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Structured Products Calendar
BANK OF AMERICA CORP.
Capped notes due Aug. 30, 2033 linked to the 30-year and two-year Constant Maturity Swap rates; via BofA Merrill Lynch; settlement Aug. 30; Cusip: 06048WPD6
0% Accelerated Return Notes due October 2014 linked to a basket of 16 stocks (Accenture plc, Applied Materials Inc., CSX Corp., Eastman Chemical Co., Eaton Corp. plc, Fluor Corp., Ingersoll-Rand plc, International Paper Co., LyondellBasell Industries NV, Masco Corp., Nucor Corp., Occidental Petroleum Corp., Oracle Corp., Red Hat Inc., Teradata Corp. and VMware Inc.); via BofA Merrill Lynch; pricing in August
9% STEP Income Securities due September 2014 linked to D.R. Horton Inc. shares; via BofA Merrill Lynch; pricing in August
0% Leveraged Index Return Notes due August 2018 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due September 2015 linked to the spot price of gold; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Bank of America Merrill Lynch; pricing in August
0% Capped Leveraged Index Return Notes due August 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
Leveraged Index Return notes due August 2016 linked to equal weights of the S&P 500 index, the Euro Stoxx 50 index and the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in August
Capped Leveraged Index Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
Market-linked step-up notes due August 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% autocallable market-linked step-up notes due August 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% market-linked step-up notes due August 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% relative value Strategic Accelerated Redemption Securities due September 2014 linked to the performance of the SPDR S&P 500 exchange-traded fund trust versus the iShares Barclays 20+ Year Treasury Bond ETF; via Bank of America Merrill Lynch; pricing in August
BANK OF MONTREAL
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQG3
Autocallable barrier notes with step-up call price due Aug. 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQK4
0% buffered bullish digital return notes due Aug. 31, 2015 linked to the iShares China Large-Cap exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQH1
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQM0
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQE8
0% autocallable cash-settled notes with step-up call price due Aug. 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQL2
0% buffered bullish enhanced return notes due Aug. 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQF5
0% buffered bullish digital return notes due Aug. 31, 2015 linked to the SPDR S&P Homebuilders exchange-traded fund; via BMO Capital Markets Corp.; pricing Aug. 28; Cusip: 06366RQJ7
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQP3
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQQ1
0% barrier bullish return notes due Sept. 2, 2016 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQR9
0% contingent risk absolute return notes due Sept. 4, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 29; Cusip: 06366RQN8
BANK OF THE WEST
Income advantage market-linked certificates of deposit due Aug. 29, 2018 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHL7
Income advantage market-linked certificates of deposit due Aug. 29, 2019 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHM5
Income advantage market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips and Garmin Ltd.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHN3
Contingent variable-income market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of common stocks (AbbVie Inc., Altria Group, Inc., ConAgra Foods, Inc., ConocoPhillips, Ensco plc, Intel Corp., Lorillard Inc., Merck & Co., Inc., Pfizer Inc. and Williams Cos., Inc.); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHQ6
0% market-linked certificates of deposit due Aug. 29, 2019 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHR4
Income advantage market-linked certificates of deposit due Aug. 31, 2020 linked to a basket of commodity future indexes (S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER, the S&P GSCI Natural Gas Dynamic Roll Index ER and the S&P GSCI Wheat Dynamic Roll Index ER); via BNP Paribas Securities Corp. with Advisors Asset Management, Inc. as distributor; pricing Aug. 26; Cusip: 06426XHP8
BARCLAYS BANK DELAWARE
Certificates of deposit due Aug. 29, 2018 linked to the common stocks of AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Wells Fargo & Co., Walgreen Co. and Verizon Communications Inc.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AB24
Certificates of deposit due Aug. 29, 2019 linked to the common stocks of AT&T Inc., General Electric Co., Intel Corp., Johnson & Johnson, Microsoft Corp., Procter & Gamble Co., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA82
Certificates of deposit due Aug. 31, 2020 linked to the common stocks of AT&T Inc., General Electric Co., Intel Corp., Johnson & Johnson, Microsoft Corp., Procter & Gamble Co., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AB32
0% certificates of deposit due Aug. 29, 2019 linked to a basket of equally weighted international indexes (Hang Seng index, Euro Stoxx 50 index and FTSE 100 index); via Barclays; pricing Aug. 26; Cusip: 06740AB40
0.25%-0.5% certificates of deposit due Aug. 30, 2018 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA74
0.15%-0.25% certificates of deposit due Aug. 31, 2020 linked to the S&P 500 index; via Barclays and Incapital LLC; pricing Aug. 26; Cusip: 06740AA90
Certificates of deposit due Aug. 31, 2020 linked to a basket of commodity subindexes (S&P GSCI Aluminum Index Excess Return, the S&P GSCI Brent Crude Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Lean Hogs Index Excess Return, the S&P GSCI Live Cattle Index Excess Return, the S&P GSCI Precious Metals Index Excess Return, the S&P GSCI Lead Index Excess Return, the S&P GSCI Nickel Index Excess Return, the S&P GSCI Sugar Index Excess Return and the S&P GSCI Zinc Index Excess Return); via Barclays; pricing Aug. 26; Cusip: 06740AA66
BARCLAYS BANK PLC
Callable CMS spread range accrual notes due Aug. 22, 2028 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Barclays; settlement Aug. 22; Cusip: 06741TC70
0% buffered digital plus notes due Feb. 26, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Barclays; pricing Aug. 22; Cusip: 06741TB71
5% to 6% autocallable yield notes due Nov. 28, 2014 linked to the S&P 500 index and the Russell 2000 index; via Barclays; pricing Aug. 22; Cusip: 06741TB63
Contingent income autocallable securities due Aug. 29, 2016 linked to Mosaic Co. shares; 70% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing Aug. 23; Cusip: 06742D291
Notes due Aug. 31, 2020 linked to the Dow Jones industrial average; via Barclays; pricing Aug. 27; Cusip: 06741TB22
Callable contingent payment notes due Aug. 31, 2023 linked to the Russell 2000 index; via Barclays; pricing Aug. 27; Cusip: 06741TB48
0% trigger step performance securities due Aug. 31, 2017 linked to the Russell 2000 index; via Barclays and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 06742D390
Callable buffered range accrual notes due Aug. 30, 2019 linked to the S&P 500 index; via Barclays; pricing Aug. 27; Cusip: 06741TA23
0% trigger performance securities due Aug. 31, 2018 linked to the WisdomTree Japan Hedged Equity Fund; via UBS Financial Services Inc. and Barclays; pricing Aug. 27; Cusip: 06742D382
Step-up fixed-rate callable notes due Aug. 30, 2023; via Barclays; pricing Aug. 27; Cusip: 06741TF36
0% return optimization securities due Sept. 30, 2014 linked to the iShares MSCI EAFE index fund; via UBS Financial Services Inc. and Barclays; pricing Aug. 27; Cusip: 06742D283
Capped floating-rate notes due Aug. 28, 2018; via Barclays; settlement Aug. 28; Cusip: 06741TE29
Annual reset coupon buffered notes due Aug. 30, 2019 linked to the Russell 2000 index; via Barclays; pricing Aug. 28; Cusip: 06741TB30
0% buffered Super Track notes due Sept. 3, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing Aug. 29; Cusip: 06741TE86
15.2% reverse convertible notes due Dec. 4, 2013 linked to AngloGold Ashanti Ltd stock; via Barclays Capital; pricing Aug. 29; Cusip: 06741J3T4
11.3% reverse convertible notes due March 6, 2014 linked to Mosaic Co. stock; via Barclays Capital; pricing Aug. 29; Cusip: 06741J3U1
0% Performance Leveraged Upside Securities due Oct. 6, 2014 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Barclays with Morgan Stanley Smith Barney LLC; pricing Aug. 30; Cusip: 06742D424
0% Accelerated Return Notes due September 2014 linked to Ford Motor Co. shares; via BofA Merrill Lynch; pricing in August
0% leveraged buffered notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 06741TD87
0% buffered Super Track notes due August 2016 linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 06741TE78
Callable contingent quarterly payment notes due August 2016 linked to worst performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; 65% trigger; via Barclays; pricing in August; Cusip: 06741TE52
0% Accelerated Return Notes due October 2014 linked to the S&P MidCap 400 index; via BofA Merrill Lynch; pricing in August
0% notes due Sept. 8, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Sept. 5; Cusip: 06741TC96
Barclays Bank plc plans to price 0% leveraged buffered index-linked notes tied to the iShares MSCI Emerging Markets exchange-traded fund due 19 to 22 months; 77.5% trigger; via Barclays; Cusip: 06741TD95
24- to 27-month 0% leveraged buffered notes linked to the S&P 500 index; via Barclays; Cusip: 06741TE37
Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7
BMO HARRIS BANK NA
Annual digital yield generator certificates of deposit due Aug. 31, 2020 linked to a basket of stocks (American Eagle Outfitters, Inc., Best Buy Co., Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Dollar General Corp., Lorillard, Inc., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRQ9
Semiannual digital yield generator certificates of deposit due Aug. 30, 2019 linked to a basket of stocks (American Eagle Outfitters, Inc., Best Buy Co., Inc., Bristol-Myers Squibb Co., Costco Wholesale Corp., Dollar General Corp., Lorillard, Inc., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); pricing Aug. 27; Cusip: 05573JRR7
Semiannual digital yield generator certificates of deposit due Aug. 31, 2020 linked to a basket of stocks (Bristol-Myers Squibb Co., Costco Wholesale Corp., Ford Motor Co., HollyFrontier Corp., Lorillard, Inc., Newmont Mining Corp., Seagate Technology plc, Vodafone Group plc, Walgreen Co. and Williams Partners LP); via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRY2
Callable contingent monthly digital payout certificates of deposit due Aug. 31, 2028 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing Aug. 27; Cusip: 05573JRZ9
CITIBANK, NA
Callable fixed-to-inverse-floating market-linked certificates of deposit due Aug. 29, 2033 linked to the Russell 2000 index; via Citigroup Global Markets; pricing Aug. 26; Cusip: 172986GS4
CITIGROUP INC.
Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2
Autocallable contingent coupon equity-linked securities due Sept. 3, 2014 linked to the common stock of LinkedIn Corp.; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0UQ0
0% enhanced barrier digital plus securities due August 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0UM9
Fixed-to-float trigger securities due Aug. 29, 2023 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 26; Cusip: 1730T0US6
Floating-rate notes due Aug. 30, 2023 linked to the Consumer Price Index; via Citigroup Global Markets Inc.; pricing Aug. 27; Cusip: 1730T0UU1
0% trigger return optimization securities due Aug. 31, 2016 linked to the iShares MSCI EAFE index fund with a 70% weight and the iShares MSCI Emerging Markets index fund with a 30% weight; via Citigroup Global Markets Inc.; pricing Aug. 27; Cusip: 173095159
0% trigger performance securities due Aug. 31, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing Aug. 27; Cusip: 173095167
0% dual directional trigger Performance Leveraged Upside Securities due March 5, 2019 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095183
0% trigger Performance Leveraged Upside Securities due Sept. 3, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Citigroup Global Markets Inc.; pricing Aug. 30; Cusip: 173095126
CREDIT SUISSE AG
0% accelerated barrier notes due Aug. 30, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6Q4
0% accelerated barrier notes due Aug. 30, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7A8
Contingent coupon yield notes due Aug. 30, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6P6
0% Buffered Accelerated Return Equity Securities due Feb. 26, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7C4
0% Buffered Accelerated Return Equity Securities due Aug. 28, 2015 tied S&P 500 index and the iShares MSCI Emerging Markets exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547QA48
Contingent coupon callable yield notes due Aug. 30, 2016 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q6N1
4.75% to 5.25% callable yield notes due Feb. 27, 2015 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 23; Cusip: 22547Q7J9
Callable daily range accrual securities due Aug. 29, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7B6
0% Buffered Accelerated Return Equity Securities due Aug. 31, 2015 tied to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7E0
0% Buffered Accelerated Return Equity Securities due March 4, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6E1
Callable yield daily range accrual securities due Aug. 30, 2023 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547QA55
High/low coupon buffered securities due Aug. 30, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6U5
6.5%-7% contingent coupon callable yield notes due Sept. 4, 2018 linked to S&P 500 index and Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 29; Cusip: 22547Q6X9
0% digital Bares due Sept. 4, 2015 linked to the iShares MSCI EAFE exchange-traded fund and the iShares MSCI Emerging Markets ETF; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6J0
0% Buffered Accelerated Return Equity Securities due March 5, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6F8
High/low coupon callable yield notes due Sept. 4, 2015 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6L5
0% cert plus securities due Sept. 11, 2017 linked to the S&P 500 index and the Russell 2000 index; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Sept. 6; Cusip: 22547QA22
0% buffered return equity securities due March 13, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; Cusip: 22547QA89
CREDIT SUISSE AG, LONDON BRANCH
0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547Q7L4
33-month 0% buffered notes linked to the MSCI EAFE index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547QA71
0% leveraged buffered index-linked notes tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing in August; Cusip: 22547Q7M2
CREDIT SUISSE AG, NASSAU BRANCH
Callable daily range accrual securities due Aug. 29, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 26; Cusip: 22547Q7B6
0% digital-plus barrier notes due Aug. 30, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6D3
0% cert plus securities due Aug. 30, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6C5
High/low coupon callable yield notes due Feb. 27, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 27; Cusip: 22547Q6G6
0% Buffered Accelerated Return Equity Securities due Aug. 30, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% Buffered Accelerated Return Equity Securities due Aug. 29, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 28; Cusip: 22547Q6S0
0% cert plus securities due Sept. 5, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6K7
High/low coupon callable yield notes due March 4, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing Aug. 30; Cusip: 22547Q6M3
45-month 0% Accelerated Return Notes linked to the Euro Stoxx 50 index; via Barclays; pricing in August; Cusip: 22547Q6V3
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
0% Strategic Accelerated Redemption Securities due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
45-month 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in August; Cusip: 22547Q6T8
0% Accelerated Return Notes due October 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in August
DEUTSCHE BANK AG, LONDON BRANCH
0% trigger autocallable optimization securities due Aug. 31, 2018 linked to the common stock of Microsoft Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 23; Cusip: 25155L657
0% trigger autocallable optimization securities due Aug. 31, 2018 linked to the common stock of Occidental Petroleum Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing Aug. 23; Cusip: 25155L665
0% autocallable securities due Sept. 1, 2016 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing Aug. 27; Cusip: 25152REA7
0% airbag return optimization securities due Aug. 31, 2016 linked to the iShares Russell 2000 exchange-traded fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 25155L749
0% trigger step performance securities due Aug. 31, 2017 linked to the S&P 500 index; 80% trigger; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 25155L780
0% trigger return optimization securities due Aug. 31, 2016 linked to Technology Select Sector SPDR fund; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 25155L772
0% performance securities due Aug. 29, 2014 linked to Australian dollar, the Canadian dollar, the Norwegian krone and the Swedish krona, each relative to the dollar; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing Aug. 28; Cusip: 25155L673
0% accelerated return securities due October 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
GOLDMAN SACHS BANK USA
Contingent coupon index-linked certificates of deposit due Aug. 27, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38147JKA9
Index-linked certificates of deposit due Aug. 31, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing Aug. 26; Cusip: 38147JKB7
0% leveraged index-linked certificates of deposit due Aug. 31, 2020 linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co. and Incapital LLC; pricing Aug. 26; 38147JEF5
Variable coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. is the agent. Incapital LLC; pricing Aug. 27; Cusip: 38147JKF8
Contingent coupon certificates of deposit due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Cisco Systems, Inc., Freeport-McMoRan Copper & Gold Inc., Kimberly-Clark Corp., McDonald's Corp., Merck & Co., Inc., Proctor & Gamble Co., Target Corp., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147JKE1
0% equity index-linked certificates of deposit due Sept. 1, 2020 linked to Euro Stoxx 50 index, the MSCI Taiwan index, the S&P/TSX 60 index and the Dow Jones industrial average; via Goldman Sachs & Co. with Incapital LLC; pricing Aug. 27; Cusip: 38147JKD3
GOLDMAN SACHS GROUP, INC.
Variable-coupon basket-linked notes due Aug. 28, 2020 linked to a basket of common stocks (Apple Inc., Deere and Co., Duke Energy Corp., Eli Lilly and Co., Freeport-McMoRan Copper & Gold Inc., Intel Corp., Merck & Co., Inc., Microsoft Corp., Mondelez International, Inc. and Pfizer Inc.); via Goldman Sachs & Co.; pricing Aug. 27; Cusip: 38147QLE4
0% notes due Sept. 2, 2020 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QJN7
Callable buffered monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKN5
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2023; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKE5
Callable monthly Russell 2000 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKS4
Callable monthly S&P 500 index-linked range accrual notes due Aug. 30, 2028; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKW5
0% leveraged buffered notes due Sept 1, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing Aug. 28; Cusip: 38147QKA3
Callable step-up fixed-rate notes due August 2028; via Goldman Sachs & Co. and Incapital LLC; pricing in August; Cusip: 38147QPJ9
0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0
0% five-year leveraged buffered notes linked to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QNW2
24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
0% leveraged buffered notes linked to the MSCI EAFE index due in 24 to 27 months; 90% trigger; via Goldman, Sachs & Co.
0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
0% notes linked to the Russell 2000 index; 73% to 77% trigger; via Goldman Sachs & Co.; Cusip: 38147QNS1
24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9
0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
0% 42-month leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QPE0
0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
0% leveraged notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GUD4
0% leveraged buffered notes due in five years linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
15-year callable quarterly CMS spread-linked notes; via Goldman Sachs & Co.; Cusip: 38147QQJ8
HSBC USA INC.
0% buffered Accelerated Market Participation Securities due Feb. 26, 2015 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XK42
0% buffered Accelerated Market Participation Securities due Aug. 26, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XK34
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJT9
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJ93
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJS1
0% accelerated barrier notes due Aug. 30, 2018 linked to the S&P 500 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJQ5
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJ85
0% buffered Accelerated Market Participation Securities due Aug. 27, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJE2
0% buffered Accelerated Market Participation Securities due Aug. 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing Aug. 23; Cusip: 40432XJR3
Income plus notes due Aug. 31, 2020 linked to a basket of common stocks (AT&T Inc., General Electric Co., Hewlett-Packard Co., Intel Corp. and Pfizer Inc.); via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40432XJP7
Annual income opportunity notes with auto cap due Aug. 31, 2020 linked to the common stocks of Consolidated Edison, Inc., Darden Restaurants, Inc., Exelon Corp., Goldcorp Inc., Lorillard, Inc., Mattel, Inc., Nvidia Corp., Southern Co., Verizon Communications Inc. and Waste Management, Inc.; via HSBC Securities (USA) Inc.; pricing Aug. 26; Cusip: 40432XJZ5
0% airbag performance securities due Aug. 31, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 27; Cusip: 40433X332
0% uncapped Accelerated Market Participation Securities due Sept. 1, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJV4
0% leveraged buffered uncapped market participation securities due Sept. 1, 2016 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJU6
0% leveraged buffered uncapped market participation securities due Aug. 30, 2018 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing Aug. 27; Cusip: 40432XJW2
0% airbag performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X340
0% trigger performance securities due Aug. 31, 2023 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing Aug. 28; Cusip: 40433X324
0% Accelerated Return Notes due October 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in August
0% Accelerated Return Notes due October 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
JPMORGAN CHASE BANK, NA
Digital contingent coupon certificates of deposit due Aug. 30, 2019 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV39
Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to the common stocks of AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc; via J.P. Morgan Securities LLC and Incapital LLC; pricing Aug. 27; Cusip: 48124JV21
0% certificates of deposit due Aug. 30, 2019 linked to a basket of currencies (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi) relative to the dollar; via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 48124JY69
Digital contingent coupon certificates of deposit due Aug. 30, 2019 linked to the common stocks of Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., PG&E Corp., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124JX52
Digital contingent coupon certificates of deposit due Aug. 31, 2020 linked to the common stocks of Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., PG&E Corp., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124JX78
0% certificates of deposit due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JW46
0% certificates of deposit due Aug. 30, 2019 linked to the J.P. Morgan Efficiente EM 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JY93
0% certificates of deposit due Feb. 28, 2019 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 48124JV88
0% certificates of deposit due Feb. 28, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing Aug. 27; Cusip: 48124JV54
Contingent interest certificates of deposit due Aug. 30, 2033 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48124J2A5
JPMORGAN CHASE & CO.
Range accrual floating-rate notes due Aug. 28, 2018; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126D6P9
Autocallable contingent interest notes due Sept. 10, 2014 linked to Coach, Inc. shares; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126NPE1
Autocallable contingent interest notes due Sept. 10, 2014 linked to Expedia, Inc. shares; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126NPD3
Autocallable contingent interest notes due Sept. 10, 2014 linked to Ford Motor Co. shares; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126NPC5
0% quarterly review notes due Sept. 4, 2014 linked to the price of platinum; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126D6R5
Autocallable contingent interest notes due Sept. 10, 2014 linked to Tesoro Corp. shares; via J.P. Morgan Securities LLC; pricing Aug. 23; Cusip: 48126NPF8
Senior floating-rate notes due Feb. 29, 2024 linked to the Consumer Price Index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126D6J3
0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NME4
0% capped buffered return enhanced notes due May 29, 2015 linked to the iShares MSCI Emerging Markets exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMF1
Contingent interest notes due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NNA1
Notes due Aug. 30, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMG9
Contingent coupon notes due Aug. 31, 2023 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMH7
0% return notes due Nov. 28, 2014 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLV7
0% capped buffered return enhanced notes due May 29, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMD6
0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMB0
Contingent income securities due Aug. 30, 2028 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKK4
6.5% to 8.5% autocallable yield notes due Sept. 2, 2014 linked to the Russell 2000 index and the iShares MSCI Brazil Capped index fund; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLQ8
0% capped buffered return enhanced notes due Aug. 31, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMA2
Contingent income securities due Aug. 30, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKE8
Contingent income buffered securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKF5
5% to 7% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLP0
6% to 8% autocallable yield notes due Sept. 2, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NLN5
Contingent coupon callable yield notes due Aug. 31, 2016 linked to the S&P 500 index, Russell 2000 index and iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 27; Cusip: 48126NMC8
0% review notes due Aug. 31, 2016 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126NNW3
0% buffered autocallable optimization securities due Sept. 8, 2014 linked to the SPDR S&P 500 ETF Trust and the iShares 20+ Year Treasury Bond ETF; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126H530
11.75% reverse convertible notes due March 3, 2014 linked to Barrick Gold Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPP6
15.75% reverse convertible notes due Dec. 2, 2013 linked to BlackBerry Ltd. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPG6
15.75% reverse convertible notes due March 3, 2014 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPN1
11% reverse convertible notes due Aug. 29, 2014 linked to Expedia, Inc stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPT8
17.25% reverse convertible notes due March 3, 2014 linked to First Solar, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPL5
11.25% reverse convertible notes due Aug. 29, 2014 linked to Lennar Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPU5
11.5% reverse convertible notes due March 3, 2014 linked to Netflix, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPQ4
12% reverse convertible notes due Dec. 2, 2013 linked to PulteGroup, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPH4
13.5% reverse convertible notes due March 3, 2014 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPK7
16.5% reverse convertible notes due Dec. 2, 2013 linked to Supervalu Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPJ0
16.75% reverse convertible notes due March 3, 2014 linked to Tesla Motors, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPM3
10.25% reverse convertible notes due Aug. 29, 2014 linked to Weight Watchers International, Inc. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPR2
9.5% reverse convertible notes due Aug. 29, 2014 linked to Whirlpool Corp. stock; via JPMorgan; pricing Aug. 28; Cusip: 48126NPS0
Capped contingent trigger equity notes due Aug. 31, 2017 with contingent interest linked to the S&P 500 index; 75% trigger; via J.P. Morgan Securities LLC; pricing Aug. 28; Cusip: 48126NMJ3
Callable step-up fixed-rate notes due Sept. 4, 2028; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126D6L8
25% reverse convertible notes due Dec. 4, 2013 linked to Cobalt International Energy, Inc. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNX1
0% capped dual directional knock-out buffered notes due Sept. 1, 2016 linked to the iShares 20+ Year Treasury Bond exchange-traded fund; via J.P. Morgan Securities LLC; pricing Aug. 29; Cusip: 48126NPB7
16% reverse convertible notes due Dec. 4, 2013 linked to Sears Holdings Corp. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNY9
14.3% reverse convertible notes due Dec. 4, 2013 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing Aug. 29; Cusip: 48126NNZ6
Fixed-to-floating rate leveraged CMS curve and S&P 500 index-linked notes due Aug. 31, 2028 tied to the 30-year Constant Maturity Swap rate over the five-year CMS rate; via J.P. Morgan Securities LLC with Morgan Stanley Smith Barney LLC; settlement Aug. 30; Cusip: 48126D6M6
MORGAN STANLEY
0% market-linked notes due Feb. 26, 2021 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKJ7
Contingent coupon notes due Aug. 30, 2033 linked to the worst performing of the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKL2
0% buffered Performance Leveraged Upside Securities due Aug. 30, 2018 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKD0
Contingent income securities due Aug. 30, 2023 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKM0
Floating-rate contingent income securities due Aug. 31, 2020 linked to the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKH1
Contingent coupon notes due Aug. 30, 2023 linked to the average of the four best performing of Russell 2000 index, S&P 500 index, Nasdaq 100 index, Euro Stoxx 50 index, FTSE 100 index, DAX index, CAC 40 index, S&P/TSX 60 index, Nikkei 225 index, S&P/ASX 200 index, Kospi 200 index and Hang Seng index; 50% trigger; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKP3
0% trigger performance securities due Aug. 31, 2023 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Aug. 27; Cusip: 61762P369
0% return optimization securities due Feb. 27, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing Aug. 27; Cusip: 61762P377
0% Target Optimized Participation Securities due Feb. 26, 2021 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKG3
Contingent income autocallable step-up securities due Aug. 30, 2028 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61761JKN8
0% airbag return optimization securities due Aug. 31, 2016 linked to the SPDR S&P 500 ETF trust; via Morgan Stanley & Co. LLC; pricing Aug. 27; Cusip: 61762P385
Leveraged CMS curve and Russell 2000 index-linked notes due Aug. 28, 2033; via Morgan Stanley & Co. LLC; settlement Aug. 28; Cusip: 61760QDE1
Leveraged CMS curve and S&P 500 index notes due Aug. 30, 2028 linked to the 30-year Constant Maturity Swap rate over the two-year CMS rate; via Morgan Stanley & Co. LLC; settling Aug. 30; Cusip: 61760QDF8
Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due Aug. 30, 2028; via Morgan Stanley & Co. LLC; settling Aug. 30; Cusip: 61760QDG6
Contingent income autocallable securities due August 2016 linked to Apple Inc. common stock; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P559
0% buffered Performance Leveraged Upside Securities due August 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P468
0% buffered Performance Leveraged Upside Securities due August 2016 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P534
0% trigger Performance Leveraged Upside Securities due May 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P591
0% trigger Performance Leveraged Upside Securities due May 2017 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P609
Contingent income autocallable securities due August 2016 linked to the common stock of Ford Motor Co.; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P625
Contingent income autocallable securities due August 2018 linked to the worst performing of the Nikkei 225 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761JKS7
Contingent income securities due September 2020 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761JKT5
0% trigger Performance Leveraged Upside Securities due August 2015 linked to a basket of the Russell 2000 index, the Euro Stoxx 50 index and the Vanguard FTSE Emerging Markets ETF; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P617
0% market-linked notes due August 2018 tied to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P443
0% buffered Performance Leveraged Upside Securities due February 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P427
0% Performance Leveraged Upside Securities due September 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in August; Cusip: 61762P419
0% dual directional trigger Performance Leveraged Upside Securities due February 2019 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P450
0% trigger Performance Leveraged Upside Securities due August 2016 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61762P435
6.5% to 8.5% reverse convertible notes due September 2014 linked to the worst performing of the IBEX 35 index and the FTSE MIB index; 75% trigger; via Morgan Stanley & Co. LLC; pricing in August; Cusip: 61761JKU2
ROYAL BANK OF CANADA
Contingent income autocallable securities due August 2014 linked to Facebook, Inc. common stock; via RBC Capital Markets, LLC and Morgan Stanley Wealth Management; pricing Aug. 23; Cusip: 78009Q265
Contingent income autocallable securities due August 2016 linked to the common stock of Hess Corp.; via RBC Capital Markets, LLC with Morgan Stanley Wealth Management handling distribution; pricing Aug. 23; Cusip: 78009Q273
8%-10.3% annualized airbag yield optimization notes due Feb. 28, 2014 linked to Cliffs Natural Resources Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 23; Cusip: 78009Q299
6.5%-8.5% annualized airbag yield optimization notes due Feb. 28, 2014 linked to Vertex Pharmaceuticals Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 23; Cusip: 78009Q307
13.5% reverse convertible notes due Nov. 29, 2013 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBB2
9.5% reverse convertible notes due Feb. 28, 2014 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBG1
12.75% reverse convertible notes due Nov. 29, 2013 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBC0
10.75% reverse convertible notes due Feb. 28, 2014 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBH9
13.75% reverse convertible notes due Nov. 29, 2013 linked to KB Home stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBD8
12.25% reverse convertible notes due Feb. 28, 2014 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBK2
11% reverse convertible notes due Feb. 28, 2014 linked to Michael Kors Holdings Ltd. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBJ5
15.5% reverse convertible notes due Feb. 28, 2014 linked to PulteGroup Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBL0
12% reverse convertible notes due Feb. 28, 2014 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBM8
14.75% reverse convertible notes due Nov. 29, 2013 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBE6
13.5% reverse convertible notes due Nov. 29, 2013 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBF3
10.25% reverse convertible notes due Feb. 28, 2014 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBN6
Bullish barrier enhanced return notes due Aug. 31, 2016 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78010UAN7
0% trigger return optimization securities due Aug. 31, 2016 linked to Financial Select Sector SPDR fund; via RBC Capital Markets, LLC with UBS Financial Services Inc. as placement agent; pricing Aug. 27; Cusip: 78009Q174
Bullish barrier enhanced return notes due March 4, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; 80% trigger; via RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78010UAS6
0% return optimization securities due Sept. 30, 2014 linked to the Russell 2000 index; via RBC Capital Markets, LLC with UBS Financial Services Inc. as placement agent; pricing Aug. 27; Cusip: 78009Q281
0% return optimization securities due Feb. 27, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78009Q166
Buffered bullish enhanced return notes due Aug. 30, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78010UAP2
0% contingent return optimization securities due Feb. 29, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing Aug. 27; Cusip: 78009Q158
13.5% reverse convertible notes due Nov. 29, 2013 linked to Delta Air Lines, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBB2
9.5% reverse convertible notes due Feb. 28, 2014 linked to Freeport-McMoRan Copper & Gold Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBG1
12.75% reverse convertible notes due Nov. 29, 2013 linked to Green Mountain Coffee Roasters, Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBC0
10.75% reverse convertible notes due Feb. 28, 2014 linked to Joy Global Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBH9
13.75% reverse convertible notes due Nov. 29, 2013 linked to KB Home stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBD8
12.25% reverse convertible notes due Feb. 28, 2014 linked to lululemon athletica inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBK2
11% reverse convertible notes due Feb. 28, 2014 linked to Michael Kors Holdings Ltd. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBJ5
15.5% reverse convertible notes due Feb. 28, 2014 linked to PulteGroup Inc. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBL0
12% reverse convertible notes due Feb. 28, 2014 linked to Seagate Technology plc stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBM8
14.75% reverse convertible notes due Nov. 29, 2013 linked to Tesoro Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBE6
13.5% reverse convertible notes due Nov. 29, 2013 linked to United States Steel Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBF3
10.25% reverse convertible notes due Feb. 28, 2014 linked to Valero Energy Corp. stock; via RBC Capital Markets Corp.; pricing Aug. 27; Cusip: 78010UBN6
Floating-rate notes due Aug. 28, 2018; via RBC Capital Markets, LLC; settlement Aug. 28; Cusip: 78008SWH5
9.6%-11.6% reverse convertible notes due March 6, 2014 linked to F5 Networks Inc. common stock; via RBC Capital Markets LLC; pricing Aug. 29; Cusip: 78010UAV9
Buffered bullish return notes due Sept. 3, 2015 linked to the S&P 500 index; 80% trigger; via RBC Capital Markets, LLC; pricing Aug. 29; Cusip: 78010UAU1
9.75%-11.75% reverse convertible notes due March 6, 2014 linked to Valero Energy Corp. common stock; via RBC Capital Markets LLC; pricing Aug. 29; Cusip: 78010UAW7
0% Performance Leveraged Upside Securities due October 2014 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Aug. 30; Cusip: 78009Q117
Trigger phoenix callable notes due August 2015 linked to the worst performing of the S&P 500 index, the Russell 2000 index and the Euro Stoxx index; 75% trigger; via RBC Capital Markets, LLC; pricing in August; Cusip: 78010UAT4
0% direct investment notes due Oct. 8, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Sept. 5; Cusip: 78008S7M2
18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
SOCIETE GENERALE
Callable CMS spread notes due Aug. 31, 2033 linked to the 30-year Constant Maturity Swap rate and the five-year CMS rate; via SG Americas Securities, LLC with Advisors Asset Management, Inc.; pricing Aug. 27; Cusip: 83368WDX6
Callable CMS spread notes due Aug. 31, 2033 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via SG Americas Securities, LLC with Advisors Asset Management, Inc.; pricing Aug. 27; Cusip: 83368WDW8
UBS AG, LONDON BRANCH
Contingent income autocallable securities due Aug. 26, 2016 linked to American International Group, Inc. shares; 80% trigger; via UBS Securities LLC with Morgan Stanley Smith Barney LLC; pricing Aug. 23; Cusip: 90271L817
Contingent income autocallable securities due Aug. 26, 2016 linked to Bank of America Corp. shares; via UBS Securities LLC with Morgan Stanley Smith Barney LLC handling distribution; pricing Aug. 23; Cusip: 90271L833
0% contingent absolute return autocallable optimization securities due Sept. 2, 2014 linked to Cobalt International Energy, Inc. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 23; Cusip: 90271L874
0% contingent absolute return autocallable optimization securities due Sept. 2, 2014 linked to Huntsman Corp. common stock; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 23; Cusip: 90271L882
0% contingent return optimization securities due Feb. 29, 2016 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank pricing Aug. 27; Cusip: 90271L643
0% trigger performance securities due Aug. 31, 2023 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 27; Cusip: 90271L627
0% trigger performance securities due Aug. 31, 2018 linked to the iShares MSCI Brazil Capped exchange-traded fund, the Russian Depositary index in dollars and the Central European Clearing House and Exchanges Composite index in euros; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L650
0% trigger performance securities due Aug. 31, 2018 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing Aug. 28; Cusip: 90271L635
0% five-year short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank
UNION BANK, NA
Non-callable fixed-to-floating notes due Aug. 28, 2018; via Citigroup Global Markets Inc.; pricing Aug. 23; Cusip: 1730T0UP2
Market-linked certificates of deposit due Aug. 31, 2020 linked to the Dow Jones industrial average; via UnionBanc Investment Services, LLC; pricing Aug. 27; Cusip: 90521ANN4
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the PowerShares QQQ Trust, Series 1; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANQ7
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 27; Cusip: 90521ANP9
Market-linked certificates of deposit due Aug. 30, 2018 linked to an equally weighted basket of four currencies relative to the dollar (Australian dollar, Brazilian real, Canadian dollar and Norwegian krone); via UnionBanc Investment Services, LLC; pricing Aug. 28; Cusip: 90521ANL8
0% quarterly capped return market-linked certificates of deposit due Aug. 30, 2017 linked to the spot price of gold; via UnionBanc Investment Services, LLC with Incapital LLC as distributor; pricing Aug. 28; Cusip: 90521ANM6
UNITED COMMUNITY BANK
Callable fixed-to-floating CMS spread certificates of deposit due Aug. 23, 2033 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via RBC Capital Markets Corp. with Advisors Asset Management, Inc.; Cusip: 90984P4P7
WELLS FARGO & CO.
0% growth securities with leveraged upside participation to a cap and buffered downside with multiplier due Aug. 28, 2017 linked to the S&P 500 index; 80% trigger; via Wells Fargo Securities, LLC; pricing Aug. 23; Cusip: 94986RRB9
Fixed-to-floating-rate notes due Aug. 30, 2021; via Wells Fargo Securities, LLC; pricing Aug. 27; Cusip: 94986RRE3
0% access securities with upside participation to a cap and fixed percentage buffered downside due Sept. 3, 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing Aug. 29; Cusip: 94986RRD5
Market-linked notes due Sept. 8, 2020 tied to a basket of the iShares MSCI EAFE ETF and the iShares MSCI Emerging Markets ETF; via Wells Fargo Securities, LLC; pricing Aug. 30; Cusip: 94986RQZ7
0% market-linked notes with upside participation and averaging due March 6, 2020 linked to the Vanguard Total Stock Market index fund; via Wells Fargo Securities LLC; pricing Aug. 30; Cusip: 94986RQX2
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