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Structured Products Calendar
BANK OF AMERICA CORP.
• Step-up callable notes due Feb. 24, 2026; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February; Cusip: 06048WFF2
• 6% fixed-to-floating-rate notes due February 2021 linked to Consumer Price; via Merrill Lynch & Co.; pricing in February
• 0% market-linked step-up notes due February 2013 based on the DAX Price Return index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• 0% Market Index Target-Term Securities due February 2016 based on the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• 7% one-year coupon-bearing notes linked to Halliburton Co. stock; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• Five-year 0% Strategic Return Notes linked to the Investable Volatility index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• 0% Accelerated Return Notes due March 2012 linked to S&P 500 index, the MSCI EAFE index and the MSCI Emerging Markets index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• Zero-coupon Capped Leveraged Index Return Notes due February 2013 linked to the S&P 500 index; via Merrill Lynch & Co., pricing in February
• Step-up callable range accrual notes due February 2023 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• Step-up callable range accrual notes due February 2023 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• One-year 0% Strategic Accelerated Redemption Securities linked to the iShares MSCI Brazil index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
• One-year 0% Strategic Accelerated Redemption Securities linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
• Three-year 0% currency-linked step-up notes tied to the Norwegian krone, Swedish krona and Turkish lira; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
• One-year 0% Strategic Accelerated Redemption Securities linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
• Two-year 0% Capped Leveraged Index Return Notes linked to the spot price of silver; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
BANK OF MONTREAL
• Zero-coupon buffered senior medium-term notes, series A, capped at 90% to 110%, due Feb. 8, 2016; via BMO Capital Markets Corp.; pricing Feb. 4; Cusip 06366QCX3
BARCLAYS BANK PLC
• 0% return enhanced notes due May 9, 2012 linked to equal weights of the Brazilian real, Indian rupee and Indonesian rupiah relative to the U.S. dollar; via Barclays Capital Inc.; pricing Feb. 4; Cusip: 06738KAS0
• 0% capped market plus notes due March 1, 2012 linked to the S&P GSCI Brent Crude Index Excess Return; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing Feb. 4; Cusip 06738KAU5
• Callable contingent accrual notes due to Feb. 17, 2026 linked to Libor and the S&P 500 index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 11; Cusip 06741JCM9
• 0% buffered Super Track notes due Aug. 21, 2012 linked to the performance of the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Feb. 16; Cusip 06741JCF4
• 0% buffered Super Track notes due Aug. 21, 2012 linked to the performance of the iShares Russell 2000 index fund; via Barclays Capital Inc.; pricing Feb. 16; Cusip 06741JCH0
• 0% buffered Super Tr ack notes due Feb. 20, 2013 linked to the performance of the S&P GSCI Excess Return index; via Barclays Capital Inc.; pricing Feb. 16; Cusip 06741JCL1
• 0% buffered Super Track notes due Aug. 21, 2012 linked to the performance of the iShares MSCI EAFE index fund; via Barclays Capital Inc.; pricing Feb. 16; Cusip 06741JCG2
• 0% double short leverage securities due Feb. 27, 2014 linked to the Barclays Capital 30Y Treasury Futures index; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Feb. 23; Cusip: 06738KAH4
• 0% Super Track notes due March 28, 2012 linked to the Hang Seng China Enterprises index; via Barclays Capital Inc.; pricing Feb. 23; Cusip 06738KAX9
• 0% annual autocallable notes due Feb. 27, 2014 linked to the iShares MSCI Emerging Markets index fund; via Barclays Capital Inc.; pricing Feb. 23; Cusip 06738KAJ0
• 10% reverse convertible notes due Aug. 26, 2011 linked to Nokia Corp. (American Depositary Shares) stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCR8
• 9% reverse convertible notes due Feb. 28, 2012 linked to Nordstrom, Inc. stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCX5
• 9.25% reverse convertible notes due Aug. 26, 2011 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCV9
• 10% reverse convertible notes due Aug. 26, 2011 linked to Research In Motion Ltd. stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCS6
• 10.5% reverse convertible notes due Feb. 28, 2012 linked to Research in Motion Ltd. stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCZ0
• 9%-12% digital notes due Feb. 26, 2016 linked to the Russell 2000 index; via Barclays Capital Inc.; pricing Feb. 23; Cusip 06738KAK7
• 9% reverse convertible notes due Feb. 28, 2012 linked to Schlumberger N.V. (Schlumberger Ltd.) stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCY3
• 9.5% reverse convertible notes due Aug. 26, 2011 linked to Seagate Technology stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCJ6
• 10.25% reverse convertible notes due Aug. 26, 2011 linked to SunTrust Banks, Inc. stock; via Barclays Capital; pricing Feb. 23; Cusip: 06741JCW7
• 0% buffered Super Track notes due March 5, 2012 linked to the performance of a basket of WTI crude, gasoline RBOB, heating oil, copper, nickel, gold, corn, cotton, soybean and sugar; via Barclays Capital Inc.; pricing Feb. 23; Cusip 06741JCQ0
CITIBANK, NA
• Market-linked certificates of deposit due Feb. 24, 2017 linked to an equally weighted basket of silver, corn, copper, zinc, nickel, platinum, soybean, sugar, the S&P GSCI Crude Oil Excess Return index and the S&P GSCI Livestock Excess Return index; via Citigroup Global Markets Inc. and Advisors Asset Management, Inc.; pricing Feb. 23;Cusip: 172986CR0
CITIGROUP FUNDING INC.
• Callable step-up notes with 5% initial rate due Feb. 11, 2026; via Citigroup Global Markets Inc.; pricing Feb. 8; Cusip 1730T0JX8
• Callable step-up notes due Feb. 11, 2026, initial coupon 5%; via Citigroup Global Markets Inc.; settling Feb. 11
• 0% jump securities due Aug. 27, 2012 linked to the iShares Dow Jones U.S. Real Estate index fund; via Citigroup Global Markets Inc.; pricing Feb. 22; Cusip 17316G461
• 7% to 9% Equity LinKed Securities due Aug. 24, 2011 linked to Amazon.com, Inc. stock; via Citigroup Global Markets Inc.; pricing in February
• Callable leveraged market-linked certificates of deposit due 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; pricing in February; Cusip 172986CS8
• 0% index Leading Stockmarket Return Securities due Feb. 25, 2015 based on S&P 500 index; 75% trigger; via Citigroup Global Markets Inc.; settlement in February; Cusip 17316G453
• Callable leveraged CMS spread notes due Jan. 26, 2026 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; Cusip 1730T0LN7
• Callable CMS spread range accrual notes due 2031 linked to the 30-year and two-year Constant Maturity Swap rates; via Citigroup Global Markets Inc.; Cusip 1730T0LQ0
CREDIT SUISSE AG, NASSAU BRANCH
• 0% capped knock-out notes due Aug. 11, 2011 linked to the Polish zloty; via J.P. Morgan Securities LLC and JPMorgan Chase Bank, NA; pricing Feb. 4; Cusip 22546EV27
• 9%-11% annualized callable yield notes due Aug. 16, 2011 based on the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 11; Cusip 22546ES88
• 9.25%-11.25% annualized callable yield notes due Aug. 16, 2011 based on the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 11; Cusip 22546ES70
• 7.5%-10% callable yield notes due Feb. 16, 2012 linked to the S&P 500 and Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing Feb. 11; Cusip 22546ET20
• 9%-11% callable yield notes due Feb. 16, 2012 linked to the S&P 500 and Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing Feb. 11; Cusip 22546ES96
• 0% Accelerated Return Equity Securities due Aug. 31, 2012 based on Energy Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 18; Cusip 22546EU93
• 0% Accelerated Return Equity Securities due Aug. 31, 2012 based on Financial Select Sector SPDR fund; via Credit Suisse Securities (USA) LLC; pricing Feb. 18; Cusip 22546EU85
• 7% to 8% annualized callable yield notes due Aug. 31, 2012 based on the Russell 2000 index and the iShares MSCI Emerging Markets index fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 18; Cusip 22546EU69
• Zero-coupon buffered accelerated return notes linked to S&P 500 due Feb. 27, 2015; via Credit Suisse Securities (USA) LLC; pricing Feb. 18; Cusip 22546EU77
• 8.5% to 10.5% annualized callable yield notes due Aug. 29, 2011 based on the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; 22546ER71
• 9% to 11% annualized callable yield notes due Aug. 29, 2011 based on the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546ET79
• 0% callable Cert PLUS securities due Aug. 31, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546ES54
• 10% to 12% callable yield notes due Feb. 28, 2012 based on the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546EU28
• 8% to 10% annualized callable yield notes due Aug. 29, 2011 based on the S&P 500 index and the SPDR S&P Metals & Mining exchange-traded fund; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546ET87
• 9.5% to 11.5% callable yield notes due Feb. 28, 2012 based on the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; 72.5% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23
• 10.5% to 12.5% callable yield notes due Feb. 28, 2012 based on the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; 72.5% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546EU51
• 9% to 11% annualized callable yield notes due Aug. 29, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546ET95
• 12% to 14% annualized callable yield notes due Aug. 29, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546EU44
• 12% to 14% annualized callable yield notes due Sept. 6, 2011 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip: 22546ET46
• High/low coupon callable yield notes due Feb. 29, 2012 linked to the SPDR S&P Metals & Mining exchange-traded fund and the Market Vectors Gold Miners ETF; via Credit Suisse Securities (USA) LLC; pricing Feb. 23; Cusip 22546ES39
• 8% to 10% annualized callable yield notes due Sept. 6, 2011 based on the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; 77.5% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip 22546ET38
• 10.5% to 12.5% callable yield notes due March 5, 2012 based on the Russell 2000 index and the SPDR S&P Metals & Mining exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip 22546ET53
• 0% callable Cert PLUS securities due March 4, 2013 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip 22546ER89
• 0% callable Cert PLUS securities due March 5, 2012 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip 22546ER97
• High/low coupon callable yield notes due March 5, 2012 linked to the S&P 500 and Russell 2000 indexes; via Credit Suisse Securities (USA) LLC; pricing Feb. 28; Cusip 22546ES21
DEUTSCHE BANK AG, LONDON BRANCH
• 0% S&P plus tracker notes due March 7, 2012 linked to a basket of indexes that includes the S&P 500 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha index (Emerald); via Deutsche Bank Securities Inc.; pricing Feb. 2; Cusip 2515A13G4
• 0% alpha overlay securities due Feb. 8, 2013 linked to a basket holding the Deutsche Bank Fed Funds Total Return index and the Deutsche Bank Equity Mean Reversion Alpha index (Emerald); via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Feb. 3; Cusip 2515A13F6
• 0% contingent return optimization securities due Feb. 15, 2013 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Feb. 11; Cusip 25154P444
• 0% alpha overlay securities due Feb. 24, 2014 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index and the Deutsche Bank Equity Mean Reversion Alpha index (Emerald); via Deutsche Bank Securities Inc.; pricing Feb. 18; Cusip 2515A13M1
• 0% trigger step performance securities due Feb. 28, 2013 tied to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing on Feb. 23; Cusip 25154P451
EKSPORTFINANS ASA
• 0% autocallable notes due Feb. 24, 2012 linked to the S&P 500 index; via Natixis Securities North America Inc.; pricing Feb. 17; Cusip 282645VK3
• 9.5-month 0% Strategic Accelerated Redemption Securities linked to the front-month corn futures contract traded on CME; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• Six-month 0% bear Accelerated Return Notes linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• One-year 0% Strategic Accelerated Redemption Securities linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February or March
• 0% equity index-linked notes based on the MSCI EAFE index; via Goldman, Sachs & Co.
GOLDMAN SACHS GROUP, INC.
• Callable step-up fixed-rate notes due Feb. 11, 2016, with 2% initial rate; via Goldman Sachs & Co.; settlement Feb. 11; Cusip 38143URC7
• Six-year 0% equity index-linked notes linked to the performance of the Dow Jones Industrial Average; via Goldman, Sachs & Co.; Cusip 38143UQQ7
• 13-month floating-rate index-linked notes tied to the Dow Jones - UBS Commodity Index Total Return; via Goldman Sachs & Co.
• 27- to 30-month 0% leveraged basket-linked notes tied to the iShares FTSE/Xinhua China 25 index fund, iShares MSCI Australia index fund, iShares MSCI South Korea index fund and iShares MSCI Taiwan index fund; via Goldman Sachs & Co.
• 42-month 0% leveraged buffered equity index-linked notes linked to iShares MSCI Emerging Markets index fund; 80% trigger; via Goldman Sachs & Co.; Cusip 38143UPB1
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman, Sachs & Co.
• 15-year Libor and S&P 500 index-linked callable quarterly range accrual notes; via Goldman, Sachs & Co.; Cusip 38143UQS3
• Six- to seven-month 0% autocallable buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 31- to 33-month zero-coupon buffered notes tied to S&P 100; via Goldman, Sachs & Co.
• 24- to 27-month 0% leveraged buffered index-linked notes linked to S&P 500 index; 90% trigger; via Goldman, Sachs & Co.
• 0% leveraged buffered index-linked notes due Nov. 1, 2018 linked to S&P 500 index; 74% trigger; via Goldman, Sachs & Co.
• Six- to seven-month 0% autocallable buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 13- to 15-month 0% buffered equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 15-month 0% buffered equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip 38143UNL1
• 18- to 21-month 0% leveraged index-linked notes linked to S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 28- to 30-month 0% equity index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 36- to 39-month 0% capped equity index-linked notes linked to the S&P 500 index; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered index-linked notes due 2016 based on S&P 500 index; 80% trigger; via Goldman, Sachs & Co.
• 15-year callable quarterly index-linked range accrual notes tied to the S&P 500 index; via Goldman Sachs & Co.; Cusip 38143UQN4
• 16- to 18-month 0% leveraged buffered basket-linked notes linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI Emerging Markets index fund; via Goldman Sachs & Co.; Cusip 38143UPC9
HSBC USA INC.
• Collared floating-rate notes due Feb. 9, 2016; via HSBC Securities (USA) Inc.; pricing Feb. 4; Cusip 4042K1CW1
• 0% buffered Accelerated Market Participation Securities due May 23, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DC4
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares MSCI Brazil index fund; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DG5
• 0% buffered Accelerated Market Participation Securities due May 23, 2012 linked to the iShares FTSE/Xinhua China 25 index fund,; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DB6
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the iShares FTSE/Xinhua China 25 index fund,; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DF7
• 0% buffered Accelerated Market Participation Securities due May 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DA8
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DJ9
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DL4
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DE0
• 0% buffered Accelerated Market Participation Securities due May 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1CZ4
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DH3
• 0% Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DK6
• 0% buffered Accelerated Market Participation Securities due Aug. 23, 2012 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 18; Cusip 4042K1DD2
• 0% Performance Leveraged Upside Securities due March 26, 2012 based on S&P 500 index; via HSBC Securities (USA) Inc.; pricing Feb. 22; Cusip 40432R245
• Three-year 0% enhanced buffer market-linked step-up notes tied to the Dow Jones Industrial Average; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• One-year 0% gold participation notes linked to the price of gold; via HSBC Securities (USA) Inc.; Cusip 4042K1CQ4
• 0% best-of performance notes due 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; Cusip 4042K1CR2
JPMORGAN CHASE & CO.
• Leveraged capped floating-rate notes due Feb. 8, 2021 linked to Libor; via J.P. Morgan Stanley Securities LLC; pricing Feb. 3; Cusip 48125XCQ7
• Callable range accrual notes due Feb. 9, 2026 linked to the 30- and 10-year Constant Maturity Swap rates; via J.P. Morgan Securities LLC; pricing Feb. 4; Cusip 48125XCA2
• 0% semiannual review notes due Feb. 7, 2013 linked to Russell 2000 index; 70% trigger; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Feb. 4; Cusip 48124A7J0
• Callable fixed-rate step-up notes due Feb. 10, 2026; via J.P. Morgan Securities LLC; pricing Feb. 7; Cusip 48125XCD6
• 11%-15% annualized reverse convertible notes due Aug. 16, 2011 linked to Freeport-McMoRan Copper & Gold Inc. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing Feb. 11; Cusip 48125XBW5
• 9%-13% annualized reverse convertible notes due Aug. 16, 2011 linked to Yahoo! Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing Feb. 11; Cusip 48125XBV7
• Callable fixed-rate step-up notes due Feb. 17, 2026; via J.P. Morgan Securities LLC; pricing Feb. 12; Cusip 48125XCM6
• Callable range accrual notes due Feb. 17, 2026 linked to six-month Libor and the S&P 500 index; via J.P. Morgan Securities LLC; pricing Feb. 14; Cusip 48125XCU8
• Zero-coupon notes linked to ETF Efficiente 5 index due Feb. 20, 2015; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip 48125XBY1
• 7% callable yield notes due Feb. 23, 2012 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Feb. 17; Cusip 48125XBX3
• Zero-coupon buffered return notes due Aug. 31, 2012 linked to iShares MSCI EAFE index; via J.P. Morgan Securities LLC; pricing on Feb. 23; Cusip 48125XCX2
• Zero-coupon buffered return enhance notes due Aug. 31, 2012 linked to Russell 2000 index; via J.P. Morgan Securities LLC; pricing Feb. 23; Cusip 48125XCY0
• Zero-coupon buffered return enhanced notes due Aug. 31, 2012 linked to S&P 500 index; via J.P. Morgan Securities LLC; pricing on Feb. 23; Cusip 48125XCV6
• Zero-coupon buffered return enhanced notes due Feb. 28, 2013 linked to S&P 500; via J.P. Morgan Securities LLC; pricing Feb. 23; Cusip 48125XCW4
MORGAN STANLEY
• 10% initial rate, Brazilian real-denominated fixed-rate step-up notes due Feb. 8, 2016; via Morgan Stanley & Co. Inc.; settling Feb. 8; Cusip 61747WAG4
• Indian rupee-denominated senior fixed-rate step-up notes due Feb. 11, 2014; via Morgan Stanley & Co. International plc; settling Feb. 11
• 7%-9% ELKS due Aug. 25, 2011 linked to Baker Hughes Inc.; via Morgan Stanley & Co.; pricing Feb. 22; Cusip 61759G281
• 0% buffered jump securities due Feb. 26, 2015 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing Feb. 22; Cusip 617482QV9
• 0% equity-linked notes due Feb. 27, 2017 based on Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing Feb. 22; Cusip 617482RB2
• 10%-12% ELKS due Aug. 25, 2011 linked to Freeport-McMoRan Copper & Gold Inc.; via Morgan Stanley & Co.; pricing Feb. 22; Cusip 61760E200
• 6%-8% ELKS due Aug. 25, 2011 linked to Wells Fargo & Co.; via Morgan Stanley & Co.; pricing Feb. 22; Cusip 61759G299
• Floating-rate notes due Feb. 11, 2020; pricing in February; Cusip 61745E3X7
• Floating-rate notes due Feb. 11, 2020 linked to the Consumer Price Index; via Morgan Stanley & Co. Inc.; pricing in February; Cusip 61745E3R0
• 10-year Sifma CMS rate senior floating-rate notes due February 2020; via Morgan Stanley & Co. Inc.; pricing in February; Cusip 61745E4R95
• Leveraged CMS curve and S&P 500 index-linked accrual notes due Feb. 14, 2031 with issuer fixed-rate conversion right; via Morgan Stanley & Co. Inc.; pricing in February; Cusip 61745E3D1
ROYAL BANK OF CANADA
• 0% direct investment notes due March 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Feb. 3; Cusip 78008KXU2
• 0% direct investment notes due March 8, 2012 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Feb. 3; Cusip 78008KXM0
• Redeemable step-up notes due Feb. 8, 2016; via RBC Capital Markets, LLC; settling Feb. 8; Cusip 78008KH89
• 0% bullish barrier enhanced return notes due Feb. 14, 2014 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Feb. 11; Cusip 78008KG64
• 0% buffered bullish enhanced return notes due Feb. 14, 2013 linked to S&P 500 index; 90% trigger; via RBC Capital Markets, LLC; pricing Feb. 11; Cusip 78008KG72
• 10%-15% annualized reverse convertible notes due Aug. 16, 2011 linked to Amazon.com, Inc. shares; 80% trigger; via RBC Capital Markets Corp.; pricing Feb. 11; Cusip 78008KG31
• 9%-13% annualized reverse convertible notes due Aug. 16, 2011 linked to PNC Financial Services Group Inc. shares; 80% trigger; via RBC Capital Markets Corp.; pricing Feb. 11; Cusip 78008KG56
• 8.5%-13% annualized reverse convertible notes due Aug. 16, 2011 linked to Sanofi-Aventis shares; 80% trigger; via RBC Capital Markets Corp.; pricing Feb. 11; Cusip 78008KG49
• 14-month 0% Accelerated Return Notes linked to the MSCI EAFE index; via Merrill Lynch, Pierce, Fenner and Smith Inc.; pricing in February
• Zero-coupon Accelerated Return Notes due April 2012 linked to Nasdaq-100; via Merrill Lynch & Co.; pricing in February
ROYAL BANK OF SCOTLAND NV
• 0% digital buffer securities due Feb. 14, 2013 based on S&P 500 index; 80% trigger; via RBS Securities Inc.; pricing Feb. 9; Cusip 78009KQT2
AB SVENSK EXPORTKREDIT
• Zero-coupon Accelerated Return Notes due May 2012 tied to Rogers International Commodity Index - Excess Return, capped at 11% to 15%; via Merrill Lynch & Co.; pricing in February
• 0% Accelerated Return Notes due April 2012 based on Energy Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• 0% Accelerated Return Notes due April 2012 based on Industrial Select Sector index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
• 0% Accelerated Return Notes due April 2012 based on S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc.; pricing in February
UBS AG, LONDON BRANCH
• 0% contingent real-return performance securities due Feb. 29, 2016 linked to the S&P 500 index and Consumer Price Index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Feb. 23; Cusip 90267G616
WELLS FARGO & CO.
• 0% annual high watermark return certificates of deposit due Feb. 24, 2016 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 18; Cusip 90521AEF1
• Zero-coupon market-linked certificates of deposit due Feb. 22, 2018 linked to the Dow Jones-UBS Commodity index; via UnionBanc Investment Services, LLC as agent and Advisors Asset Management, Inc. as distributor; pricing Feb. 22; Cusip 90521AES3
• 0% quarterly capped return market-linked certificates of deposit due March 2, 2015 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 23; Cusip 90521AEQ7
• 0% quarterly capped return market-linked certificates of deposit due Aug. 28, 2014 linked to gold; via UnionBanc Investment Services, LLC and distributor Incapital LLC; pricing Feb. 24; Cusip 90521AEP9
• Zero-coupon principal-protected market-linked certificates of deposit due Feb. 29, 2016 linked to equal weights of the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via UnionBanc Investment Services, LLC and Incapital LLC; pricing Feb. 24; Cusip: 90521AER5
• 0% enhanced growth securities due August 2013 linked to the iShares Dow Jones U.S. Real Estate index fund; via Wells Fargo Securities, LLC; pricing in February; Cusip 94986RCM1
• 1%-1.25% market-linked notes due February 2017 linked to the S&P 500 index; via Wells Fargo Securities, LLC; settlement in February; Cusip 94986RCG4
• 0% enhanced growth securities due August 2014 linked to the SPDR S&P 500 ETF trust, iShares Russell 2000 index fund, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in February; Cusip 94986RCL3
• 0% enhanced growth securities due August 2013 linked to Russell 2000 index; 90% trigger; via Wells Fargo Securities, LLC; settlement in February; Cusip 94986RCK5
• 0% access securities due February 2015 linked to a basket of the SPDR S&P 500 ETF trust, the iShares Russell 2000 index fund, the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities LLC; settlement in February; Cusip 94986RCN9
• 1%-1.25% market-linked notes due February 2018 linked the SPDR S&P 500 ETF trust, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; settlement in February; Cusip 94986RCP4
• 0% enhanced growth securities due August 2014 linked to iShares MSCI Emerging Markets index fund; 85% trigger; via Wells Fargo Securities, LLC; settlement in February; Cusip 94986RCH2
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