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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% Market Index Target-Term Securities due April 2020 linked to the Dow Jones-UBS Commodity Index - Excess Return; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in March
• 0% capped leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; Cusip: 25152RJN4
BANK OF MONTREAL
• 0% contingent risk absolute return notes due March 28, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing March 20; Cusip: 06366RTQ8
• 0% buffered bullish return notes due March 28, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via BMO Capital Markets Corp.; pricing March 20; Cusip: 06366RTP0
• 0% contingent risk absolute return notes due March 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via BMO Capital Markets Corp.; pricing March 20; Cusip: 06366RTR6
• 0% buffered bullish return notes due March 28, 2016 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 20; Cusip: 06366RTN5
• Autocallable barrier notes with step-up call price due March 31, 2016 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing March 21; Cusip: 06366RTD7
• Rising-rate notes due March 31, 2020 linked to the 30-year Constant Maturity Swap rate; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTL9
• 0% buffered bullish enhanced return notes due March 31, 2017 linked to the iShares China Large-Cap exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTF2
• 3.25% autocallable cash-settled notes with step-up call price due March 31, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTE5
• 0% bullish enhanced return notes with lookback feature due March 31, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTH8
• 0% buffered bullish enhanced return notes due March 31, 2017 linked to the Russell 2000 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTG0
• 0% upside booster notes with barrier due March 29, 2019 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTJ4
• 0% upside booster notes with barrier due March 29, 2019 linked to the SPDR S&P Oil & Gas Exploration & Production ETF; via BMO Capital Markets Corp.; pricing March 26; Cusip: 06366RTK1
BANK OF NOVA SCOTIA
• Capped fixed-to-floating notes due March 27, 2017; via Scotia Capital (USA) Inc.; pricing March 20; Cusip: 064159ED4
• 0% equity-linked index notes due March 23, 2017 linked to the Raymond James Current Favorites Total Return index; via Scotia Capital (USA) Inc.; pricing March 20; Cusip: 064159CZ7
• Capped fixed-to-floating-rate notes due March 28, 2019; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159DY9
• Callable step-up rate notes due March 28, 2024; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159DW3
• Callable step-up rate notes due March 28, 2029; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159DX1
• Floored floating-rate notes due March 28, 2024 linked to 10-year Constant Maturity Swap Rate; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159EC6
• Autocallable contingent interest barrier notes due March 28, 2017 linked to the common stock of Apple Inc.; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159DS2
• Callable contingent interest range accrual barrier notes due March 28, 2029 linked to the S&P 500 index; via Scotia Capital (USA) Inc.; pricing March 25; Cusip: 064159DT0
• 0% equity-linked index notes, series A, due April 21, 2016 tied to the S-Network Bank Loan/Limited Duration Closed-End Fund index; via Scotia Capital (USA) Inc.; pricing April 17; Cusip: 064159DU7
BANK OF THE WEST
• Contingent variable-income market-linked certificates of deposit due March 29, 2021 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., Apple Inc., AT&T Inc., Intel Corp., Lorillard Inc., Noble Corp. plc, PPL Corp., Southern Co. and Verizon Communications Inc.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing March 25; Cusip: 06426XKE9
• Income advantage market-linked certificates of deposit due March 28, 2019 linked to a basket of common stocks (Altria Group, Inc., Intel Corp., Noble Corp., PPL Corp. and Verizon Communications Inc.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing March 25; Cusip: 06426XKD1
• Income advantage market-linked certificates of deposit due March 29, 2021 linked to a basket of common stocks (Altria Group, Inc., Intel Corp., Noble Corp., PPL Corp. and Verizon Communications Inc.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing March 25; Cusip: 06426XKF6
BARCLAYS BANK DELAWARE
• 0% certificates of deposit due March 25, 2021 linked to the Euro Stoxx 50 index; via Barclays with Incapital LLC; pricing March 21; Cusip: 06740AM89
• 0% certificates of deposit due March 25, 2021 linked to the S&P 500 index; via Barclays with Incapital LLC; pricing March 21; Cusip: 06740AM71
• Certificates of deposit due March 30, 2020 linked to Apple Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co. and Nike, Inc.; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AM63
• Certificates of deposit due March 28, 2019 linked to Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AM97
• Certificates of deposit due March 26, 2021 linked to Apple Inc., AT&T Inc., Bristol-Myers Squibb Co., Cisco Systems, Inc., Duke Energy Corp., Ford Motor Co., Hewlett-Packard Co., McDonald's Corp., Nike, Inc. and Yahoo! Inc.; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AN21
• Certificates of deposit due March 26, 2021 linked to Apple Inc., AT&T Inc., Altria Group, Inc., Duke Energy Corp., Intel Corp., Lorillard Inc., McDonald's Corp., Microsoft Corp., Verizon Communications Inc. and Williams Cos., Inc.; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AN39
• Certificates of deposit due March 30, 2020 linked to the Hang Seng index, Euro Stoxx 50 index, FTSE 100 index and S&P 500 index; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AN62
• 0% certificates of deposit due March 28, 2019 linked to the Russell 2000 index; via Barclays with Incapital LLC; pricing March 25; Cusip: 06740AN47
• 0.4% to 0.6% certificates of deposit due March 30, 2021 linked to the Shiller Barclays CAPE US Sector Risk Controlled 7% USD Excess Return index; via Barclays and Incapital LLC; pricing March 25; Cusip: 06740AN70
BARCLAYS BANK PLC
• 0% annual autocallable notes due March 23, 2017 linked to the performance of the Hang Seng China Enterprises index and the MSCI Taiwan index; via Barclays; pricing March 18; Cusip: 06741UAK0
• Capped and floored fixed-to-floating notes due March 25, 2019; via Barclays; pricing March 20; Cusip: 06741T7F8
• 10.45% reverse convertible notes due Sept. 25, 2014 linked to Abercrombie & Fitch Co. stock; via Barclays Capital; pricing March 20; Cusip: 06741J6W4
• 13% reverse convertible notes due June 25, 2014 linked to Ocwen Financial Corp. stock; via Barclays Capital; pricing March 20; Cusip: 06741J6V6
• 0% buffered Super Track notes due March 23, 2017 linked to the S&P GSCI Excess Return index; via Barclays; pricing March 20; Cusip: 06741T7J0
• Callable contingent coupon notes due March 24, 2016 linked to Bank of New York Mellon Corp. common stock; via Barclays; pricing March 21; Cusip: 06741J6S3
• Contingent income autocallable securities due March 24, 2017 linked to Ford Motor Co. shares; 80% trigger; via Barclays; pricing March 21; Cusip: 06742B253
• 8.15% single observation autocallable reverse convertible notes due March 25, 2015 linked to the common stock of Kansas City Southern; via Barclays; pricing March 21; Cusip: 06741J6X2
• Step-up fixed-rate callable notes due March 27, 2017; via Barclays; pricing March 24; Cusip: 06741UAF1
• Step-up fixed-rate callable notes due March 27, 2029; via Barclays; pricing March 24; Cusip: 06741T7H4
• Principal-at-risk callable steepener notes due March 27, 2029 linked to the 30-year Constant Maturity Swap rate, the five-year Constant Maturity Swap rate and the Russell 2000 index; via Barclays; pricing March 24; Cusip: 06741T6W2
• Principal-at-risk callable steepener notes due March 27, 2029 linked to the 30-year Constant Maturity Swap rate, the two-year Constant Maturity Swap rate and the Russell 2000 index; via Barclays; pricing March 24; Cusip: 06741T7K7
• 10% single observation autocallable reverse convertible notes due March 26, 2015 linked to First Solar, Inc. common stock; via Barclays; pricing March 24; Cusip: 06741J6T1
• Capped callable steepener notes due March 28, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year Constant Maturity Swap rate; via Barclays; pricing March 25; Cusip: 06741T6S1
• Zero-coupon pay at maturity notes due March 31, 2022 linked to the 30-year Constant Maturity Swap rate and contingent on Libor; via Barclays; March 26; Cusip: 06741UAM6
• 0% airbag performance securities due April 1, 2024 linked to the Dow Jones industrial average; via UBS Financial Services Inc. and Barclays; pricing March 26; Cusip: 06742K824
• 0% annual autocallable notes due March 30, 2017 linked to the performance of the Korea Composite Stock Price Index 200 and the MSCI Taiwan index; via Barclays; pricing March 26; Cusip: 06741T6V4
• 0% trigger performance securities due March 29, 2019 linked to the S&P 500 index; via UBS Financial Services and Barclays; pricing March 26; Cusip: 06742K816
• Callable buffered range accrual notes due March 31, 2021 linked to the S&P 500 index; 80% trigger; via Barclays; pricing March 26; Cusip: 06741T7E1
• Annual reset coupon buffered notes due March 29, 2019 linked to the Russell 2000 index; via Barclays; pricing March 27; Cusip: 06741T6Z5
• 0% Performance Leveraged Upside Securities due May 7, 2015 linked to the Euro Stoxx 50 index; via Barclays with Morgan Stanley Wealth Management; pricing March 31; Cusip: 06742B444
• 0% Performance Leveraged Upside Securities due May 7, 2015 linked to the Russell 2000 index; via Barclays with Morgan Stanley Wealth Management; pricing March 31; Cusip: 06742B436
• 0% trigger Performance Leveraged Upside Securities due April 3, 2020 linked to the S&P 500 index; 60% trigger; via Barclays with Morgan Stanley Wealth Management; pricing March 31; Cusip: 06742B261
• 0% Accelerated Return Notes due June 2015 linked to Apple Inc., Facebook, Inc. and Yahoo! Inc.; via BofA Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due March 2015 linked to American Depositary Shares of Petroleo Brasileiro SA; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in March
• 0% notes due April 6, 2017 linked to the EquityCompass Share Buyback index; via Barclays; pricing April 3; Cusip: 06741T7B7
• 23- to 26-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741T7M3
• 24- to 27-month 0% capped leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741T6R3
• 24-27-month 0% capped leveraged notes linked to the S&P 500 index; via Barclays; Cusip: 06741T7L5
BMO HARRIS BANK
• Annual digital yield generator certificates of deposit due March 29, 2019 linked to the common stocks of Apple Inc., Bristol-Myers Squibb Co., Dollar General Corp., Ford Motor Co., Lorillard, Inc., McDonald's Corp., Potash Corp. of Saskatchewan Inc., Seagate Technology plc, Vodafone Group plc and Walgreen Co.; via BMO Capital Markets Corp. and Advisors Asset Management, Inc.; pricing March 26; Cusip: 05573JXD1
BNP PARIBAS
• 0% digital certificate plus notes due March 29, 2019 linked to the Dow Jones industrial average; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing March 26; Cusip: 05574LX29
• 0% buffered return enhanced notes due Sept. 30, 2016 linked to the Russell 2000 index; via BNP Paribas Securities Corp.; pricing March 26; Cusip: 05574LWV6
• 0% buffered return enhanced notes due Sept. 30, 2016 linked to the S&P 500 index; via BNP Paribas Securities Corp.; pricing March 26; Cusip: 05574LWW4
• 23- to 26-month 0% notes linked to the Russell 2000 index; via BNP Paribas Securities Corp.; Cusip: 05574LRC4
CANADIAN IMPERIAL BANK OF COMMERCE
• 0% market plus non-principal-protected notes due Sept. 26, 2016 linked to the S&P 500 index; via SG Americas Securities, LLC; pricing March 21; Cusip: 13605WAC5
CITIGROUP INC.
• Callable leveraged CMS spread notes due March 21, 2024 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Citigroup Global Markets Inc.; pricing March 18; Cusip: 1730T0L98
• Fixed-to-floating-rate range accrual notes due March 28, 2021; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T0L72
• Leveraged callable CMS curve-linked notes due March 28, 2029 linked to the 30-year Constant Maturity Swap rate and the five-year CMS rate; via Citigroup Global Markets Inc. with Morgan Stanley Smith Barney LLC; pricing March 25; Cusip: 1730T0L23
• Leveraged callable CMS curve-linked notes due March 28, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Citigroup Global Markets Inc. with Morgan Stanley Smith Barney LLC; pricing March 25; Cusip: 1730T0L31
• 0% buffer securities due March 28, 2019 linked to a basket that includes S&P 500 index, iShares MSCI EAFE exchange-traded fund and iShares MSCI Emerging Markets ETF; via Citigroup Global Markets Inc.; pricing March 25; Cusip: 1730T0M22
• Market-linked notes due Oct. 1, 2019 tied to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 1730T0K99
• 0% barrier securities due March 29, 2018 linked to the Dow Jones industrial average; via Citigroup Global Markets Inc.; pricing March 26; Cusip: 1730T0L56
• 0% trigger performance securities due March 29, 2019 linked to the S&P 500 index; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing March 26; Cusip: 17321F219
• Autocallable contingent coupon equity-linked securities due April 2, 2015 linked to Facebook Inc. shares; 70% trigger; via Citigroup Global Markets Inc.; pricing March 28; Cusip: 1730T0L80
CREDIT SUISSE AG
• Contingent coupon callable buffered securities due March 21, 2018 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 18; Cusip: 22547QKP0
• Contingent coupon callable yield notes due March 26, 2019 linked to the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 19; Cusip: 22547QKM7
• 0% absolute return barrier notes due March 30, 2020 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22547QJZ0
• 0% absolute return barrier notes due Feb. 5, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22547QK21
• 0% absolute return barrier securities due March 30, 2020 linked to Euro Stoxx 50 index; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22547QK21
• Contingent coupon yield notes due March 30, 2020 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22547QK39
• 0% equity-linked autocallable step-up notes due March 28, 2017 tied to the performance of the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 21; Cusip: 22547QJX5
• Contingent coupon callable yield notes due March 28, 2024 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 25; Cusip: 22547QKB1
• Callable daily Russell 2000 index-linked range accrual notes due June 29, 2020; via Credit Suisse Securities (USA) LLC; pricing March 25; Cusip: 22547QKC9
• 0% accelerated barrier notes due March 30, 2018 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22547QJR8
• 0% buffered SuperTrack notes due March 29, 2019 linked to the Dow Jones industrial average; via Barclays; pricing March 26; Cusip: 06741T6Y8
• 0% Accelerated Return Securities due Sept. 29, 2017 linked to equal weights of the Hang Seng China Enterprises index, MSCI Taiwan index, Hang Seng index and Korea Stock Price index 200; via Barclays; pricing March 26; Cusip: 22547QK47
• High/low coupon callable yield notes due June 30, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI Brazil Capped ETF; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22547QJS6
• 0% buffered SuperTrack notes due June 28, 2019 linked to the S&P 500 index; via Barclays; pricing March 26; Cusip: 06741T6X0
• 0% accelerated barrier notes due March 30, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22547QJT4
• 0% absolute return barrier securities due March 29, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 26; Cusip: 22547QJY3
• 0% leveraged notes due April 1, 2021 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QTT3
• 0% buffered notes due April 1, 2019 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QTF3
• 0% accelerated barrier notes linked to the Euro Stoxx 50 index and the iShares MSCI EAFE exchange-traded fund; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22547QKE5
• 0% Buffered Accelerated Return Equity Securities due Oct. 3, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing March 28; Cusip: 22547QKJ4
• High/low coupon callable yield notes due July 3, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund and the iShares MSCI Brazil Capped ETF; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22547QJQ0
• 0% Buffered Accelerated Return Equity Securities due Oct. 5, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22547QKN5
• 0% accelerated barrier notes due April 4, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22547QJV9
• 0% absolute return barrier securities due April 3, 2019 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing March 31; Cusip: 22547QJ64
• 9.5% STEP Income Securities due March 2015 linked to Delta Air Lines, Inc.; via BofA Merrill Lynch; pricing in March
• 9.5% STEP Income Securities due April 2015 linked to Delta Air Lines, Inc.; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
• 0% autocallable market-linked step-up notes due March 2017 tied to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
• 0% autocallable market-linked step-up notes due March 2017 linked to an equally weighted basket of the Nasdaq 100 index and the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
• Autocallable market-linked step-up notes due March 2017 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
• Autocallable market-linked step-up notes due March 2017 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
• 0% Credit Suisse FI Enhanced S&P 500 Total Return index exchange-traded notes due 2019 linked to the S&P 500 Total Return index; via Credit Suisse Securities (USA) LLC; Cusip: 22542D431
CREDIT SUISSE AG, LONDON BRANCH
• 24-27-month 0% leveraged buffered notes linked to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QJW7
DEUTSCHE BANK AG, LONDON BRANCH
• CMS slope steepener notes due March 31, 2034; via Deutsche Bank Securities Inc.; pricing March 26; Cusip: 25152RVT7
• 0% autocallable securities due March 30, 2017 linked to the lesser performing of the S&P 500 index and the Euro Stoxx 50 index; 80% trigger; via Deutsche Bank Securities Inc.; pricing March 26; Cusip: 25152RJE4
• 0% trigger return optimization securities due March 31, 2017 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing March 27; Cusip: 25155P286
• 0% trigger performance securities due March 29, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing March 27; Cusip: 25155P294
• Trigger phoenix autocallable optimization securities due March 29, 2019 linked to General Electric Co. shares; via Deutsche Bank Securities Inc. with UBS Financial Services Inc. as placement agent; pricing March 27; Cusip: 25155P120
• 0% market-linked step-up notes due March 2016 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
• 0% market-linked step-up notes due March 2017 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due March 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
• 0% market-linked step-up notes due March 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
• Capped Leveraged Index Return Notes due March 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
• 0% capped leveraged buffered notes linked to the iShares MSCI Emerging Markets exchange-traded fund; via Deutsche Bank Securities Inc.; Cusip: 25152RJN4
• 0% buffered digital notes linked to the SPDR S&P Metals & Mining exchange-traded fund; via Deutsche Bank Securities Inc.; Cusip: 25152RJM6
GOLDMAN SACHS BANK USA
• 0% certificates of deposit due Sept. 30, 2020 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 25; Cusip: 38147JVC3
• Variable-coupon certificates of deposit due March 26, 2021 linked to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 25; Cusip: 38147JVB5
• 0% certificates of deposit due March 30, 2020 linked to the S&P 500 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 25; Cusip: 38147JVA7
• Contingent coupon certificates of deposit due March 31, 2021 linked to a basket of 10 stocks (AT&T Inc., Chevron Corp., Cisco Systems, Inc., Intel Corp., Johnson & Johnson, McDonald's Corp., Merck & Co., Inc., Pfizer Inc., Proctor & Gamble Co. and Verizon Communications Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38147JVD1
• Variable-coupon basket-linked certificates of deposit due March 31, 2020 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38147JUZ3
• Variable-coupon basket-linked certificates of deposit due March 31, 2021 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38147JVE9
• Variable-coupon basket-linked certificates of deposit due March 25, 2022 linked to a basket of 10 stocks (Apple Inc., AbbVie Inc., Caterpillar Inc., Cisco Systems, Inc., McDonald's Corp., Merck & Co., Inc., Microsoft Corp., Occidental Petroleum Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing March 26; Cusip: 38147JVF6
• Equity index-linked certificates of deposit due Oct. 1, 2020 linked to a basket the S&P 500 index, the Russell 2000 index and the S&P MidCap 400 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing March 26; Cusip: 38147JUY6
GOLDMAN SACHS GROUP, INC.
• Autocallable contingent coupon notes due April 9, 2029 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 24; Cusip: 38147QUK0
• Callable monthly Russell 2000 index-linked range accrual notes due March 28, 2029; via Goldman Sachs & Co.; pricing March 25; Cusip: 38147QVK9
• Callable monthly index-linked range accrual notes due March 28, 2029 tied to the Russell 2000 index and the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 25; Cusip: 38147QVF0
• 0% leveraged trigger notes due Dec. 29, 2017 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QUB0
• Callable contingent coupon notes due April 3, 2017 linked to the S&P 500 index, Russell 2000 index and Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 26; Cusip: 38147QUP9
• 0% trigger performance securities due March 28, 2024 linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38148A431
• Callable monthly range accrual notes due March 31, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QUX2
• Callable monthly range accrual notes due March 31, 2029 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QVB9
• Callable monthly range accrual notes due March 31, 2024 linked to the Russell 2000 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QUF1
• 0% index-linked notes due Sept. 30, 2021 tied to the S&P 500 index; via Goldman Sachs & Co.; pricing March 27; Cusip: 38147QTP1
• Callable step-up fixed-rate notes due March 2019; via Goldman Sachs & Co. and Incapital LLC; settlement in March; Cusip: 38147QTK2
• Callable step-up fixed-rate notes due March 2024; via Goldman Sachs & Co. and Incapital LLC; settlement in March; Cusip: 38147QWT9
• Floating-rate notes due March 2024; via Goldman, Sachs & Co.; pricing in March; Cusip: 38147QRP3
• Five-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QST4
• 15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QTX4
• 0% digital notes linked to the Euro Stoxx 50 index due in 18 to 21 months; 85% trigger; via Goldman Sachs & Co.
• 0% digital index-linked notes tied to the Euro Stoxx 50 index due in 18 to 21 months; 90% trigger; via Goldman Sachs & Co.
• 24- to 27-month 0% notes linked to the Euro Stoxx 50 index; 90% trigger; via Goldman Sachs & Co.
• 0% 36- to 40-month leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAT3
• 0% digital index-linked notes tied to the Euro Stoxx 50 index due in 48 to 51 months; via Goldman Sachs & Co.
• 18-21-month 0% digital index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 25- 28-month 0% leveraged notes tied to the MSCI EAFE index; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged notes linked to the MSCI EAFE index due in 48 to 51 months; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the MSCI EAFE index; via Goldman Sachs & Co.; Cusip: 38147QSK3
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 0% digital index-linked notes tied to the Russell 2000 index due in 18 to 21 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes due 2016 linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QGX8
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged notes linked to the S&P 500 index due in 36 to 39 months; via Goldman Sachs & Co.
• 0% 60-month leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAP1
• 0% buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QGF7
• 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 36- to 39-month 0% notes linked to the Topix index; via Goldman Sachs & Co.
HSBC BANK USA, NA
• 0% growth opportunity certificates of deposit due March 26, 2021 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40434AHT9
HSBC USA INC.
• Income plus notes with minimum annual coupon due March 26, 2021 linked to Bristol-Myers Squibb Co., ConocoPhillips, Kraft Foods Group, Inc., McDonald's Corp. and Altria Group, Inc.; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUR0
• 0% Selections due March 28, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUD1
• 0% Selections due March 28, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUG4
• 0% Selections due March 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUC3
• 0% Selections due March 28, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUF6
• 0% Selections due March 30, 2020 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUJ8
• 0% Selections due March 28, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUB5
• 0% Selections due March 28, 2018 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUE9
• 0% Selections due March 30, 2020 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUH2
• Buffered income notes due March 26, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUQ2
• 0% digital-plus barrier notes due March 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 21; Cusip: 40432XUA7
• 0% Selections due March 30, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUW9
• 0% SelectInvest debt securities due March 30, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVD0
• 0% SelectInvest debt securities due March 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVJ7
• 0% Selections due March 27, 2017 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV32
• 0% Selections due March 27, 2019 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV81
• 0% Selections due March 30, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUV1
• 0% SelectInvest debt securities due March 30, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVC2
• 0% SelectInvest debt securities due March 27, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVH1
• 0% Selections due March 27, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV24
• 0% Selections due March 27, 2019 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV73
• 0% Selections due March 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUU3
• 0% SelectInvest debt securities due March 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVB4
• 0% SelectInvest debt securities due March 27, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVG3
• 0% Selections due March 27, 2017 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUZ2
• 0% Selections due March 27, 2019 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV65
• 0% Selections due March 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUT6
• 0% SelectInvest debt securities due March 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVA6
• 0% SelectInvest debt securities due March 27, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVF5
• 0% Selections due March 27, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUY5
• 0% Selections due March 27, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV57
• 0% SelectInvest debt securities due March 30, 2015 linked to a basket of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XUX7
• 0% SelectInvest debt securities due March 25, 2015 linked to the S&P 500 index, the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVE8
• 0% SelectInvest debt securities due March 22, 2017 linked to the S&P 500 index, the Russell 2000 index, the Euro Stoxx 50 index and the iShares MSCI Emerging Markets ETF; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XVK4
• 0% SelectInvest debt securities due March 27, 2017 linked to a basket of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV40
• 0% SelectInvest debt securities due March 27, 2019 linked to a basket of the S&P 500 index, Russell 2000 index, Euro Stoxx 50 index and iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 24; Cusip: 40432XV99
• 0% Accelerated Market Participation Securities due Sept. 28, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XW23
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVT5
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVX6
• 0% buffered uncapped market participation securities due March 28, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVM0
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVW8
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVS7
• 0% buffered uncapped market participation securities due March 28, 2019 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVP3
• 0% Accelerated Market Participation Securities due Sept. 28, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVZ1
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVR9
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVV0
• 0% Accelerated Market Participation Securities due Sept. 28, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVY4
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVU2
• 0% buffered Accelerated Market Participation Securities due March 28, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVQ1
• 0% buffered leveraged tracker notes due March 28, 2024 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XUS8
• 0% buffered uncapped market participation securities due Sept. 28, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVL2
• 0% buffered uncapped market participation securities due March 28, 2019 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XVN8
• Autocallable yield notes due June 29, 2015 linked to the S&P 500 index and the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 25; Cusip: 40432XUN9
• 0% performance barrier notes due Oct. 2, 2017 linked to the Euro Stoxx 50 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40432XUP4
• 0% trigger performance securities due March 28, 2024 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing March 26; Cusip: 40434C303
• 0% airbag performance securities due March 29, 2018 linked to the S&P 500 index; 75% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing March 26; Cusip: 40434C873
• 0% airbag performance securities due March 29, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with UBS Financial Services Inc. as placement agent; pricing March 26; Cusip: 40434C873
• 0% trigger performance securities due March 29, 2019 linked to the Vanguard FTSE Emerging Markets ETF; 75% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing March 26; Cusip: 40434C501
• 0% trigger performance securities due March 29, 2019 linked to the Vanguard FTSE Emerging Markets ETF; 60% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing March 26; Cusip: 40434C600
• 0% Performance Leveraged Upside Securities due May 4, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 40434B123
• 0% Performance Leveraged Upside Securities due May 4, 2015 linked to the S&P MidCap 400 index; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing March 31; Cusip: 40434B115
• 9% STEP Income Securities due April 2015 linked to the common stock of Celgene Corp.; via BofA Merrill Lynch; pricing in March
• 0% Market Index Target-Term Securities due March 2021 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in March
• 0% Accelerated Return Notes due May 2015 linked to the Nikkei Stock Average index; via BofA Merrill Lynch; pricing in March
JPMORGAN CHASE BANK NA
• Callable variable-rate range accrual certificates of deposit due March 21, 2029 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 18; Cusip: 48125TJB2
• 0% certificates of deposit due March 29, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125THT5
• 0% certificates of deposit due March 29, 2018 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125TGX7
• Digital contingent coupon certificates of deposit due March 31, 2021 linked to the common stocks of Altria Group, Inc., Bristol-Myers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International Inc., Potash Corp. of Saskatchewan Inc., Procter & Gamble Co., Starbucks Corp. and Southern Co.; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125TJH9
• Digital contingent coupon certificates of deposit due March 31, 2021 linked to a basket of common stocks (Duke Energy Corp., Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.); via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48125THY4
• 0% certificates of deposit due March 31, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125THU2
• 0% certificates of deposit due Sept. 30, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC and Incapital LLC; pricing March 26; Cusip: 48125TGY5
JPMORGAN CHASE & CO.
• Callable step-up fixed-rate notes due March 21, 2032; via J.P. Morgan Securities LLC; pricing March 18; Cusip: 48126NUP0
• Callable range accrual notes due March 21, 2029 linked to the performance of the euro relative to the dollar and the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 18; Cusip: 48126NUL9
• Callable range accrual notes due March 21, 2029 linked to the Euro Stoxx 50 index and six-month Libor; via J.P. Morgan Securities LLC; pricing March 18; Cusip: 48126NUM7
• 6.2% autocallable yield notes due June 25, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund, the Euro Stoxx 50 index and the Russell 2000 index; 60% trigger; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48127DBP2
• 7.05% reverse convertible notes due June 25, 2014 linked to Joy Global Inc. stock; via JPMorgan; pricing March 20; Cusip: 48127DBB3
• 0% dual directional knock-out buffered equity notes due March 24, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48127DAX6
• 0% knockout buffered notes due March 23, 2017 linked to the S&P 500 index; 63% trigger; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48127DAY4
•0% capped notes due March 25, 2019 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48127DAZ1
• 0% capped dual directional knock-out buffered notes due March 24, 2016 linked to the SPDR Barclays International Treasury Bond exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 20; Cusip: 48127DBA5
• 0% capped return enhanced notes due April 8, 2015 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 21; Cusip: 48127DBZ0
• 5% single observation callable yield notes due Sept. 28, 2015 linked to the lesser-performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 21; Cusip: 48127DBE7
• Callable contingent interest notes due March 31, 2017 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 21; Cusip: 48126N5K9
• Callable step-up fixed-rate notes due March 28, 2032; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48126NUP0
• Floating-rate notes due March 28, 2024 linked to the 30-year Constant Maturity Swap rate; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48126N5N3
• Callable fixed-to-floating notes due March 28, 2029 linked to 30-year Constant Maturity Swap rate over the five-year CMS; via J.P. Morgan Securities LLC; pricing March 25; Cusip: 48126N5L7
• 0% buffered return enhanced notes due March 29, 2018 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAJ7
• 0% capped buffered return enhanced notes due March 31, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAE8
• 0% buffered return enhanced notes due March 29, 2018 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAK4
• 0% capped buffered return enhanced notes due March 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAF5
• 0% return notes due June 30, 2015 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAL2
• 0% capped buffered return enhanced notes due March 31, 2016 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAD0
• Autocallable contingent interest notes due March 31, 2015 linked to the Russell 2000 index and the iShares MSCI Brazil Capped exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAC2
• 0% capped buffered return enhanced notes due March 31, 2016 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAG3
• 0% buffered return enhanced notes due March 29, 2018 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAH1
• Autocallable contingent interest notes due March 31, 2015 linked to the S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 26; Cusip: 48127DAB4
• 0% trigger performance securities due March 31, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing March 27; Cusip: 48127E569
• Callable variable-rate range accrual notes due March 29, 2029 linked to six-month Libor and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing March 27; Cusip: 48126N5P8
• 0% return notes due April 9, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing March 28; Cusip: 48127DBF4
• 0% return notes due April 9, 2015 linked to the J.P. Morgan U.S. Long Equity Dynamic Overlay 80 Index (Series 1); via J.P. Morgan Securities LLC; pricing March 28; Cusip: 48127DAR9
• Autocallable contingent interest notes due March 31, 2015 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing March 28; Cusip: 48127DAA6
• 0% digital notes due April 5, 2016 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing March 31; Cusip: 48127DBN7
LLOYDS BANK PLC
• Floating-rate notes due March 27, 2024 linked to the 30-year Constant Maturity Swap rate; via Barclays; pricing March 24; Cusip: 5394E8CJ6
MORGAN STANLEY
• Floating-rate notes due March 25, 2024 linked to the 30-year Constant Maturity Swap rate; via Morgan Stanley & Co. LLC; pricing March 25; Cusip: 61760QEB6
• 0% buffered jump securities due March 31, 2021 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPQ6
• 0% buffered Performance Leveraged Upside Securities with downside factor due March 28, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPP8
• Contingent income securities due March 29, 2029 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPK9
• Contingent income securities due March 29, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPN3
• Contingent income securities due March 29, 2029 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPM5
• 0% trigger Performance Leveraged Upside Securities due March 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPJ2
• 0% buffered jump securities due March 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61761JPL7
• 0% trigger performance securities due March 28, 2024 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 26; Cusip: 61760S472
• Commodity-linked notes with contingent coupon due March 29, 2029 linked to West Texas Intermediate light sweet crude oil; via Morgan Stanley & Co. LLC; pricing March 26; Cusip: 61762GBF0
• 0% airbag performance securities due March 28, 2024 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC and UBS Financial Services Inc.; pricing March 27; Cusip: 61760S480
• Fixed-to-floating-rate leveraged CMS curve and Russell 2000 index-linked notes due March 31, 2034; via Morgan Stanley & Co. LLC; settlement March 31; Cusip: 61760QEC4
• Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due March 31, 2034; via Morgan Stanley & Co. LLC; pricing March 31; Cusip: 61760QED2
• Contingent income autocallable securities due March 2017 with step-up redemption threshold level feature linked to Bank of America Corp. shares; 80% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing in March; Cusip: 61760S647
• Contingent income autocallable securities due March 2016 linked to Boeing Co.; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S654
• 0% trigger Performance Leveraged Upside Securities due October 2014 linked to a basket of commodities (copper, RBOB gasoline, live cattle, palladium, soybeans and West Texas Intermediate light sweet crude oil); via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61762GBG8
• Contingent income autocallable securities due March 2015 linked to Delta Air Lines, Inc. shares; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S571
• 0% market-linked notes due March 2021 tied to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S522
• Contingent income autocallable securities due March 2015 linked to Facebook, Inc. shares; 70% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Wealth Management; pricing in March; Cusip: 61760S639
• 0% Buffered Performance Leveraged Upside Securities due September 2016 linked to the iShares MSCI Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S456
• Contingent income autocallable securities due March 2017 linked to Marathon Petroleum Corp. shares; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S589
• 0% Performance Leveraged Upside Securities due May 2015 linked to the Nikkei 225 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S530
• 0% market-linked notes due July 2022 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S621
• 0% market-linked notes due September 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S613
• 0% Buffered Performance Leveraged Upside Securities due September 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S597
• 0% Buffered Performance Leveraged Upside Securities due September 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S506
• 0% dual directional trigger Performance Leveraged Upside Securities due March 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760A514
• 0% trigger Performance Leveraged Upside Securities due April 2020 linked to the S&P 500 index; 60% trigger; via Morgan Stanley & Co. LLC; pricing in March; Cusip: 61760S563
ROYAL BANK OF CANADA
• Redeemable step-up notes due March 19, 2021; via RBC Capital Markets, LLC; settlement March 19; Cusip: 78010UDY0
• Redeemable step-up notes due March 19, 2024; via RBC Capital Markets, LLC; settlement March 19; Cusip: 78010UDX2
• Fixed-to-floating-rate notes due March 20, 2017; via RBC Capital Markets LLC; settlement March 20; Cusip: 78010UDZ7
• Bullish barrier notes due March 23, 2017 linked to the iShares MSCI Emerging Markets exchange-traded fund; 60% to 64% trigger; via RBC Capital Markets Corp.; pricing March 20; Cusip: 78010UTH0
• 8% to 12% reverse convertible notes due June 25, 2014 linked to Kansas City Southern shares; 75% trigger; via RBC Capital Markets Corp.; pricing March 20; Cusip: 78010UTE7
• 7.5% to 11.5% reverse convertible notes due June 25, 2014 linked to Pioneer Natural Resources Co. shares; 75% trigger; via RBC Capital Markets Corp.; pricing March 20; Cusip: 78010UTF4
• Contingent income autocallable securities due March 2017 linked to Amazon.com, Inc. shares; 75% trigger; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing March 21; Cusip: 78010Y786
• 0% trigger return optimization securities due March 31, 2017 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 78010Y737
• 0% trigger step performance securities due March 29, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing March 26; Cusip: 78010Y711
• 0% buffered bullish enhanced return notes due Sept. 29, 2017 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78010USK4
• 0% buffered bullish enhanced return notes due March 29, 2019 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing March 27; Cusip: 78010USL2
• Redeemable leveraged steepener notes due March 28, 2034 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via RBC Capital Markets, LLC; settlement March 28; Cusip: 78010UEA1
• Floating-rate redeemable range accrual notes due April 2, 2019 linked to six-month Libor; via RBC Capital Markets, LLC; pricing March 28; Cusip: 78010UEB9
• 0% Performance Leveraged Upside Securities due May 2015 linked to iShares MSCI Taiwan index fund, the iShares MSCI Mexico Capped ETF, the iShares MSCI South Korea index fund and the iShares FTSE/Xinhua China 25 index fund; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management; pricing March 31; Cusip: 78010Y703
• 0% leveraged upside participation to a cap and fixed percentage buffered downside principal at risk securities due Oct. 3, 2017 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing March 31; Cusip: 78010USG3
• Leveraged Index Return Notes due March 2019 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in March
• Leveraged Index Return Notes due March 2019 linked to the Euro Stoxx 50; via BofA Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due April 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in March
• 0% Strategic Accelerated Redemption Securities due April 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in March
• 0% direct investment notes due May 8, 2015 linked to the Equity Compass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing April 3; Cusip: 78010UTD9
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
SOCIETE GENERALE
• Callable CMS spread notes due March 31, 2034 linked to the 30- and two-year Constant Maturity Swap rates; via SG Americas Securities, LLC and Advisors Asset Management, Inc.; pricing March 26; Cusip: 83368WKZ3
AB SVENSK EXPORTKREDIT
• 14-month 0% Accelerated Return Notes due May 2015 linked to the PHLX Oil Service Sector index; via BofA Merrill Lynch; pricing in March
UBS AG, LONDON BRANCH
• Contingent income autocallable securities due March 24, 2017 linked to Dow Chemical Co. shares; 80% trigger; via UBS Securities LLC is the agent with Morgan Stanley Smith Barney LLC; pricing March 21; Cusip: 90272V384
• Contingent income autocallable securities due March 24, 2017 linked to MetLife, Inc. common stock; via UBS Securities LLC, distributed by Morgan Stanley Smith Barney LLC; pricing March 21; Cusip: 90272V392
• 0% return optimization securities due April 30, 2015 linked to Anadarko Petroleum Corp., Celanese Corp., Continental Resources, Inc., Dominion Resources, Inc., Dow Chemical Co., Enterprise Products Partners LP, Energy Transfer Equity, LP, General Motors Co., Halliburton Co., Marathon Oil Corp., Nucor Corp., Occidental Petroleum Corp., Schlumberger NV and Southwestern Energy Co.; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 90272V376
• 0% return optimization securities due April 30, 2015 linked to the iShares Russell 2000 exchange-traded fund trust; via UBS Investment Bank and UBS Financial Services Inc.; pricing March 26; Cusip: 90272V418
• 0% contingent return optimization securities due Sept. 30, 2016 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 90272V160
• 0% trigger return optimization securities due March 31, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 9027V186
• 0% trigger performance securities due March 29, 2019 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 90272V202
• 0% contingent return optimization securities due Sept. 30, 2016 linked to the S&P 500 index; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 90272V152
• 0% trigger return optimization securities due March 31, 2017 linked to the S&P 500 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 26; Cusip: 90272V194
• 0% return optimization securities due April 30, 2015 linked to the SPDR S&P 500 exchange-traded fund trust; via UBS Investment Bank and UBS Financial Services Inc.; pricing March 26; Cusip: 90272V400
• 0% trigger step performance securities due March 31, 2017 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90272V210
• 0% trigger performance securities due March 29, 2019 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing March 27; Cusip: 90272V178
• 0% dual directional trigger Performance Leveraged Upside Securities due Oct. 3, 2019 linked to the Euro Stoxx 50 index; via UBS Securities LLC with Morgan Stanley Wealth Management; pricing March 31; Cusip: 90270KBG3
• 0% trigger Performance Leveraged Upside Securities due Oct. 6, 2016 linked to the WisdomTree Japan Hedged Equity fund; via UBS Securities LLC with Morgan Stanley Smith Barney LLC as dealer; pricing March 31; Cusip: 90272V137
WELLS FARGO & CO.
• 5%-5.4% autocallable access securities with fixed coupon and contingent downside due March 31, 2016 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Wells Fargo Securities, LLC; pricing March 27; Cusip: 94986RTG6
• 0% market-linked securities with leveraged upside participation to a cap and buffered downside with multiplier due March 31, 2016 linked to the Russell 2000 index; via Wells Fargo Securities LLC; pricing March 27; Cusip: 94986RTJ0
• Access securities with upside participation and buffered downside with multiplier due March 29, 2019 linked to the S&P 500 index; via Wells Fargo Securities, LLC; pricing March 27; Cusip: 94986RTH4
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due April 7, 2017 linked to the iShares Russell 2000 exchange-traded fund; via Wells Fargo Securities LLC; pricing March 31; Cusip: 94986RTE1
• 0% market-linked securities with leveraged upside participation to a cap and fixed percentage buffered downside due Oct. 6, 2017 linked to a basket of unequally weighted exchange-traded funds (SPDR S&P 500 ETF Trust, iShares Russell 2000 ETF, iShares MSCI EAFE ETF and iShares MSCI Emerging Markets ETF); via Wells Fargo Securities LLC; pricing March 31; Cusip: 94986RTF8
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