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Published on 11/2/2007 in the Prospect News Structured Products Daily.

Structured Products Calendar

ABN AMRO BANK NV

• 16.4% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Advanced Micro Devices, Inc.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 17% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Chipotle Mexican Grill, Inc.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 17.25% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of J. Crew Group, Inc.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 13.25% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of General Motors Corp.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 10.75% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Intel Corp.; 80% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 15% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Joy Global Inc.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 14% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Massey Energy Co.; 70% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 14.5% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Nordstrom, Inc.; 80% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

• 17% Knock-in Reverse Exchangeable Securities due Nov. 28, 2008 linked to the stock of Washington Mutual, Inc.; 80% trigger; via ABN Amro Inc.; pricing Nov. 27; settlement Nov. 30

BANK OF AMERICA

• 0% return-linked notes due Nov. 30, 2009 linked to the euro, British pound and Canadian dollar, all against the U.S. dollar; via Banc of America Securities LLC and Banc of America Investment Services, Inc.; pricing Nov. 26; settlement Nov. 30

• Zero-coupon principal-protected notes due Nov. 30, 2010 linked to West Texas Intermediate light sweet crude oil; via Banc of America Securities LLC and Banc of America Investment Services Inc.; pricing Nov. 27; settlement Nov. 30

BARCLAYS BANK PLC

• 10.25% reverse convertible notes due Nov. 14, 2008 linked to Harley-Davidson, Inc. common stock; via Barclays Capital; pricing Nov. 13; settlement Nov. 16

• Zero-coupon 100% principal protected bear notes due May 19, 2010 linked to the performance of the dollar versus a basket containing equal weights of the Brazilian real, Russian ruble, Indian rupee, Chinese yuan and euro; via Barclays Capital; pricing Nov. 16; settlement Nov. 21

• Zero-coupon 100% principal protection notes linked to equal weights of the Dow Jones Euro Stoxx 50, S&P 500 and Nikkei 225 indexes due between May 31, 2012 and Nov. 30, 2012; via UBS Financial Services Inc. and Barclays Capital Inc.; pricing Nov. 27; settlement Nov. 30

• 0% buffered SuperTrack notes due 2012 linked to the iShares MSCI Emerging Markets index fund with a 70% weight, S&P GSCI Agriculture Index Excess Return with a 7.5% weight, aluminum with a 4.5% weight, copper with a 4.5% weight, nickel with a 3% weight, gasoline RBOB with a 5.25% weight and WTI crude oil with a 5.25% weight; via Barclays Capital Inc.

• Zero-coupon 100% principal protection notes due between March 28, 2013 and Sept. 30, 2013 linked to the Dow Jones Euro Stoxx 50, S&P 500 and Nikkei 225 indexes, each weighted at about a third; via UBS Financial Services Inc. and Barclays Capital Inc.

BEAR STEARNS COS. INC.

• Three-month 13% annualized reverse convertible notes linked to the class A common stock of MasterCard Inc.; 70% trigger; via Bear, Stearns & Co. Inc.; pricing and settlement in November

• Three-month 17% annualized reverse convertible notes linked to the common stock of Research in Motion Ltd.; 70% trigger; via Bear, Stearns & Co. Inc.; pricing and settlement in November

• Six-month 9.5% annualized reverse convertible notes linked to the common stock of Texas Instruments Inc.; 80% trigger; via Bear, Stearns & Co. Inc.; pricing and settlement in November

CITIGROUP FUNDING INC.

• 10% to 11% Equity LinKed Securities (ELKS) linked to Alcoa, Inc. common stock; 75% trigger; via Citigroup Global Markets Inc.; pricing in November

• 0% commodity-linked notes due November 2008 based on the price of gold; via Citigroup Global Markets Inc.

DEUTSCHE BANK AG, LONDON BRANCH

• Zero-coupon 100% principal protection notes due May 16, 2011 linked to the Deutsche Bank Liquid Commodity Index - Mean Reversion Plus Excess Return; via Deutsche Bank Securities and Deutsche Bank Trust Co. Americas; pricing Nov. 7; settlement Nov. 15

• Zero-coupon 100% principal-protected performance securities due May 28, 2010 linked to the Deutsche Bank Balanced Currency Harvest index; via Deutsche Bank Securities and Deutsche Bank Trust Co. Americas; pricing Nov. 26; settlement Nov. 30

• 100% principal-protected range accrual notes due Nov. 29, 2022 linked to six-month Libor; via Deutsche Bank Trust Co. Americas and Deutsche Bank Securities; pricing Nov. 26; settlement Nov. 29

• Zero-coupon 100% principal protection absolute return barrier M-notes due May 29, 2009 linked to the MSCI EAFE index; via Deutsche Bank Securities Inc.; pricing Nov. 26; settlement Nov. 29

• Zero-coupon 100% principal protection absolute return barrier M-notes due May 29, 2009 linked to the Russell 2000 index; via Deutsche Bank Securities Inc.; pricing Nov. 26; settlement Nov. 29

• 0% barrier rebate securities due Dec. 5, 2008 linked to the S&P 500 index; via Deutsche Bank Securities Inc and Deutsche Bank Trust Co. Americas; pricing Nov. 26; settlement Nov. 29

• Zero-coupon 100% principal protection absolute return barrier M-notes due May 29, 2009 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing Nov. 26; settlement Nov. 29

• Zero-coupon 100% principal-protected performance securities due Nov. 30, 2010 linked to the Deutsche Bank Currency Returns Index; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Nov. 27; settlement Nov. 30

•0% Efficient Allocation Return Notes (EARNs) linked to the S&P 500 index, the MSCI Emerging Markets index and the MSCI EAFE index; via Deutsche Bank Securities Inc. and Deutsche Bank Trust Co. Americas; pricing Nov. 27; settlement Nov. 30

EKSPORTFINANS ASA

• 25.2% reverse convertible notes due May 30, 2008 linked to Amazon.com, Inc., Apple Inc., Google Inc. and Research In Motion Ltd. via Natixis Securities North America Inc.; 65% trigger; pricing Nov. 27; settlement Nov. 30

• 10.5% to 11.5% reverse exchangeable notes with contingent downside protection due May 5, 2008 linked to Amazon.com, Inc. stock; via Wachovia Capital Markets, LLC

• Floating-rate strategic access securities due Feb. 10, 2009 linked to the CBOE S&P 500 BuyWrite (BXM) index; via Wachovia Capital Markets, LLC

• Capped principal-protected notes due 2010 linked to the Dow Jones Euro Stoxx 50 with a 34% weight, FTSE 100 with a 30% weight, Topix with a 27% weight and the Swiss Market with a 9% weight; via Goldman, Sachs & Co.

• 12% to 13% reverse exchangeable notes with contingent downside protection due May 5, 2008 linked to Peabody Energy Corp. stock; via Wachovia Capital Markets, LLC

• 10.5% to 11.5% enhanced yield securities due May 5, 2008 linked to Schlumberger Ltd. common stock; 75% trigger; via Wachovia Capital Markets, LLC

• Zero-coupon 100% principal-protected three-year notes linked to the S&P GSCI Agriculture Excess Return index (50% weight), copper (20% weight), WTI crude oil (20% weight) and zinc (10% weight); via Wachovia Capital Markets, LLC

GOLDMAN SACHS GROUP INC.

• 0% enhanced-participation notes linked to the iShares MSCI Emerging Markets Index Fund; via Goldman, Sachs & Co.

• 0% leveraged equity index-linked notes due 2008 linked to the S&P 500 index; via Goldman, Sachs & Co.

• 0% index-linked notes due 2010 linked to the S&P 500 index; via Goldman, Sachs & Co.

• 0% leveraged index-linked notes due June 2, 2011 linked to the S&P 500 with a 35% weight and the MISCI EAFE with a 65% weight; via Goldman, Sachs & Co.

• Basket-linked notes due 2008 linked to the S&P 500 with a 60% weight, the MSCI EAFE with a 25% weight, the iShares MSCI Emerging Markets index fund with a 10% weight and the Topix with a 5% weight; via Goldman, Sachs & Co.

HARTFORD LIFE INSURANCE CO.

• 0% principal-protected medium-term notes due Nov. 19, 2012 linked to S&P 500 index; via Bear, Stearns & Co. Inc.; pricing Nov. 14; settlement Nov. 19

HSBC USA INC.

• 10% reverse convertible notes due Nov. 13 2008 linked to the common stock of Rent-A-Center, Inc.; 60% trigger; via HSBC Securities (USA) Inc.; pricing Nov. 9; settlement Nov. 15

JPMORGAN CHASE & CO.

• 0% buffered return enhanced notes due May 14, 2009 linked to the S&P 500 index; via J.P. Morgan Securities Inc.; pricing Nov. 8; settlement Nov. 14

• 0% buffered return enhanced notes due Dec. 18, 2008 linked to a basket consisting of the Amex Hong Kong 30 (16% weight), FTSE/Xinhua China 25 index (31% weight), Korea Stock Price Index 200 (26% weight), MSCI Taiwan Index (19% weight) and MSCI Singapore Index (8% weight); via J.P. Morgan Securities Inc.; pricing Nov. 9; settlement Nov. 14

• 0% return enhanced notes due Dec. 12, 2008 linked to the Russell 2000 index; via J.P. Morgan Securities Inc.; pricing Nov. 9; settlement Nov. 15

• 17% reverse exchangeable notes due May 21, 2008 linked to the least-performing stock of Bear Stearns Cos. Inc., Charles Schwab Corp., E*Trade Financial Corp., Goldman Sachs Group, Inc., Lehman Brothers Holdings Inc., Merrill Lynch & Co., Inc. and Morgan Stanley; 50% trigger; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• Zero-coupon principal-protected notes due May 21, 2009 linked to a basket consisting of equal weights of the Brazilian real, Indian rupee, Mexican peso and New Turkish lira, all versus the dollar; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 0% principal-protected notes due May 21, 2013 linked to the Dow Jones - AIG Commodity Index; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• Zero-coupon principal protected notes due Nov. 21, 2012 linked to equal weights of the Dow Jones Euro Stoxx 50 index and the Nikkei 225 index; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 0% principal-protected notes due Nov. 21, 2012 linked to an index basket consisting of the Dow Jones Euro Stoxx 50 and Nikkei 225 indexes; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 0% principal-protected notes due May 21, 2013 linked to an equally weighted index basket consisting of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 25% reverse exchangeable notes due Feb. 22, 2008 linked to the least-performing common stock in the Dow Jones Industrial Average, excluding the common stock of JPMorgan Chase & Co.; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 26% reverse exchangeable notes due May 30, 2008 linked to the least-performing common stock in the Dow Jones Industrial Average index; via J.P. Morgan Securities Inc.; pricing Nov. 26; settlement Nov. 30

• 14% reverse exchangeable notes due May 21, 2008 linked to the shares of the iShares FTSE/Xinhua China 25 index fund; via J.P. Morgan Securities Inc.; pricing Nov. 16; settlement Nov. 21

• 0% buffered return enhanced notes due Nov. 30, 2012 linked to Russell 1000 Growth index and Russell 1000 Value index; via J.P. Morgan Securities Inc.; pricing Nov. 19; settlement Nov. 26

• 26% annualized reverse exchangeable notes due May 30, 2008 linked to the least-performing common stock in the Dow Jones Industrial Average index; via J.P. Morgan Securities Inc.; pricing Nov. 26; settlement Nov. 30

• Knock-out notes due Nov. 30, 2010 linked to equal weights of the S&P 500 index, the Nikkei 225 index and the Dow Jones Euro Stoxx 50 index; 60% trigger; via J.P. Morgan Securities Inc.; pricing Nov. 27; settlement Nov. 30

• Knock-out notes due Nov. 30, 2010 linked to equal weights of the S&P 500 index, the Nikkei 225 index and the Dow Jones Euro Stoxx 50 index; 60% trigger; via J.P. Morgan Securities Inc.; pricing Nov. 27; settlement Nov. 30

• 0% principal-protected notes due May 31, 2013 linked to equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500 indexes; via J.P. Morgan Securities Inc.; pricing Nov. 27; settlement Nov. 30

LEHMAN BROTHERS HOLDINGS INC.

• Knock-out return enhanced notes due Dec. 15, 2008 linked to the iShares MSCI Emerging Markets Index Fund; via J.P. Morgan Securities Inc.; pricing Nov. 7; settlement Nov. 13

• 0% buffered return enhanced notes due May 31, 2011 linked to the S&P 500 index with a 30% weight, Nikkei 225 with a 30% weight, Dow Jones Euro Stoxx 50 with a 30% weight and Hang Seng index with a 10% weight; 80% trigger; via Lehman Brothers Inc.; pricing Nov. 21; settlement Nov. 29

• 0% foreign exchange principal-protected notes due June 1, 2009 linked to basket consisting of equal weights (25%) of the Indonesian rupiah, Indian rupee, Malaysian ringgit and Singapore dollar; via Lehman Brothers Inc.; pricing Nov. 26; settlement Nov. 30

• 0% foreign exchange principal-protected notes due Nov. 30, 2009 linked to a basket consisting of equal weights (20%) of the Brazilian real, Russian ruble, Indian rupee, Chinese renminbi and South Korean won, all versus the dollar; via Lehman Brothers Inc.; pricing Nov. 27; settlement Nov. 30

• 0% return optimization securities due May 29, 2009 linked to Dow Jones Euro Stoxx 50 index with 35% weight, FTSE 100 index with 25% weight, Nikkei 225 index with 25% weight, Swiss Market index with 5% weight, S&P/ASX 200 index with 5% weight and MSCI Emerging Markets index with 5% weight; via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Nov. 27; settlement Nov. 30

• 0% buffered return enhanced notes due Nov. 30, 2011 linked to a basket consisting of equal weights of the Dow Jones Euro Stoxx 50, Nikkei 225 and S&P 500; via Lehman Brothers Inc.; pricing Nov. 27; settlement Nov. 30

• 8% to 9% Range Notes due Nov. 30, 2017 linked to six-month Libor; via Lehman Brothers Inc.; pricing Nov. 27; settlement Nov. 30

• Zero-coupon 100% principal protection absolute return barrier notes due May 29, 2009 linked to MSCI EAFE index; via UBS Financial Services Inc. and Lehman Brothers Inc.; pricing Nov. 27; settlement Nov. 30

• 0% three-year notes linked to the Dow Jones - AIG Commodity Index Excess Return; via Lehman Brothers Inc.

• One-year capped participation notes linked to gold; via Lehman Brothers Inc.

• Two-year capped participation notes linked to gold; via Lehman Brothers Inc.

• Three-year zero-coupon equity and currency-linked basket notes linked to the Indian rupee and the S&P CNX Nifty index; via Lehman Brothers Inc.

• Two-year zero-coupon equity and currency-linked basket notes linked to the Indian rupee and the S&P CNX Nifty index; via Lehman Brothers Inc.

• 0% buffered return enhanced notes linked to the Russell Top 200 index and the iShares Russell Midcap Growth Fund; via Lehman Brothers Holdings Inc.

• 0% three-year notes linked to the Lehman Brothers Commodity Index Equal Weight Excess Return; via Lehman Brothers Holdings Inc.

• 100% principal-protected dual participation notes linked to the price of light sweet crude oil; via Lehman Brothers Holdings Inc.

MERRILL LYNCH & CO., INC.

• Principal-protected callable notes due November 2017 linked to three-month Libor; via Merrill Lynch & Co.; pricing and settlement in November

• Zero-coupon principal-protected notes due November 2010 linked to a long position in the Rogers International Commodity Index - Excess Return versus a short position in the U.S. Dollar Index; via Merrill Lynch & Co.; pricing and settlement in November

• 0% Accelerated Return Notes due February 2009 linked to the MSCI EAFE index; via Merrill Lynch & Co.; pricing in November; settlement in December

• Long Short Notes due June 2009 linked to The Select Sectors/Dow Jones U.S. Select Telecommunications long short index - series XVII; via Merrill Lynch & Co.

• 0% Protected Covered Call Enhanced Income Notes due November 2012 linked to the US-Euro Proceeds index; via Merrill Lynch & Co.

MORGAN STANLEY

• 0% buffered Performance Leveraged Upside Securities (PLUS) due Nov. 9, 2012 linked to the MSCI EAFE index; via Morgan Stanley & Co. Inc.; pricing Nov. 2; settlement Nov. 9

• 23% - 25% annualized reverse convertible securities (RevCons) due May 15, 2008 linked to AMR Corp. common stock; via Morgan Stanley & Co. Inc.; pricing Nov. 9; settlement Nov. 15

• 20% - 22% annualized reverse convertible securities (RevCons) due May 15, 2008 linked to Borders Group, Inc. common stock; via Morgan Stanley & Co. Inc.; pricing Nov. 9; settlement Nov. 15

• 0% commodity-linked capital-protected notes due Dec. 31, 2010 linked to a basket consisting of equal weights (25%) of the Baltic Dry Index, grade A copper, wheat - CBOT and West Texas intermediate light sweet crude oil; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• Buffered Bear Market Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 inversely linked to the FTSE/Xinhua China 25 Index Fund; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to the Nasdaq 100 index; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% buffered Performance Leveraged Upside Securities (PLUS) due Nov. 20, 2011 linked to a basket consisting of the Nikkei 225 index (33.3333% weight), Dow Jones Euro Stoxx 50 (33.3333% weight), S&P 500 Latin America 40 index (16.6667% weight) and Russian Depositary Receipts (16.6667% weight); via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% notes due Dec. 20, 2008 in the Performance Leveraged Upside Securities (PLUS) structure linked to the PHLX Oil Service Sector index; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to the Russell 2000 index; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• Zero-coupon capital-protected notes due Feb. 20, 2013 linked to the S&P 500 index (33.33% weight), the Dow Jones - AIG Commodity index (33.33% weight), the Nikkei 225 index (16.67% weight) and the Dow Jones Euro Stoxx 50 index (16.67% weight); via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to the S&P 500 index; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% Outperformance Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to S&P 500 and Russell 2000 indexes; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• Zero-coupon 98% protected absolute return barrier notes due May 20, 2009 linked to the S&P 400 Midcap index; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 10% Stock Participation Accreting Redemption Quarterly-pay Securities (Sparqs) due Dec. 20, 2008 linked to Schlumberger NV common stock; via Morgan Stanley & Co. Inc.; pricing and settlement in November

• 0% Performance Leveraged Upside Securities (PLUS) due Feb. 20, 2009 linked to the U.S. Model Portfolio as of November 2007; via Morgan Stanley & Co. Inc.; pricing in November

• 100% capital-protected currency income notes due Dec. 5, 2011 linked to equal weights of the Australian dollar, British pound, Canadian dollar, euro, Japanese yen, New Zealand dollar, Norwegian krone, Swedish krona and the Swiss franc; via Morgan Stanley & Co. Inc.

• 0% bear market auto-callable securities due June 1, 2009 linked to the KBW Mortgage Finance index; via Morgan Stanley & Co. Inc.

• 0% outperformance Performance Leveraged Upside Securities (PLUS) due Dec. 20, 2008 linked to the performance of the S&P 100 index relative to the Russell 2000 index; via Morgan Stanley & Co. Inc.

UBS AG

• Zero-coupon 100% principal protection absolute return barrier notes due May 14, 2009 linked to the Russell 2000 index; via UBS Investment Bank; pricing Nov. 7; settlement Nov. 15

• 0% return optimization securities due May 14, 2009 linked to the S&P 500 index; via UBS Investment Bank; pricing Nov. 7; settlement Nov. 15

• Zero-coupon 100% principal protection absolute return barrier notes due May 14, 2009 linked to the S&P 500 index; via UBS Investment Bank; pricing Nov. 9; settlement Nov. 16

• Zero-coupon 100% principal-protected notes due Nov. 29, 2011 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Investment Bank; pricing Nov. 21

• 12.5% to 13.5% yield optimization notes with contingent protection due Nov. 28, 2008 linked to the common stock of Alcoa Inc.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 26; settlement Nov. 30

• 10.7% to 11.7% yield optimization notes with contingent protection due Nov. 28, 2008 linked to the common stock of American Express Co.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 26; settlement Nov. 30

• 9.5% to 10.5% yield optimization notes with contingent protection due Nov. 28, 2008 linked to the common stock of Boeing Co.; 75% trigger; via UBS nvestment Bank and UBS Financial Services Inc.; pricing Nov. 26; settlement Nov. 30

• 10% to 11% yield optimization notes with contingent protection due Nov. 28, 2008 linked to the common stock of Target Corp.; 75% trigger; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 26; settlement Nov. 30

• 0% performance securities with contingent protection due Nov. 30, 2012 linked to the Dow Jones Euro Stoxx 50 index with a 35% weight, the FTSE 100 index with a 25% weight, Nikkei 225 index with a 25% weight, the Swiss Market index with 5% weight, S&P/ASX 200 index with a 5% weight and the MSCI Emerging Markets index with a 5% weight; 50% trigger; via UBS Investment Bank is the underwriter; pricing Nov. 27; settlement Nov. 30

• 0% return optimization securities due May 29, 2009 linked to the Dow Jones Euro Stoxx 50 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 27; settlement Nov. 30

• 0% return optimization securities due May 29, 2009 linked to the Nasdaq 100 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 27; settlement Nov. 30

• 0% return optimization securities due May 29, 2009 linked to the Nikkei 225 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 27; settlement Nov. 30

• Zero-coupon 100% principal protection absolute return barrier notes due May 29, 2009 linked to the Russell 2000 index; via UBS Investment Bank and UBS Financial Services, Inc.; pricing Nov. 27; settlement Nov. 30

• 0% return optimization securities due May 29, 2009 linked to the S&P 500 index; via UBS Investment Bank and UBS Financial Services Inc.; pricing Nov. 27; settlement Nov. 30

• 0% performance securities with contingent protection due Nov. 30, 2012 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 27; settlement Nov. 30

• 0% performance tracking securities due Nov. 30, 2012 linked to the UBS Return Optimization index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 27; settlement Nov. 30

• 0% performance securities with partial protection due Nov. 30, 2010 linked to UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing Nov. 27; settlement Nov. 30

WACHOVIA CORP.

• 0% enhanced growth securities due July 5, 2011 linked to equal weights of the Dow Jones Euro Stoxx 50, FTSE 100, MSCI Taiwan and Nikkei 225 indexes; via Wachovia Securities

• 14% to 15% % enhanced yield securities due June 5, 2008 linked to Ford Motor Co. common stock; via Wachovia Capital Markets, LLC

WELLS FARGO & CO.

• 0% enhanced participation securities due November 2011 with partial principal protection linked to the Dow Jones Euro Stoxx 50 index (50% weight), the Nikkei 225 index (25% weight), the S&P/ASX 200 index (10% weight) and the Korea Stock Price, Amex Hong Kong 30 and MSCI Taiwan indexes (each with a 5% weight); via Wells Fargo Securities, LLC


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