamic Roll Index Excess Return, the S&P GSCI Gold Dynamic Roll Index Excess Return, the S&P GSCI Lead Dynamic Roll Index Excess Return, the S&P GSCI Natural Gas Dynamic Roll Index Excess Return, the S&P GSCI Nickel Dynamic Roll Index Excess Return, the S&P GSCI Silver Dynamic Roll Index Excess Return, the S&P GSCI Sugar Dynamic Roll Index Excess Return and the S&P GSCI Zinc Dynamic Roll Index Excess Return; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing Feb. 24; Cusip: 06426XDB3
BARCLAYS BANK PLC
• Callable contingent accrual notes due Feb. 17, 2027 linked to Libor and the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 14; Cusip: 06738KP96
• 9.75%-11.75% autocallable yield notes due Feb. 22, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Barclays Capital Inc.; pricing Feb. 17; Cusip: 06738KM57
• 12% reverse convertible notes due May 31, 2012 linked to Abercrombie & Fitch Co. class A common stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRP6
• Notes due Feb. 27, 2015 linked to the common stocks of Apple Inc., AT&T Inc., Google Inc., Intel Corp., McDonald's Corp., Microsoft Corp., Oracle Corp., Pfizer Inc., Procter & Gamble Co. and Wal-Mart Stores, Inc.; via Barclays Capital Inc.; pricing Feb. 24; Cusip: 06738KM81
• 0% Super Track notes due Feb. 27, 2014 linked to the Barclays Capital Voyager III DJ-UBSCI Excess Return index; via Barclays Capital Inc.; pricing Feb. 24; Cusip: 06738KN49
• 11% reverse convertible notes due Aug. 31, 2012 linked to Basic Energy Services, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRS0
• 10.5% reverse convertible notes due Feb. 28, 2013 linked to Citigroup Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRV3
• 10.4% reverse convertible notes due Feb. 28, 2013 linked to Green Mountain Coffee Roasters, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRW1
• 0% notes due Feb. 29, 2016 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Feb. 24; Cusip: 06738KN72
• 8.25% reverse convertible notes due Feb. 28, 2013 linked to MetLife, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRN1
• 10.1% reverse convertible notes due May 31, 2012 linked to Morgan Stanley stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRQ4
• 10% reverse convertible notes due Aug. 31, 2012 linked to Peabody Energy stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRL5
• 0% notes due Feb. 28, 2018 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Feb. 24; Cusip: 06738KN56
• 10.75% reverse convertible notes due Aug. 31, 2012 linked to Silver Wheaton Corp. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRT8
• Notes due Feb. 29, 2016 linked to the S&P GSCI Sugar Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Corn Index Excess Return, the S&P GSCI Cotton Index Excess Return, the S&P GSCI Lean Hogs Index Excess Return, the S&P GSCI Gold Index Excess Return, the S&P GSCI Natural Gas Index Excess Return, the S&P GSCI Lead Index Excess Return, the S&P GSCI Nickel Index Excess Return and the S&P GSCI Zinc Index Excess Return; via Barclays Capital Inc.; pricing Feb. 24; Cusip: 06738KN31
• 10.65% reverse convertible notes due Aug. 31, 2012 linked to Superior Energy Services, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRU5
• 11% reverse convertible notes due Feb. 28, 2013 linked to Superior Energy Services, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRM3
• 15.25% reverse convertible notes due Feb. 28, 2013 linked to Valero Energy Corp. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRX9
• 10.85% reverse convertible notes due May 31, 2012 linked to Western Refining, Inc. stock; via Barclays Capital; pricing Feb. 24; Cusip: 06741JRR2
• 0% buffered digital plus notes due Aug. 31, 2015 linked to the Dow Jones industrial average; via Barclays Capital Inc.; pricing Feb. 27; Cusip: 06738KM32
• 0% buffered Super Track digital notes due Feb. 28, 2014 linked to the S&P 500 index; via Barclays Capital Inc.; pricing Feb. 27; Cusip: 06738KM24
• 0% equity-linked notes due Feb. 5, 2018 linked to the iShares MSCI EAFE index fund; via Barclays Capital Inc. and Morgan Stanley Smith Barney LLC; pricing Feb. 28; Cusip: 06741L427
• 0% Capped Leveraged Index Return Notes due February 2014 linked to the Dow Jones U.S. Real Estate index; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in February
• 0% Strategic Accelerated Redemption Securities due March 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2013 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% market-linked step-up notes due February 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in February
• 0% notes due February 2017 linked to the S&P 500 Dynamic Veqtor Mid-Term Total Return index; via Barclays Capital Inc.; pricing in February; Cusip: 06738KP70
• 0% notes due March 11, 2015 linked to the EquityCompass Share Buyback index; via Barclays Capital Inc.; pricing March 6; Cusip: 06738KQ38
BNP PARIBAS
• Contingent variable income notes due Feb. 29, 2016 linked to the common stocks of Altria Group, Inc., Amazon.com, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Bristol-Myers Squibb Co., Charles Schwab Corp., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Valero Energy Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing Feb. 24; Cusip: 05567L3X3
CITIBANK, NA
• Callable inverse floating-rate market-linked certificates of deposit due Feb. 27, 2027 linked to Libor and the S&P 500 index; pricing Feb. 22
CITIGROUP FUNDING INC.
• Variable-coupon notes due Feb. 28, 2016 linked to Altria Group, Inc., Amazon.com, Inc., Amgen Inc., Archer-Daniels-Midland Co., AT&T Inc., Barrick Gold Corp., General Motors Co., Halliburton Co., Intel Corp. and Mattel, Inc.; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 1730T0VT3
• 36- to 42-month 0% market-linked notes due 2015 linked to the Russell 2000 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Feb. 23; Cusip: 1730T0WA3
• 0% Index Leading Stockmarket Return Securities due February 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 1730T0WB1
• 7%-9% annualized single observation Equity LinKed Securities due August 22, 2012 linked to Valero Energy Corp.; via Citigroup Global Markets Inc.; pricing Feb. 23; Cusip: 17317U170
• 0% contingent return optimization securities due Feb. 28, 2014 linked to the Russell 2000 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 17317U196
• 0% trigger performance securities due Feb. 27, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 17317U212
• 0% buffered digital notes due March 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 27; Cusip: 1730T0VY2
• 0% dual directional trigger Performance Leveraged Upside Securities due Feb. 27, 2014 linked to the S&P 500 index; via Citigroup Global Markets Inc. and Morgan Stanley Smith Barney LLC; pricing Feb. 28; Cusip: 17317U238
• 0% trigger jump securities due February 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Feb. 28; Cusip: 17317U220
• 0% Performance Leveraged Upside Securities due April 2013 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing in February; Cusip: 17317U246
• Range accrual notes due March 2027 linked to Libor and the S&P 500 index; via Citigroup Global Markets Inc.; pricing March 15; Cusip: 1730T0WE5
CREDIT SUISSE AG, NASSAU BRANCH
• High/low coupon callable yield notes due Feb. 21, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22546TLU3
• 7%-9% callable yield notes due Feb. 21, 2013 linked to the S&P 500 index, Russell 2000 index and Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 15; Cusip: 22546TMD0
• 0% digital-plus barrier notes due Feb. 26, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 17; Cusip: 22546TLW9
• 5.75% to 6.75% callable yield notes due May 28, 2013 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities(USA) LLC; pricing Feb. 17; Cusip: 22546TMG3
• 0% digital barrier notes due May 24, 2013 linked to the Russell 2000 index and the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 17; Cusip: 22546TMF5
• 0% digital barrier notes due March 28, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TLY5
• 6% callable yield notes due Feb. 28, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TMQ1
• High/low coupon callable yield notes due Feb. 28, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TML2
• 7% to 9% annualized callable yield notes due Aug. 28, 2012 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546TLV1
• High/low coupon callable yield notes due March 5, 2013 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip: 22546TMA6
• 0% digital barrier notes due April 2, 2013 linked to the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TMC2
• 0% callable Cert Plus securities due March 5, 2013 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TLC3
• High/low coupon callable yield notes due March 5, 2013 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 29; Cusip: 22546TLZ2
DEUTSCHE BANK AG, LONDON BRANCH
• 0% capped buffered underlying securities due Feb. 25, 2015 linked to S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; 80%trigger; via Deutsche Bank Securities Inc.; pricing Feb. 17; Cusip: 2515A1GQ8
• 0% market contribution securities due Feb. 27, 2015 linked to the Deutsche Bank Liquid Commodity Index-Mean Reversion Total Return; via Deutsche Bank Securities Inc.; pricing Feb. 24; Cusip: 2515A1GU9
• 0% buffered return optimization securities due Feb. 28, 2014 linked to the iShares MSCI Emerging Markets index fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 25154V706
• Autocallable securities due 2015 linked to the iShares MSCI Emerging Markets index fund; via Deutsche Bank Securities Inc.; Cusip: 2515A1GT2
• 0% digital payment securities due 2013 linked to the S&P 500 index; 75% trigger; via Deutsche Bank Securities Inc.; Cusip: 2515A1F22
GOLDMAN SACHS BANK USA
• Callable step-up fixed-rate notes due August 2019; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38143UR52
• Contingent-coupon basket-linked certificates of deposit due 2018 linked to the common stocks of Applied Materials, Inc., Archer-Daniels-Midland Co., Avon Products, Inc., Best Buy Co., Inc., Cliffs Natural Resources Inc., Corning Inc., Devon Energy Corp., Gap Inc., Ford Motor Co., Forest Laboratories, Inc., Freeport-McMoRan Copper & Gold Inc., Hospira, Inc., JPMorgan Chase & Co., Leucadia National Corp., L-3 Communications Holdings, Inc., Lincoln National Corp., Mosaic Co., Newfield Exploration Co., Peabody Energy Corp. and Western Digital Corp.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AHU2
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJH9
• Contingent-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJT3
• Variable-coupon basket-linked certificates of deposit due 2019 linked to the common stocks of Altria Group, Inc., Apple Inc., AT&T Inc., Barrick Gold Corp., Intel Corp., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Southern Co., Verizon Communications Inc. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJJ5
• 0% equity index-linked certificates of deposit due 2019 linked to the Euro Stoxx 50 index, the S&P 500 index, the S&P/TSX 60 index and the Topix; via Goldman Sachs & Co. and Incaptial LLC; Cusip: 38143AJG1
GOLDMAN SACHS GROUP, INC.
• Callable step-up fixed-rate notes due February 2021; via Goldman Sachs & Co. and Incapital LLC; settlement in February; Cusip: 38143UR37
• 5.5-year 0% equity index-linked notes tied to the Dow Jones industrial average; via Goldman Sachs & Co.; Cusip: 38143UP54
• 25- to 29-month 0% leveraged index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 25- to 29-month 0% leveraged buffered index-linked notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 13-month 0% buffered index-linked digital notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ61
• 18-month 0% autocallable buffered index-linked notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38143UQ53
• 0% 18- to 21-month buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 24-month 0% buffered index-linked digital notes tied to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38143UP62
• 25- to 29-month 0% leveraged index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 25- to 29-month 0% leveraged buffered index-linked notes linked to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 30-month 0% autocallable knock-out equity notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UP54
• Three-year 0% leveraged buffered index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38143UQ79
• 15-year callable quarterly index-linked range accrual notes tied to the S&P 500 index; 72.5% to 77.5% trigger; via Goldman Sachs & Co.; Cusip: 38143UR29
HSBC BANK USA, NA
• 0% Global Opportunity certificates of deposit due Feb. 28, 2019 linked to the Dow Jones industrial average, Euro Stoxx 50 index and TWSE index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 40431GK24
• Annual income opportunity certificates of deposit with auto cap due Feb. 28, 2019 linked to Amgen Inc., Applied Materials, Inc., Exelon Corp., General Electric Co., Intel Corp., Lorillard, Inc., PepsiCo, Inc., Pfizer Inc., Procter & Gamble Co. and Time Warner Cable Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GK65
• Income Plus certificates of deposit due Feb. 28, 2019 with 3% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ59
• Income Plus certificates of deposit due Feb. 28, 2019 with 5% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ67
• Income Plus certificates of deposit due Feb. 28, 2019 with 6.25% potential coupon linked to the common stocks of AT&T Inc., Intel Corp., Kraft Foods Inc., Pfizer Inc. and Reynolds American Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 40431GJ75
• Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2019 linked to AstraZeneca plc, Encana Corp., General Mills, Inc., Gerdau SA, Home Depot, Inc., Icici Bank Ltd., Randgold Resources Ltd., Taiwan Semiconductor Manufacturing Co., Unilever NV and Vodafone Group plc; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ91
• Annual income opportunity CDs with auto cap due March 1, 2017 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold, Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ42
• Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2018 linked to Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GK81
• Head-Start Annual Income Opportunity certificates of deposit with auto cap feature due March 1, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; pricing Feb. 24; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GJ34
• Annual Income Opportunity certificates of deposit with minimum return due March 1, 2019 linked to Dow Chemical Co., Eli Lilly & Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 40431GH93
HSBC USA INC.
• 0% buffered Accelerated Market Participation Securities due May 17, 2013 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 13; Cusip: 4042K1XL2
• 0% buffered uncapped market participation securities due Jan. 29, 2015 linked to the Dow Jones industrial average; 75% to 80% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1XG3
• 0% buffered performance plus securities due Feb. 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WL3
• 0% buffered performance plus securities due Feb. 25, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WM1
• 0% buffered uncapped market participation securities due Feb. 26, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WJ8
• 0% buffered uncapped market participation securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip: 4042K1WK5
• Annual income opportunity notes with auto cap due March 2, 2015 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WX7
• Annual income opportunity notes with auto cap due Feb. 29, 2016 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WY5
• Annual income opportunity notes with auto cap due Feb. 28, 2019 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp, Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.); via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1XA6
• Head start annual income opportunity notes with auto cap due Feb. 28, 2017 linked to the common stocks of Dow Chemical Co., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Goldcorp Inc., Kraft Foods Inc., McDonald's Corp., Paychex, Inc., Raytheon Co., Reynolds American Inc. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WZ2
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WR0
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WT6
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WQ2
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WS8
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WN9
• 0% buffered Accelerated Market Participation Securities due Aug. 28, 2013 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 23; Cusip: 4042K1WP4
• Callable step-up rate notes due Feb. 24, 2022; via HSBC Securities (USA) Inc.; settlement Feb. 24; Cusip: 4042K1XJ7
• 0% buffered return optimization securities due Feb. 28, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Feb. 24; Cusip: 40433K538
• 0% trigger performance securities due Feb. 28, 2017 linked to the S&P 500 index; HSBC Securities (USA) Inc. (underwriter) and UBS Financial Services Inc. (agent); pricing Feb. 24; Cusip: 40433K512
• 0% trigger performance securities due Feb. 28, 2022 linked to the S&P 500 index; HSBC Securities (USA) Inc. (underwriter) and UBS Financial Services Inc. (agent); pricing Feb. 24; Cusip: 40433K496
• 8%-10% autocallable yield notes due March 1, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1WV1
• 11%-13% autocallable yield notes due March 1, 2013 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1WU3
• 0% 50/150 performance notes due March 1, 2017 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1XB4
• 0% performance notes due March 1, 2017 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1XD0
• 0% performance notes due March 1, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Feb. 24; Cusip: 4042K1XC2
• 9.5% coupon-bearing notes due February 2013 linked to the common stock of Chesapeake Energy Corp.; via Bank of America Merrill Lynch; pricing in February
• 8% STEP Income Securities due February 2013 linked to Citigroup, Inc. common stock; via Bank of America Merrill Lynch; pricing in February
JPMORGAN CHASE BANK, NA
• 0% certificates of deposit due Aug. 31, 2018 linked to the JPMorgan Asia-Pacific Equity Rotator 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 22; Cusip: 48123Y5W2
• Contingent interest certificates of deposit due Feb. 27, 2032 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 23; Cusip: 48123Y6H4
• Digital contingent coupon certificates of deposit due Feb. 28, 2017 linked to the common stocks of Altria Group, Inc., CenturyLink, Inc., General Mills, Inc., Goldcorp Inc., Lorillard, Inc., Newmont Mining Corp., PepsiCo, Inc., PG&E Corp., Target Corp. and Verizon Communications Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y6D3
• Digital contingent coupon certificates of deposit due Feb. 28, 2018 linked to the common stocks of Altria Group, Inc., CenturyLink, Inc., General Mills, Inc., Goldcorp Inc., Lorillard, Inc., Newmont Mining Corp., PepsiCo, Inc., PG&E Corp., Target Corp. and Verizon Communications Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y6E1
• Digital contingent coupon certificates of deposit due Feb. 28, 2019 linked to the common stocks of Altria Group, Inc., CenturyLink, Inc., General Mills, Inc., Goldcorp Inc., Lorillard, Inc., Newmont Mining Corp., PepsiCo, Inc., PG&E Corp., Target Corp. and Verizon Communications Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y6F8
• Contingent coupon certificates of deposit due Feb. 28, 2019 linked to the common stocks of Altria Group, Inc., CenturyLink, Inc., General Mills, Inc., Goldcorp Inc., Lorillard, Inc., Newmont Mining Corp., PepsiCo, Inc., PG&E Corp., Target Corp. and Verizon Communications Inc.; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y6G6
• Certificates of deposit due Aug. 31, 2018 linked to the J.P. Morgan Alternative Index Multi-Strategy 5 (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y5N2
• Certificates of deposit due Aug. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y5R3
• Certificates of deposit due Aug. 31, 2018 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC and Incapital LLC; pricing Feb. 24; Cusip: 48123Y5L6
JPMORGAN CHASE & CO.
• 15.25% reverse convertible notes due May 17, 2012 linked to AK Steel Holding Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMF4
• 14% reverse convertible notes due Aug. 17, 2012 linked to Bank of America Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VML1
• 11.75% reverse convertible notes due Aug. 17, 2012 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMK3
• 12.25% reverse convertible notes due Aug. 17, 2012 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMN7
• 11% reverse convertible notes due Aug. 17, 2012 linked to Halliburton Co. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMM9
• 19.5% reverse convertible notes due May 17, 2012 linked to Netflix, Inc. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMG2
• 16.25% reverse convertible notes due May 17, 2012 linked to Research In Motion Ltd. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMJ6
• 14% reverse convertible notes due May 17, 2012 linked to United States Steel Corp. stock; via JPMorgan; pricing Feb. 13; Cusip: 48125VMH0
• Callable range accrual notes due Feb. 17, 2027 linked to the six-month Libor rate and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip: 48125VLG3
• Callable fixed-rate step-up notes due Feb. 23, 2027; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48125VLE8
• 0% autocallable dual directional notes due Feb. 28, 2013 linked to the first nearby month futures contract for Brent crude oil; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48125VLB4
• 7.5% autocallable yield notes due Feb. 25, 2013 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip: 48125VMX5
• Range accrual notes due Feb. 28, 2027 linked to the six-month Libor rate and the S&P 500 index; via J.P. Morgan Securities LLC and Morgan Stanley Smith Barney LLC; pricing Feb. 23; Cusip: 48125VLD0
• Digital contingent coupon notes due Feb. 28, 2018 linked to Barrick Gold Corp., CenturyLink, Inc., Kinross Gold Corp., Lorillard, Inc., Mead Johnson Nutrition Co., Altria Group, Inc., PG&E Corp., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing on Feb. 24; Cusip: 48125VME7
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLS7
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLT5
• 0% notes due Feb. 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMA5
• Annual income notes due Feb. 29, 2016 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLX6
• Annual income notes due Feb. 28, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLY4
• Annual income notes due Feb. 27, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLZ1
• 0% return notes due May 30, 2013 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLW8
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the Russell 2000 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLR9
• 0% buffered return enhanced notes due Aug. 30, 2013 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLU2
• 0% buffered return enhanced notes due Feb. 28, 2014 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VLV0
• 0% notes due Feb. 28, 2018 linked to the S&P 500 index, the Dow Jones industrial average, the Dow Jones-UBS Commodity index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMC1
• 0% notes due Feb. 28, 2018 linked to the S&P 500 Dividend Aristocrats Daily Risk Control 8% Excess Return index; via J.P. Morgan Securities LLC; pricing Feb. 24; Cusip: 48125VMD
• Callable fixed-rate step-up notes due March 2, 2027; via J.P. Morgan Securities LLC; pricing Feb. 28; Cusip: 48125VLF5
MORGAN STANLEY
• Fixed-to-floating notes due Feb. 15, 2019 linked to the 10-year Constant Maturity Swap rate; via Morgan Stanley & Co. LLC; settlement Feb. 15; Cusip: 61745E6T3
• Range accrual notes due Feb. 15, 2020 linked to the S&P 500 index and six-month Libor; via Morgan Stanley & Co. LLC; settlement Feb. 15; Cusip: 61745E6Z9
• 0% buffered jump securities due Aug. 29, 2016 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482F82
• 0% market-linked notes due Feb. 28, 2019 linked to the Dow Jones industrialaverage; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482F90
• 0% buffered Performance Leveraged Upside Securities due Feb. 28, 2014 linked to the S&P 500 index; 90% trigger; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482G24
• 0% commodity-linked notes due Feb. 28, 2018 linked to the price of gold; via Morgan Stanley & Co. LLC; pricing Feb. 23; Cusip: 617482M27
• Leveraged CMS curve and S&P 500 index-linked notes due Feb. 28, 2032; via Morgan Stanley & Co. LLC; pricing Feb. 28; Cusip: 61760QAB0
• Senior fixed-rate step-up securities due Feb. 28, 2017 denominated in Indian rupees and payable in dollars; via Morgan Stanley & Co. LLC; settlement on Feb. 28; Cusip: 61745E7M7
• Leveraged CMS curve and S&P 500 index-linked notes due Feb. 28, 2032; via Morgan Stanley & Co. LLC; settlement Feb. 28; Cusip: 61745E7F2
• Contingent income autocallable securities due February 2013 linked to Amazon.com, Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; pricing in February; Cusip: 61760T454
• 6%-8% annualized Equity LinKed Securities due August 2012 linked to Baker Hughes Inc. shares; 80% trigger; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760T447
• 0% commodity Leading Stockmarket Return Securities due March 2013 linked to Brent blend crude oil; via Morgan Stanley & Co. Inc.; pricing in February; Cusip: 617482M35
• 0% market-linked notes due February 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760T439
• 0% jump securities due February 2014 linked to the iShares FTSE China 25 index fund; via Morgan Stanley & Co. LLC; pricing in February; Cusip: 61760T462
• Contingent income autocallable securities due February 2013 linked to JPMorgan Chase & Co. shares; 75% trigger; via Morgan Stanley & Co. LLC and Morgan Stanley Smith Barney LLC; pricing in February; Cusip: 61760T421
ROYAL BANK OF CANADA
• Fixed-to-floating notes due Feb. 15, 2019; via RBC Capital Markets, LLC; settlement Feb. 15; Cusip: 78008TN67
• Redeemable range accrual notes due Feb. 17, 2033 linked to six-month Libor; via RBC Capital Markets, LLC; settlement Feb. 17; Cusip: 78008TR89
• 0% buffered bullish booster notes due Feb. 27, 2014 linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets, LLC; pricing Feb. 24; Cusip: 78008TS21
• 0% buffered bullish booster notes due Nov. 28, 2014 linked to the Russell 2000 index; via RBC Capital Markets, LLC; pricing Feb. 24; Cusip: 78008TS47
• 0% buffered bullish booster notes due Feb. 27, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Feb. 24; Cusip: 78008TR55
• 0% autocallable access securities with fixed percentage buffered downside due March 3, 2014 linked to the iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing in February; Cusip: 78008TP40
• 0% autocallable access securities with fixed percentage buffered downside due March 3, 2014 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing in February; Cusip: 78008TP32
• 0% direct investment notes due April 8, 2013 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing March 5; Cusip: 78008TR71
• 13- to 15-month 0% buffered equity index-linked notes due 2013 tied to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 25- to 29-month 0% buffered equity index-linked notes due 2014 linked to the S&P 500 index; 80% trigger; via Goldman Sachs & Co.
ROYAL BANK OF SCOTLAND PLC
• Variable-income notes due March 9, 2017 linked to the common stocks of Altria Group, Inc., American Electric Power Co., Inc., AT&T Inc., Avon Products, Inc., Bristol-Myers Squibb Co., Entergy Corp., Lockheed Martin Corp., Pfizer Inc., Southern Co. and Verizon Communications Inc.; pricing March 6; via RBS Securities Inc.; Cusip: 78009PCN9
• 0% digital notes with fixed buffer due Sept. 1, 2015 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing Feb. 27; Cusip: 78009PCM1
• 0% enhanced participation notes with contingent buffer due March 9, 2017 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing March 6; Cusip: 78009PCP4
• 0% Bonus Notes with contingent buffer due March 9, 2017 linked to the Dow Jones industrial average; via RBS Securities Inc.; pricing March 6; Cusip: 78009PCQ2
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due April 2013 linked to the Dow Jones-UBS Agriculture Sub-Index-Excess Return; via Bank of America Merrill Lynch; pricing in February
• 0% Accelerated Return Notes due April 2013 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in February
UBS AG, JERSEY BRANCH
• Callable step-up fixed-rate notes due Feb. 24, 2017; via UBS Investment Bank; settlement Feb. 24; Cusip: 90261JHY2
• Callable step-up fixed-rate notes due Feb. 24, 2027; via UBS Investment Bank; settlement Feb. 24; Cusip: 90261JHZ9
• 0% return optimization securities due March 28, 2013 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90267Y443
UBS AG, LONDON BRANCH
• 0% contingent return optimization securities due Feb. 8, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 24; Cusip: 90267Y435
UNION BANK, NA
• Market-linked certificates of deposit due Feb. 27, 2017 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi, all relative to the dollar; via UnionBanc Investment Services, LLC (agent) and Incapital LLC (distributor); pricing Feb. 22; Cusip: 90521AJC3
• Market-linked certificates of deposit due Feb. 29, 2016 linked to the S&P 500 index; via UnionBanc Investment Serices, LLC (agent) and Incapital LLC (distributor); pricing Feb. 22; Cusip: 90521AJB5
9
• 0% quarterly capped return market-linked certificates of deposit due Feb. 28, 2017 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and Incapital LLC; pricing Feb. 23; Cusip: 90521AJD1
• Market-linked certificates of deposit due Aug. 27, 2014 linked to the Dow Jones-UBS Commodity index; via UnionBanc Investment Serices, LLC (agent) and Advisors Asset Management, Inc. (distributor); pricing Feb. 23; Cusip: 90521AJA7
WELLS FARGO BANK, NA
• Market-linked certificates of deposit due Feb. 28, 2018 linked to the Brazilian real, Russian ruble, Indian rupee and Australian dollar, all relative to the dollar; via distributor Advisors Asset Management, Inc.; pricing Feb. 22; Cusip: 949748N2
• 0% barrier return rebate certificates of deposit due Aug. 31, 2018 linked to the Russell 2000 index; via Incapital LLC as distributor; pricing Feb. 23; Cusip: 949748N52
• 0% quarterly capped certificates of deposit due Feb. 28, 2019 linked to the S&P 500 index; pricing Feb. 23; Cusip: 949748N45
WELLS FARGO & CO.
• Equity-linked securities with geared buffered downside due February 2013 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing in February; Cusip: 94986RHN4
• 0% market-linked notes due September 2018 linked to the Dow Jones industrial average; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHG9
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the Dow Jones-UBS Commodity index; 85% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHK0
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the Financial Select Sector SPDR fund; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHL8
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHD6
• 0% growth securities with capped upside and fixed percentage buffered downside due September 2015 linked to the S&P 500 index; 85% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHJ3
• 0% growth securities due September 2014 linked to SPDR S&P 500 ETF trust, the S&P MidCap 400 ETF Trust and the iShares Russell 2000 index fund; 90% trigger; via Wells Fargo Securities, LLC; settlement in March; Cusip: 94986RHE4
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