| Add to balance / Manage account | User: | Log out |
| Prospect News home > News index > List of issuers C > Headlines for Calendar > News item |
Structured Products Calendar
BANK OF AMERICA CORP.
• Fixed-to-floating notes due July 2023; via BofA Merrill Lynch; pricing in June
• 0% Market Index Target-Term Securities due June 2020 linked to the Dow Jones industrial average; via BofA Merrill Lynch; pricing in June
• 0% Accelerated Return notes due June 2015 linked to the Merrill Lynch Commodity index eXtra-Excess Return; via BofA Merrill Lynch; pricing in June
• 0% Market Index Target-Term Securities due May 2019 linked to the Merrill Lynch Commodity index eXtra - Excess Return; via BofA Merrill Lynch; pricing in June
• Capped Leveraged Index Return Notes due June 2015 linked to the NYSE Arca Gold Miners index; via BofA Merrill Lynch; pricing in June
• 0% autocallable market-linked step-up notes due July 2015 linked to the PHLX Housing Sector index; via BofA Merrill Lynch; pricing in June
• Autocallable market-linked step-up notes due June 2016 linked to the Russell 2000 index; via BofA Merrill Lynch; pricing in June
• Market-linked step-up notes due June 2018 linked to the S&P 500 index; 80% trigger; via BofA Merrill Lynch; pricing in June
• 0% autocallable market-linked step-up notes due June 2016 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
• 0% leveraged bear notes with early redemption trigger due July 2014 linked to the S&P 500 Total Return index; via BofA Merrill Lynch; pricing in June
BANK OF MONTREAL
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPH2
• 0% autocallable barrier notes with step-up call price due June 30, 2016 linked to the Euro Stoxx 50 index; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPD1
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the iShares FTSE China 25 index fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPF6
• 0% buffered bullish digital return notes due June 30, 2016 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPL3
• 0% autocallable cash-settled notes with step-up call price due June 30, 2015 linked to the iShares MSCI EAFE index fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPA7
• 0% autocallable cash-settled notes with step-up call price due June 30, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPB5
• 0% buffered bullish digital return notes due June 30, 2015 linked to the iShares Russell 2000 index fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPK5
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPJ8
• 0% autocallable cash-settled notes with step-up call price due June 30, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPC3
• Autocallable barrier notes with contingent coupon due June 30, 2016 linked to the Market Vectors Gold Miners exchange-traded fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPE9
• 0% buffered bullish enhanced return notes due June 30, 2015 linked to the SPDR S&P Homebuilders exchange-traded fund; via BMO Capital Markets Corp.; pricing June 25; Cusip: 06366RPG4
• Redeemable step-up coupon notes due June 27, 2023; via BMO Capital Markets Corp.; settlement June 27; Cusip: 06366RPP4
BANK OF NOVA SCOTIA
• Callable steepener notes due June 27, 2033; via Scotia Capital (USA) Inc.; pricing June 24; Cusip: 064159CK0
• Callable steepener notes due June 27, 2033; via Scotia Capital (USA) Inc.; pricing June 24; Cusip: 064159CD6
• Capped fixed-to-floating notes due June 27, 2018; via Scotia Capital (USA) Inc.; pricing June 24; Cusip: 064159CL8
• 0% series A capped buffered participation notes due June 29, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; 90% trigger; via Scotia Capital (USA) Inc. with Goldman Sachs & Co.; pricing June 24; Cusip: 064159CH7
• 0% series A capped buffered enhanced participation notes due June 29, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; via Scotia Capital (USA) Inc.; pricing June 24; Cusip: 064159CH7
• 0% series A capped buffered enhanced participation notes due June 29, 2015 linked to the Market Vectors Gold Miners exchange-traded fund; 90% trigger; via Scotia Capital (USA) Inc. with Goldman Sachs & Co.; pricing June 24; Cusip: 064159CJ3
BARCLAYS BANK PLC
• Step-up fixed-rate callable notes due June 20, 2028; via BofA Merrill Lynch; pricing June 14; Cusip: 06741TWL7
• 0% contingent buffer enhanced notes due June 25, 2014 linked to Brent crude oil; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing June 14; Cusip: 06741TXL6
• Contingent income autocallable securities due June 17, 2016 linked to CBS Corp. shares; 75% trigger; via Barclays with Morgan Stanley Smith Barney LLC; pricing June 14; Cusip: 06742D861
• Phoenix autocallable notes due July 2, 2014 linked to HCA Holdings, Inc. shares; 70% trigger; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC; pricing June 14; Cusip: 06741TXN2
• Callable contingent coupon notes due June 18, 2015 linked to the common stock of Michael Kors Holdings Ltd.; via Barclays; pricing June 14; Cusip: 06741J2X6
• 0% notes due July 2, 2014 linked to the MSCI EAFE index; via Barclays with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as placement agents; pricing June 14; Cusip: 06741J2V0
• Contingent payment notes due June 19, 2028 linked to the Russell 2000 index; via Barclays; pricing June 14; Cusip: 06741TXP7
• 0% Super Track notes due Dec. 18, 2014 linked to the WisdomTree Japan Hedged Equity fund; via Barclays; pricing June 14; Cusip: 06741TXG7
• Capped callable steepener notes due June 17, 2033 linked to the 30-year Constant Maturity Swap rate and the five-year CMS rate; via Barclays; settlement on June 17; Cusip: 06741TWH6
• 7%-8% autocallable yield notes due Dec. 26, 2014 linked to the Russell 2000 index and the iShares FTSE China 25 index fund; via Barclays; pricing June 21; Cusip: 06741TWR4
• 0% buffered Super Track notes due June 26, 2018 linked to S&P 500 index, the iShares MSCI EAFE index fund, the Russell 2000 index, the PowerShares DB Commodity Index Tracking Fund, the iShares iBoxx $ Investment Grade Corporate Bond fund, the iShares MSCI Japan index fund, the Consumer Staples Select Sector SPDR fund, the iShares Dow Jones Select Dividend index fund, the iShares MSCI Emerging Markets index fund, the Health Care Select Sector SPDR fund, the PowerShares QQQ Trust, series 1 and the iShares Barclays Treasury Inflation Protected Securities Bond fund; via Barclays; pricing June 21; Cusip: 06741TVS3
• 7%-8% autocallable yield notes due Dec. 26, 2014 linked to the S&P 500 index and the Russell 2000 index; via Barclays; pricing June 21; Cusip: 06741TWS2
• 0% buffered digital plus notes due June 29, 2017 linked to the Dow Jones industrial average; via Barclays; pricing June 25; Cusip: 06741TWP8
• 0% notes due June 30, 2020 linked to the Dow Jones industrial average; via Barclays; pricing June 25; Cusip: 06741TXA0
• Callable contingent payment notes due June 29, 2023 linked to the Euro Stoxx 50 index; via Barclays; pricing June 25; Cusip: 06741TWW3
• 0% Super Track notes due Dec. 30, 2016 linked to the FTSE 100 index; via Barclays; pricing June 25; Cusip: 06741TWY9
• Callable contingent payment notes due June 29, 2023 linked to the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06741TXE2
• 0% contingent return optimization securities due Dec. 31, 2015 linked to the Russell 2000 index; via UBS Financial Services Inc. and Barclays; pricing June 25; Cusip: 06742D879
• Annual reset coupon buffered notes due June 28, 2018 linked to the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06741TWQ6
• Contingent income barrier notes due March 28, 2016 linked to S&P 500 index; 55% trigger; via HSBC Securities (USA) Inc. with Morgan Stanley Smith Barney LLC; pricing June 25; Cusip: 40432XGV7
• 0% annual autocallable notes due June 30, 2016 linked to the lesser performing of the SPDR S&P MidCap 400 exchange-traded fund and the Russell 2000 index; via Barclays; pricing June 25; Cusip: 06741TWZ6
• Annual reset coupon buffered notes due June 28, 2019 linked to the Russell 2000 index; via Barclays; pricing June 26; Cusip: 06741TWJ2
• 0% Currency Market Index Target-Term Securities due June 2015 linked to the Brazilian real and the Mexican peso relative to the euro; via BofA Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due July 2014 linked to Facebook, Inc. common stock; via BofA Merrill Lynch; pricing in June
• Callable contingent coupon notes due June 2015 linked to the common stock of Intel Corp.; via Barclays; pricing in June; Cusip: 06741J2L2
• 0% notes due July 8, 2016 linked to the EquityCompass Share Buyback index; via Barclays; pricing July 5; Cusip: 06741TXM4
• 0% Accelerated Return Notes due August 2014 linked to the MSCI EAFE index; via BofA Merrill Lynch; pricing in June
• 0% leveraged buffered notes due 2015 linked to the MSCI EAFE index; via Barclays; Cusip: 06741TXK8
• 0% Accelerated Return Notes due August 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
CITIBANK, NA
• Callable fixed-to-inverse-floating market-linked certificates of deposit due June 27, 2033 linked to the Russell 2000 index; via Citigroup Global Markets; pricing June 24; Cusip: 172986GL9
CITIGROUP INC.
• Non-callable fixed-to-floating notes due June 19, 2023; via Citigroup Global Markets Inc.; pricing June 14; Cusip: 1730T0TV1
• 0% airbag return optimization securities due June 20, 2016 linked to the SPDR S&P 500 ETF Trust; via Citigroup Global Markets Inc.; pricing June 14; Cusip: 173095373
• 14.5%-16.5% autocallable equity-linked securities due June 19, 2014 tied to United States Steel Corp.; via Citigroup Global Markets Inc.; pricing June 14; Cusip: 173095415
• Callable buffered range accrual notes due June 26, 2018 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 21; Cusip: 1730T0TS8
• Non-callable fixed-to-floating notes due June 27, 2018; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 1730T0TX7
• Autocallable contingent coupon equity-linked securities due December 2014 linked to Celgene Corp. common stock; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 1730T0TR0
• 0% enhanced barrier digital plus securities due June 28, 2018 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 24; Cusip: 1730T0TU3
• 0% buffered return optimization securities due Dec. 30, 2015 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 173095423
• Callable fixed-to-inverse-floating-rate range accrual notes due June 28, 2033 linked to the Russell 2000 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 1730T0TN9
• 0% trigger step performance securities due Dec. 29, 2016 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 25; Cusip: 173095431
• 0% buffered Performance Leveraged Upside Securities due Dec. 30, 2015 linked to the S&P 500 index; via Citigroup Global Markets Inc.; pricing June 28; Cusip: 173095399
• Callable leveraged CMS spread notes due June 28, 2033 linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Citigroup Global Markets Inc.; settlement in June; Cusip: 1730T0TT6
• 0% jump securities due July 2, 2015 linked to the performance of the SPDR S&P 500 ETF Trust relative to the iShares Barclays 20+ Year Treasury Bond Fund; via Citigroup Global Markets Inc.; pricing July 28; Cusip: 173095381
CREDIT SUISSE AG, NASSAU BRANCH
• 7%-8.5% reverse convertible securities due June 19, 2014 linked to the common stock of Lennar Corp.; via Credit Suisse Securities (USA) LLC; pricing June 14; Cusip: 22547Q3A2
• Autocallable daily range accrual securities due June 19, 2023 linked to the S&P 500 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 14; Cusip: 22547Q4K9
• High/low coupon callable yield notes due Sept. 22, 2014 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; 60% trigger; via Credit Suisse Securities (USA) LLC; pricing June 18; Cusip: 22547Q4G8
• 0% Buffered Accelerated Return Equity Securities due June 28, 2016 tied to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q3T1
• 0% accelerated barrier notes due June 28, 2019 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q3R5
• Contingent coupon yield notes due June 28, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q3P9
• 0% Buffered Accelerated Return Equity Securities due June 28, 2016 tied to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q3Q7
• 0% Buffered Accelerated Return Equity Securities due June 28, 2016 tied to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q3S3
• High/low coupon callable yield notes due Dec. 26, 2014 linked to the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 21; Cusip: 22547Q4F0
• 0% buffered lock-in securities due June 28, 2018 linked to the Dow Jones industrial average; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3C8
• Callable daily range accrual securities due March 28, 2019 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3V6
• Callable daily range accrual securities due June 28, 2023 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3Z7
• High/low coupon callable yield notes due Dec. 29, 2014 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3J3
• High/low coupon callable yield notes due Jan. 5, 2015 linked to the Russell 2000 index, the United States Oil Fund, LP and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3K0
• 0% digital-plus barrier notes due June 28, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q3L8
• 0% digital barrier notes due June 30, 2015 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 25; Cusip: 22547Q2T2
• 0% Buffered Accelerated Return Equity Securities due June 28, 2018 linked to the Euro Stoxx 50 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22547Q4D5
• High/low coupon buffered securities due June 28, 2018 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22547Q3N4
• 0% Buffered Accelerated Return Equity Securities due June 28, 2016 linked to the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22547Q3D6
• Callable daily range accrual securities due June 28, 2023 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22547Q4E3
• Contingent coupon callable yield notes due July 2, 2018 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 26; Cusip: 22547Q3W4
• 0% digital-plus barrier notes due July 3, 2017 linked to the S&P 500 index and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22547Q3M6
• 0% digital barrier notes due July 2, 2015 linked to the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via Credit Suisse Securities (USA) LLC; pricing June 28; Cusip: 22547Q2U9
• 0% three-year autocallable securities linked to the Euro Stoxx 50 index; via Barclays; pricing in June; Cusip: 22547Q4L7
• 0% Accelerated Return Notes due August 2014 linked to the Nasdaq-100 index; via BofA Merrill Lynch; pricing in June
• 0% Strategic Accelerated Redemption Securities due July 2014 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
• Capped Leveraged Index Return notes due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
• 0% capped Leveraged Index Return Notes due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
• 0% Accelerated Return Notes linked to the S&P 500 index; via Barclays; pricing in June; Cusip: 22547Q3U8
• 17- to 19-month 0% leveraged buffered notes linked to the S&P 500 index; via Credit Suisse Securities (USA) LLC; pricing in June; Cusip: 22547Q4H6
• Coupon buffered securities due July 10, 2017 linked to the S&P 500 index, the iShares MSCI EAFE index fund, the S&P MidCap 400 index, the iShares MSCI Emerging Markets index fund and the Russell 2000 index; via Credit Suisse Securities (USA) LLC; pricing July 3; Cusip: 22547Q4J2
DEUTSCHE BANK AG, LONDON BRANCH
• 0% trigger step performance securities due June 18, 2015 linked to a basket of equally weighted currencies (Brazilian real, Russian ruble, Indian rupee and Chinese renminbi) relative to the Japanese yen; via UBS Financial Services Inc. and Deutsche Bank Securities; pricing June 14; Cusip: 25155H557
• Trigger phoenix autocallable optimization securities due Dec. 19, 2014 linked to the common stock of Foot Locker, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 14; Cusip: 25155H292
• Trigger phoenix autocallable optimization securities due Dec. 19, 2014 linked to the common stock of Gilead Sciences, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 14; Cusip: 25155H318
• 0% trigger autocallable optimization securities due June 20, 2018 linked to the SPDR S&P Oil & Gas Exploration and Production exchange-traded fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 14; Cusip: 25155H342
• Trigger phoenix autocallable optimization securities due Dec. 19, 2014 linked to the common stock of Yum! Brands, Inc.; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 14; Cusip: 25155H326
• 0% tracker notes due June 23, 2016 linked to a basket that includes the S&P 500 Total Return index and the Deutsche Bank ProVol Balanced index; via Deutsche Bank Securities Inc.; pricing June 19; Cusip: 25152RDJ9
• 0% accelerated return securities due Dec. 30, 2016 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc.; pricing June 25; Cusip: 25152RDF7
• 0% return optimization securities due July 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via UBS Financial Services Inc. and Deutsche Bank Securities Inc.; pricing June 25; Cusip: 25155H391
• 0% trigger step performance securities due Dec. 31, 2015 linked to the Euro Stoxx 50 index; via Deutsche Bank Securities Inc. and UBS Financial Services Inc.; pricing June 26; Cusip: 25155H425
• Callable CMS slope steepener notes due June 28, 2033; via Deutsche Bank Securities Inc.; settlement June 28; Cusip: 25152RVD2
GOLDMAN SACHS BANK USA
• Contingent coupon index-linked certificates of deposit due June 25, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing June 24; Cusip: 38147JGE6
• 0% index-linked certificates of deposit due June 29, 2020 tied to the GS Momentum Builder Multi-Asset 2 ER index; via Goldman Sachs & Co.; pricing June 24; Cusip: 38147JGD8
• 0% certificates of deposit due June 29, 2020 linked to the Morningstar Wide Moat Focus Target Volatility 5 index; via Goldman Sachs & Co. with Incapital LLC as distributor; pricing June 24; Cusip: 38147JEF5
• Contingent coupon certificates of deposit due June 26, 2020 linked to a basket of common stocks (Apple Inc., Barrick Gold Corp., Google Inc., Merck & Co., Inc., Mondelez International, Inc., Target Corp., Time Warner Cable Inc., Verizon Communications Inc., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing June 25; Cusip: 38147JGG1
• Variable coupon certificates of deposit due June 26, 2020 linked to a basket of common stocks (Apple Inc., Barrick Gold Corp., Google Inc., Merck & Co., Inc., Mondelez International, Inc., Target Corp., Time Warner Cable Inc., Verizon Communications Inc., Walgreen Co. and Wal-Mart Stores, Inc.); via Goldman Sachs & Co. with Incapital LLC as distributor; pricing June 25; Cusip: 38147JGA4
• 0% certificates of deposit due July 2, 2020 linked to the Euro Stoxx 50 index, the MSCI Taiwan index, the S&P/TSX 60 index and the Dow Jones industrial average; via Goldman Sachs & Co. and Incapital LLC; pricing June 25; Cusip: 38147JGC0
GOLDMAN SACHS GROUP, INC.
• 0% currency-linked notes due June 30, 2014 tied to the Mexican peso relative to the dollar; via Goldman Sachs & Co. with JPMorgan; pricing June 14; Cusip: 38147QCJ3
• Callable monthly Euro Stoxx 50 index-linked range accrual notes due June 27, 2028; via Goldman Sachs & Co.; pricing June 24; Cusip: 38147QAJ5
• Callable monthly Russell 2000 index-linked range accrual notes due June 27, 2023; via Goldman Sachs & Co.; pricing June 24; Cusip: 38147QAN6
• Callable buffered monthly range accrual notes due March 28, 2019 linked to the Russell 2000 index; vi Goldman, Sachs & Co.; pricing June 25; Cusip: 38147QBE5
• Callable monthly S&P 500 index-linked range accrual notes due June 28, 2028; via Goldman Sachs & Co.; pricing June 25; Cusip: 38147QAF3
• Callable monthly S&P 500 index-linked range accrual notes due June 28, 2028; via Goldman, Sachs & Co.; pricing June 25; Cusip: 38147QBW5
• Callable monthly Libor and S&P 500 index-linked range accrual notes due June 28, 2028; via Goldman Sachs & Co.; pricing June 26; Cusip: 38141GTU8
• 0% leveraged buffered notes due June 30, 2016 linked to the S&P 500 index; via Goldman Sachs & Co.; pricing June 26; Cusip: 38147QCA2
• Fixed-to-floating notes due June 2023; via Goldman Sachs & Co.; pricing in June; Cusip: 38147QBS4
• Callable step-up fixed-rate notes due June 2028; via Goldman Sachs & Co. and Incapital LLC; pricing in June; Cusip: 38147QCE4
• 0% notes due July 1, 2021 tied to the Dow Jones industrial average; via Goldman Sachs & Co.; pricing in June; Cusip: 38147QAS5
• Leveraged 30-year CMS-linked notes due in 10 years; via Goldman Sachs & Co.; Cusip: 38141GSH8
• 15-year callable quarterly CMS spread notes linked to the 30-year Constant Maturity Swap Rate and the five-year CMS rate; via Goldman Sachs & Co.; Cusip: 38147QCN4
• 0% leveraged notes linked to the Euro Stoxx 50 index due in 18 to 21 months; via Goldman Sachs & Co.
• 0% notes linked to the Euro Stoxx 50 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
• 36- to 40-month 0% leveraged buffered index-linked notes tied to the Euro Stoxx 50 index; via Goldman Sachs & Co.; Cusip: 38147QAC0
• 24- to 27-month 0% leveraged buffered index-linked notes linked to the MSCI EAFE index; via Goldman Sachs & Co.
• 0% leveraged notes tied to the MSCI EAFE index due in 25 to 28 months; 90% trigger; via Goldman Sachs & Co.
• 13- to 24-month 0% autocallable buffered index-linked notes tied to the Russell 2000 index; via Goldman Sachs & Co.
• 0% leveraged buffered notes due in 24-27 months linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38147QAE6
• 42-month 0% leveraged buffered notes linked to the Russell 2000 index; 90% trigger; via Goldman Sachs & Co.; Cusip: 38141GUH5
• 0% leveraged buffered notes linked to the Russell 2000 index; via Goldman Sachs & Co.; Cusip: 38141GUH5
• 0% leveraged index-linked notes tied to the S&P 500 index due in 56 to 65 weeks; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 18 to 21 months; via Goldman Sachs & Co.
• 0% leveraged buffered notes linked to the S&P 500 index due in 24 to 27 months; 90% trigger; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged notes linked to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged notes linked to the S&P 500 index due in 24 to 27 months; via Goldman Sachs & Co.
• 25- to 28-month 0% leveraged buffered index-linked notes tied to the S&P 500 index; via Goldman Sachs & Co.
• 0% leveraged notes linked to the S&P 500 index due in 25 to 28 months; via Goldman Sachs & Co.; Cusip: 38147M535
• 0% leveraged buffered notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38147QAD8
• 0% leveraged notes due 2018 linked to the S&P 500 index; via Goldman Sachs & Co.; Cusip: 38141GUD4
• 24-month 0% autocallable leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
• 24- to 27-month 0% leveraged buffered notes linked to the S&P Banks Select Industry index; via Goldman Sachs & Co.
HSBC USA INC.
• 0% global averaging notes due June 26, 2019 linked to Dow Jones industrial average, the S&P/TSX 60 index, the Euro Stoxx 50 index and the Taiwan Stock Exchange Capitalization Weighted Stock index; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40432XGU9
• 0% digital-plus barrier notes due June 28, 2018 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40432XGQ8
• 0% leveraged buffered uncapped market participation securities due June 24, 2016 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40432XGM7
• 0% uncapped Accelerated Market Participation Securities due June 24, 2016 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing June 21; Cusip: 40432XGN5
• Income plus notes with 0.5% minimum coupon due June 29, 2020 linked to a basket of common stocks (Apple Inc., eBay Inc., Altria Group, Inc., PepsiCo, Inc. and Wal-Mart Stores, Inc.); via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40432XGG0
• Income plus notes with 1% minimum coupon due June 29, 2020 linked to a basket of common stocks (Apple Inc., eBay Inc., Altria Group, Inc., PepsiCo, Inc. and Wal-Mart Stores, Inc.); via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40432XGF2
• Annual income opportunity notes due June 29, 2020 linked to a basket of 10 common stocks (Consolidated Edison, Inc., Darden Restaurants, Inc., Exelon Corp., Goldcorp Inc., Lorillard, Inc., Mattel, Inc., Nvidia Corp., Southern Co., Verizon Communications Inc. and Waste Management, Inc.); via HSBC Securities (USA) Inc.; pricing June 24; Cusip: 40432XGK1
• Income plus notes with minimum coupon due June 29, 2020 linked to UnitedHealth Group Inc., eBay Inc., Altria Group, Inc., PepsiCo, Inc. and Wal-Mart Stores, Inc.; pricing June 24; Cusip: 40432XGR6
• Income plus notes with minimum coupon due June 29, 2020 linked to UnitedHealth Group Inc., eBay Inc., Altria Group, Inc., PepsiCo, Inc. and Wal-Mart Stores, Inc.; pricing June 24; Cusip: 40432XGS4
• 0% buffered market participation securities due June 30, 2016 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG96
• 0% buffered uncapped market participation securities due June 30, 2016 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG70
• 0% buffered uncapped market participation securities due June 29, 2017 linked to the Dow Jones industrial average; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG88
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XFY2
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the iShares MSCI EAFE index fund; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG54
• 0% Accelerated Market Participation Securities due Dec. 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG21
• 0% trigger return optimization securities due June 30, 2016 linked to iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40433X621
• 0% airbag performance securities due June 29, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio exchange-traded fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing June 25; Cusip: 40433X613
• 0% Accelerated Market Participation Securities due Dec. 31, 2014 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XGP0
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG47
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the Russell 2000 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XFX4
• 0% Accelerated Market Participation Securities due Dec. 31, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XFZ9
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XFW6
• 0% buffered Accelerated Market Participation Securities due June 30, 2015 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG39
• 0% buffered market participation securities due June 30, 2016 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XGT2
• 0% buffered uncapped market participation securities due Dec. 30, 2016 linked to the S&P 500 index; via
HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XG62
• Autocallable yield notes due June 28, 2018 linked to the S&P 500 index, the Euro Stoxx 50 index and the Nikkei 225 index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XGW5
• 0% 50/150 performance securities due June 28, 2019 linked to the S&P 500 Low Volatility index; via HSBC Securities (USA) Inc.; pricing June 25; Cusip: 40432XGL9
• 0% trigger performance securities due June 29, 2018 linked to the Vanguard FTSE Emerging Markets exchange-traded fund; via HSBC Securities (USA) Inc. and UBS Financial Services Inc.; pricing June 25; Cusip: 40433X100
• 0% Performance Leveraged Upside Securities due Aug. 4, 2014 linked to the S&P 500 index; via HSBC Securities (USA) Inc.; pricing June 28; Cusip: 40433X589
• Market-linked step-up notes due June 2015 linked to the Dow Jones Global Titans index; via Bank of America Merrill Lynch; pricing in June
• 0% market-linked step-up notes due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in June
• 0% market-linked step-up notes due June 2016 linked to the S&P 500 index, the MSCI EAFE index, the MSCI Emerging Markets index and the Russell 200 index; via BofA Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due June 2015 linked to the S&P 500 index; via BofA Merrill Lynch; pricing in July
JPMORGAN CHASE BANK, NA
• Callable variable-rate range accrual certificates of deposit due June 19, 2028 linked to six-month Libor and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48124JH68
• 0% certificates of deposit due June 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing June 25; Cusip: 48124JF94
• 0% certificates of deposit due June 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC with Incapital LLC; pricing June 25; Cusip: 48124JK23
• 0% certificates of deposit due Dec. 31, 2019 linked to the JPMorgan Optimax Market-Neutral index; via J.P. Morgan Securities LLC with Incapital LLC; pricing June 25; Cusip: 48124JG77
• 0% certificates of deposit due Dec. 31, 2019 linked to the J.P. Morgan Mozaic Fixed Income index; via J.P. Morgan Securities LLC with Incapital LLC; pricing June 25; Cusip: 48124JH76
• Periodic income certificates of deposit due June 30, 2020 linked to the J.P. Morgan Mozaic Fixed Income Index (USD); via J.P. Morgan Securities LLC and Incapital LLC; pricing June 25; Cusip: 48124JF52
JPMORGAN CHASE & CO.
• Floating-rate notes due June 19, 2023; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126DW70
• 0% return notes due July 2, 2014 linked to a basket of 15 equally weighted common stocks (Amazon.com, Inc., Apple Inc., Broadcom Corp., Cavium, Inc., eBay Inc., EMC Corp., Expedia, Inc., Fusion-io, Inc., Imperva, Inc., International Business Machines Corp., Oracle Corp., Qualcomm Inc., Splunk Inc., Tibco Software Inc. and Xilinx, Inc.); via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NEK9
• 15.5% reverse convertible notes due Sept. 19, 2013 linked to Apollo Group Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDH7
• Autocallable contingent interest notes due July 2, 2014 linked to Bank of America Corp. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NEM5
• 14.5% reverse convertible notes due Dec. 19, 2013 linked to Barrick Gold Corp. stock; via JPMorgan; pricing June 14; Cusip: 48126NDM6
• 12% reverse convertible notes due Dec. 19, 2013 linked to Best Buy Co., Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDL8
• 18.5% reverse convertible notes due Sept. 19, 2013 linked to Cliffs Natural Resources Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDK0
• 9% reverse convertible notes due June 18, 2014 linked to Deutsche Bank Aktiengesellschaft stock; via JPMorgan; pricing June 14; Cusip: 48126NDV6
• 0% contingent absolute return autocallable optimization securities due June 20, 2014 linked to Equinix, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing June 14; Cusip: 48124B212
• 0% return enhanced notes due June 20, 2018 linked to the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NEN3
• 11.5% reverse convertible notes due Dec. 19, 2013 linked to Expedia, Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDP9
• 10.25% reverse convertible notes due June 18, 2014 linked to Freeport-McMoRan Copper & Gold Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDU8
• 0% contingent absolute return autocallable optimization securities due June 20, 2014 linked to Hartford Financial Services Group, Inc. common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing June 14; Cusip: 48124B220
• 10% reverse convertible notes due June 18, 2014 linked to Hewlett-Packard Co. stock; via JPMorgan; pricing June 14; Cusip: 48126NDT1
• 15% reverse convertible notes due Dec. 19, 2013 linked to J.C. Penney Co., Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDN4
• 11.5% reverse convertible notes due June 18, 2014 linked to LinkedIn Corp. stock; via JPMorgan; pricing June 14; Cusip: 48126NDS3
• 0% contingent absolute return autocallable optimization securities due June 20, 2014 linked to MGM Resorts International common stock; via UBS Financial Services Inc. and J.P. Morgan Securities LLC; pricing June 14; Cusip: 48124B238
• 0% capped enhanced participation equity notes due Aug. 5, 2015 linked to the MSCI EAFE index; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NEJ2
• 19.5% reverse convertible notes due Sept. 19, 2013 linked to Netflix, Inc. stock; via JPMorgan; pricing June 14; Cusip: 48126NDJ3
• Autocallable contingent interest notes due July 2, 2014 linked to Nike, Inc. shares; 80% trigger; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NEL7
• 19% reverse convertible notes due Dec. 19, 2013 linked to Research In Motion Ltd. stock; via JPMorgan; pricing June 14; Cusip: 48126NDR5
• Capped contingent trigger equity notes due June 19, 2018 with contingent interest tied to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126DR50
• Contingent coupon callable yield notes due June 19, 2015 linked to the S&P 500 index, the Russell 2000 index and the Euro Stoxx 50 index; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NES2
• 0% knock-out digital notes due June 19, 2015 linked to the least performing of the S&P 500 index, the Russell 2000 index and the Market Vectors Gold Miners exchange-traded fund; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NAG2
• 14.5% reverse convertible notes due Dec. 19, 2013 linked to Silver Wheaton Corp. stock; via JPMorgan; pricing June 14; Cusip: 48126NDQ7
• 10.5%-12.5% upside autocallable reverse exchangeable notes due June 19, 2014 linked to the common stock of VeriFone Systems, Inc.; via J.P. Morgan Securities LLC; pricing June 14; Cusip: 48126NED5
• 9% reverse convertible notes due June 18, 2014 linked to Whirlpool Corp. stock; via JPMorgan; pricing June 14; Cusip: 48126NDW4
• 0% capped buffered enhanced participation equity notes due Sept. 22, 2015 linked to the S&P 500 index; 88% trigger; via J.P. Morgan Securities LLC; pricing June 17; Cusip: 48126NDZ7
• Callable step-up fixed-rate notes due June 21, 2028; via J.P. Morgan Securities LLC; pricing June 18; Cusip: 48126DX38
• 0% return notes due June 22, 2015 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing June 18; Cusip: 48126NEU7
• Annual income notes contingent on the performance of the JPMorgan ETF Efficiente 5 index due June 30, 2020; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48126NBZ9
• Callable contingent interest notes due June 28, 2016 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 21; Cusip: 48126NDF1
• 7% reverse convertible notes due Sept. 30, 2014 linked to Apple Inc. stock; via JPMorgan; pricing June 25; Cusip: 48126NCT2
• Digital contingent coupon certificates of deposit due June 28, 2019 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc.); via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48124JJ41
• Digital contingent coupon certificates of deposit due June 30, 2020 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc.); via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48124JJ25
• Digital contingent coupon certificates of deposit due June 30, 2020 linked to a basket of stocks (AT&T, Inc., Bristol-Meyers Squibb Co., Coca-Cola Co., Kimberly-Clark Corp., McDonald's Corp., Philip Morris International, Inc., Procter & Gamble Co., Reynolds American Inc., Southern Co. and Unilever plc.); via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48124JJ33
• 7% to 9% autocallable yield notes due June 30, 2014 linked to the Euro Stoxx 50 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCR6
• 6% to 8% autocallable yield notes due June 30, 2014 linked to the iShares MSCI Brazil Capped index fund and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCS4
• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCB1
• 0% capped buffered return enhanced notes due June 30, 2015 linked to the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCF2
• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCC9
• 0% capped buffered return enhanced notes due June 30, 2015 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCG0
• 0% notes due June 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCU9
• Market-linked notes due June 30, 2023 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCW5
• Contingent interest notes due June 30, 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCV7
• 0% return notes due Sept. 30, 2014 linked to the J.P. Morgan Strategic Volatility index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCJ4
• 0% return notes due June 30, 2015 linked to the J.P. Morgan Strategic Volatility Dynamic Index (Series 1) (USD); via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCK1
• 11% to 13% autocallable yield notes due June 30, 2014 linked to the Market Vectors Gold Miners exchange-traded fund and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCP0
• 10% to 12% autocallable yield notes due June 30, 2014 linked to the Market Vectors Gold Miners exchange-traded fund and the S&P 500 index; 65% trigger; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCQ8
• 11% to 13% autocallable yield notes due June 30, 2014 linked to the Market Vectors Gold Miners exchange-traded fund and the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCP0
• 0% capped buffered return enhanced notes due Dec. 31, 2014 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCA3
• 0% capped buffered return enhanced notes due June 30, 2015 linked to the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCE5
• 0% capped buffered return enhanced notes due June 30, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCH8
• 0% capped buffered return enhanced notes due June 30, 2015 linked to the S&P 500 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NCD7
• 7% to 9% autocallable yield notes due Dec. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126D3C1
• 7% to 9% autocallable yield notes due Dec. 31, 2014 linked to the S&P 500 index and the Russell 2000 index; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126D3C1
• Contingent coupon callable yield notes due June 30, 2016 linked to the S&P 500 index, the Russell 2000 index and the iShares MSCI EAFE index fund; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NDG9
• 10% upside autocallable reverse exchangeable notes due June 27, 2014 linked to the American Depositary Shares of Sony Corp. shares; 70% trigger; via J.P. Morgan Securities LLC; pricing June 25; Cusip: 48126NEG8
• Callable contingent interest notes due June 30, 2028 linked to the lesser performing of the S&P 500 index and the Russell 2000 index; 70% trigger; via J.P. Morgan Securities LLC; pricing June 26; Cusip: 48126NEP8
• 0% Performance Leveraged Upside Securities due Jan. 2, 2015 linked to the iShares MSCI Emerging Markets index fund; via J.P. Morgan Securities LLC; pricing June 28; Cusip: 48126H837
• 0% notes due June 2019 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing in June
• 0% notes due June 2020 linked to the JPMorgan ETF Efficiente 5 index; via J.P. Morgan Securities LLC; pricing in June
MORGAN STANLEY
• Phoenix autocallable securities due July 2, 2014 linked to Amazon.com, Inc.; via Morgan Stanley & Co. LLC; pricing June 14; Cusip: 61761JJA8
• 0% trigger phoenix autocallable optimization securities due June 20, 2018 linked to the iShares Russell 2000 index fund and the SPDR S&P 500 ETF Trust; 70% to 75% trigger; via Morgan Stanley & Co. LLC; pricing June 14; Cusip: 61762E521
• 0% return enhanced notes due July 2, 2014 linked to the McDonald's Corp. shares; via Morgan Stanley & Co. LLC; pricing June 14; Cusip: 61761JHX0
• 0% return enhanced notes due July 2, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with J.P. Morgan Securities LLC; pricing June 14; Cusip: 61761JHW2
• 0% lookback levered contingent buffered enhanced notes due June 18, 2015 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 14; Cusip: 61761JJC4
• 0% market plus notes due Dec. 17, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC and J.P. Morgan Securities LLC; pricing June 14; Cusip: 61761JHY8
• 0% contingent buffer equity notes due July 2, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with JPMorgan Chase Bank, NA and J.P. Morgan Securities LLC as dealers; pricing June 14; Cusip: 61761JHZ5
• 0% market-linked notes due June 29, 2020 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHJ1
• 0% lock-in buffered securities due June 28, 2018 linked to the Dow Jones industrial average; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHK8
• Contingent income securities due June 28, 2028 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHA0
• Contingent coupon notes due June 28, 2033 linked to the Euro Stoxx 50 index and the Russell 2000 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHD4
• Autocallable contingent income step-up securities due June 28, 2033 linked to the worse performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHB8
• Contingent income securities due June 28, 2028 linked to the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JGX1
• Contingent income buffered autocallable securities due June 28, 2028 linked to the worst performing of the Russell 2000 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHG7
• 0% trigger return optimization securities due June 30, 2016 linked to the S&P 500 index; 75% trigger; via Morgan Stanley & Co. LLC is the agent with UBS Financial Services Inc.; pricing June 25; Cusip: 61762E711
• 0% Target Optimized Participation Securities due Dec. 28, 2020 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHH5
• 0% trigger performance securities due June 30, 2023 linked to the S&P 500 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61762E687
• Contingent income securities due June 28, 2028 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JGZ6
• 0% return optimization securities due July 31, 2014 linked to the S&P 500 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing June 25; Cusip: 61762E539
• Autocallable contingent income step-up securities due June 28, 2028 linked to the worse performing of the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHC6
• Contingent income securities due June 28, 2028 linked to the S&P 500 index and the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JGY9
• Contingent income buffered securities due June 28, 2028 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHF9
• Autocallable contingent income step-up securities due June 28, 2028 linked to the worse performing of the S&P 500 index and the Russell 2000 index; 50% trigger; via Morgan Stanley & Co. LLC; pricing June 25; Cusip: 61761JHE2
• 0% trigger performance securities due June 29, 2018 linked to the Euro Stoxx 50 index; via Morgan Stanley & Co. LLC with UBS Financial Services Inc. as dealer; pricing June 26; Cusip: 61762E513
• 0% airbag performance notes due June 30, 2023 linked to the Euro Stoxx 50 index; 50% trigger; via Morgan Stanley & Co. LLC is the agent with UBS Financial Services Inc.; pricing June 26; Cusip: 61762E703
• Fixed-to-floating-rate leveraged CMS curve and S&P 500 index-linked notes due June 28, 2028; via Morgan Stanley & Co. LLC; settlement June 28; Cusip: 61760QCQ5
• Fixed-to-floating-rate leveraged CMS curve and S&P 500 index-linked notes due June 28, 2028; via Morgan Stanley & Co. LLC; settlement June 28; Cusip: 61760QCT9
• 0% dual directional trigger securities due June 2018 linked to the S&P 500 index; via Morgan Stanley & Co. LLC; pricing in June; Cusip: 61762E547
• 0% jump securities due June 2015 linked to the Financial Select Sector SPDR fund; via Morgan Stanley & Co. LLC; pricing in June; Cusip: 61762E554
• Contingent income autocallable securities due June 2016 with step-up redemption threshold level feature linked to the common stock of Wells Fargo & Co.; via Morgan Stanley & Co. LLC; pricing in June; Cusip: 61762E653
ROYAL BANK OF CANADA
• 6%-8% airbag autocallable yield optimization notes due June 20, 2014 linked to Freeport-McMoRan Copper & Gold Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 14; Cusip: 78008Y707
• 6.35%-8.35% airbag autocallable yield optimization notes due June 20, 2014 linked to lululemon athletica inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 14; Cusip: 78008Y715
• 6.5%-8.5% airbag autocallable yield optimization notes due June 20, 2014 linked to Toll Brothers, Inc. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 14; Cusip: 78008Y723
• 6%-8% airbag autocallable yield optimization notes due June 20, 2014 linked to Valero Energy Corp. common stock; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 14; Cusip: 78008Y731
• Fixed-to-floating-rate notes due June 21, 2023; via RBC Capital Markets LLC; settlement June 21; Cusip: 78008SWL6
• 11.75% to 13.75% callable reverse convertible notes due June 30, 2014 linked to Market Vectors Gold Miners exchange-traded fund; 80% trigger; via RBC Capital Markets LLC; pricing June 25; Cusip: 78008S3G9
• 0% contingent return optimization securities due Dec. 31, 2015 linked to the S&P 500 index; via UBS Financial Services Inc. and RBC Capital Markets, LLC; pricing June 25; Cusip: 78008Y681
• 0% buffered bullish enhanced return notes due June 29, 2018 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing June 25; Cusip: 78008S2S4
• 0% bullish barrier enhanced return notes due June 30, 2015 linked to the Euro Stoxx 50 index; via RBC Capital Markets, LLC; pricing June 26; Cusip: 78008S3H7
• Bullish barrier enhanced return notes due June 29, 2016 linked to the S&P 500 index; via RBC Capital Markets, LLC; pricing June 26; Cusip: 78008S2J4
• 8% STEP Income Securities due June 2014 linked to the common stock of Amazon.com, Inc.; via BofA Merrill Lynch; pricing in June
• 0% direct investment notes due Aug. 8, 2014 linked to the EquityCompass Equity Risk Management Strategy; via RBC Capital Markets, LLC; pricing July 3; Cusip: 78008S3J3
• 0% leveraged buffered notes due 2015 linked due 20 to 23 months to Energy Select Sector SPDR fund, the Industrial Select Sector SPDR fund, the Materials Select Sector SPDR fund and the Technology Select Sector SPDR fund; 90% trigger; via RBC Capital Markets, LLC; Cusip: 78008S2H8
• 18- to 21-month 0% leveraged buffered notes tied to the iShares MSCI EAFE index fund; 90% trigger; via Goldman Sachs & Co.
• 15- to 17-month 0% buffered equity index-linked notes tied to the MSCI EAFE index; 85% trigger; via Goldman Sachs & Co.
• 0% leveraged buffered notes due 2015 linked to the MSCI EAFE index due in 27 to 30 months; via RBC Capital Markets, LLC; Cusip: 78008S2K1
• 0% buffered notes due in 36-37 months linked to MSCI EAFE index; via RBC Capital Markets, LLC; Cusip: 78008S2N5
• 0% buffered notes due in 36-37 months linked to S&P 500 index; via RBC Capital Markets, LLC; Cusip: 78008S2M7
AB SVENSK EXPORTKREDIT
• 0% Accelerated Return Notes due August 2014 linked to the Euro Stoxx 50 index; via BofA Merrill Lynch; pricing in June
• 0% Accelerated Return Notes due September 2014 linked to the Merrill Lynch Commodity index eXtra Precious Metals Plus - Excess Return; via BofA Merrill Lynch; pricing in June
UBS AG, LONDON BRANCH
• 0% trigger return optimization securities due June 20, 2016 linked to an equity fund basket (iShares MSCI Emerging Markets index fund, PowerShares S&P 500 Low Volatility Portfolio, Technology Select Sector SPDR fund, iShares MSCI United Kingdom index fund, iShares Russell 2000 index fund, SPDR S&P MidCap 400 exchange-traded fund and WisdomTree Japan Hedged Equity fund); via UBS Financial Services Inc. and UBS Investment Bank; pricing June 14; Cusip: 90271C817
• Trigger phoenix autocallable optimization securities due June 20, 2018 linked to the common stock of Broadcom Corp.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 14; Cusip: 90271C825
• Trigger phoenix autocallable optimization securities due June 20, 2018 linked to the common stock of Coach, Inc.; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 14; Cusip: 90271C833
• 0% airbag performance notes due June 29, 2018 linked to the PowerShares S&P 500 Low Volatility Portfolio; 75% trigger; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 25; Cusip: 90271C783
• 0% trigger step performance securities due June 30, 2017 linked to the Russell 2000 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 25; Cusip: 90271C809
• 0% trigger performance securities due June 29, 2018 linked to the S&P 500 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 25; Cusip: 90271C718
• 0% return optimization securities due Dec. 31, 2014 linked to the SPDR S&P Homebuilders exchange-traded fund; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 25; Cusip: 90271C635
• 0% trigger performance securities due June 30, 2023 linked to the Euro Stoxx 50 index; via UBS Financial Services Inc. and UBS Investment Bank; pricing June 26; Cusip: 90271C726
• 0% short leverage securities linked to the S&P 500 Total Return index; via UBS Financial Services Inc. and UBS Investment Bank; Cusip: 90269V439
UNION BANK, NA
• 0% quarterly capped return market-linked certificates of deposit due June 28, 2018 linked to the S&P 500 index; via UnionBanc Investment Services, LLC and Incapital LLC; pricing June 25; Cusip: 90521AMZ8
• Contingent currency basket return market-linked certificates of deposit due June 28, 2018 linked to the Brazilian real, the Russian ruble, the Indian rupee and the Chinese renminbi; via UnionBanc Investment Services, LLC and Incapital LLC; pricing June 26; Cusip: 90521AMY1
• 0% quarterly capped return market-linked certificates of deposit due June 28, 2017 linked to gold; via UnionBanc Investment Services, LLC and Incapital LLC; pricing June 26; Cusip: 90521AMW5
WELLS FARGO & CO.
• Equity-linked securities with variable contingent coupon and contingent downside due June 28, 2019 linked to the Russell 2000 index; via Wells Fargo Securities, LLC; pricing June 25; Cusip: 94986RPY1
• Market-linked notes due July 8, 2020 tied to the S&P 500 index; via Wells Fargo Securities, LLC; pricing June 27; Cusip: 94986RQA2
• Market-linked notes due July 8, 2020 tied to a basket the SPDR S&P 500 ETF Trust, iShares MSCI EAFE index fund and iShares MSCI Emerging Markets index fund; via Wells Fargo Securities, LLC; pricing June 27; Cusip: 94986RQB0
• 0% access securities with upside participation and fixed percentage buffered downside due July 10, 2017 linked to a basket of equity indexes and exchange-traded funds (S&P 500 index, iShares MSCI EAFE index fund, S&P MidCap 400 index, iShares MSCI Emerging Markets index fund and Russell 2000 index; via Wells Fargo Securities, LLC; pricing July 3; Cusip: 94986RQG9
© 2015 Prospect News.
All content on this website is protected by copyright law in the U.S. and elsewhere.
For the use of the person downloading only.
Redistribution and copying are prohibited by law without written permission in advance from Prospect News.
Redistribution or copying includes e-mailing, printing multiple copies or any other form of reproduction.