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Prospect News home > News index > List of issuers Calendar > Headlines for 2012 > News item

Published on 12/20/2012 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December

• 0% Accelerated Return Notes due February 2014 linked to a basket of stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; via Bank of America Merrill Lynch; pricing in December

• 0% Accelerated Return Notes due January 2015 linked to Citigroup Inc., American International Group, Inc. and Goldman Sachs Group, Inc.; via Bank of America Merrill Lynch; pricing in December

• 0% bear Strategic Accelerated Redemption Securities due January 2014 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in December

• Autocallable market-linked step-up notes due January 2016 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in December

• 0% Market Index Target-Term Securities due January 2019 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in January

• 0% currency-linked step-up notes due January 2015 tied to the Indian rupee measured against the dollar; via Bank of America Merrill Lynch; pricing in January

• 0% Accelerated Return Notes due February 2014 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Bank of America Merrill Lynch; pricing in January

• 0% Accelerated Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January

• Market-linked step-up notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January

• 0% Capped Leveraged Index Return Notes due January 2015 tied to a global equity basket consisting of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in January

BANK OF MONTREAL

• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJV8

• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJY2

• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKB0

• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJZ9

• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the S&P 500; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKA2

• 0% autocallable barrier notes with step-up call price due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp; pricing Dec. 26; Cusip: 06366RJU0

• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJX4

• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to a basket containing the S&P 500 index and the iShares Russell 2000 index fund; via BMO Capital Markets Corp., pricing Dec. 26; Cusip: 06366RKC8

• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the SPDR Dow Jones industrial average ETF trust; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJW6

• 0% senior medium-term notes, series B, due Jan. 28, 2014 linked to Raymond James Analysts' Best Picks for 2013; via BMO Capital Markets Corp.; settling Jan. 23; Cusip: 06366RJT3

BANK OF THE WEST

• Contingent variable income market-linked certificates of deposit due Dec. 27, 2018 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFL9

• Contingent variable income market-linked certificates of deposit due Dec. 27, 2017 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFK1

• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFN5

• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to Altria Group, Inc., ConocoPhilips, Johnson & Johnson., Kellogg Co., Kinder Morgan, Inc., McDonald's Corp., NYSE Euronext, Philip Morris International Inc., PPL Corp. and Williams Cos., Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFM7

• Market-linked certificates of deposit due Dec. 27, 2019 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFQ8

• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to S&P GSCI Cocoa Dynamic Roll Index ER, S&P GSCI Coffee Dynamic Roll Index ER, S&P GSCI Corn Dynamic Roll Index ER, S&P GSCI Cotton Dynamic Roll Index ER, S&P GSCI Gold Dynamic Roll Index ER, S&P GSCI Lead Dynamic Roll Index ER, S&P GSCI Natural Gas Dynamic Roll Index ER, S&P GSCI Nickel Dynamic Roll Index ER, S&P GSCI Sugar Dynamic Roll Index ER and S&P GSCI Wheat Dynamic Roll Index ER; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426XFP0

BARCLAYS BANK DELAWARE

• Certificates of deposit due Dec. 27, 2019 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.); via Barclays; pricing Dec. 21; Cusip: 06740AXE4

• Certificates of deposit due Dec. 27, 2017 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.); via Barclays; pricing Dec. 21; Cusip: 06740AXB0

• Certificates of deposit due Dec. 27, 2018 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.); via Barclays; pricing Dec. 21; Cusip: 06740AXC8

• Certificates of deposit due Dec. 27, 2019 linked to a basket of commodity subindexes (S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Live Cattle Index Excess Return, S&P GSCI Precious Metals Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return); via Barclays; pricing Dec. 21; Cusip: 06740AWX3

• Certificates of deposit due Dec. 27, 2018 linked to the S&P 500 index; via Barclays; pricing Dec. 21; Cusip: 06740AXA2

• 0% certificates of deposit due Dec. 27, 2019 linked to a basket of indexes (S&P 500 index, Euro Stoxx 50 index and FTSE 100 index); via Barclays; pricing Dec. 21; Cusip: 06740AWY1

• Certificates of deposit due Dec. 27, 2017 linked to a basket of currencies relative to the dollar (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi); via Barclays; pricing Dec. 24; Cusip: 06740AWZ8

BARCLAYS BANK PLC

• Callable contingent coupon notes due Dec. 26, 2014 linked to Apple Inc.; via Barclays; pricing Dec. 21; Cusip: 06741JVB1

• Callable contingent coupon notes due Dec. 26, 2014 linked to Dow Chemical Co.; via Barclays; pricing Dec. 21; Cusip: 06741JWA3

• 8.6% reverse convertible notes due Dec. 26, 2013 linked to Intuitive Surgical, Inc. stock; via Barclays Capital; pricing Dec. 21; Cusip: 06741JWC9

• Notes due Dec. 29, 2017 linked to S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Live Cattle Index Excess Return, S&P GSCI Precious Metals Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return; via Barclays; pricing Dec. 26; Cusip: 06741TKZ9

• Notes due Dec. 31, 2019 linked to Starbucks Corp., Freeport-McMoRan Copper & Gold Inc., YUM! Brands, Inc., Eli Lilly and Co., Walgreen Co., Silver Wheaton Corp., Progressive Corp., Southern Copper Corp., Darden Restaurants, Inc. and Northeast Utilities, Inc.; via Barclays; pricing Dec. 26; Cusip: 06741TKY2

• 0% buffered digital plus notes due June 30, 2017 linked to the Dow Jones industrial average; via Barclays; pricing Dec. 27; Cusip: 06741TLN5

• 0% enhanced trigger jump securities due Jan. 3, 2018 linked to the S&P 500 index; 70% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing Dec. 28; Cusip: 06742A313

• 0% Performance Leveraged Upside Securities due Feb. 3, 2014 linked to the S&P 500 index; via Barclays with Morgan Stanley Smith Barney LLC; pricing Dec. 28; Cusip: 06742A339

• Notes due June 2014 linked to a basket of five common stocks (Delek U.S. Holdings, Inc., HollyFrontier Corp., Marathon Petroleum Corp., Tesoro Corp. and Valero Energy Corp.); via Barclays; pricing in December; Cusip: 06741TLX3

• 0% Strategic Accelerated Redemption Securities due January 2014 linked to the common stock of General Electric Co.; via Bank of America Merrill Lynch; pricing in December

• Fixed-rate callable step-up notes due Jan. 3, 2030; via Barclays; settlement Jan. 3; Cusip: 06741TLU9

• 0% notes due Jan. 12, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Jan. 7; Cusip: 06741TLL9

• 0% buffered Super Track notes due 2018 linked to S&P 500 index, Russell 2000 index, iShares MSCI EAFE index fund, PowerShares DB Commodity Index Tracking fund, Consumer Staples Select Sector SPDR fund, iShares Dow Jones Select Dividend index fund, iShares iBoxx $ Investment Grade Corporate Bond fund, iShares MSCI Japan Index fund, iShares MSCI Emerging Markets index fund, Health Care Select Sector SPDR fund, PowerShares QQQ Trust, series 1 and iShares Barclays Treasury Inflation Protected Securities Bond fund; via Barclays; Cusip: 06741TKT3

CITIBANK, NA

• Callable fixed-to-inverse-floating-rate market-linked certificates of deposit due Dec. 27, 2032 linked to the Russell 2000 index; via Citigroup Global Markets Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 172986MB4

CREDIT SUISSE AG, NASSAU BRANCH

• Callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 21; Cusip: 22546TM81

• 0% absolute return barrier securities due March 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 24; Cusip: 22546TP70

• Daily range accrual notes due Jan. 3, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TM57

• 0% Buffered Accelerated Return Equity Securities due Dec. 31, 2014 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL82

• High/low coupon callable yield notes due June 30, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL58

• 0% digital plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL90

• High/low coupon callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL41

• 0% Buffered Accelerated Return Equity Securities due Dec. 30, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TN31

• 0% Buffered Accelerated Return Equity Securities due July 3, 2014 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM24

• High/low coupon callable yield notes due July 7, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL74

• 0% digital plus barrier notes due Jan. 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM32

• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66

• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66

• 0% autocallable securities due in three years linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TM65

• Capped Leveraged Index Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January

• 0% Accelerated Return Notes due February 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January

DEUTSCHE BANK AG, LONDON BRANCH

• 0% call warrants expiring Dec. 24, 2015 linked to the Euro Stoxx 50 index; via Barclays; pricing Dec. 21; Cusip: 25154S570

• 0% accelerated return securities due Jan. 6, 2016 linked to the iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc.; pricing Dec. 21; Cusip: 25152RAN3

• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 26; Cusip: 25154S679

• 0% buffered return optimization securities due Dec. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25154S661

• 0% capped buffered underlying securities due Dec. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25152RAP8

• Fixed-to-floating notes due Dec. 28, 2020; via Deutsche Bank Securities Inc.; settlement Dec. 28; Cusip: 2515A1PJ4

GOLDMAN SACHS GROUP, INC.

• 0% leveraged equity-linked notes due March 26, 2014 linked to the common stock of Apple Inc.; via Goldman Sachs & Co. with JPMorgan as placement agent; pricing Dec. 21; Cusip: 38141GLH5

• 0% index-linked trigger notes due June 25, 2014 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co. with J.P. Morgan Securities LLC as placement agent; pricing Dec. 21; Cusip: 38141GLG7

• 0% leveraged notes due Jan. 10, 2014 linked to Euro Stoxx 50 index, the FTSE 100 index and the Topix; 90% trigger; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GLJ1

• 0% leveraged notes due Dec. 29, 2014 linked to Mexican peso, Korean won, Indonesian rupiah and Turkish lira; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GLK8

• Callable monthly buffered S&P 500 index-linked range accrual notes due June 27, 2019; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GKE3

• 0% index-linked trigger notes due June 25, 2014 linked to the S&P 500 index; 69.5% trigger; via Goldman Sachs & Co. with J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 38141GLF9

• 0% leveraged autocallable notes due Dec. 27, 2016 linked to the S&P 500 index; 77.5% trigger; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GLB8

• 0% trigger notes due Jan. 2, 2019 linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 38141GKF0

• Callable monthly Russell 2000 index-linked range accrual notes due Dec. 31, 2027; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 38141GLC6

• Two-year 0% index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co.; Cusip: 38143AZ65

• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38141GKQ6

• Five-year 0% leveraged notes linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co.; Cusip: 38143U7B1

• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGY4

• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGZ1

• 0% leveraged notes due in 23-26 months linked to the MSCI EAFE index; via Goldman Sachs & Co.

• 0% leveraged notes linked to the MSCI EAFE index due in 25 to 28 months; via Goldman Sachs & Co.

• 20- to 23-month 0% buffered basket-linked notes tied to the MSCI EAFE index and the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged buffered notes linked to MSCI EAFE index, the S&P 500 index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 38141GJV7

• 0% index-linked digital notes due in 13-15 months tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38141GHR8

• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.

• 0% digital notes tied to the Russell 2000 index due in 18 and 21 months; 80% trigger; via Goldman Sachs & Co.

• 0% index-linked digital notes due in 24 to 27 months tied to the Russell 2000 index; via Goldman Sachs & Co.

• 0% leveraged buffered index-linked notes due in 36 to 42 months tied to the S&P 100 index; via Goldman, Sachs & Co.

• 0% leveraged buffered index-linked notes due in 42 to 48 months tied to the S&P 100 index; via Goldman, Sachs & Co.; Cusip: 38143U7U9

• 0% leveraged notes due in 18-21 months linked to the S&P 500 index; via Goldman Sachs & Co.

• 0% buffered notes linked to the S&P 500 index due in 18 and 21 months; 90% trigger; via Goldman Sachs & Co.

• 18- to 21-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 22- to 25-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 0% leveraged index-linked notes due in two years tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GHT4

• 0% index-linked notes due in two years tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GLD4

• 0% leveraged notes linked to the S&P 500 index due in 24 and 27 months; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.; Cusip: 38147H486

• 0% leveraged buffered index-linked notes tied to the S&P 500 index due in 24 to 27 months; 90% trigger; via Goldman, Sachs & Co.

• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.

• 24- to 27-month 0% autocallable leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged index-linked notes due in 24 to 28 months tied to the S&P 500 index; via Goldman Sachs & Co.

• 25- to 28-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the S&P 500 index due in 26 to 30 months; 90% trigger; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the S&P 500 index due in 42 to 48 months; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143U7U9

• Four-month 0% notes linked to the Topix index; via Goldman Sachs & Co.

HSBC USA INC.

• Income plus certificates of deposit with 0.25% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 40431G4Y2

• Income plus certificates of deposit with 0.5% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 40431G4X4

• Income plus certificates of deposit with 0.75% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; 40431G4W6

• 0% return enhanced notes due Jan. 7, 2014 linked to the deliverable Chinese renminbi relative to the dollar; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC as placement agent; pricing Dec. 21; Cusip: 40432X5L1

• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5B3

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Y5

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4C2

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3X7

• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5A5

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3W9

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4A6

• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Z1

• 0% performance barrier notes due June 27, 2016 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4P3

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3V1

• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Z2

• 0% digital-plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5C1

• Buffered Accelerated Market Participation Securities due Dec. 30, 2016 linked to S&P 500 index, the Russell 2000 index and the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Y4

• 0% trigger performance securities due Dec. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 26; Cusip: 40433T562

• 0% airbag performance securities due Dec. 30, 2022 linked to the S&P 500 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 40433T539

• 0% airbag performance securities due Dec. 30, 2022 linked to the Euro Stoxx 50 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 27; Cusip: 40433T521

• 0% trigger autocallable optimization securities due Dec. 29, 2017 linked to the iShares FTSE China 25 index fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Dec. 27; Cusip: 40433T513

• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December

• Capped Leveraged Index Return Notes due February 2015 linked to the gold spot price; via Bank of America Merrill Lynch; pricing in January

• Capped Leveraged Index Return Notes due January 2015 linked to the PHLX Housing Sector index; via Bank of America Merrill Lynch; pricing in January

• Capped Leveraged Index Return Notes due January 2015 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in January

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due Dec. 31, 2019 linked to a basket of stocks including Apple Inc., Bristol-Myers Squibb Co., Total SA, Goldcorp Inc., McDonald's Corp., Proctor & Gamble Co., Royal Dutch Shell plc, Unilever plc, Verizon Communications Inc. and Wal-Mart Stores Inc.; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPL6

• 0% certificates of deposit due Dec. 29, 2017 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPA0

• 0% certificates of deposit due Dec. 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPB8

JPMORGAN CHASE & CO.

• 10% reverse convertible notes due Dec. 30, 2013 linked to Apple Inc. stock; via JPMorgan; pricing Dec. 21; Cusip: 48126DPS2

• Autocallable contingent interest notes due Jan. 8, 2014 linked to Apple Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DPW3

• Autocallable contingent interest notes due Jan. 8, 2014 linked to Bank of America Corp. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DPY9

• Autocallable contingent interest notes due Jan. 8, 2014 linked to Citigroup Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DPX1

• 0% capped notes due Jan. 10, 2014 linked to Euro Stoxx 50 index, the FTSE 100 index and the Topix index; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DPZ6

• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJR1

• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKB4

• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJS9

• Contingent interest notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKD0

• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due Dec. 31, 2019; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKF5

• 0% return notes due March 31, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJW0

• 0% return notes due Dec. 31, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic index (series 1) (USD); via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJX8

• Callable range accrual notes due Dec. 27, 2027 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DMA4

• 10%-12% autocallable yield notes due Dec. 31, 2013 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJY6

• 0% capped buffered return enhanced notes due June 30, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJQ3

• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJU4

• 0% capped buffered return enhanced notes due June 30, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJT7

• 5%-7% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKA6

• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJZ3

• Contingent coupon callable yield notes due June 29, 2015 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJP5

• 0% notes due March 29, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 26; Cusip: 48126DKE8

• Callable variable-rate range accrual notes due Dec. 31, 2027 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 26; Cusip: 48126DMB2

• 8.5% reverse convertible notes due Dec. 30, 2013 linked to Bank of America Corp. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQJ1

• 8% reverse convertible notes due Dec. 30, 2013 linked to Citigroup Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQK8

• 16% reverse convertible notes due March 28, 2013 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQC6

• 9% reverse convertible notes due Dec. 30, 2013 linked to Cummins Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQH5

• 10.75% reverse convertible notes due June 28, 2013 linked to Goodyear Tire & Rubber Co. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQE2

• 0% notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 27; Cusip: 48126DKC2

• 9.5% reverse convertible notes due June 28, 2013 linked to Morgan Stanley stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQG7

• 13.5% reverse convertible notes due March 28, 2013 linked to Netflix, Inc. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQD4

• 12.75% reverse convertible notes due March 28, 2013 linked to Peabody Energy Corp. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQB8

• 10.5% reverse convertible notes due June 28, 2013 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Dec. 27; Cusip: 48126DQF9

• 8% to 10% airbag autocallable yield optimization notes due Jan. 3, 2014 linked to Centene Corp. shares; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48124B782

• 7% to 9% airbag autocallable yield optimization notes due Jan. 3, 2014 linked to General Motors Co. shares; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48124B774

• 6% to 8% airbag autocallable yield optimization notes due Jan. 3, 2014 linked to Halliburton Co. shares; via J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48124B766

• 0% contingent absolute return autocallable optimization securities due Jan. 6, 2014 linked to Barrick Gold Corp. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48126E396

• 0% contingent absolute return autocallable optimization securities due Jan. 6, 2014 linked to Morgan Stanley shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48126E420

• 0% contingent absolute return autocallable optimization securities due Jan. 6, 2014 linked to VMware Inc. shares; 75% trigger; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Dec. 27; Cusip: 48126E412

• 0% capped buffered return enhanced notes due Feb. 6, 2014 linked to SPDR S&P 500 exchange-traded fund trust, the iShares MSCI Emerging Markets index fund, Russell 2000 index and the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Jan. 2; Cusip: 48126DPU7

LLOYDS TSB BANK PLC

• Callable step-up fixed-rate notes due Dec. 27, 2032; via Bank of America Merrill Lynch; settlement Dec. 27; Cusip: 5394E8BJ7

MORGAN STANLEY

• 0% buffered jump securities due Dec. 27, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAH2

• 0% market-linked notes due Dec. 27, 2019 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAG4

• Market-linked autocallable notes due Dec. 27, 2032 linked to the Euro Stoxx 50 index; 80% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAL3

• Contingent income securities due Dec. 27, 2017 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAP4

• 0% lookback return optimization securities due June 27, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Dec. 21; Cusip: 61761M177

• 0% trigger Performance Leveraged Upside Securities due Dec. 27, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAK5

• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761H889

• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761M110

• Senior fixed-to-floating notes due Dec. 28, 2022; via Morgan Stanley & Co. LLC; settlement Dec. 28; Cusip: 61760QCD4

• 0% buffered Performance Leveraged Upside Securities due October 2014 linked to the price of corn; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in December; Cusip: 6174823V4

• 0% trigger jump securities due December 2015 linked to the Euro Stoxx 50 index; 65% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761M169

• Contingent income autocallable securities due December 2015 with step-up redemption threshold level feature linked to Ford Motor Co. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H848

• 0% buffered Performance Leveraged Upside Securities due July 2014 linked to the iShares FTSE China 25 index fund; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761M185

• 0% market-linked notes with past performance averaging feature due January 2017 to April 2017 linked to the Morgan Stanley ETF-MAP Index Excess Return; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H822

• 0% dual directional trigger jump securities due December 2014 linked to the PHLX Housing Sector index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H863

• Contingent income autocallable securities due December 2017 linked to the Russell 2000 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761JAQ2

• Buffered securities with contingent coupon due Dec. 28, 2020 linked to the S&P 500 index; 80% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAN9

• Contingent income securities due Dec. 27, 2022 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAR0

ROYAL BANK OF CANADA

• 0% buffered bullish enhanced return notes due Dec. 27, 2017 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Dec. 21; Cusip: 78008SRZ1

• Contingent income autocallable securities due December 2015 with step-down redemption threshold feature linked to Las Vegas Sands Corp. stock; via RBC Capital Markets, LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Dec. 21; Cusip: 78008W743

• 10% reverse convertible notes due March 28, 2013 linked to Abercrombie & Fitch Co. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STL0

• 11% reverse convertible notes due March 28, 2013 linked to Peabody Energy Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STM8

• 20% reverse convertible notes due March 28, 2013 linked to J.C. Penney Co., Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STN6

• 11.75% reverse convertible notes due March 28, 2013 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STP1

• 11% reverse convertible notes due March 28, 2013 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STQ9

• 9.5% reverse convertible notes due June 28, 2013 linked to Apple Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STR7

• 13.75% reverse convertible notes due June 28, 2013 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STS5

• 13% reverse convertible notes due June 28, 2013 linked to Dean Foods Co. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STT3

• 9% reverse convertible notes due June 28, 2013 linked to D.R. Horton, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STU0

• 10.5% reverse convertible notes due June 28, 2013 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STV8

• 9.75% reverse convertible notes due June 28, 2013 linked to Morgan Stanley stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STW6

• 12% reverse convertible notes due June 28, 2013 linked to Silver Wheaton Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STX4

• 11% reverse convertible notes due June 28, 2013 linked to Toll Brothers, Inc. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STY2

• 10% reverse convertible notes due June 28, 2013 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Dec. 27; Cusip: 78008STZ9

• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W636

• 0% trigger performance securities due Dec. 31, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W651

• 9% to 11% annualized airbag yield optimization notes due June 28, 2013 linked to Ariad Pharmaceuticals, Inc. shares; via UBS Financial Services Inc. and RBC Capital Markets LLC; pricing Dec. 27; Cusip: 78008W750

• 6.25% to 8.25% annualized airbag yield optimization notes due June 28, 2013 linked to United Continental Holdings, Inc. shares; via UBS Financial Services Inc. and RBC Capital Markets LLC; pricing Dec. 27; Cusip: 78008W768

• 6.5% to 8.5% annualized airbag yield optimization notes due June 28, 2013 linked to Weatherford International Ltd. shares; via UBS Financial Services Inc. and RBC Capital Markets LLC; pricing Dec. 27; Cusip: 78008W776

• Redeemable step-up notes due Dec. 28, 2035; via RBC Capital Markets, LLC; settlement Dec. 28; Cusip: 78008SLM6

• 6.5% STEP Income Securities due January 2014 linked to Deere & Co. shares; via Bank of America Merrill Lynch; pricing in December

• 0% direct investment notes due Feb. 10, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 4; Cusip: 78008SSY3

• 8% STEP Income Securities due January 2014 linked to Amazon.com, Inc. shares; via Bank of America Merrill Lynch; pricing in January

• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.

• 0% buffered enhanced return notes linked to the iShares MSCI Emerging Markets index fund; via RBC Capital Markets, LLC; Cusip: 78008STF3

• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.

• 0% buffered enhanced return notes due in 21 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78008STE6

• 25-month 0% buffered equity notes linked to the S&P 500 index; 82% trigger; via RBC Capital Markets, LLC; Cusip: 78008STG1

ROYAL BANK OF SCOTLAND

• 0% digital notes with fixed buffer due Jan. 4, 2016 linked to the Russell 2000 index; via RBS Securities Inc.; pricing Dec. 27; Cusip: 78009PDJ7

AB SVENSK EXPORTKREDIT

• 0% Accelerated Return Notes due February 2014 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in January

UBS AG, JERSEY BRANCH

• 0% trigger optimization securities due Dec. 31, 2014 linked to the spot price of gold; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 21; Cusip: 902669530

UBS AG, LONDON BRANCH

• 0% capped optimal entry return enhanced notes due March 26, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC and UBS Investment Bank; pricing Dec. 21; Cusip: 902674MA5

• 0% trigger performance securities due Dec. 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W734

• 0% return optimization securities due Jan. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W759

• 0% trigger return optimization securities due Dec. 31, 2015 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W742

• Trigger phoenix autocallable optimization securities due Dec. 29, 2017 linked to the iShares Russell 2000 index fund and the SPDR S&P 500 ETF Trust; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269A708

• Trigger phoenix autocallable optimization securities due Dec. 31, 2013 linked to the common stock of Citigroup Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269X120

• Trigger phoenix autocallable optimization securities due Dec. 31, 2013 linked to the common stock of CSX Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269A872

• 0% trigger performance securities due Dec. 29, 2017 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269W700

• 0% trigger autocallable optimization securities due Dec. 29, 2017 linked to the iShares Russell 2000 index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269W874

• Trigger phoenix autocallable optimization securities due Dec. 31, 2013 linked to the common stock of Southwestern Energy Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269X112

• Trigger phoenix autocallable optimization securities due Dec. 31, 2013 linked to the common stock of VF Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269A807

• Contingent income autocallable securities due Dec. 31, 2015 linked to JPMorgan Chase & Co.; via UBS Securities LLC; pricing Dec. 28; Cusip: 90269A856

UNION BANK, NA

• Market-linked certificates of deposit due Dec. 27, 2017 linked to a basket of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 90521ALG1

• 0% quarterly capped return market-linked certificates of deposit due Dec. 27, 2017 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 90521ALC0

WELLS FARGO & CO.

• Fixed-to-floating notes due Dec. 28, 2022; via Wells Fargo Securities, LLC; pricing Dec. 21; Cusip: 94986RMK4

• Market-linked notes due Jan. 8, 2020 tied to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMH1

• Market-linked notes with upside participation due Jan. 8, 2020 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMJ7

• 0% securities with leveraged upside participation to a cap and buffered downside with multiplier due in 12 to 15 months linked to iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing in December; Cusip: 94986RMQ1

• 0% S&P 500 index-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due in 23 to 26 months; via Wells Fargo Securities, LLC; pricing in December; Cusip: 94986RMN8

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