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Prospect News home > News index > List of issuers Calendar > Headlines for 2008 > News item
Published on 9/3/2008 in the Prospect News Structured Products Daily.

Structured Products Calendar

ABN AMRO BANK NV

• 17% Knock-in Reverse Exchangeable Securities due Dec. 9, 2008 linked to the common stock of Nucor Corp.; 75% trigger; ABN Amro Inc.; pricing Sept. 4

• 9.25% Knock-in Reverse Exchangeable Securities due Sept. 10, 2009 linked to Dell Inc. common stock; 75% trigger; via ABN Amro Inc.; pricing Sept. 5

BANK OF AMERICA CORP.

• 0% notes due Sept. 24, 2010 linked to Canadian dollar and the Japanese yen, relative to U.S. dollar; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 23

• Floating-rate notes due between Sept. 26, 2012 and Sept. 26, 2013 linked to the Consumer Price Index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 23

• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to the Nasdaq 100; via Banc of America Securities LLC and Bank of America Investment Services, Inc.; pricing Sept. 23

• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to the Dow Jones Industrial Average; via Banc of America Securities LLC and Bank of America Investment Services, Inc.; pricing Sept. 24

• 0% Minimum Return Equity Appreciation Growth Linked Securities due Sept. 27, 2013 linked to Dow Jones Industrial Average, S&P MidCap 400 index, S&P SmallCap 600 index, Dow Jones Euro Stoxx 50 index and Nikkei 225 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Sept. 24

• 0% buffered enhanced appreciation notes due Sept. 24, 2010 linked to the Dow Jones - AIG Commodity index; 90% trigger; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; settlement Sept. 26

• 0% Buffered Strategic Equity Exposure Performance Linked Securities due Sept. 27, 2010 linked to the Nasdaq 100 index; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing in September

BARCLAYS BANK PLC

• 0% notes due Sept. 22, 2009 linked to three dual directional buffered return enhanced components - the Dow Jones Euro Stoxx 50, FTSE 100 and Topix indexes; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 4

• Zero-coupon principal-protected notes due Sept. 8, 2011 linked to British pound sterling, Canadian dollar and euro, each against the dollar; via Barclays Capital; pricing Sept. 5

• 0% buffered return enhanced notes due Sept. 24, 2009 linked to the S&P 500 index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 5

• Zero-coupon 100% principal-protected notes due Sept. 8, 2011 linked to the U.S. dollar versus the British pound sterling, Canadian dollar and euro; via Barclays Capital Inc.; pricing Sept. 5

• 0% Buffered Super Track notes due Sept. 8, 2011 linked to the KBW Bank exchange-traded fund; via Barclays Capital; pricing Sept. 5

• 11.6% reverse convertible notes due Sept. 8, 2009 linked to Apple Inc. stock; via Barclays Capital; pricing Sept. 8

• 17% reverse convertible notes due March 11, 2009 linked to Arch Coal, Inc. stock; via Barclays Capital; pricing Sept. 8

• 11.75% reverse convertible notes due March 11, 2009 linked to Archer-Daniels-Midland Co. stock; via Barclays Capital; pricing Sept. 8

• 20% reverse convertible notes due March 11, 2009 linked to AK Steel Holding Corp. stock; via Barclays Capital; pricing Sept. 8

• 15% reverse convertible notes due March 11, 2009 linked to Bank of America Corp. stock; via Barclays Capital; pricing Sept. 8

• 12.75% reverse convertible notes due March 11, 2009 linked to Devon Energy Corp. stock; via Barclays Capital; pricing Sept. 8

• 18.75% reverse convertible notes due March 11, 2009 linked to Freeport-McMoRan Copper & Gold Inc. stock; via Barclays Capital; pricing Sept. 8

• 11% reverse convertible notes due Sept. 8, 2009 linked to Goldman Sachs Group, Inc. stock; via Barclays Capital; pricing Sept. 8

• 16% reverse convertible notes due March 11, 2009 linked to JPMorgan Chase & Co. stock; via Barclays Capital; pricing Sept. 8

• 13% reverse convertible notes due Sept. 8, 2009 linked to JPMorgan Chase & Co. stock; via Barclays Capital; pricing Sept. 8

• 10.5% reverse convertible notes due March 11, 2009 linked to Monsanto Co. stock; via Barclays Capital; pricing Sept. 8

• 16% reverse convertible notes due Sept. 8, 2009 linked to Mosaic Co. stock; via Barclays Capital; pricing Sept. 8

• 15.5% reverse convertible notes due Sept. 8, 2009 linked to Nucor Corp. stock; via Barclays Capital; pricing Sept. 8

• 16% reverse convertible notes due March 11, 2009 linked to Peabody Energy Corp. stock; via Barclays Capital; pricing Sept. 8

• 8.75% reverse convertible notes due Sept. 8, 2009 linked to Pfizer Inc. stock; via Barclays Capital; pricing Sept. 8

• Zero-coupon 100% principal-protected notes due Sept. 22, 2011 linked to the Dow Jones Euro Stoxx 50 index; via Barclays Capital Inc.; pricing Sept. 17

• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of four commodity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25

• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of three equity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25

• 0% performance allocation securities due Sept. 30, 2013 linked to the best performing of three equity portfolios; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Sept. 25

• Zero-coupon 100% principal-protected notes due Sept. 30, 2011 linked to the Barclays Intelligent Carry Index USD ER; via Barclays Capital Inc.; pricing Sept. 25

• 0% Super Track Notes due Jan. 11, 2013 linked to the S&P 500 index with a 70% weight, the Russell 2000 index with a 10% weight and the iShares MSCI EAFE index fund with a 20% weight; via Barclays Capital Inc.; pricing Sept. 25

• 0% relative performance securities due Oct. 1, 2009 linked to the S&P 500 and Russell 2000 indexes; via UBS Investment Bank and UBS Financial Services Inc.; pricing Sept. 25

• 0% return optimization securities with partial protection due March 31, 2010 linked to the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and Barclays Capital Inc. are the underwriters; pricing Sept. 25

• 0% Accelerated Return Notes due December 2009 linked to the Dow Jones-AIG Commodity Index - Excess Return; via Merrill Lynch, Pierce, Fenner & Smith Inc. and its affiliate First Republic Securities Co., LLC; pricing in September

• Zero-coupon Capped Leveraged Index Return Notes due April 2010 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

CITIGROUP FUNDING INC.

• Zero-coupon principal-protected notes due in September 2010 linked to Australian dollar, Brazilian real, Mexican peso and Russian ruble, against the U.S. dollar; via Citigroup Global Markets Inc.; pricing in September

• 9% to 10% six-month Equity LinKed Securities linked to the common stock of Caterpillar Inc.; 75% trigger; via Citigroup Global Markets Inc.; pricing in September

• Zero-coupon principal-protected notes due 2011 linked to the euro; via Citigroup Global Markets Inc.; pricing in September

• 9% to 11% one-year Equity-LinKed Securities linked to the common stock of Halliburton Co.; via Citigroup Global Markets Inc.; pricing in September

• 0% contingent upside participation principal-protected notes due 2011 linked to the iShares S&P Latin America 40 index fund; via Citigroup Global Markets Inc.; pricing in September

• Zero-coupon principal-protected trust certificates due 2013 linked to the S&P 500 index through the Safety First Trust Series 2008-4; via Citigroup Global Markets Inc.; pricing in September

• 0% principal-protected notes due September 2010 linked to equal weights of the Australian dollar, Brazilian real, Mexican peso and Russian ruble against the dollar; via Citigroup Global Markets Inc.

CREDIT SUISSE, NASSAU BRANCH

• 0% notes due Sept. 23, 2009 linked to buffered enhanced components consisting of Dow Jones Euro Stoxx 50, FTSE 100 and Topix index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 5

• 0% ProNotes due March 31, 2011 linked to an equally weighted currency basket relative to the U.S. dollar, including the Brazilian real, Russian ruble, Australian dollar and South African rand; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• 0% ProNotes due Sept. 30, 2010 linked to an equally weighted currency basket relative to the U.S. dollar, including the Brazilian real, Russian ruble, Australian dollar and South African rand; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• 0% Buffered Accelerated Return Equity Securities due Sept. 26, 2013 linked to the CS/RT Emerging Infrastructure index powered by HOLT; via Credit Suisse Securities (USA) LLC; pricing Sept. 19

• Zero-coupon 90% principal-protected ProNotes due Sept. 29, 2011 linked to S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• Zero-coupon 90% principal-protected ProNotes due Sept. 30, 2010 linked to S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• 12% callable yield notes due Sept. 30, 2009 linked to S&P 500, Russell 2000 and Dow Jones Euro Stoxx 50; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• 12.75% callable yield notes due Sept. 30, 2009 linked to S&P 500, Russell 2000 and Dow Jones Euro Stoxx 50; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

• 0% Accelerated Return Equity Securities due Oct. 29, 2009 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Sept. 25

DEUTSCHE BANK AG, LONDON BRANCH

• 0% capped Buffered Underlying Securities due April 5, 2010 linked to the Financial Select Sector SPDR Fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 5

• 0% Buffered Underlying Securities due Sept. 10, 2013 linked to MSCI EAFE index, MSCI Emerging Markets index and Deutsche Bank Balanced Currency Harvest (USD) Index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 5

• 0% annual review notes due Sept. 22, 2011 linked to the S&P 500 index; 90% trigger; via agents JPMorgan Chase Bank, NA and J.P. Morgan Securities Inc.; pricing Sept. 5

• Range accrual notes due Sept. 24, 2015 linked to Libor; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 10

• Zero-coupon principal-protection escalator notes due Sept. 16, 2013 linked to MSCI EAFE index, S&P 500 index, Deutsche Bank Balanced Currency Harvest index and Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 10

• 0% leveraged upside securities due Sept. 29, 2011 linked to the Deutsche Bank Liquid Alpha USD 5 Total Return index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 24

• 0% capped Buffered Underlying Securities due Sept. 30, 2010 linked to the Financial Select Sector SPDR fund; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25

• 0% Buffered Underlying Securities due Sept. 30, 2011 linked to the MSCI EAFE index with 33.4% weight, S&P 500 with a 33.3% weight and the Russell 2000 index with a 33.3% weight; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Sept. 25

• Zero-coupon 100% principal protection absolute return barrier M-notes due March 31, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25

• 0% performance securities with contingent protection due Sept. 30, 2011 linked to an S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25

• 0% performance securities with contingent protection due Sept. 30, 2013 linked to an S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Sept. 25

• 0% performance tracking securities due Sept. 30, 2013 linked to the UBS Seasonal Exposure Total Return index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Sept. 25

EKSPORTFINANS ASA

• Zero-coupon performance securities due Sept. 9, 2011 linked to the Deutsche Bank Balanced Currency Harvest index; via Deutsche Bank Securities Inc.; pricing Sept. 5

• 17% to 18% enhanced yield securities with contingent downside protection due Dec. 18, 2008 linked to the common stock of the Arch Coal Inc.; 70% trigger; via Wachovia Capital Markets, LLC

• 13% to 14% enhanced yield securities due March 6, 2009 linked to the common stock of JPMorgan Chase & Co.; 70% trigger; via Wachovia Capital Markets, LLC

• 10% to 11% enhanced yield securities with contingent downside protection due Dec. 18, 2008 linked to the common stock of the MasterCard Inc.; 75% trigger; via Wachovia Capital Markets, LLC

• 9.5% to 10.5% enhanced yield securities with contingent downside protection due March 18, 2009 linked to the common stock of the Nike Inc; 80% trigger; via Wachovia Capital Markets, LLC

• 11% to 12% enhanced yield securities with contingent downside protection due March 18, 2009 linked to the common stock of the Occidental Petroleum Corp.; 75% trigger; via Wachovia Capital Markets, LLC

• 10.5% to 11.5% auto redeemable enhanced yield securities due Sept. 18, 2009 linked to the common stock of Schlumberger Ltd.; 75% trigger; via Wachovia Capital Markets, LLC

GOLDMAN SACHS GROUP, INC.

• 15-year CMS spread notes callable after one year; via Goldman Sachs & Co.

• 15- to 17-month 0% absolute return trigger notes linked to the MSCI EAFE index; via Goldman, Sachs & Co.

• 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman, Sachs & Co.

• 0% leveraged notes due 18 to 20 months after issue linked to the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged notes due 24 to 25 months after issue linked to the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged buffered notes due 24 to 26 months after issue linked to the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged notes due 13 to 14 months after issue linked to the S&P 500 and MSCI EAFE indexes; via Goldman, Sachs & Co.

• Basket-linked notes due between 24 and 27 months after issue linked to the S&P 500 index, MSCI EAFE index and iShares MSCI Emerging Markets index fund; via Goldman, Sachs & Co.

HARRIS NA

• Callable leveraged curve steepener certificates of deposit due Sept. 18, 2023 linked to 30-year and two-year Constant Maturity Swap rates; via distributor Incapital LLC; pricing Sept. 15

HSBC USA INC.

• Callable leveraged steepener certificates of deposit due Sept. 12, 2023 linked to 10-year and two-year Constant Maturity Swap rates; via HSBC Securities (USA) Inc.; pricing Sept. 9

• 0% performance securities with contingent protection due Sept. 30, 2013 linked to the Dow Jones Euro Stoxx 50, Nikkei 225, FTSE 100, Swiss Market, S&P/ASX 200 and MSCI Emerging Markets indexes; via UBS Financial Services Inc.; pricing Sept. 25

• 0% enhanced market participation notes due Dec. 31, 2009 linked to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Sept. 25

• 0% buffered enhanced market participation notes due Nov. 30, 2009 linked to the Financial Select Sector SPDR fund; via HSBC Securities (USA) Inc.; pricing Sept. 25

• 0% enhanced market participation notes due Dec. 31, 2009 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Sept. 25

• 0% return optimization securities due March 31, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and HSBC USA Inc.; pricing Sept. 25

JPMORGAN CHASE & CO.

• Floating-rate notes due Sept. 9, 2011 linked to the Consumer Price Index; via J.P. Morgan Securities Inc,; pricing Sept. 4

• Floating-rate notes due Sept. 10, 2013 linked to the Consumer Price Index; via J.P. Morgan Securities Inc.; pricing Sept. 5

• 10.75% reverse exchangeable notes due Sept. 11, 2009 linked to Apple Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 21% reverse exchangeable notes due Dec. 12, 2008 linked to Arch Coal, Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 20.25% reverse exchangeable notes due Dec. 12, 2008 linked to Bank of America Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 10% reverse exchangeable notes due March 12, 2009 linked to Caterpillar Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 14.5% reverse exchangeable notes due March 12, 2009 linked to Freeport-McMoRan Copper & Gold Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 22.25% reverse exchangeable notes due Dec. 12, 2008 linked to Freeport-McMoRan Copper & Gold Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 10% reverse exchangeable notes due Sept. 11, 2009 linked to Goldman Sachs Group, Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 10.25% reverse exchangeable notes due March 12, 2009 linked to Intel Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 20.1% reverse exchangeable notes due Dec. 12, 2008 linked to the Mosaic Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 11% reverse exchangeable notes due Sept. 11, 2009 linked to Peabody Energy Corp. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 16% reverse exchangeable notes due March 12, 2009 linked to Potash Corp. of Saskatchewan Inc. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 10.1% reverse exchangeable notes due Sept. 11, 2009 linked to Research in Motion Ltd. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• 13.5% reverse exchangeable notes due March 12, 2009 linked to Wells Fargo & Co. stock; via J.P. Morgan Securities Inc.; pricing Sept. 9

• Zero-coupon return notes due Sept. 15, 2010 linked to the JPMorgan Core Commodity Investable Global Asset Rotator Conditional Long-Short index; via J.P. Morgan Securities Inc.; pricing Sept. 10

• Zero-coupon principal-protected notes due Nov. 22, 2010 linked to equal weights of the Brazilian real, Indian rupee, Mexican peso and New Turkish lira; via J.P. Morgan Securities Inc.; pricing Sept. 17

• Zero-coupon principal-protected notes due March 24, 2011 linked to the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi against the dollar; via J.P. Morgan Securities Inc.; pricing Sept. 19

• Zero-coupon principal-protected asset allocation notes due Sept. 30, 2013 linked to the best performer of three reference portfolios that consist of four asset classes; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon principal-protected asset allocation notes due Sept. 30, 2014 linked to the best performer of three reference portfolios on equity, debt, commodities and currencies; via pricing Sept. 25

• Zero-coupon principal-protected dual directional notes due March 31, 2011 linked to the Brazilian real, Russian ruble, South Korean won, Chinese renminbi and Indian rupee against the dollar; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon principal-protected dual directional notes due March 31, 2011 linked to the Brazilian real, Russian ruble, South Korean won, Chinese renminbi and Indian rupee against the dollar; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon principal-protected notes due March 31, 2011 linked to the British pound sterling, euro and Japanese yen; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Floating-rate notes due Sept. 30, 2013 linked to the Consumer Price Index; via J.P. Morgan Securities Inc.; pricing Sept. 25

• 0% buffered return enhanced notes due March 31, 2010 linked to the MSCI EAFE index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2010 linked to the MSCI EAFE index; via UBS Financial Services Inc. and JPMorgan; pricing Sept. 25

• Zero-coupon 100% principal protection notes due Sept. 30, 2013 linked to a multi-asset portfolio including the JPMorgan GBI Global Bond Total Return index, Dow Jones - AIG Commodity index, S&P 500 and MSCI EAFE; via UBS Financial Services Inc. and J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon principal-protected dual directional knock-out notes due May 29, 2009 linked to the S&P 500 index and Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Sept. 25

• 0% principal-protected notes due Aug Sept. 30, 2011 linked to S&P 500, Dow Jones Euro Stoxx 50, Nikkei 225 and S&P GSCI Excess Return indexes; via J.P. Morgan Securities Inc.; pricing Sept. 25

• 0% buffered return enhanced notes due March 31, 2010 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25

• 0% buffered return enhanced notes due March 31, 2010 linked to the S&P 500 index; 90% trigger; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon principal-protected dual directional knock-out notes due March 31, 2010 linked to the S&P 500 and Russell 2000; via J.P. Morgan Securities Inc.; pricing Sept. 25

• Zero-coupon 100% principal protected notes due Sept. 30, 2013 linked to a basket of consisting of the S&P 500, Dow Jones Euro Stoxx 50, Nikkei 225 and S&P GSCI Excess Return Index; via J.P. Morgan Securities Inc.; pricing Sept. 25

LEHMAN BROTHERS HOLDINGS INC.

• 10% reverse exchangeable notes due Dec. 12, 2008 linked to General Electric Co. stock; via Lehman Brothers Inc.; pricing Sept. 9

• 10.05% reverse exchangeable notes due Sept. 12, 2009 linked to General Electric Co. stock; via Lehman Brothers Inc.; pricing Sept. 9

• 10% reverse exchangeable notes due Sept. 12, 2009 linked to Microsoft Corp. stock; via Lehman Brothers Inc.; pricing Sept. 9

• 10% reverse exchangeable notes due Dec. 12, 2008 linked to Microsoft Corp. stock; via Lehman Brothers Inc.; pricing Sept. 9

• Two-year 0% U.S. dollar bullish notes linked to the British pound, Canadian dollar, euro, Japanese yen and Swiss franc; via Lehman Brothers Inc.

• Three-month principal-protected range notes linked to the Canadian dollar relative to the U.S. dollar; via Lehman Brothers Inc.

• FX notes due June 30, 2011 linked to a 100% principal-protected revaluation basket consisting of United Arab Emirates dirham, Saudi riyal, Chinese renminbi, Hong Kong dollar and Russian ruble, against the dollar; via Lehman Brothers Inc.

MERRILL LYNCH & CO., INC.

• 8% to 11% STEP Income Securities due in October 2009 linked to Apple Inc. stock; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September

• 0% principal-protected range notes due October 2009 linked to the two-year Constant Maturity Treasury rate; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• 0% Long Short Notes due October 2009 linked to the Consumer Staples Select Sector/Consumer Discretionary Select Sector Long Short Index - Series XX; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September

• Zero-coupon 100% principal-protected notes due October 2010 linked to the value of the dollar versus the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September

• 0% Strategic Accelerated Redemption Securities due October 2010 linked to the iShares MSCI Brazil index fund; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• Zero-coupon capped leveraged index return notes due April 2010 linked to the Nikkei 225 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• 0% bullish 100% principal-protected notes due September 2010 linked to the Nikkei 225, Dow Jones Euro Stoxx 50 and S&P 500 indexes; via Merrill Lynch & Co. and First Republic Securities Co, LLC; pricing in September

• 0% Capped Leveraged Index Return Notes due April 2010 linked to the Rogers International Commodity index - Excess Return; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September

• 0% Accelerated Return Bear Market Notes due November 2009 linked to the Russell 2000 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• 100% principal-protected range notes due October 2009 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• 0% Strategic Accelerated Redemption Securities due October 2010 linked to the S&P 500 index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• Zero-coupon autocallable notes due October 2010 linked to the worst performer of the Technology Select Sector index, the Health Care Select Sector index and the Consumer Staples Select Sector index; via Merrill Lynch & Co.; pricing in September or October

• Quarterly Income Strategic Return Notes due September 2013 linked to the U.S. Select Foreign Access 25 Buy-Write index; via Merrill Lynch & Co.; pricing in September

• 0% 18-month Capped Leveraged Index Return Notes linked to the price of gold; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October

• 0% 14-month capped return notes linked to the MSCI EAFE index; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October

• 0% 14-month capped return notes linked to the S&P 500 index; via Merrill Lynch & Co. and First Republic Securities Co., LLC; pricing in September or October

• Zero-coupon 100% principal-protected notes due October 2010 linked the Brazilian real, Russian ruble, Indian rupee and Chinese renminbi; via Merrill Lynch & Co.; settlement in October

MORGAN STANLEY

• 10% to 12% reverse convertible securities due March 12, 2009 linked to Google Inc. stock; via Morgan Stanley & Co. Inc.; pricing Sept. 9

• 15% to 17% reverse convertible securities due March 12, 2009 linked to JPMorgan Chase & Co. stock; via Morgan Stanley & Co. Inc.; pricing Sept. 9

• 13% to 15% reverse convertible securities due March 12, 2009 linked to Weatherford International Ltd. stock; via Morgan Stanley & Co. Inc.; pricing Sept. 9

• Zero-coupon capital-protected notes due Nov. 30, 2011 linked to Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500; via Morgan Stanley & Co. Inc.; pricing Sept. 19

• 10% Stock Participation Accreting Redemption Quarterly-pay Securities due Oct. 20, 2009 mandatorily exchangeable for BP plc stock; via Morgan Stanley & Co. Inc.; pricing in September

• "Jump" capital-protected notes due March 30, 2011 linked to the performance of equal weights of the Brazilian real, Chilean peso and Mexican peso, all versus the dollar; via Morgan Stanley & Co. Inc.; pricing in September

• 0% Performance Leveraged Upside Securities due Dec. 20, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September

• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the Dow Jones Industrial Average; via Morgan Stanley & Co. Inc.; pricing in September

• Zero-coupon principal-protected absolute return barrier notes due March 20, 2010 linked to the iShares FTSE/Xinhua China 25 index fund; via Morgan Stanley & Co. Inc.; pricing in September

• Zero-coupon bearish capital-protected notes due Dec. 30, 2010 linked to equal weights of the Malaysian ringgit, Singapore dollar, South Korean won and the Taiwan dollar, all against the U.S. dollar; via Morgan Stanley & Co. Inc.; pricing in September

• 8% Sparqs due Oct. 20, 2009 mandatorily exchangeable for Nike, Inc. stock; via Morgan Stanley & Co. Inc.; pricing in September

• Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the PowerShares Water Resources Portfolio; via Morgan Stanley & Co. Inc.; pricing in September

• 0% enhanced participation securities due Jan. 5, 2011 based on the Radar Logic Residential Property index; via Morgan Stanley & Co. Inc.; pricing in September

• 0% Performance Leveraged Upside Securities due Dec. 20, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September

• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September

• Zero-coupon protected absolute return barrier notes due March 20, 2010 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing in September

• 0% auto-callable securities due Oct. 14, 2011 linked to the Dow Jones - AIG Commodity Index; via Morgan Stanley & Co. Inc.

• Minimum return capital-protected units due Nov. 30, 2011 linked to the S&P 500 index; Morgan Stanley & Co. Inc.

• 0% Performance Leveraged Upside Securities due Oct. 20, 2009 linked to the S&P GSCI Index - Excess Return index; via Morgan Stanley & Co. Inc.

AB SVENSK EXPORTKREDIT

• Zero-coupon Capped Leveraged Index Return Notes due April 2010 linked to the DAXglobal Agribusiness index; via Merrill Lynch, Pierce, Fenner & Smith Inc. and First Republic Securities Co., LLC; pricing in September

• 11/4-year 0% Stock Market Upturn notes linked to the S&P 500 index; via Citigroup Funding Inc.; pricing in September

UBS AG

• 12% to 14% plans to price yield optimization notes with contingent protection due Sept. 11, 2009 linked to the common stock of Chesapeake Energy Corp.; 70% trigger; UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 5

• 10.6% to 12.6% yield optimization notes with contingent protection due Sept. 11, 2009 linked to the common stock of XTO Energy Inc.; 70% trigger; UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 5

• Zero-coupon 100% principal protection absolute peak return barrier notes due March 15, 2010 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 9

• 0% principal protection notes due Sept. 22, 2011 linked to the euro/dollar exchange rate; via UBS Investment Bank; pricing Sept. 17

• Zero-coupon 100% principal protection notes due Sept. 30, 2013 linked to the UBS Bloomberg Constant Maturity Commodity index; via UBS Investment Bank; pricing Sept. 23

• Zero-coupon 100% principal protection notes due March 31, 2011 linked to the dollar versus euro, Swiss franc and Canadian dollar; via UBS Financial Services, Inc. and UBS Investment Bank; pricing Sept. 25

• 0% return optimization securities with partial protection due March 31, 2010 linked to the MSCI EAFE index; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25

• 0% return optimization securities due March 25, 2010 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25

• Zero-coupon 100% principal protection absolute return barrier notes due March 31, 2010 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25

• Zero-coupon 100% principal protection absolute return barrier notes due Sept. 28, 2009 linked to the S&P 500 index; 90% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Sept. 25

WELLS FARGO & CO.

• 0% enhanced participation securities with partial principal protection due in October 2011 linked to the S&P 500 index; 90% trigger; via Wells Fargo Securities, LLC


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