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Structured Products Calendar
BANK OF AMERICA CORP.
• 0% Accelerated Return Notes due October 2014 linked to the gold spot price; via BofA Merrill Lynch; pricing in July
• 0% autocallable market-linked step-up notes due July 2015 tied to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in July
• 0% autocallable market-linked step-up notes due July 2016 tied to the Russell 2000 index; via BofA Merrill Lynch; pricing in July
• 0% Accelerated Return Notes due September 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% market-linked step-up notes due July 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• Capped Leveraged Index Return Notes due July 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% autocallable market-linked step-up notes due July 2016 tied to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% market-linked step-up notes due July 2018 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 8% STEP Income Securities due August 2014 linked to Toll Brothers, Inc. common stock; via BofA Merrill Lynch; pricing in July
BANK OF MONTREAL
• 0% buffered bullish enhanced return notes due July 30, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 25; Cusip: 06366RQD0
• 0% contingent risk absolute return notes due July 30, 2015 linked to the S&P 500 index; via BMO Capital Markets Corp.; pricing July 25; Cusip: 06366RQA6
• 0% autocallable barrier notes with step-up call price due July 31, 2015 linked to the Euro Stoxx 50 index; 80% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPT6
• 0% buffered bullish enhanced return notes due July 31, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPW9
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the iShares FTSE China 25 index fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPY5
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the iShares MSCI Emerging Markets index fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPZ2
• 0% buffered bullish enhanced return notes due July 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPX7
• 0% autocallable cash-settled notes with step-up call price due July 31, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPU3
• 0% autocallable cash-settled notes with step-up call price due July 31, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPV1
• Range accrual notes with contingent downside protection due July 31, 2018 linked to the S&P 500 index; 80% trigger; via BMO Capital Markets Corp.; pricing July 26; Cusip: 06366RPQ2
BANK OF NOVA SCOTIA
• Callable steepener notes due July 29, 2033; via Scotia Capital (USA) Inc.; pricing July 25; Cusip: 064159CP9
• 0% series A capped buffered enhanced participation notes due July 30, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Scotia Capital (USA) Inc.; pricing July 25; Cusip: 064159CJ3
BANK OF THE WEST
• Contingent variable-income market-linked certificates of deposit due July 30, 2020 linked to the common stocks of AbbVie Inc., Altria Group, Inc., AT&T Inc., ConocoPhillips, Duke Energy Corp., Eli Lilly and Co., Garmin Ltd., Lorillard Inc., PPL Corp. and Verizon Communications Inc.; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing July 25; Cusip: 06426XHG8
• Income advantage market-linked certificates of deposit due July 30, 2018 linked to the common stocks of AT&T Inc., Garmin Ltd., Lorillard Inc., PPL Corp. and Reynolds American Inc.; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing July 25; Cusip: 06426XHF0
• Income advantage market-linked certificates of deposit due July 30, 2020 linked to the common stocks of AT&T Inc., Garmin Ltd., Lorillard Inc., PPL Corp. and Reynolds American Inc.; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing July 25; Cusip: 06426XHJ2
• 0% market-linked certificates of deposit due July 30, 2020 linked to the Morningstar Ultimate Stock-Pickers Target Volatility 7 index; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing July 25; Cusip: 06426XHK9
• Income advantage market-linked certificates of deposit due July 30, 2020 linked to the S&P GSCI Cocoa Dynamic Roll Index ER, the S&P GSCI Coffee Dynamic Roll Index ER, the S&P GSCI Lead Dynamic Roll Index ER, the S&P GSCI Natural Gas Dynamic Roll Index ER and the S&P GSCI Wheat Dynamic Roll Index ER; via BNP Paribas Securities Corp. and Advisors Asset Management, Inc.; pricing July 25; Cusip: 06426XHH6
BARCLAYS BANK DELAWARE
• Certificates of deposit due July 30, 2018 linked to a basket of common stocks (AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.); via Barclays; pricing July 25; Cusip: 06740AA25
• Certificates of deposit due July 30, 2019 linked to a basket of common stocks (AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.); via Barclays; pricing July 25; Cusip: 06740AA33
• Certificates of deposit due July 30, 2020 linked to a basket of common stocks (AT&T Inc., Darden Restaurants, Inc., Eli Lilly and Co., Exelon Corp., Intel Corp., Lockheed Martin Corp., Starbucks Corp., Verizon Communications Inc., Walgreen Co. and Wells Fargo & Co.); via Barclays; pricing July 25; Cusip: 06740AZX0
• 0% certificates of deposit due July 30, 2019 linked to a basket of indexes (Hang Seng index, Euro Stoxx 50 index and FTSE 100 index); via Barclays; pricing July 25; Cusip: 06740AZZ5
• 0% contingent risk absolute return notes due July 30, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing July 25; Cusip: 06366RQB4
• Certificates of deposit due July 30, 2020 linked to a basket of commodity subindexes (S&P GSCI Aluminum Index Excess Return, the S&P GSCI Brent Crude Index Excess Return, the S&P GSCI Cocoa Index Excess Return, the S&P GSCI Lean Hogs Index Excess Return, the S&P GSCI Live Cattle Index Excess Return, the S&P GSCI Precious Metals Index Excess Return, the S&P GSCI Lead Index Excess Return, the S&P GSCI Nickel Index Excess Return, the S&P GSCI Sugar Index Excess Return and the S&P GSCI Zinc Index Excess Return); via Barclays; pricing July 25; Cusip: 06740AZY8
• 0.15% to 0.25% certificates of deposit due July 30, 2020 linked to the S&P 500 index; via Barclays with Incapital LLC as distributor; pricing July 25; Cusip: 06740AA58
• 0% contingent risk absolute return notes due July 30, 2015 linked to the Technology Select Sector SPDR fund; via BMO Capital Markets Corp.; pricing July 25; Cusip: 06366RQC2
BARCLAYS BANK PLC
• Phoenix autocallable notes due Aug. 6, 2014 linked to the common stock of Facebook, Inc.; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing July 19; Cusip: 06741TZD2
• Trigger phoenix autocallable optimization securities due Jan. 26, 2015 linked to the common stock of Ford Motor Co.; via UBS Financial Services Inc. and Barclays; pricing July 19; Cusip: 06742D598
• Trigger phoenix autocallable optimization securities due Jan. 26, 2015 linked to the common stock of Invesco Ltd.; via UBS Financial Services Inc. and Barclays; pricing July 19; Cusip: 06742D614
• Phoenix autocallable notes due Aug. 6, 2014 linked to the common stock of Las Vegas Sands Corp., via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing July 19; Cusip: 06741TZE0
• Trigger phoenix autocallable optimization securities due Jan. 26, 2015 linked to the common stock of Occidental Petroleum Corp.; via UBS Financial Services Inc. and Barclays; pricing July 19; Cusip: 06742D580
• Phoenix autocallable notes due Aug. 6, 2014 linked to the common stock of PulteGroup, Inc.; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing July 19; Cusip: 06741TZF7
• 0% contingent buffered return enhanced notes due Aug. 6, 2014 linked to the S&P 500 index; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing July 19; Cusip: 06741TZG5
• 10% reverse convertible notes due July 22, 2014 linked to Lennar Corp. stock; via Barclays Capital; pricing July 22; Cusip: 06741J3P2
• Capped callable steepener notes due July 24, 2028 linked to the 30-year Constant Maturity Swap rate and the two-year CMS rate; via Barclays; settlement July 24; Cusip: 06741TYX9
• 6.85% to 7.75% autocallable yield notes due Jan. 29, 2015 linked to the S&P 500 index and the Russell 2000 index; via Barclays; pricing July 24; Cusip: 06741TYH4
• 6.7% reverse convertible notes due Oct. 30, 2013 linked to Allegheny Technologies, Inc. stock; via Barclays Capital; pricing July 25; Cusip: 06741J3M9
• 0% buffered Super Track notes due July 30, 2015 linked to the iShares MSCI EAFE exchange-traded fund; via Barclays; pricing July 25; Cusip: 06741TZA8
• 7.75% reverse convertible notes due Oct. 30, 2013 linked to Talisman Energy Inc. stock; via Barclays Capital; pricing July 25; Cusip: 06741J3L1
• 0% notes due July 30, 2020 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06741TXZ5
• 0% buffered digital plus notes due July 31, 2017 linked to the Dow Jones industrial average; via Barclays; pricing July 26; Cusip: 06741TYJ0
• Callable coupon payment notes due July 31, 2023 linked to the Euro Stoxx 50 index; via Barclays; pricing July 26; Cusip: 06741TXW2
• 0% trigger return optimization securities due July 29, 2016 linked to a basket of the iShares MSCI EAFE index fund and the iShares MSCI Emerging Markets index fund; via Barclays and UBS Financial Services Inc.; pricing July 26; Cusip: 06742D713
• Annual reset coupon buffered notes due July 31, 2018 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741TYP6
• Callable contingent payment notes due July 31, 2019 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741TYQ4
• Callable range accrual notes due July 31, 2023 linked to the Russell 2000 index; via Barclays; pricing July 26; Cusip: 06741TYA9
• Callable range accrual notes due July 31, 2018 linked to the Russell 2000 index; 70% trigger; via Barclays; pricing July 26; Cusip: 06741TXX0
• 0% trigger return optimization securities due July 29, 2016 linked to the S&P 500 index; via UBS Financial Services Inc. and Barclays; pricing July 26; Cusip: 06742D630
• Callable contingent quarterly payment notes due July 29, 2016 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; via Barclays; pricing July 26; Cusip: 06741TYK7
• Annual reset coupon buffered notes due July 31, 2019 linked to the Russell 2000 index; via Barclays; pricing July 29; Cusip: 06741TXV4
• Callable contingent coupon notes due July 2015 linked to Market Vectors Gold Miners exchange-traded fund; 66% trigger; via Barclays; pricing in July; Cusip: 06741J3K3
• 0% notes due Aug. 10, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing Aug. 6; Cusip: 06741TYZ4
• Five-year 0% buffered Super Track notes due 2018 linked to S&P 500 index; the iShares MSCI EAFE index fund; the Russell 2000 index and the PowerShares DB Commodity Index Tracking Fund; the iShares iBoxx $ Investment Grade Corporate Bond fund and the iShares MSCI Japan index fund; the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund and the iShares MSCI Emerging Markets index fund; the Health Care Select Sector SPDR fund and the PowerShares QQQ Trust, Series 1; and the iShares Barclays Treasury Inflation Protected Securities Bond fund; 75.5% to 85.5% trigger; via Barclays; Cusip: 06741TYY7
BMO HARRIS BANK NA
• Semiannual digital yield generator certificates of deposit due July 31, 2019 linked to Bristol-Myers Squibb Co., Costco Wholesale Corp., Ford Motor Co., HollyFrontier Corp., Lorillard, Inc., Newmont Mining Corp., Procter & Gamble Co., Seagate Technology plc, Vodafone Group plc and Williams Partners LP; via BMO Capital Markets Corp. with Advisors Asset Management, Inc.; pricing July 26; Cusip: 05573JQX5
• Semiannual digital yield generator certificates of deposit due July 31, 2020 linked to Bristol-Myers Squibb Co., Costco Wholesale Corp., Ford Motor Co., HollyFrontier Corp., Lorillard, Inc., Newmont Mining Corp., Procter & Gamble Co., Seagate Technology plc, Vodafone Group plc and Williams Partners LP; via BMO Capital Markets Corp. with Advisors Asset Management, Inc.; pricing July 26; Cusip: 05573JQZ0
CITIGROUP INC.
• 5%-7% airbag autocallable yield optimization notes due July 25, 2014 linked to the common stock of Ameriprise Financial, Inc.; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing July 19; Cusip: 173095274
• 7%-9% airbag autocallable yield optimization notes due July 25, 2014 linked to the common stock of ANN, Inc.; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing July 19; Cusip: 173095258
• 6%-8% airbag autocallable yield optimization notes due July 25, 2014 linked to the common stock of Expedia, Inc.; via Citigroup Global Markets Inc. and UBS Financial Services Inc.; pricing July 19; Cusip: 173095266
• Index-linked range accrual notes due July 30, 2033 linked to the Euro Stoxx 50 index and Libor; via Citigroup Global Markets Inc.; pricing July 25; Cusip: 1730T0UJ6
• 0% contingent return optimization securities due July 31, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc. with UBS Financial Services Inc. handling distribution; pricing July 26; Cusip: 173095316
• 0% trigger performance securities due July 31, 2023 linked to the S&P 500 index; 50% trigger; via Citigroup Global Markets Inc.; pricing July 26; Cusip: 173095290
• Autocallable contingent coupon equity-linked securities due August 2014 linked to the common stock of Michael Kors Holdings Ltd.; via Citigroup Global Markets Inc.; pricing July 30; Cusip: 1730T0UH0
• 10.5%-12.5% annualized autocallable equity-linked securities due Aug. 5, 2014 tied to Hewlett-Packard Co. shares; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 173095241
• 0% enhanced trigger jump securities due Aug. 3, 2018 linked to the Euro Stoxx 50 index; via Citigroup Global Markets Inc.; pricing July 31; Cusip: 173095324
CREDIT SUISSE AG
• Contingent coupon yield notes due July 26, 2016 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22547Q5K8
• Callable daily range accrual securities due July 31, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 25; Cusip: 22547Q5V4
• 0% Buffered Accelerated Return Equity Securities due July 30, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22547Q5C6
• 10%-12% annualized reverse convertible securities due Feb. 3, 2014 linked to the common stock of Lennar Corp.; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5P7
• 0% autocallable buffered return equity securities due July 31, 2015 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5T9
• 7.5%-8.5% annualized reverse convertible securities due Feb. 3, 2014 linked to the common stock of SanDisk Corp.; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip:
22547Q5U6
• 0% Buffered Accelerated Return Equity Securities due Aug. 5, 2015 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22547Q5D4
CREDIT SUISSE AG, NASSAU BRANCH
• 0% accelerated barrier notes due July 26, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22547Q5R3
• Contingent coupon yield notes due July 26, 2019 linked to the Russell 2000 index; 70% trigger; via Credit Suisse Securities (USA) LLC; pricing July 19; Cusip: 22547Q5L6
• Contingent coupon yield notes due July 30, 2018 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing July 25; Cusip: 22547Q5X0
• Contingent coupon yield notes due July 30, 2018 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing July 25; Cusip: 22547Q5X0
• High/low coupon callable yield notes due Jan. 30, 2015 linked to the Russell 2000 index and the United States Oil Fund, LP; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22547Q4X1
• High/low coupon callable yield notes due Jan. 30, 2015 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 55% trigger; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22547Q4Y9
• 0% digital-plus barrier notes due July 31, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22547Q5H5
• 0% digital-plus barrier notes due July 31, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 26; Cusip: 22547Q5E2
• 0% buffered lock-in securities due July 31, 2018 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5W2
• 0% Buffered Accelerated Return Equity Securities due Aug. 2, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q4V5
• Callable range accrual notes due April 30, 2019 linked to the Russell 2000 index; 80% trigger; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5S1
• High/low coupon buffered securities due July 31, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q4W3
• 0% Buffered Accelerated Return Equity Securities due July 31, 2017 linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5M4
• High/low coupon callable yield notes due Aug. 3, 2015 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing July 29; Cusip: 22547Q5Z5
• High/low coupon callable yield notes due Feb. 5, 2015 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 50% trigger; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22547Q5B8
• 0% digital-plus barrier notes due Aug. 3, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22547Q5G7
• High/low coupon callable yield notes due Feb. 5, 2015 linked to the S&P 500 index and the Russell 2000 index; 65% trigger; via Credit Suisse Securities (USA) LLC; pricing July 31; Cusip: 22547Q5A0
• 42-month 0% Accelerated Return Notes linked to the Euro Stoxx 50 index; via Barclays; pricing in July; Cusip: 22547Q5Q5
• 42-month 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in July; Cusip: 22547Q5N2
DEUTSCHE BANK AG, LONDON BRANCH
• 0% trigger autocallable optimization securities due July 25, 2018 linked to the iShares MSCI Emerging Markets exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 19; Cusip: 25155L400
• 0% return enhanced notes due Aug. 6, 2014 linked to the MSCI EAFE index; via JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing July 19; Cusip: 25152RDW0
• 7%-9% annualized airbag yield optimization notes due Jan. 27, 2014 linked to Palo Alto Networks, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 19; Cusip: 25155L707
• 0% trigger autocallable optimization securities due July 25, 2018 linked to the SPDR S&P Oil & Gas Exploration and Production exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 19; Cusip: 25155L509
• 8.5%-10.5% annualized airbag yield optimization notes due Jan. 27, 2014 linked to Terex Corp.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 19; Cusip: 25155L608
• 0% return optimization securities due Aug. 29, 2014 linked to the Russell 2000 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; Cusip: 25155H136
• 0% return optimization securities due Aug. 29, 2014 linked to the S&P 500 index; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing July 26; Cusip: 25155H128
• 0% trigger performance securities due July 31, 2023 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing July 29; Cusip: 25155H144
• 0% trigger performance securities due July 31, 2023 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing July 29; Cusip: 25155L806
GOLDMAN SACHS BANK USA
• 0% equity index-linked certificates of deposit due July 30, 2020 linked to the Dow Jones industrial average; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38147QFE1
• 0% index-linked certificates of deposit due July 30, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing July 25; Cusip: 38147JHS4
• Contingent coupon index-linked certificates of deposit due July 29, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co. with Incapital LLC is the distributor; pricing July 25; Cusip: 38147JHQ8
• 0% leveraged index-linked certificates of deposit due July 30, 2020 linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co. and Incapital LLC; pricing July 25; Cusip: 38147JEF5
• Contingent coupon certificates of deposit due July 30, 2020 linked to the common stocks of Apple Inc., Barrick Gold Corp., Google Inc., Merck & Co., Inc., Mondelez International, Inc., Target Corp., Time Warner Cable Inc., Verizon Communications Inc., Walgreen Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 26; Cusip: 38147JHP0
• Contingent coupon certificates of deposit due July 30, 2020 linked to the common stocks of Apple Inc., Barrick Gold Corp., Google Inc., Merck & Co., Inc., Mondelez International, Inc., Target Corp., Time Warner Cable Inc., Verizon Communications Inc., Walgreen Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 26; Cusip: 38147JHR6
• Variable-coupon basket-linked certificates of deposit due July 30, 2020 linked to the common stocks of Apple Inc., Barrick Gold Corp., Google Inc., Merck & Co., Inc., Mondelez International, Inc., Target Corp., Time Warner Cable Inc., Verizon Communications Inc., Walgreen Co. and Wal-Mart Stores, Inc.; via Goldman Sachs & Co. and Incapital LLC; pricing July 26; Cusip: 38147JHN5
GOLDMAN SACHS GROUP, INC.
• 0% currency-linked notes due Aug. 4, 2014 tied to the Mexican peso relative to the dollar; via Goldman Sachs & Co. with JPMorgan as placement agent; pricing July 19; Cusip: 38147QGJ9
• 0% currency-linked notes due Aug. 4, 2014 tied to the Polish zloty relative to the dollar; via Goldman Sachs & Co. with JPMorgan as placement agent; pricing July 19; Cusip: 38147QGN0
• 0% trigger notes due Aug. 6, 2014 linked to the S&P 500 index; via Goldman Sachs & Co. and J.P. Morgan Securities LLC; pricing July 19; Cusip: 38147QGS9
• Callable monthly S&P 500 index-linked range accrual notes due July 29, 2028; via Goldman Sachs & Co.; pricing July 24; Cusip: 38147QFW1
• Callable buffered monthly S&P 500 index-linked range accrual notes due April 30, 2019; via Goldman Sachs & Co.; pricing July 26; Cusip: 38147QEW2
• 0% notes due Aug. 3, 2020 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing July 29; Cusip: 38147QES1
• Callable monthly Euro Stoxx 50 index-linked range accrual notes due July 31, 2028; via Goldman Sachs & Co.; pricing July 29; Cusip: 38147QFJ0
• Callable monthly Russell 2000 index-linked range accrual notes due July 31, 2028; via Goldman Sachs & Co.; pricing July 29; Cusip: 38147QFJ0
• 0% leveraged buffered notes due Aug. 3, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing July 29; Cusip: 38147QCA2
• Callable monthly six-month Libor and Russell 2000 index-linked range accrual notes due July 31, 2028; via Goldman Sachs & Co.; pricing July 29; Cusip: 38147QGW0
• 15-year callable quarterly CMS spread notes linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Goldman Sachs & Co.; Cusip: 38147QGA8
• Leveraged 30-year CMS-linked notes due in 10 years; via Goldman Sachs & Co.; Cusip: 38141GSH8
• 0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
• 0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
• 36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0
• 24- to 27-month 0% leveraged buffered index-linked notes tied to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the MSCI EAFE index due in 27 to 31 months; 85% trigger; via Goldman Sachs & Co.
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 24-month 0% autocallable buffered notes linked to the Russell 2000 index; 85% trigger; via Goldman Sachs & Co.; Cusip: 38147QFA9
• 0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
• 10-year callable monthly Russell 2000 index-linked range accrual notes; via Goldman Sachs & Co.; Cusip: 38147QGE0
• 0% leveraged index-linked notes tied to the S&P 500 index due in 56 to 65 weeks; via Goldman Sachs & Co.
• 13- to 15-month 0% digital notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 18- to 21-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 27 to 31 months; 87.5% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
• 0% leveraged notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GUD4
• 0% leveraged buffered notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
HSBC USA INC.
• Buffered Accelerated Market Participation Securities due July 26, 2016 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40432XHE4
• 0% return enhanced notes due July 25, 2018 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with J.P. Morgan Securities LLC; pricing July 19; Cusip: 40432XJ4
• Buffered Accelerated Market Participation Securities due July 26, 2016 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40432XHD6
• 0% buffered digital notes due Jan. 23, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40432XHY0
• Buffered Accelerated Market Participation Securities due July 26, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40432XHC8
• 0% digital-plus barrier notes due July 26, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 19; Cusip: 40432XHF1
• 5% to 6% autocallable yield notes due Oct. 29, 2014 linked to the S&P 500 index and the Russell 2000 index; 75% trigger; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40432XHH7
• 6% to 7% autocallable yield notes due Oct. 29, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40432XHG9
• 0% uncapped accelerated market participation notes due July 29, 2015 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40432XHB0
• 0% leveraged buffered uncapped market participation securities due July 28, 2016 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing July 24; Cusip: 40432XHA2
• Income plus notes due July 30, 2020 with 9% potential coupon linked to the common stocks of Altria Group, Inc., eBay Inc., PepsiCo, Inc., UnitedHealth Group Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing July 25; Cusip: 40432XH46
• Income plus notes due July 30, 2020 with 12% potential coupon linked to the common stocks of Altria Group, Inc., eBay Inc., PepsiCo, Inc., UnitedHealth Group Inc. and Wal-Mart Stores, Inc.; via HSBC Securities (USA) Inc.; pricing July 25; Cusip: 40432XH53
• Annual income opportunity notes due July 30, 2020 linked to a basket of 10 common stocks (Consolidated Edison, Inc., Darden Restaurants, Inc., Exelon Corp., Goldcorp Inc., Lorillard, Inc., Mattel, Inc., Nvidia Corp., Southern Co., Verizon Communications Inc. and Waste Management, Inc.); via HSBC Securities (USA) Inc.; pricing July 25; Cusip: 40432XH38
• Fixed-to-floating notes due July 26, 2023; via HSBC Securities (USA) Inc.; settlement July 26; Cusip: 40432XHZ7
• 0% buffered uncapped market participation securities due July 31, 2017 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XH95
• 0% buffered market participation securities due June 30, 2016 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XH79
• Buffered Accelerated Market Participation Securities due July 30, 2015 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XHT1
• 0% contingent return optimization securities due July 31, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40433X480
• Buffered Accelerated Market Participation Securities due July 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XHS3
• Buffered Accelerated Market Participation Securities due July 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XHR5
• 0% buffered market participation securities due July 29, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XH87
• 0% buffered uncapped market participation securities due Jan. 31, 2017 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XH61
• 0% 50/150 performance securities due July 31, 2019 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing July 26; Cusip: 40432XHJ3
• 0% trigger return optimization securities due July 29, 2016 linked to Financial Select Sector SPDR fund; 75% trigger; via HSBC Securities (USA) Inc. with UBS Financial Services Inc.; pricing July 26; Cusip: 40433X415
• 0% Performance Leveraged Upside Securities due Sept. 5, 2014 linked to the Euro Stoxx 50 index; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC handling distribution; pricing July 31; Cusip: 40433X464
• 0% jump securities due Feb. 5, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing July 31; Cusip: 40433X472
• 0% Accelerated Return Notes due September 2014 linked to the Energy Select Sector index; via BofA Merrill Lynch; pricing in July
• 0% market-linked step-up notes due July 2015 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in July
• 0% Accelerated Return Notes due September 2014 linked to the Financials Select Sector index; via BofA Merrill Lynch; pricing in July
• 8% STEP Income Securities due August 2014 linked to American Depositary Receipts of Petroleo Brasileiro SA; 95% trigger; via Bank of America Merrill Lynch; pricing in July
• 0% Accelerated Return Notes due July 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% Strategic Accelerated Redemption Securities due August 2014 linked to S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% Strategic Accelerated Redemption Securities due August 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• Autocallable yield notes due July 2018 linked to the S&P 500 index, the Euro Stoxx 50 index and the Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing in July; Cusip: 40432XJ28
• 0% Accelerated Return Notes due July 2013 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in August
JPMORGAN CHASE BANK, NA
• Callable variable-rate range accrual CDs due July 25, 2028 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 22; Cusip: 48124JT40
• 0% dual directional knock-out buffered equity notes due July 30, 2015 linked to the iShares MSCI Emerging Markets index fund; 75.15% to 76.15% trigger; via J.P. Morgan Securities LLC; pricing July 25; Cusip: 48126NJV0
• Digital contingent coupon certificates of deposit due July 31, 2018 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48124JN46
• Digital contingent coupon certificates of deposit due July 31, 2020 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48124JN20
• Digital contingent coupon certificates of deposit due July 31, 2019 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc); via J.P. Morgan Securities LLC with Incapital LLC as distributor; pricing July 26; Cusip: 48124JN38
• 0% certificates of deposit due July 31, 2020 linked to the Dow Jones industrial average; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48124JT24
• Digital contingent coupon certificates of deposit due July 31, 2020 linked to a basket of stocks (Hewlett-Packard Co., Kinross Gold Corp., Lorillard, Inc., McDonald's Corp., Mead Johnson Nutrition Co., PG&E Corp., Raytheon Co., Time Warner Cable Inc., Verizon Communications Inc. and Walgreen Co.); via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48124JQ84
• Contingent interest certificates of deposit due July 29, 2033 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48124JN61
• 0% certificates of deposit due July 31, 2020 linked to S&P 500 index, Euro Stoxx 50 index and iShares iBoxx $ High Yield Corporate Bond ETF; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48124JT65
JPMORGAN CHASE & CO.
• Range accrual floating-rate notes due July 24, 2018; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126D5S4
• Fixed-to-floating notes due July 24, 2023 linked to the 30-year and five-year Constant Maturity Swap rates; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126D5Q8
• Autocallable contingent interest notes due Aug. 6, 2014 linked to Coach Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126NKD8
• 0% contingent buffered notes due July 31, 2019 linked to the Dow Jones-UBS Commodity index; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126NHG5
• 0% capped index knock-out notes due Aug. 6, 2014 linked to the Euro Stoxx 50 index; 80% trigger; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126NKB2
• Capped contingent buffered equity notes due Aug. 6, 2014 linked to the MSCI EAFE index; 90% trigger; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126NKA4
• 0% digital notes Aug. 6, 2014 linked to Wells Fargo & Co. shares; via J.P. Morgan Securities LLC; pricing July 19; Cusip: 48126NKC0
• 22.1% reverse convertible notes due Oct. 30, 2013 linked to Barrick Gold Corp. stock; via JPMorgan; pricing July 25; Cusip: 48126NJW8
• 9.75% reverse convertible notes due Jan. 30, 2014 linked to Vale SA stock; via JPMorgan; pricing July 25; Cusip: 48126NJX6
• Callable step-up fixed-rate notes due Jan. 31, 2021; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126D5T2
• 0% capped buffered return enhanced notes due Jan. 30, 2015 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NGX9
• 0% capped buffered return enhanced notes due July 31, 2015 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHB6
• 0% capped buffered return enhanced notes due Jan. 30, 2015 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NGY7
• 0% notes due July 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NJY4
• Notes due July 31, 2018 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHH3
• 0% notes due July 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NJJ7
• Contingent interest notes due July 31, 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHE0
• Market-linked notes with contingent coupons due July 31, 2023 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHJ9
• 0% return notes due Oct. 31, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHC4
• 0% return notes due July 31, 2015 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHD2
• 0% capped buffered return enhanced notes due Jan. 30, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NGW1
• 0% capped buffered return enhanced notes due July 31, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHA8
• Capped contingent trigger equity notes with contingent interest due July 31, 2017 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NHL4
• 0% capped buffered return enhanced notes due July 31, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NGZ4
• 0% annual autocallable notes due July 29, 2016 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing July 26; Cusip: 48126NGT8
• Fixed-to-floating-rate notes due Aug. 2, 2023; via J.P. Morgan Securities LLC; pricing July 30; Cusip: 48126D5W5
• Contingent income autocallable securities due Aug. 5, 2014 linked to Las Vegas Sands Corp. common stock; via J.P. Morgan Securities. LLC and Morgan Stanley Smith Barney LLC; pricing July 31; Cusip: 48124B121
• Callable step-up fixed-rate notes due Aug. 5, 2028; via J.P. Morgan Securities LLC; pricing July 31; Cusip: 48126D5U9
• Capped contingent buffered equity notes due July 30, 2014 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC
MORGAN STANLEY
• 0% market plus notes due Jan. 22, 2015 linked to the S&P 500 index; 76.8% trigger; via Morgan Stanley & Co. LLC with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing July 19; Cusip: 61761JKB4
• 0% return enhanced notes due Aug. 8, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing July 19; Cusip: 61761JKA6
• 0% market-linked notes due Jan. 29, 2021 tied to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJW0
• Contingent coupon notes due July 29, 2033 linked to the Euro Stoxx 50 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJP5
• 0% trigger participation securities due July 31, 2018 linked to the Morgan Stanley SmartInvest Equity Index (Price Return); via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJX8
• Contingent income securities due July 31, 2028 linked to the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJS9
• Contingent income securities due July 31, 2028 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJK6
• Contingent income securities due July 31, 2018 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJL4
• Contingent income securities due July 31, 2023 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJM2
• Contingent income securities due July 31, 2028 linked to the worst performing of the Russell 2000 index and the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJQ3
• 0% trigger performance securities due July 31, 2023 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC with UBS Financial Services Inc.; pricing July 26; Cusip: 61762P24
• 0% trigger Performance Leveraged Upside Securities due July 29, 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJZ3
• 0% trigger performance securities due July 31, 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61762E877
• 0% Target Optimized Participation Securities due July 31, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJV2
• Principal at risk securities due July 31, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJR1
• Contingent income autocallable step-up securities due July 31, 2028 linked to the worst performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJN0
• Contingent income buffered securities due July 31, 2028 linked to the worst performing of the S&P 500 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing July 26; Cusip: 61761JJU4
• Fixed-to-floating leveraged CMS curve-linked notes due July 31, 2028; via Morgan Stanley & Co. LLC; settlement July 31; Cusip: 61760QCY8
• Fixed-to-floating leveraged CMS curve and S&P 500 index-linked notes due July 31, 2033; via Morgan Stanley & Co. LLC; settlement July 31; Cusip: 61760QCZ5
• Contingent income autocallable securities due August 2016 linked to JPMorgan Chase & Co. shares; 80% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in July; Cusip: 61762P260
• Contingent income autocallable securities due August 2014 linked to Michael Kors Holdings Ltd. shares; 70% trigger; via Morgan Stanley & Co. LLC with Morgan Stanley Smith Barney LLC; pricing in July; Cusip: 61762P252
• 0% dual directional trigger Performance Leveraged Upside Securities due July 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61762P112
• 0% buffered Performance Leveraged Upside Securities due January 2016 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61762P120
• 0% Performance Leveraged Upside Securities due August 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61762P138
• 0% trigger Performance Leveraged Upside Securities due July 2015 linked to the WisdomTree Japan Hedged Equity fund; via Morgan Stanley & Co. LLC; pricing in July; Cusip: 61762P153
ROYAL BANK OF CANADA
• 0% buffered bullish enhanced return notes due Jan. 23, 2015 linked to the MSCI EAFE index; via RBC Capital Markets, LLC; pricing July 19; Cusip: 78008S5V4
• 0% bullish enhanced return notes due Jan. 23, 2015 linked to the MSCI EAFE index; via RBC Capital Markets, LLC; pricing July 19; Cusip: 78008S5U6
• 0% buffered bullish enhanced return notes due July 23, 2015 linked to the MSCI EAFE index; via RBC Capital Markets, LLC; pricing July 19; Cusip: 78008S5W2
• 0% return enhanced notes due July 25, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC with J.P. Morgan Securities LLC; pricing July 19; Cusip: 78008S6F8
• Contingent income autocallable securities due July 2016 linked to the common stocks of PepsiCo, Inc. and Starbucks Corp.; via RBC Capital Markets, LLC; pricing July 23; Cusip: 78008Y889
• Fixed-to-floating notes due July 25, 2025; via RBC Capital Markets, LLC; settling July 25; Cusip: 78008SWY8
• 7.5%-10.5% reverse convertible notes due Jan. 30, 2014 linked to Autodesk, Inc. stock; via RBC Capital Markets Corp.; pricing July 25; Cusip: 78008S6A9
• 8.5%-11.5% reverse convertible notes due Oct. 30, 2013 linked to D.R. Horton, Inc. stock; via RBC Capital Markets Corp.; pricing July 25; Cusip: 78008S5Z5
• 7%-11% reverse convertible notes due Jan. 30, 2014 linked to iShares MSCI Emerging Markets Index Fund stock; via RBC Capital Markets Corp.; pricing July 25; Cusip: 78008S5X0
• 0% buffered return optimization securities due July 31, 2015 linked to the Russell 2000 index; via RBC Capital Markets, LLC and UBS Financial Services Inc.; pricing July 26; Cusip: 78008Y772
• 0% buffered bullish enhanced return notes due July 31, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 26; Cusip: 78008S5N2
• 0% trigger return optimization securities due July 29, 2016 linked to Technology Select Sector SPDR fund; via RBC Capital Markets, LLC with UBS Financial Services Inc. as dealer; pricing July 26; Cusip: 78008Y871
• Trigger phoenix autocallable notes due July 31, 2014 linked to Delta Air Lines, Inc. common stock; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S6B7
• Bullish barrier enhanced return notes due Aug. 2, 2016 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S4U7
• Trigger phoenix autocallable notes due July 31, 2014 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S6C5
• Trigger phoenix autocallable notes due July 31, 2014 linked to KB Home common stock; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S6E1
• Trigger phoenix autocallable notes due July 31, 2014 linked to Michael Kors Holdings Ltd. common stock; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S6D3
• 0% bullish barrier enhanced return notes due Aug. 2, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing July 29; Cusip: 78008S4V5
• Redeemable step-up notes due July 30, 2029; via RBC Capital Markets, LLC; settling July 30; Cusip: 78008SWU6
• 0% dual directional trigger Performance Leveraged Upside Securities due August 2016 linked to the iShares Dow Jones U.S. Real Estate index fund; via RBC Capital Markets, LLC; pricing July 31; Cusip: 78008Y780
• 0% Accelerated Return Notes due September 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in July
• 0% Strategic Accelerated Redemption Securities due August 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
• 0% direct investment notes due Sept. 9, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing Aug. 5; Cusip: 78008S5Q5
• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
SUNTRUST BANKS, INC.
• Fixed-to-floating-rate notes due July 30, 2018; via SunTrust Robinson Humphrey, Inc., pricing July 25; Cusip: 86802WAY4
• Floored floating-rate notes due July 30, 2018; via SunTrust Robinson Humphrey, Inc.; pricing July 25; Cusip: 86802WAZ1
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due September 2014 linked to the MSCI Emerging Markets index; via BofA Merrill Lynch; pricing in July
• 0% Accelerated Return Notes due September 2014 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in August
UBS AG, LONDON BRANCH
• 0% contingent absolute return autocallable optimization securities due July 25, 2014 linked to Advanced Micro Devices, Inc. shares; 55% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L346
• 0% contingent absolute return autocallable optimization securities due July 25, 2014 linked to Aeropostale, Inc. shares; 70% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L338
• Trigger phoenix autocallable optimization securities due July 25, 2018 linked to the American depositary shares of BP plc; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L379
• Trigger phoenix autocallable optimization securities due July 25, 2018 linked to the common stock of Las Vegas Sands Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L361
• Trigger phoenix autocallable optimization securities due July 25, 2018 linked to the common stock of Potash Corp. of Saskatchewan Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L387
• 0% trigger phoenix autocallable optimization securities due July 25, 2023 linked to least performing of the Russell 2000 index and the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 19; Cusip: 90271L395
• 0% airbag performance securities due July 31, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L262
• 0% trigger step performance securities due July 31, 2017 linked to the Russell 2000 index; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L197
• 0% trigger step performance securities due Jan. 21, 2017 linked to the S&P 500 index; 80% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L189
• 0% trigger performance securities due July 31, 2023 linked to the UBS Bloomberg Constant Maturity Commodity Index Excess Return; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L304
• 0% trigger performance securities due July 31, 2018 linked to the Vanguard FTSE Emerging Markets ETF; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L247
• 0% trigger performance securities due July 31, 2018 linked to the WisdomTree Japan Hedged Equity fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 26; Cusip: 90271L403
• 0% trigger performance securities due July 31, 2018 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 29; Cusip: 90271L239
• 0% trigger performance securities due July 31, 2018 linked to the Euro Stoxx 50 index; 50% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing July 29; Cusip: 90271L239
• 0% short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; Cusip: 90269V439
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due July 31, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and Incapital LLC; pricing July 26; Cusip: 90521AND6
• Market-linked certificates of deposit due July 31, 2018 linked to Australian dollar, Brazilian real, Canadian dollar and Norwegian krone; via UnionBanc Investment Services, LLC with Incapital LLC; pricing July 29; Cusip: 90521ANE4
• Contingent currency basket market-linked certificates of deposit due July 31, 2018 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and Incapital LLC; pricing July 29; Cusip: 90521AMY1
• 0% quarterly capped return market-linked certificates of deposit due July 31, 2017 linked to the Dow Jones - UBS Commodity index; via UnionBanc Investment Services, LLC and Incapital LLC; pricing July 29; Cusip: 90521ANF1
WELLS FARGO & CO.
• 0% access securities with upside participation to a cap and fixed percentage buffered downside due July 30, 2015 linked to the iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing July 25; Cusip: 94986RQT1
• 0% access securities with upside participation to a cap and fixed percentage buffered downside due July 30, 2015 linked to the Technology Select Sector SPDR fund; via Wells Fargo Securities, LLC; pricing July 25; Cusip: 94986RQU8
• Market-linked notes due Aug. 7, 2020 tied to the S&P 500 index; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 94986RQR5
• Market-linked notes due Aug. 7, 2020 tied to a basket of SPDR S&P 500 ETF trust, SPDR S&P MidCap 400 ETF trust and iShares Russell 2000 index fund; via Wells Fargo Securities, LLC; pricing July 31; Cusip: 94986RQS3
• 21- to 24-month 0% buffered enhanced return securities with upside participation to a cap and buffered downside with multiplier linked to the MSCI EAFE index; via Wells Fargo Securities LLC; pricing in July; Cusip: 94986RQV6
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