| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers Calendar > Headlines for 2012 > News item |
Structured Products Calendar
BANK OF AMERICA CORP.
• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December
• 0% bear Strategic Accelerated Redemption Securities due January 2014 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in December
• 0% Accelerated Return Notes due February 2014 linked to a basket of stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; via Bank of America Merrill Lynch; pricing in December
• Autocallable market-linked step-up notes due January 2016 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in December
• 0% Market Index Target-Term Securities due January 2019 linked to the Dow Jones industrial average; via Bank of America Merrill Lynch; pricing in January
• 0% currency-linked step-up notes due January 2015 tied to the Indian rupee measured against the dollar; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2014 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• Market-linked step-up notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Capped Leveraged Index Return Notes due January 2015 tied to a global equity basket consisting of the S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Bank of America Merrill Lynch; pricing in January
BANK OF MONTREAL
• 0% senior medium-term notes, series B, due Dec. 23, 2013 linked to Raymond James Analysts' Best Picks for 2013; via BMO Capital Markets Corp.; settlement Dec. 18; Cusip: 06366QJS5
• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJV8
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJY2
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKB0
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJZ9
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to the S&P 500; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RKA2
• 0% autocallable barrier notes with step-up call price due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp; pricing Dec. 26; Cusip: 06366RJU0
• 0% buffered bullish digital return notes due Dec. 31, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJX4
• 0% buffered bullish enhanced return notes due Dec. 31, 2015 linked to a basket containing the S&P 500 index and the iShares Russell 2000 index fund; via BMO Capital Markets Corp., pricing Dec. 26; Cusip: 06366RKC8
• 0% autocallable cash-settled notes with step-up call price due Dec. 31, 2014 linked to the SPDR Dow Jones industrial average ETF trust; via BMO Capital Markets Corp.; pricing Dec. 26; Cusip: 06366RJW6
BANK OF THE WEST
• Contingent variable income market-linked certificates of deposit due Dec. 27, 2018 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FL 9
• Contingent variable income market-linked certificates of deposit due Dec. 27, 2017 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FK 1
• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to Altria Group, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Inc., Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FN 5
• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to Altria Group, Inc., ConocoPhilips, Johnson & Johnson., Kellogg Co., Kinder Morgan, Inc., McDonald's Corp., NYSE Euronext, Philip Morris International Inc., PPL Corp. and Williams Cos., Inc.; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FM 7
• Market-linked certificates of deposit due Dec. 27, 2019 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FQ 8
• Contingent variable income market-linked certificates of deposit due Dec. 27, 2019 linked to S&P GSCI Cocoa Dynamic Roll Index ER, S&P GSCI Coffee Dynamic Roll Index ER, S&P GSCI Corn Dynamic Roll Index ER, S&P GSCI Cotton Dynamic Roll Index ER, S&P GSCI Gold Dynamic Roll Index ER, S&P GSCI Lead Dynamic Roll Index ER, S&P GSCI Natural Gas Dynamic Roll Index ER, S&P GSCI Nickel Dynamic Roll Index ER, S&P GSCI Sugar Dynamic Roll Index ER and S&P GSCI Wheat Dynamic Roll Index ER; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing Dec. 21; Cusip: 06426X FP 0
BARCLAYS BANK DELAWARE
• Certificates of deposit due Dec. 27, 2019 linked to a basket of commodity subindexes (S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Live Cattle Index Excess Return, S&P GSCI Precious Metals Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return); via Barclays; pricing Dec. 21; Cusip: 06740AWX3
• Certificates of deposit due Dec. 27, 2017 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.); via Barclays; pricing Dec. 21; Cusip: 06740AXB0
• Certificates of deposit due Dec. 27, 2018 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.); via Barclays; pricing Dec. 21; Cusip: 06740AXC8
• Certificates of deposit due Dec. 27, 2019 linked to a basket of common stocks (Darden Restaurants, Inc., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Northeast Utilities, Inc., Progressive Corp., Silver Wheaton Corp., Southern Copper Corp., Starbucks Corp., Walgreen Co. and Yum! Brands Inc.): via Barclays; pricing Dec 21; Cusip: 06740AXD6
• Certificates of deposit due Dec. 27, 2017 linked to a basket of currencies relative to the dollar (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi); via Barclays; pricing Dec. 24; Cusip: 06740AWZ8
• 0% certificates of deposit due Dec. 27, 2019 linked to a basket of indexes (S&P 500 index, Euro Stoxx 50 index and FTSE 100 index); via Barclays; pricing Dec. 21; Cusip: 06740AWY1
• Certificates of deposit due Dec. 27, 2018 linked to the S&P 500 index; via Barclays; pricing Dec. 21; Cusip: 06740AXA2
BARCLAYS BANK PLC
• Notes due Dec. 29, 2017 linked to S&P GSCI Sugar Index Excess Return, S&P GSCI Cocoa Index Excess Return, S&P GSCI Corn Index Excess Return, S&P GSCI Lean Hogs Index Excess Return, S&P GSCI Live Cattle Index Excess Return, S&P GSCI Precious Metals Index Excess Return, S&P GSCI Natural Gas Index Excess Return, S&P GSCI Lead Index Excess Return, S&P GSCI Nickel Index Excess Return and S&P GSCI Zinc Index Excess Return; via Barclays; pricing Dec. 26; Cusip: 06741TKZ9
• Notes due Dec. 31, 2019 linked to Starbucks Corp., Freeport-McMoRan Copper & Gold Inc., YUM! Brands, Inc., Eli Lilly and Co., Walgreen Co., Silver Wheaton Corp., Progressive Corp., Southern Copper Corp., Darden Restaurants, Inc. and Northeast Utilities, Inc.; via Barclays; pricing Dec. 26; Cusip: 06741TKY2
• 0% buffered digital plus notes due June 30, 2017 linked to the Dow Jones industrial average; via Barclays; pricing Dec. 27; Cusip: 06741TLN5
• 0% enhanced trigger jump securities due Jan. 3, 2018 linked to the S&P 500 index; 70% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing Dec. 28; Cusip: 06742A313
• 0% Performance Leveraged Upside Securities due Feb. 3, 2014 linked to the S&P 500 index; via Barclays with Morgan Stanley Smith Barney LLC; pricing Dec. 28; Cusip: 06742A339
• 0% Strategic Accelerated Redemption Securities due January 2014 linked to the common stock of General Electric Co.; via Bank of America Merrill Lynch; pricing in December
• Fixed-rate callable step-up notes due Jan. 3, 2030; via Barclays; settlement Jan. 3; Cusip: 06741TLU9
• 0% notes due Jan. 12, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Jan. 7; Cusip: 06741TLL9
• 0% buffered Super Track notes due 2018 linked to S&P 500 index, Russell 2000 index, iShares MSCI EAFE index fund, PowerShares DB Commodity Index Tracking fund, Consumer Staples Select Sector SPDR fund, iShares Dow Jones Select Dividend index fund, iShares iBoxx $ Investment Grade Corporate Bond fund, iShares MSCI Japan Index fund, iShares MSCI Emerging Markets index fund, Health Care Select Sector SPDR fund, PowerShares QQQ Trust, series 1 and iShares Barclays Treasury Inflation Protected Securities Bond fund; via Barclays; Cusip: 06741TKT3
BNP PARIBAS
• Contingent variable income notes due Dec. 30, 2017 linked to Altria Group, Inc., AT&T, Inc., Barrick Gold Corp., FirstEnergy Corp., Kinder Morgan, Lockheed Martin Corp., PPL Corp., Reynolds American Inc., Southern Copper Corp. and Verizon Communications Inc.; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDC9
• 10% autocallable reverse convertible worst-of notes due Dec. 26, 2013 linked to Apple Inc., Boeing Co., Exxon Mobil Corp. and Procter & Gamble Co.; via BNP Paribas Securities Corp.; pricing Dec. 20; Cusip: 05574LDG0
• 0% twin win notes due Jan. 27, 2014 linked to the common stock of Apple Inc.; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDE5
• Low barrier notes due Dec. 26, 2017 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDD7
• 0% callable certi plus notes due Dec. 28, 2015 linked to the worst of the S&P 500 index and the Russell 2000 index; via BNP Paribas Securities; pricing Dec. 20; Cusip: 05574LDB1
CITIBANK, NA
• Callable fixed-to-inverse-floating-rate market-linked certificates of deposit due Dec. 27, 2032 linked to the Russell 2000 index; via Citigroup Global Markets Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 172986MB4
CREDIT SUISSE AG, NASSAU BRANCH
• High/low coupon callable yield notes due June 26, 2014 linked to the S&P 500 index, the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 20; Cusip: 22546TN49
• Callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 21; Cusip: 22546TM81
• 0% absolute return barrier securities due March 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 24; Cusip: 22546TP70
• Daily range accrual notes due Jan. 3, 2017 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TM57
• 0% Buffered Accelerated Return Equity Securities due Dec. 31, 2014 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL82
• High/low coupon callable yield notes due June 30, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL58
• 0% digital plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL90
• High/low coupon callable yield notes due June 30, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 26; Cusip: 22546TL41
• 0% Buffered Accelerated Return Equity Securities due Dec. 30, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 27; Cusip: 22546TN31
• 0% Buffered Accelerated Return Equity Securities due July 3, 2014 linked to the iShares MSCI EAFE index fund; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM24
• High/low coupon callable yield notes due July 7, 2014 linked to the Russell 2000 index and the United States Oil Fund, LP; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL74
• 0% digital plus barrier notes due Jan. 4, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TM32
• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66
• High/low coupon callable yield notes due July 7, 2014 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Dec. 31; Cusip: 22546TL66
• 20- to 23-month 0% buffered enhanced participation equity securities linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing December; Cusip: 22546TP88
• 18- to 21-month 0% buffered enhanced participation equity securities linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing December; Cusip: 22546TP96
• 0% autocallable securities due in three years linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing in December; Cusip: 22546TM65
• Capped Leveraged Index Return Notes due January 2015 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
• 0% Accelerated Return Notes due February 2014 linked to the S&P 500 index; via Bank of America Merrill Lynch; pricing in January
DEUTSCHE BANK AG, LONDON BRANCH
• 0% call warrants expiring Dec. 24, 2015 linked to the Euro Stoxx 50 index; via Barclays; pricing Dec. 21; Cusip: 25154S570
• 0% accelerated return securities due Jan. 6, 2016 linked to the iShares MSCI EAFE index fund; via Deutsche Bank Securities Inc.; pricing Dec. 21; Cusip: 25152RAN3
• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Dec. 26; Cusip: 25154S679
• 0% buffered return optimization securities due Dec. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25154S661
• 0% capped buffered underlying securities due Dec. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Dec. 26; Cusip: 25152RAP8
• Fixed-to-floating notes due Dec. 28, 2020; via Deutsche Bank Securities Inc.; settlement Dec. 28; Cusip: 2515A1PJ4
GOLDMAN SACHS GROUP, INC.
• Callable monthly buffered S&P 500 index-linked range accrual notes due June 27, 2019; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GKE3
• 0% leveraged autocallable notes due Dec. 27, 2016 linked to the S&P 500 index; 77.5% trigger; via Goldman Sachs & Co.; pricing Dec. 21; Cusip: 38141GLB8
• 0% trigger notes due Jan. 2, 2019 linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; pricing Dec. 27; Cusip: 38141GKF0
• Callable step-up fixed-rate notes due June 2022; via Goldman Sachs & Co. and Incapital LLC; settlement in December; Cusip: 38141GKP8
• 0% leveraged buffered index-linked notes due in 18 to 21 months tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.
• Two-year 0% index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; 60% trigger; via Goldman Sachs & Co.; Cusip: 38143AZ65
• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38141GKQ6
• Five-year 0% leveraged notes linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co.; Cusip: 38143U7B1
• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGY4
• Five-year 0% buffered notes linked to the Morningstar Wide Moat Focus Target Volatility 20 index; via Goldman Sachs & Co.; Cusip: 38141GGZ1
• 0% leveraged notes due in 23-26 months linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to MSCI EAFE index, the S&P 500 index, the S&P MidCap 400 index and the Russell 2000 index; 70% trigger; via Goldman Sachs & Co.; Cusip: 38141GJV7
• 0% index-linked digital notes due in 13-15 months tied to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38141GHR8
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 0% digital notes tied to the Russell 2000 index due in 18 and 21 months; 80% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered index-linked notes due in 36 to 42 months tied to the S&P 100 index; via Goldman, Sachs & Co.
• 0% leveraged buffered index-linked notes due in 42 to 48 months tied to the S&P 100 index; via Goldman, Sachs & Co.; Cusip: 38143U7U9
• 25- to 28-month 0% leveraged index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 25- to 28-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 18 and 21 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged notes due in 18-21 months linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% buffered notes linked to the S&P 500 index due in 18 and 21 months; 90% trigger; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 22- to 25-month 0% leveraged index-linked notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged index-linked notes due in two years tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GHT4
• 0% leveraged notes linked to the S&P 500 index due in 24 and 27 months; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.; Cusip: 38147H486
• 0% leveraged buffered index-linked notes tied to the S&P 500 index due in 24 to 27 months; 90% trigger; via Goldman, Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 and 27 months; 90% trigger; via Goldman Sachs & Co.
• 24- to 27-month 0% autocallable leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman, Sachs & Co.
• 0% leveraged index-linked notes due in 24 to 28 months tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 42 to 48 months; 70% trigger; via Goldman Sachs & Co.; Cusip: 38143U7U9
• 48- to 52-month 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
HSBC USA INC.
• Buffered Accelerated Market Participation Securities due June 24, 2014 linked to the iShares FTSE China 25 index fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4V0
• Buffered Accelerated Market Participation Securities due June 24, 2014 linked to the iShares MSCI Mexico Investable Market index fund; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4U2
• 6% to 8% autocallable yield notes due June 24, 2014 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4W8
• 6.5% to 8.5% autocallable yield notes due Dec. 24, 2013 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 06366RJR7
• 0% averaging notes due Dec. 24, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 19; Cusip: 40432X4M0
• Annual income opportunity notes with auto cap due Dec. 26, 2019 linked to Altria Group, Inc., Amgen Inc., Apple Inc., AT&T Inc., Exelon Corp., Maxim Integrated Products, Inc., Monsanto Co., Pfizer Inc., Silver Wheaton Corp. and Wells Fargo & Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4Q1
• Income plus notes with minimum coupon due Dec. 26, 2019 linked to AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4S7
• Income plus notes with minimum coupon due Dec. 26, 2019 linked to AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4T5
• Annual income opportunity notes with auto cap due Dec. 26, 2019 linked to Barrick Gold Corp., Intel Corp., Bristol-Myers Squibb Co., PNC Financial Services Group, Inc., ConAgra Foods, Inc., Tiffany & Co., FirstEnergy Corp., Unitedhealth Group Inc., Halliburton Co. and Verizon Communications Inc.; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4R9
• Buffered uncapped market participation securities due Dec. 23, 2016 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4E8
• 0% averaging notes due Dec. 26, 2018 linked to a basket of the Hang Seng index, the Taiwan Stock Exchange Capitalization Weighted Stock index, the Korea Composite Stock Price Index 200 and the MSCI Singapore Free index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4N8
• 0% buffered uncapped market participation securities due Dec. 24, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4D0
• 0% buffered performance plus securities due June 25, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4H1
• 0% buffered performance plus securities due Dec. 23, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4J7
• 0% buffered uncapped market participation securities due Dec. 28, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X5E7
• 0% 50/150 performance securities due June 25, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4F5
• 0% leveraged buffered uncapped market participation securities due Dec. 24, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Dec. 20; Cusip: 40432X4G3
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5B3
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Y5
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4C2
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3X7
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4B4
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5A5
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3W9
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4A6
• Buffered Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Z1
• 0% performance barrier notes due June 27, 2016 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4P3
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3V1
• Buffered Accelerated Market Participation Securities due June 26, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X3Z2
• 0% digital-plus barrier notes due Dec. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X5C1
• Buffered Accelerated Market Participation Securities due Dec. 30, 2016 linked to S&P 500 index, the Russell 2000 index and the MSCI EAFE index; via HSBC Securities (USA) Inc.; pricing Dec. 21; Cusip: 40432X4Y4
• Annual income opportunity certificates of deposit with rising floor rate feature due Dec. 26, 2019 linked to a basket of 10 stocks (Apple Inc., Amgen Inc., Exelon Corp., Altria Group Inc., Monsanto Co., Maxim Integrated Products, Pfizer Inc., Silver Wheaton Corp., AT&T Inc. and Wells Fargo & Co.); via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 20; Cusip: 40431G4P1
• Income plus certificates of deposit with 0.25% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 40431G4Y2
• Income plus certificates of deposit with 0.5% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 40431G4X4
• Income plus certificates of deposit with 0.75% minimum coupon due Dec. 27, 2019 linked to a basket of common stocks of AT&T Inc., Bristol-Myers Squibb Co., ConocoPhillips, Intel Corp. and Walgreen Co.; via HSBC Securities (USA) Inc. with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; 40431G4W6
• 0% trigger performance securities due Dec. 29, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Dec. 26; Cusip: 40433T562
• 0% airbag performance securities due Dec. 30, 2022 linked to the S&P 500 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 40433T539
• 0% airbag performance securities due Dec. 30, 2022 linked to the Euro Stoxx 50 index; 50% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing Dec. 27; Cusip: 40433T521
• Fixed-to-floating notes due December 2022; via Bank of America Merrill Lynch; pricing in December
• Capped Leveraged Index Return Notes due February 2015 linked to the gold spot price; via Bank of America Merrill Lynch; pricing in January
• Capped Leveraged Index Return Notes due January 2015 linked to the PHLX Housing Sector index; via Bank of America Merrill Lynch; pricing in January
• Capped Leveraged Index Return Notes due January 2015 linked to the Russell 2000 index; via Bank of America Merrill Lynch; pricing in January
JPMORGAN CHASE BANK, NA
• Digital contingent coupon certificates of deposit due Dec. 31, 2019 linked to a basket of stocks including Apple Inc., Bristol-Myers Squibb Co., Total SA, Goldcorp Inc., McDonald's Corp., Proctor & Gamble Co., Royal Dutch Shell plc, Unilever plc, Verizon Communications Inc. and Wal-Mart Stores Inc.; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPL6
• 0% certificates of deposit due Dec. 29, 2017 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPA0
• 0% certificates of deposit due Dec. 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 48124JPB8
JPMORGAN CHASE & CO.
• Callable step-up fixed-rate notes due Dec. 21, 2037; via J.P. Morgan Securities LLC; pricing Dec. 18; Cusip: 48126DLW7
• Callable variable-rate range accrual notes due Dec. 21, 2027 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 18; Cusip: 48126DLY3
• 7.2% autocallable yield notes due Dec. 24, 2013 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48126DPF0
• Autocallable contingent interest notes due Dec. 24, 2014 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48126DPM5
• Autocallable contingent interest notes due Dec. 24, 2014 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48126DPQ6
• 8.5% to 9.5% autocallable yield notes due Dec. 24, 2013 linked to the least performing of the Market Vectors Gold Miners exchange-traded fund, the SPDR S&P Metals & Mining exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 19; Cusip: 48126DPT0
• Callable step-up fixed-rate notes due Dec. 26, 2032; via J.P. Morgan Securities LLC; pricing Dec. 20; Cusip: 48126DLX5
• 0% return notes due March 25, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Dec. 20; Cusip: 48126DJV2
• 10% reverse convertible notes due Dec. 30, 2013 linked to Apple Inc. stock; via JPMorgan; pricing Dec. 21; Cusip: 48126DPS2
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJR1
• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKB4
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the iShares MSCI Emerging Markets index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJS9
• Contingent interest notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKD0
• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due Dec. 31, 2019; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKF5
• 0% return notes due March 31, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJW0
• 0% return notes due Dec. 31, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic index (series 1) (USD); via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJX8
• 10%-12% autocallable yield notes due Dec. 31, 2013 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJY6
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJQ3
• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJU4
• 0% capped buffered return enhanced notes due June 30, 2014 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJT7
• 5%-7% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DKA6
• 7%-9% autocallable yield notes due Dec. 31, 2013 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJZ3
• Contingent coupon callable yield notes due June 29, 2015 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing Dec. 21; Cusip: 48126DJP5
• 0% notes due March 29, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 26; Cusip: 48126DKE8
• 0% notes due Dec. 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P Morgan Securities LLC; pricing Dec. 27; Cusip: 48126DKC2
• 0% capped buffered return enhanced notes due Feb. 6, 2014 linked to SPDR S&P 500 exchange-traded fund trust, the iShares MSCI Emerging Markets index fund, Russell 2000 index and the iShares MSCI EAFE index fund; 90% trigger; via J.P. Morgan Securities LLC; pricing Jan. 2; Cusip: 48126DPU7
LLOYDS TSB BANK PLC
• Callable step-up fixed-rate notes due Dec. 27, 2032; via Bank of America Merrill Lynch; pricing Dec. 19; Cusip: 5394E8BJ7
• Callable step-up fixed-rate notes due Dec. 27, 2032; via Bank of America Merrill Lynch; settlement Dec. 27; Cusip: 5394E8BJ7
MORGAN STANLEY
• 0% buffered jump securities due Dec. 27, 2017 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAH2
• 0% market-linked notes due Dec. 27, 2019 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAG4
• Market-linked autocallable notes due Dec. 27, 2032 linked to the Euro Stoxx 50 index; 80% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAL3
• Contingent income securities due Dec. 27, 2017 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAP4
• 0% trigger Performance Leveraged Upside Securities due Dec. 27, 2017 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Dec. 21; Cusip: 61761JAK5
• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761H889
• Trigger contingent coupon optimization securities due Dec. 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing Dec. 26; Cusip: 61761M110
• Senior fixed-to-floating notes due Dec. 28, 2022; via Morgan Stanley & Co. LLC; settlement Dec. 28; Cusip: 61760QCD4
• Contingent income autocallable securities due December 2015 with step-up redemption threshold level feature linked to Ford Motor Co. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H848
• Contingent income autocallable securities due December 2015 linked to Goldman Sachs Group, Inc. shares; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761M151
• 0% lookback entry Performance Leveraged Upside Securities due December 2014 linked to the iShares MSCI Pacific ex-Japan index fund; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in December; Cusip: 61761M144
• 0% market-linked notes with past performance averaging feature due January 2017 to April 2017 linked to the Morgan Stanley ETF-MAP index (Excess Return; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H822
• 0% dual directional trigger jump securities due December 2014 linked to the PHLX Housing Sector index; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761H863
• Contingent income autocallable securities due December 2017 linked to the Russell 2000 index; 75% trigger; via Morgan Stanley & Co. LLC; pricing in December; Cusip: 61761JAQ2
• 0% lookback entry Performance Leveraged Upside Securities due December 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC is the underwriter with Morgan Stanley Smith Barney LLC; pricing in December; Cusip: 61761M136
• Buffered securities with contingent coupon due Dec. 28, 2020 linked to the S&P 500 index; 80% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAN9
• Contingent income securities due Dec. 27, 2022 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; Cusip: 61761JAR0
ROYAL BANK OF CANADA
• Redeemable step-up notes due Dec. 19, 2019; via RBC Capital Markets, LLC; settlement Dec. 19; Cusip: 78008SLK0
• 0% buffered bullish enhanced return notes due Dec. 27, 2017 linked to the Dow Jones industrial average; via RBC Capital Markets, LLC; pricing Dec. 21; Cusip: 78008SRZ1
• 0% contingent return optimization securities due Dec. 31, 2014 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W636
• 0% trigger performance securities due Dec. 31, 2015 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Dec. 27; Cusip: 78008W651
• Redeemable step-up notes due Dec. 28, 2035; via RBC Capital Markets, LLC; settlement Dec. 28; Cusip: 78008SLM6
• 6.5% STEP Income Securities due January 2014 linked to Deere & Co. shares; via Bank of America Merrill Lynch; pricing in December
• 0% direct investment notes due Feb. 10, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Jan. 4; Cusip: 78008SSY3
• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
• 0% buffered enhanced return notes due in 15 months linked to the MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78008STD8
• 0% buffered enhanced return notes due in 21 months linked to the S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78008STE6
ROYAL BANK OF SCOTLAND
• 0% digital notes with fixed buffer due Jan. 4, 2016 linked to the Russell 2000 index; via RBS Securities Inc.; pricing Dec. 27; Cusip: 78009PDJ7
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due February 2014 linked to the MSCI EAFE index; via Bank of America Merrill Lynch; pricing in January
UBS AG, JERSEY BRANCH
• 0% trigger optimization securities due Dec. 31, 2014 linked to the spot price of gold; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 21; Cusip: 902669530
UBS AG, LONDON BRANCH
• 0% trigger performance securities due Dec. 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W734
• 0% return optimization securities due Jan. 31, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W759
• 0% trigger return optimization securities due Dec. 31, 2015 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 26; Cusip: 90269W742
• 0% trigger performance securities due Dec. 29, 2017 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Dec. 27; Cusip: 90269W700
UNION BANK, NA
• Market-linked certificates of deposit due Dec. 27, 2017 linked to a basket of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 90521ALG1
• 0% quarterly capped return market-linked certificates of deposit due Dec. 27, 2017 linked to the Russell 2000 index; via UnionBanc Investment Services, LLC with Advisors Asset Management, Inc. as distributor; pricing Dec. 21; Cusip: 90521ALC0
WELLS FARGO & CO.
• Fixed-to-floating notes due Dec. 28, 2022; via Wells Fargo Securities, LLC; pricing Dec. 21; Cusip: 94986RMK4
• Market-linked notes due Jan. 8, 2020 tied to the Dow Jones industrial average; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMH1
• Market-linked notes with upside participation due Jan. 8, 2020 linked to a basket of the SPDR S&P 500 ETF trust, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing Dec. 28; Cusip: 94986RMJ7
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.