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Prospect News home > News index > List of issuers C > Headlines for Calendar > News item
Published on 4/23/2014 in the Prospect News Structured Products Daily.

Structured Products Calendar

BANK OF AMERICA CORP.

• 0% Currency Market Index Target-Term Securities due May 2017 linked to a basket of equally weighted emerging market currencies (Brazilian real and Mexican peso) relative to the euro; via BofA Merrill Lynch; pricing in April

• Capped Leveraged Index Return notes due April 2016 linked to the Dow Jones U.S. Real Estate index; via BofA Merrill Lynch; pricing in April

• 0% notes due April 2016 linked to the MSCI India index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2015 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in April

• Autocallable market-linked step-up notes due April 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

BANK OF MONTREAL

• 0% buffered bullish return notes due April 28, 2016 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 24; Cusip: 78010UVJ3

• Redeemable step-up notes due April 30, 2019; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366RTY1

• Redeemable step-up notes due April 30, 2024; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366RTX3

• 0% buffered bullish enhanced return notes due April 30, 2019 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366RTW5

• 4% autocallable cash-settled notes with step-up call price due April 29, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366RTU9

• Fixed-to-floating-rate conditional interest notes with buffered downside protection due April 30, 2021 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing April 25; Cusip: 06366RTM7

BANK OF NOVA SCOTIA

• Capped fixed-to-floating-rate notes due April 29, 2019; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EH5

• Series A callable step-up rate notes due April 29, 2024; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EG7

• Series A callable step-up rate notes due April 29, 2029; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EJ1

• Autocallable contingent interest barrier notes due April 29, 2017 linked to the common stock of Apple Inc.; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EM4

• Autocallable contingent interest barrier notes due April 29, 2017 linked to the common stock of Goodyear Tire & Rubber Co.; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EN2

• Autocallable contingent interest barrier notes due April 29, 2017 linked to the common stock of Keurig Green Mountain Inc.; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EQ5

• Autocallable contingent interest barrier notes due April 29, 2017 linked to the common stock of Newmont Mining Corp.; via Scotia Capital (USA) Inc.; pricing April 24; Cusip: 064159EP7

• Series A callable step-up rate notes due May 1, 2031; via Scotia Capital (USA) Inc.; pricing April 25; Cusip: 064159ER3

• 24- to 27-month 0% capped buffered enhanced participation notes linked to the MSCI EAFE index; via Scotia Capital (USA) Inc. and Goldman Sachs & Co.; Cusip: 064159239

• 0% series A capped buffered notes due 24 to 27 months after issue linked to the MSCI EAFE index; via Scotia Capital (USA) Inc. with Goldman Sachs & Co. as dealer; Cusip: 064159106

BANK OF THE WEST

• Contingent variable-income market-linked certificates of deposit due April 29, 2021 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., Apple Inc., AT&T Inc., ConocoPhillips, Intel Corp., Lorillard Inc., PPL Corp., Southern Co. and Verizon Communications Inc.); via BNP Paribas Securities Corp.; pricing April 24; Cusip: 06426XKJ8

• Income advantage market-linked certificates of deposit due April 29, 2021 linked to a basket of common stocks (Apple Inc., AT&T Inc., ConocoPhillips, Lorillard Inc. and PPL Corp.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06426XKK5

• Income advantage market-linked certificates of deposit due April 29, 2021 linked to a basket of commodity futures indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Corn Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER and the S&P GSCI Natural Gas Dynamic Roll Index ER); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing April 24; Cusip: 06426XKL3

• 0% market-linked certificates of deposit due Oct. 30, 2020 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp.; pricing April 25; Cusip: 06426XKM1

BARCLAYS BANK DELAWARE

• Certificates of deposit due April 29, 2021 linked to Altria Group, Inc., Apple, Inc., AT&T Inc., Duke Energy Corp., Intel Corp., Lorillard Inc., McDonald's Corp., Microsoft Corp., Verizon Communications Inc. and the Williams Cos., Inc.; via Barclays with Incapital LLC; pricing April 24; Cusip: 06740AP60

• Certificates of deposit due April 29, 2019 linked to Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Corp., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing April 24; Cusip: 06740AP52

• Certificates of deposit due April 29, 2020 linked to Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Corp., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing April 24; Cusip: 06740AQ36

• Certificates of deposit due April 29, 2021 linked to Apple, Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Corp., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing April 24; Cusip: 06740AP94

• Certificates of deposit due April 29, 2020 linked to Apple, Inc., Duke Energy Corp., Ford Motor Corp., Hewlett-Packard Co. and Nike, Inc.; via Barclays with Incapital LLC; pricing April 24; Cusip: 06740AQ28

• 0% certificates of deposit due April 29, 2019 linked to the Russell 2000 index; via Barclays with Incapital LLC as distributor; pricing April 24; Cusip: 06740AP45

• 0.5% certificates of deposit due April 29, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC as distributor; pricing April 24; Cusip: 06740AQ44

• 0% certificates of deposit due Oct. 29, 2020 linked to the Barclays Armour II Excess Return 5% index; via Barclays with Incapital LLC as distributor; pricing April 25; Cusip: 06740AQ51

BARCLAYS BANK PLC

• Principal-at-risk callable fixed-rate range accrual notes due April 29, 2024 linked to six-month Libor and the S&P 500 index; via Barclays; pricing April 24; Cusip: 06741UBT0

• 0% buffered Super Track notes due April 28, 2016 linked to the Russell 2000 index; via Barclays; pricing April 24; Cusip: 06741UCG7

• Autocallable range accrual notes due April 27, 2017 linked to the common stock of Tesla Motors, Inc.; via Barclays; pricing April 24; Cusip: 06741UBU7

• Callable leveraged steepener notes due April 30, 2029 linked to the 30-year Constant Maturity Swap rate and the five-year CMS rate; via Barclays; pricing April 25; Cusip: 06741UBK9

• 0% buffered Super Track notes due April 30, 2019 linked to the Dow Jones industrial average; via Barclays; pricing April 25; Cusip: 06741UBF0

• Callable contingent payment notes due April 30, 2024 linked to the Euro Stoxx 50 index; 65% trigger; via Barclays; pricing April 25; Cusip: 06741UCP7

• 0% Super Track notes due Oct. 31, 2017 linked to the Euro Stoxx 50 index; via Barclays; pricing April 25; Cusip: 06741J7C7

• 0% buffered return enhanced notes due April 30, 2018 linked to iShares MSCI EAFE index fund, the SPDR S&P MIDCAP 400 exchange-traded fund, the iShares Russell 2000 ETF and the iShares MSCI Emerging Markets ETF; 75% trigger; via Barclays; pricing April 25; Cusip: 06741UCE2

• 0% buffered Super Track notes due April 30, 2019 linked to the S&P 500 index; via Barclays; pricing April 25; Cusip: 06741UBE3

• Notes due April 29, 2021 linked to a basket of the common stocks of Tesla Motors, Inc., Cree, Inc., SunEdison, Inc. and Canadian Solar Inc. and the American Depositary Shares of Trina Solar Ltd.; via Barclays; pricing April 25; Cusip: 06741UCR3

• 0% notes due Oct. 30, 2017 linked to a basket of the Hang Seng China Enterprises index, the Hang Seng index, the MSCI Taiwan Price index and the Korea Composite Stock Price Index 200; via Barclays; pricing April 25; Cusip: 06741UCU6

• Callable contingent payment notes due April 28, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via Barclays; pricing April 25; Cusip: 06741J7H6

• Trigger phoenix autocallable optimization securities due April 30, 2019 linked to Autodesk, Inc.; via Barclays and UBS Financial Services Inc.; pricing April 28; Cusip: 06742K485

• Trigger phoenix autocallable optimization securities due April 30, 2019 linked to Genworth Financial, Inc.; via Barclays and UBS Financial Services Inc.; pricing April 28; Cusip: 06742K519

• Trigger phoenix autocallable optimization securities due April 30, 2019 linked to Prudential Financial, Inc.; via Barclays and UBS Financial Services Inc.; pricing April 28; Cusip: 06742K493

• Trigger phoenix autocallable optimization securities due April 30, 2019 linked to Yahoo! Inc.; via Barclays and UBS Financial Services Inc.; pricing April 28; Cusip: 06742K477

• Floating-rate range accrual notes due April 30, 2024 linked to the CMS spread and two-year Constant Maturity Swap rate; via Barclays; pricing April 28; Cusip: 06741UBX1

• 0% trigger performance securities due April 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing April 28; Cusip: 06742K659

• 0% trigger return optimization securities due April 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Barclays; pricing April 28; Cusip: 06742B147

• 0% trigger autocallable optimization securities due April 30, 2019 linked to the Euro Stoxx 50 index; 65% to 70% trigger; via UBS Financial Services Inc. and Barclays; pricing April 28; Cusip: 06742K576

• Trigger phoenix autocallable optimization securities due April 30, 2019 linked to Pfizer Inc. shares; via UBS Financial Services Inc. and Barclays; pricing April 28; Cusip: 06742K634

• Annual reset coupon buffered notes due April 30, 2020 linked to the Russell 2000 index; via Barclays; pricing April 28; Cusip: 06741UBG8

• 0% Performance Leveraged Upside Securities due June 5, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays with Morgan Stanley Wealth Management; pricing April 30; Cusip: 06742B196

• Autocallable market-linked step-up notes due April 2017 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in April

• 0% notes due May 10, 2017 linked to the EquityCompass Share Buyback index; via Barclays; pricing May 5; Cusip: 06741UBW3

• Principal-at-risk callable CMS steepener and Russell 2000 index-linked notes due May 14, 2029; via Barclays; pricing May 9; Cusip: 06741UCT9

• Callable contingent coupon notes due May 2016 linked to the common stock of Bristol-Myers Squibb Co.; via Barclays; pricing in May; Cusip: 06741J7G8

BMO HARRIS BANK NA

• Annual digital yield generator certificates of deposit due April 30, 2021 linked to the common stocks of Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., Lorillard, Inc., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via BMO Capital Markets Corp. with distribution through Advisors Asset Management, Inc.; pricing April 25; Cusip: 05573JXW9

BNP PARIBAS

• 0% return enhanced notes due April 28, 2017 linked to the performance of PowerShares S&P 500 Low Volatility Portfolio; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing April 25; Cusip: 05574LY93

• 0% buffered return enhanced notes due Oct. 31, 2016 linked to the Russell 2000 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing April 25; Cusip: 05574LY77

• 0% buffered return enhanced notes due April 29, 2016 linked to the performance of WTI crude oil; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc.; pricing April 25; Cusip: 05574LYA0

• 0% buffered return enhanced notes due Oct. 31, 2016 linked to the performance of WTI crude oil; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing April 25; Cusip: 05574LYB8

BNP PARIBAS, NEW YORK BRANCH

• 0% digital certificate plus notes due April 30, 2019 linked to the Dow Jones industrial average; via BNP Paribas Securities Corp. with distribution through Advisors Asset Management, Inc.; pricing April 25; Cusip: 05574LYK8

• 0% buffered notes due April 30, 2018 linked to the Dow Jones industrial average; via BNP Paribas Securities Corp. with distribution through Advisors Asset Management, Inc.; pricing April 25; Cusip: 05574LY44

CITIGROUP INC.

• Callable step-up coupon notes due April 29, 2019; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 1730T0P37

• Callable leveraged CMS spread notes due April 29, 2029 linked to the 30-year Constant Maturity Swap rate and the five-year CMS rate; via Citigroup Global Markets Inc.; pricing April 24; Cusip: 1730T0N39

• 0% digital securities due Oct. 29, 2015 linked to the iShares Dow Jones U.S. Real Estate exchange-traded fund; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 1730T0M89

• Market-linked notes due Oct. 30, 2019 tied to the MSCI EAFE index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 1730T0M97

• 0% trigger return optimization securities due April 28, 2017 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 17322H206

• Callable contingent coupon securities due April 28, 2017 linked to the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing April 25; Cusip: 1730T0N21

• 0% buffer securities due May 2, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing April 28; Cusip: 1730T0N54

• 0% barrier securities due May 3, 2018 linked to the iShares China Large-Cap exchange-traded fund; via Citigroup Global Markets Inc.; pricing April 29; Cusip: 1730T0N96

• 0% upturn securities due May 3, 2018 linked to the Citi Volatility Balanced Beta (VIBE) Equity US Price Return index; via Citigroup Global Markets Inc.; pricing April 30; Cusip: 1730T0N47

CREDIT SUISSE AG

• Callable daily range accrual securities due April 29, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 24; Cusip: 22547QLW4

• Callable step-up securities due April 30, 2021; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLU8

• Callable step-up securities due April 30, 2029; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QM52

• Callable range accrual notes due April 30, 2029 linked to 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Barclays; pricing April 25; Cusip: 06741UBL7

• 0% Buffered Accelerated Return Equity Securities due April 30, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLL8

• 0% autocallable securities due April 28, 2017 linked to the Euro Stoxx 50 index and Russell 2000 index; via Barclays; pricing April 25; Cusip: 22547QLP9

• High/low coupon callable yield notes due July 30, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI Brazil Capped ETF; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLH7

• Callable daily range accrual securities due April 30, 2024 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLT1

• 0% accelerated barrier notes due April 30, 2018 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLB0

• 0% absolute return barrier securities due April 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 22547QLD6

• Callable step-up securities due April 30, 2024; via Incapital LLC; pricing April 28; Cusip: 22547QM78

• 0% Buffered Accelerated Return Equity Securities due July 31, 2019 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing April 28; Cusip: 22547QLM6

• 0% Buffered Accelerated Return Equity Securities due Nov. 1, 2017 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing April 28; Cusip: 22547QLK0

• 0% accelerated barrier notes due May 4, 2018 linked to the Euro Stoxx 50 index and the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing April 29; Cusip: 22547QM45

• 0% absolute return barrier securities due May 7, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22547QM86

• High/low coupon callable yield notes due Nov. 5, 2015 linked to the Russell 2000 index and the S&P 500 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22547QLE4

• 0% accelerated barrier notes due May 3, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22547QLC8

• 0% absolute return barrier securities due May 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing April 30; Cusip: 22547QLG9

• Autocallable market-linked step-up notes due April 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2015 linked to the Nikkei 225 index; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return notes due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• Capped Leveraged Index Return Notes due April 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• Market-linked step-up notes due April 2016 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• Market-linked step-up notes due April 2018 linked to a basket of the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 11.5% autocallable reverse convertible notes due May 6, 2015 linked to Aruba Networks, Inc. shares; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing May 1; Cusip: 22547QMB9

• 0% Credit Suisse FI Enhanced S&P 500 Total Return index exchange-traded notes due 2019 linked to the S&P 500 Total Return index; via Credit Suisse Securities (USA) LLC; Cusip: 22542D431

• 0% Accelerated Return Notes due June 2015 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in April

• 0% relative value Strategic Accelerated Redemption Securities due May 2015 linked to the performance of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co. versus the iShares 20+ Year Treasury Bond exchange-traded fund; via BofA Merrill Lynch; pricing in April

CREDIT SUISSE AG, LONDON BRANCH

• Contingent coupon callable yield notes due Oct. 30, 2015 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing April 25; Cusip: 48127DDP0

• Market-linked step-up notes due June 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 10% autocallable reverse convertible notes due May 12, 2015 linked to Alexion Pharmaceuticals, Inc. common stock; via Credit Suisse Securities (USA) LLC; pricing May 7; Cusip: 22547QMF0

DEUTSCHE BANK AG, LONDON BRANCH

• 0% uncapped buffered underlying securities due June 28, 2018 linked to the S&P 500 index; via Deutsche Bank Securities Inc.; pricing April 25; Cusip: 25152RJV6

• 0% trigger performance securities due April 30, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 25155Q821

• 0% trigger performance securities due April 30, 2019 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 25155Q839

• 0% accelerated return securities due Oct. 29, 2015 linked to the WisdomTree Japan Hedged Equity Fund; via Deutsche Bank Securities Inc.; pricing April 25; Cusip: 25152RJS3

• 0% airbag performance securities due April 30, 2024 linked to the EuroStoxx 50 index; via Deutsche Bank Securities Inc. with UBS Financial Services Inc.; pricing April 28; Cusip: 25155Q854

• 0% trigger performance securities due April 30, 2024 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing April 28; Cusip: 25155Q847

• 36- to 39-month 0% contingent minimum Euro Stoxx 50 index-linked notes; via Deutsche Bank Securities Inc.; Cusip: 25152RJW4

GOLDMAN SACHS BANK USA

• 0% certificates of deposit due April 29, 2020 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 24; Cusip: 38147JWX6

• Variable coupon certificates of deposit due April 29, 2021 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 24; Cusip: 38147JWW8

• 0% certificates of deposit due April 29, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 24; Cusip: 38147JWY4

• Variable coupon certificates of deposit due April 29, 2021 linked to the common stocks of Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 25; Cusip: 38147JWV0

• Variable coupon certificates of deposit due April 28, 2022 linked to the common stocks of Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 25; Cusip: 38147JXK3

• Contingent coupon certificates of deposit due April 29, 2021 linked the common stocks of AT&T Inc., Chevron Corp., Cisco Systems, Inc., General Electric Co., Intel Corp., McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Proctor & Gamble Co. and Verizon Communications Inc.; via Goldman Sachs & Co. with distribution through Incapital LLC; pricing April 25; Cusip: 38147JXH0

GOLDMAN SACHS GROUP, INC.

• Callable monthly range accrual notes due April 29, 2029 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 24; Cusip: 38147Q3Q7

• 0% index-linked trigger notes due Oct. 28, 2015 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 38147Q4D5

• 0% leveraged notes due Jan. 30, 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing April 25; Cusip: 38147Q2Q8

• Callable buffered monthly S&P 500 index-linked range accrual notes due April 30, 2021; via Goldman Sachs & Co.; pricing April 25; Cusip: 38147Q2Y1

• 0% notes due May 13, 2015 linked to the Topix index; via Goldman Sachs & Co. and J.P. Morgan Securities LLC; pricing April 25; Cusip: 38147Q4F0

• 0% notes due May 2, 2016 linked to the performance of the South African rand relative to the dollar; via Goldman Sachs & Co. and J.P. Morgan Securities LLC; pricing April 25; Cusip: 38147Q4G8

• Trigger notes due May 13, 2015 linked to S&P 500 index; via Goldman, Sachs & Co. with JPMorgan as placement agent; pricing April 25; Cusip: 38147Q4B9

• 0% leveraged notes due May 3, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 28; Cusip: 38147Q2D7

• Autocallable monthly index-linked range accrual notes due April 30, 2029 tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing April 28; Cusip: 38147Q3V6

• Callable monthly range accrual notes due April 30, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing April 28; Cusip: 38147Q2C9

• 0% index-linked notes due Nov. 2, 2021 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing April 28; Cusip: 38147Q2G0

• Callable step-up fixed-rate notes due April 2019; via Goldman Sachs & Co. and Incapital LLC; pricing in April; Cusip: 38147Q3Z7

• Callable step-up fixed-rate notes due April 2029; via Goldman Sachs & Co. and Incapital LLC; settling in April; Cusip: 38147Q3X2

• 0% currency-linked notes due 24 to 27 months after issue linked to equal weights of the Indian rupee, the Malaysian ringgit and the Mexican peso relative to the dollar; via Goldman Sachs & Co.

• 0% digital notes linked to the Euro Stoxx 50 index due in 18 to 21 months; 85% trigger; via Goldman Sachs & Co.

• 24- to 27-month 0% notes linked to the Euro Stoxx 50 index; 90% trigger; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147Q2X3

• 36-month 0% autocallable buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Goldman Sachs & Co.

• 36- to 39-month digital notes linked to the iShares U.S. Real Estate exchange-traded fund; via Goldman Sachs & Co.

• 18-21-month 0% digital index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.

• 25- 28-month 0% leveraged notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.

• 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147Q2V7

• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.

• 0% leveraged buffered notes due 2016 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QGX8

• 0% leveraged notes linked to the S&P 500 index due in 36 to 39 months; via Goldman Sachs & Co.

• 0% buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGF7

• 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147Q2U9

• 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.

• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.

• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.

• 0% 30-month leveraged buffered notes linked to the S&P MidCap 400 index; 80% trigger; via Goldman Sachs & Co.; Cusip: 38147Q3C8

• 0% buffered digital notes linked to the Stoxx Europe 600 index due in 23 to 26 months; 90% trigger; via Goldman Sachs & Co.

• 36- to 39-month 0% notes linked to the Topix index; via Goldman Sachs & Co.

HSBC USA INC.

• 0% SelectInvest debt securities due April 30, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWV9

• 0% SelectInvest debt securities due April 30, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX97

• 0% SelectInvest debt securities due May 1, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWZ0

• 0% SelectInvest debt securities due May 1, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXD8

• 0% Selections due April 29, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX55

• 0% SelectInvest debt securities due April 30, 2015 linked to the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX89

• 0% SelectInvest debt securities due April 30, 2015 linked to the iShares Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWU1

• 0% SelectInvest debt securities due May 1, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWY3

• 0% SelectInvest debt securities due May 1, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXC0

• 0% Selections due April 29, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX48

• 0% SelectInvest debt securities due April 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWT4

• 0% SelectInvest debt securities due April 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX71

• 0% SelectInvest debt securities due May 1, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWX5

• 0% SelectInvest debt securities due May 1, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXB2

• 0% Selections due April 29, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX30

• 0% SelectInvest debt securities due April 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX63

• 0% SelectInvest debt securities due April 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWS6

• 0% SelectInvest notes due May 1, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XWW7

• 0% SelectInvest notes due April 29, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XX22

• 0% buffered leveraged tracker notes due April 29, 2024 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XY62

• 0% SelectInvest debt securities due April 30, 2015 linked to the S&P 500 index, the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXE6

• 0% SelectInvest debt securities due May 1, 2017 linked to the S&P 500 index, the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXF3

• 0% SelectInvest debt securities due April 29, 2019 linked to the S&P 500 index, the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing April 24; Cusip: 40432XXG1

• 0% trigger performance securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 40434C758

• 0% trigger performance securities due April 30, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing April 25; Cusip: 40434C766

• 0% enhanced averaging buffered notes due April 30, 2018 linked to the S&P 500 index with a 70% weight, iShares MSCI EAFE exchange-traded fund with a 15% weight, the S&P Midcap 400 ETF trust with an 8% weight, the iShares MSCI Emerging Markets ETF with a 4% weight and the iShares Russell 2000 ETF with a 3% weight; via HSBC Securities (USA) Inc.; pricing April 25; Cusip: 40432XWQ0

• 0% contingent buffered enhanced notes due May 13, 2015 linked to Weatherford International Ltd. shares; 80% trigger; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC; pricing April 25; Cusip: 40432XYS4

• 0% buffered performance securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 28; Cusip: 40434C725

• Buffered performance securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 28; Cusip: 40434C725

• 0% trigger performance securities due April 30, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 28; Cusip: 40434C741

• 11% autocallable yield notes linked to Valeant Pharmaceuticals International, Inc.; via HSBC Securities (USA) Inc.; pricing April 29; Cusip: 40432XYL9

• 0% dual directional trigger Performance Leveraged Upside Securities due Nov. 5, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40434C782

• 0% Performance Leveraged Upside Securities due June 5, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40434C733

• 0% Performance Leveraged Upside Securities due June 3, 2015 linked to the Topix index; via HSBC Securities (USA) Inc.; pricing April 30; Cusip: 40434C675

• 0% Accelerated Return Notes due June 2015 linked to the common stocks of Citigroup Inc., JPMorgan Chase & Co. and Wells Fargo & Co.; via BofA Merrill Lynch; pricing in April

• 0% Accelerated Return Notes due June 2015 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in April

• 0% contingent protection leveraged tracker notes due October 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYR6

• 0% leveraged tracker notes due April 2021 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYJ4

• Buffered Accelerated Market Participation Securities due April 2016 linked to the iShares MSCI Mexico Capped exchange-traded fund; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYA3

• Buffered Accelerated Market Participation Securities due April 2016 linked to the iShares MSCI South Korea Capped exchange-traded fund; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYC9

• Buffered Accelerated Market Participation Securities due April 2016 linked to the iShares MSCI Taiwan exchange-traded fund; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYB1

• 0% Accelerated Return Notes due June 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in April

• 0% leveraged tracker notes due April 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing in April; Cusip: 40432XYH8

JPMORGAN CHASE & CO.

• 0% dual directional knock-out buffered equity notes due April 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; 71.3% trigger; via J.P. Morgan Securities LLC; pricing April 24; Cusip: 48127DEV6

• 0% dual directional knock-out buffered equity notes due April 28, 2016 linked to the iShares MSCI EAFE exchange-traded fund; 77.65% trigger; via J.P. Morgan Securities LLC; pricing April 24; Cusip: 48127DEU8

• 0% dual directional trigger Performance Leveraged Upside Securities due April 29, 2016 linked to Apple Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127F749

• Callable interest rate spread notes due April 30, 2034 linked to the 30-year and two-year Constant Maturity Swap rates; via J.P. Morgan Securities LLC with distribution through Morgan Stanley Smith Barney LLC; pricing April 25; Cusip: 48126N5V5

• 0% capped return enhanced notes due May 13, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DFP8

• 0% contingent buffered equity notes due Oct. 28, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DFN3

• 0% buffered Performance Leveraged Upside Securities due Oct. 28, 2016 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 25; Cusip: 48127F798

• 0% capped buffered return enhanced notes due April 29, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDA3

• 0% capped buffered return enhanced notes due April 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDB1

• 0% return optimization securities due May 29, 2015 linked to the iShares Russell 2000 exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127F780

• 0% notes due April 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DCY2

• 0% return notes due July 31, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDD7

• 0% return notes due May 29, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 index (Series 1); via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDE5

• 0% return notes due May 7, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DCV8

• 0% return notes due May 13, 2015 linked to the MSCI Italy SMID Cap index and the MSCI Spain SMID Cap index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DFQ6

• 0% capped buffered return enhanced notes due April 29, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DCZ9

• 0% contingent return optimization securities due Oct. 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC and UBS Financial Services Inc.; pricing April 25; Cusip: 48127F806

• Autocallable contingent interest notes due April 30, 2015 linked to the Russell 2000 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDH8

• 0% capped buffered return enhanced notes due April 29, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDC9

• Autocallable contingent interest notes due April 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDF2

• Autocallable contingent interest notes due April 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDG0

• Contingent coupon callable yield notes due Oct. 30, 2015 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 75% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDP0

• Autocallable contingent interest notes due April 30, 2019 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDK1

• 0% review notes due April 28, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DDJ4

• Autocallable contingent interest notes due May 13, 2015 linked to Splunk Inc. shares; 65% trigger; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127DFR4

• Contingent income autocallable securities due April 28, 2017 linked to the common stock of Walgreen Co.; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney, LLC; pricing April 25; Cusip: 48127F665

• Contingent income autocallable securities due April 30, 2015 linked to Bank of America Corp. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 25; Cusip: 48127F756

• Contingent income autocallable securities due April 30, 2015 linked to American International Group, Inc. shares; 80% trigger; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 25; Cusip: 48127F657

• 0% market-linked notes due April 30, 2024 linked to the performance of gold; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 25; Cusip: 48127F731

• 0% contingent absolute return autocallable optimization securities due May 6, 2015 linked to Advanced Micro Devices, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 28; Cusip: 48127F574

• 0% contingent absolute return autocallable optimization securities due May 6, 2015 linked to Auxillium Pharmaceuticals, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 28; Cusip: 48127F582

• 0% contingent absolute return autocallable optimization securities due May 6, 2015 linked to Cablevision Systems Corp. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 28; Cusip: 48127F566

• 0% contingent absolute return autocallable optimization securities due May 6, 2015 linked to Micron Technology, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 28; Cusip: 48127F616

• 0% contingent absolute return autocallable optimization securities due May 6, 2015 linked to United Rentals, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing April 28; Cusip: 48127F590

• 0% Performance Leveraged Upside Securities due June 5, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48127E106

• 0% Performance Leveraged Upside Securities due June 5, 2015 linked to the S&P MidCap 400 index; via J.P. Morgan Securities LLC; pricing April 30; Cusip: 48127F608

• Callable step-up fixed-rate notes due May 6, 2032; via J.P. Morgan Securities LLC; pricing May 1; Cusip: 48126N5Y9

• Callable contingent interest notes due May 31, 2017 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing May 23; Cusip: 48127DFT0

JPMORGAN CHASE BANK, NA

• Digital contingent coupon certificates of deposit due April 30, 2021 linked to a basket of common stocks (Cisco Systems, Inc., GameStop Corp., International Paper Co., Lorillard, Inc., Potash Corp. of Saskatchewan Inc.; Rio Tinto plc, Seagate Technology plc, Staples, Inc., Symantec Corp. and Williams Cos., Inc.); via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TLQ6

• Digital contingent coupon certificates of deposit due April 30, 2021 linked to a basket of common stocks (Duke Energy Corp., Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.); via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TKP9

• 0% certificates of deposit due April 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TKY0

• Market-linked certificates of deposit with contingent annual interest due April 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TLK9

• 0% certificates of deposit due April 30, 2021 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TLB9

• 0% certificates of deposit due April 30, 2021 linked to the JPMorgan High Yield ETF Volatility Target Index 3%; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TJZ9

• 0% certificates of deposit due April 30, 2018 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TKL8

• 0% certificates of deposit due Oct. 31, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TKM6

• Contingent interest certificates of deposit due April 28, 2034 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TLR4

• 0% capped certificates of deposit due Oct. 29, 2021 linked to a basket of three equally weighted indexes (S&P 500 index, the Euro Stoxx 50 index and the Nikkei 225 index); via J.P. Morgan Securities LLC; pricing April 25; Cusip: 48125TKS3

MORGAN STANLEY

• 0% trigger Performance Leveraged Upside Securities due May 4, 2015 linked to copper, cotton, RBOB gasoline, lean hogs, palladium, soybeans and West Texas Intermediate light sweet crude oil; 85% trigger; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61762GBH6

• 0% airbag performance securities due April 30, 2024 linked to the Dow Jones industrial average; 50% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing April 25; Cusip: 61760S852

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JQA0

• 0% market-linked notes due Oct. 30, 2020 tied to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JQC6

• 0% buffered jump securities due April 30, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JQB8

• Contingent income autocallable securities due April 30, 2015 linked to the common stock of Facebook, Inc.; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JPX1

• Contingent income securities due April 30, 2029 linked to the Russell 2000 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JPW3

• 0% trigger performance securities due April 30, 2024 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing April 25; Cusip: 61760S761

• Contingent income securities due April 30, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JPZ6

• Contingent income securities due April 30, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JPY9

• 0% trigger Performance Leveraged Upside Securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing April 25; Cusip: 61761JPV5

• 0% trigger performance securities due April 30, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing April 25; Cusip: 61760S753

• Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due April 30, 2034; via Morgan Stanley & Co. LLC; settling April 30; Cusip: 61760QEF7

• 0% trigger Performance Leveraged Upside Securities due November 2014 linked to copper, cotton, RBOB gasoline, live cattle, palladium, soybeans and West Texas Intermediate light sweet crude oil; 90% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61762GBJ2

• Contingent income autocallable securities due April 2015 linked to Avago Technologies Ltd. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S837

• Contingent income autocallable securities due May 2017 linked to Bristol-Myers Squibb Co. shares; 75% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S845

• Contingent income autocallable securities due April 2015 linked to Valeant Pharmaceuticals International, Inc. shares; 56.15% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S811

• Contingent income autocallable securities due April 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61761JQD4

• 0% trigger Performance Leveraged Upside Securities due April 2018 linked to the iShares MSCI EAFE exchange-traded fund; 85% trigger; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S746

• 0% trigger Performance Leveraged Upside Securities due April 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S720

• 0% dual directional trigger Performance Leveraged Upside Securities due April 2016 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S779

• Contingent income autocallable securities due April 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S803

• Contingent income autocallable securities due May 2016 linked to the common stock of MetLife, Inc.; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S829

• 0% trigger Performance Leveraged Upside Securities due October 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S712

• 0% dual directional trigger Performance Leveraged Upside Securities due April 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S704

• 0% market-linked notes due October 2021 tied to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in April; Cusip: 61760S738

ROYAL BANK OF CANADA

• 0% absolute return barrier notes due April 28, 2016 linked to the S&P 500 index; 76% to 80% trigger; via RBC Capital Markets, LLC; pricing April 24; Cusip: 78010UVK0

• 0% trigger return optimization securities due April 28, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 25; Cusip: 78011Q113

• 0% autocallable barrier notes due April 28, 2017 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing April 25; Cusip: 78010UVG9

• Trigger phoenix callable optimization securities due April 30, 2017 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; 70% trigger; via RBC Capital Markets, LLC; pricing April 25; Cusip: 78010UVH7

• 6% to 8% airbag autocallable yield optimization notes due April 30, 2015 linked to DISH Network Corp. shares; 82.5% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 28; Cusip: 78011Q220

• 6.8% to 8.8% airbag autocallable yield optimization notes due April 30, 2015 linked to Expedia Inc. shares; 80% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 28; Cusip: 78011Q238

• 6% to 7.4% airbag autocallable yield optimization notes due April 30, 2015 linked to Marvell Technology Group Ltd. shares; 85% trigger; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 28; Cusip: 78011Q246

• 14% reverse convertible notes due July 30, 2014 linked to 3D Systems Corp. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXB8

• 13.25% reverse convertible notes due July 30, 2014 linked to Alexion Pharmaceuticals Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UWZ6

• 8.25% reverse convertible notes due July 30, 2014 linked to Biogen Idec Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXA0

• 0% buffered bullish enhanced return notes due May 2, 2018 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing April 28; Cusip: 78010UUL9

• 13.25% reverse convertible notes due July 30, 2014 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXC6

• 0% trigger autocallable optimization securities due April 29, 2016 linked to the iShares Nasdaq Biotechnology exchange-traded fund; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing April 28; Cusip: 78011Q212

• 7% reverse convertible notes due Oct. 30, 2014 linked to KB Home stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXF9

• 9% reverse convertible notes due July 30, 2014 linked to Micron Technology, Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXD4

• 0% bullish barrier booster notes due May 1, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing April 28; Cusip: 78010UVE4

• 12.25% reverse convertible notes due July 30, 2014 linked to Tesla Motors, Inc stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXE2

• 7% reverse convertible notes due Oct. 30, 2014 linked to United Rentals, Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXG7

• 6.5% reverse convertible notes due Oct. 30, 2014 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXH5

• 8% reverse convertible notes due Oct. 30, 2014 linked to Yahoo! Inc. stock; via RBC Capital Markets Corp.; pricing April 28; Cusip: 78010UXJ1

• Redeemable step-up notes due April 29, 2022; via RBC Capital Markets, LLC; settling April 29; Cusip: 78010UEH6

• Redeemable step-up notes due April 30, 2030; via RBC Capital Markets, LLC; settlement April 30; Cusip: 78010UVN4

• 0% Performance Leveraged Upside Securities due June 2015 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing April 30; Cusip: 78010Y885

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 6, 2017 linked to the S&P 500 index; via Wells Fargo Securities LLC; pricing April 30; Cusip: 78010UUK1

• 0% Leveraged Index Return Notes due April 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in April

• 0% Leveraged Index Return Notes due April 2019 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 0% Strategic Accelerated Redemption Securities due May 2015 linked to iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via BofA Merrill Lynch; pricing in April

• 0% Strategic Accelerated Redemption Securities due May 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in April

• 0% Strategic Accelerated Redemption Securities due May 2015 tied to a basket of the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• Leveraged Index Return Notes due April 2018 linked to equal weights of the S&P 500 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in April

• 9.5% STEP Income Securities due May 2015 linked to common stock of Salesforce.com, Inc.; via BofA Merrill Lynch; pricing in April

• 8% STEP Income Securities due May 2015 linked to the American Depositary Receipts of Sony Corp.; via BofA Merrill Lynch; pricing in April

• 0% direct investment notes due June 8, 2015 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing May 5; Cusip: 78010UVF1

• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.

UBS AG, LONDON BRANCH

• 0% return optimization securities due May 29, 2015 linked to an equally weighted basket of common stocks (Applied Materials, Inc., Autodesk, Inc., Boeing Co., Oracle Corp. and United Rentals, Inc.); pricing April 25; Cusip: 90272V707

• 0% contingent-return optimization securities due Oct. 31, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90272V640

• 0% trigger step performance securities due April 30, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90272V624

• 0% trigger performance securities due April 30, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90272V632

• 0% trigger return optimization securities due April 28, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90272V590

• 0% trigger performance securities due April 30, 2024 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 25; Cusip: 90272V798

• Contingent income autocallable securities due April 30, 2019 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; 75% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 25; Cusip: 90272X117

• 0% trigger step performance securities due April 28, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 28; Cusip: 90272V616

• 0% trigger performance securities due April 30, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 28; Cusip: 90272V608

• Trigger phoenix autocallable optimization securities due April 30, 2024 linked to the MSCI Emerging Markets index and the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing April 28; Cusip: 90272V871

• Contingent income autocallable securities due May 3, 2019 linked to the worst performing of the Euro Stoxx 50 index, the Nikkei 225 index and the Russell 2000 index; 55% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing April 30; Cusip: 90272V889

WELLS FARGO & CO.

• 4.75%-5.25% autocallable access securities due April 29, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities, LLC; pricing April 25; Cusip: 94986RTP6

• 0% market-linked securities due April 29, 2016 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing April 25; Cusip: 94986RTR2

• 0% access securities with upside participation and buffered downside with multiplier due April 30, 2019 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing April 25; Cusip: 94986RTQ4

• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Nov. 7, 2017 linked to SPDR S&P 500 ETF Trust, iShares Russell 2000 ETF, iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing April 30; Cusip: 94986RTS0


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